Raymond James & Associates
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 19, 2024), Raymond James & Associates reported 3,823 stock positions worth $152.2 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 7.6% of the portfolio, followed by iShares Core U.S. Aggregate (AGG, 4.4%) and Microsoft (MSFT, 3.3%). Compared with Q1 2024, it opened 158 new positions, sold out of 160, added to 1,879 and reduced 1,691. The biggest buy was Apple (AAPL, shares +5%) and the biggest sale SS Health Care Select Sector (XLV, shares −19%).
- Most Recent 13F
- Q3 2024
- Location
- ST PETERSBURG, FL
- CIK
- 0001084208
- Portfolio Value
- $152.2B (Q2 2024)
- SEC Filing
- 0001084208-24-000013 ↗ filed Jul 19, 2024
Holdings Value
Holdings 3,823 stocks · $152.2B
| VOO Vanguard S&P 500 ETF | 7.59% | 23,105,510 | $11.6B | Add +0.4% |
| AGG iShares Core U.S. Aggregate | 4.38% | 68,688,883 | $6.7B | Add +4.0% |
| MSFT Microsoft Corp. | 3.26% | 11,115,098 | $5.0B | Add +1.0% |
| AAPL Apple Inc. | 2.69% | 19,451,194 | $4.1B | Add +5.3% |
| NVDA Nvidia Corp. | 2.00% | 24,631,671 | $3.0B | Reduce -3.5% |
| AMZN Amazon.com Inc. | 1.68% | 13,246,712 | $2.6B | Add +2.1% |
| IEFA iShares Core MSCI Eafe ETF | 1.42% | 29,746,936 | $2.2B | Add +1.2% |
| AVGO Broadcom Inc. | 1.40% | 1,326,595 | $2.1B | Reduce -1.0% |
| JPM JPMorgan Chase & Co. | 1.22% | 9,162,328 | $1.9B | Reduce -1.7% |
| GOOGL Alphabet Inc. Class A | 1.14% | 9,558,678 | $1.7B | Add +4.5% |
| USMV iShares MSCI USA Min Vol Fac | 0.89% | 16,095,735 | $1.4B | Add +0.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.88% | 2,464,244 | $1.3B | Reduce -1.9% |
| META Meta Platforms Inc. Class A | 0.86% | 2,588,132 | $1.3B | Add +7.1% |
| HD Home Depot Inc. | 0.80% | 3,556,074 | $1.2B | Add +0.6% |
| MRK Merck & Co. Inc. | 0.79% | 9,760,634 | $1.2B | Reduce -0.4% |
| ETN Eaton Corp. PLC | 0.78% | 3,777,215 | $1.2B | Reduce -0.7% |
| V Visa Inc. Class A | 0.73% | 4,226,221 | $1.1B | Add +3.4% |
| IJH iShares Core S&P Midcap ETF | 0.73% | 18,872,281 | $1.1B | Add +1.2% |
| WMT Walmart Inc. | 0.72% | 16,282,129 | $1.1B | Add +16.0% |
| IJR iShares Core S&P Small-Cap E | 0.68% | 9,771,036 | $1.0B | Add +2.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.66% | 2,462,127 | $1.0B | Add +1.1% |
| GOOG Alphabet Inc. Class C | 0.65% | 5,432,227 | $996.4M | Add +14.6% |
| IWF iShares Russell 1000 Growth | 0.63% | 2,613,524 | $952.7M | Reduce -0.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.62% | 3,874,342 | $938.0M | Add +1.6% |
| LLY Eli Lilly & Co. | 0.61% | 1,024,304 | $927.4M | Add +9.5% |
| JNJ Johnson & Johnson | 0.60% | 6,267,420 | $916.0M | Reduce -1.8% |
| UNH Unitedhealth Group Inc. | 0.59% | 1,774,308 | $903.6M | Add +1.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.59% | 17,893,412 | $896.6M | Add +1.4% |
| MSI Motorola Solutions Inc. | 0.59% | 2,319,631 | $895.5M | Add +3.7% |
| IEMG iShares Core MSCI Emerging | 0.53% | 15,034,476 | $804.8M | Add +2.6% |
| XLK SS Technology Select Sector | 0.52% | 3,508,608 | $793.8M | Add +2.2% |
| IVV iShares Core S&P 500 ETF | 0.52% | 1,442,415 | $789.3M | Add +7.0% |
| CB Chubb Ltd. | 0.51% | 3,051,081 | $778.3M | Add +2.9% |
| ABBV Abbvie Inc. | 0.51% | 4,506,145 | $772.9M | Add +4.3% |
| COST Costco Wholesale Corp. | 0.50% | 895,533 | $761.2M | Add +3.1% |
| MPC Marathon Petroleum Corp. | 0.49% | 4,286,892 | $743.7M | Add +2.6% |
| VZ Verizon Communications Inc. | 0.45% | 16,458,264 | $678.7M | Add +0.6% |
| QQQ Invesco QQQ Trust Series 1 | 0.45% | 1,415,739 | $678.3M | Reduce -1.3% |
| XLV SS Health Care Select Sector | 0.44% | 4,589,374 | $668.9M | Reduce -19.2% |
| CVX Chevron Corp. | 0.42% | 4,125,608 | $645.3M | Add +4.0% |
| VIG Vanguard Dividend Apprec ETF | 0.42% | 3,520,492 | $642.7M | Reduce -0.5% |
| CRM Salesforce Inc. | 0.42% | 2,481,638 | $638.0M | Add +3.0% |
| IWD iShares Russell 1000 Value E | 0.42% | 3,644,049 | $635.8M | Add +0.3% |
| CSCO Cisco Systems Inc. | 0.42% | 13,305,175 | $632.1M | Add +0.9% |
| UNP Union Pacific Corp. | 0.40% | 2,709,564 | $613.1M | Reduce -8.4% |
| CME Cme Group Inc. | 0.39% | 3,029,145 | $595.5M | Add +3.2% |
| IEF iShares 7-10 Year Treasury B | 0.39% | 6,346,855 | $594.4M | Add +4.6% |
| PG The Procter & Gamble Co. | 0.38% | 3,466,016 | $571.6M | Add +10.4% |
| CMCSA Comcast Corp. Class A | 0.37% | 14,411,280 | $564.3M | Reduce -4.6% |
| ORCL Oracle Corp. | 0.37% | 3,991,756 | $563.6M | Add +5.0% |
| QCOM Qualcomm Inc. | 0.37% | 2,791,741 | $556.1M | Add +9.9% |
| MA Mastercard Inc. Class A | 0.35% | 1,214,293 | $535.7M | Add +1.7% |
| APD Air Products & Chemicals Inc. | 0.34% | 2,009,786 | $518.6M | Reduce -4.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.33% | 3,507,198 | $500.6M | Add +11.6% |
| SMMV iShares MSCI USA Small-Cap M | 0.32% | 13,202,619 | $492.4M | Add +2.3% |
| MDT Medtronic PLC | 0.32% | 6,246,361 | $491.7M | Add +5.7% |
| NFLX Netflix Inc. | 0.32% | 715,796 | $483.1M | Add +5.8% |
| XOM Exxon Mobil Corp. | 0.32% | 4,176,180 | $480.8M | Add +28.1% |
| USHY iShares Broad Usd High Yield | 0.31% | 13,190,503 | $478.6M | Add +2.8% |
| MTUM iShares MSCI USA Momentum Fa | 0.31% | 2,441,423 | $475.8M | Reduce -2.6% |
| DVN Devon Energy Corp. | 0.29% | 9,183,778 | $435.3M | Add +1.5% |
| NEE Nextera Energy Inc. | 0.28% | 5,957,220 | $421.8M | Add +57.0% |
| XLC SS Comm Select Sector SPDR | 0.27% | 4,801,046 | $411.3M | Reduce -0.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.27% | 2,548,586 | $408.8M | Add +1.4% |
| KO The Coca-Cola Co. | 0.26% | 6,245,331 | $397.5M | Add +42.6% |
| VYM Vanguard High DVD Yield ETF | 0.25% | 3,249,622 | $385.4M | Reduce -3.9% |
| UPS United Parcel Service Class B | 0.25% | 2,755,110 | $377.0M | Reduce -5.2% |
| COWZ Pacer US Cash Cows 100 ETF | 0.24% | 6,732,234 | $366.8M | Add +5.5% |
| VEU Vanguard Ftse All-World Ex-U | 0.23% | 6,075,667 | $356.3M | Reduce -4.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.23% | 947,701 | $354.4M | Add +1.3% |
| PEP Pepsico Inc. | 0.23% | 2,122,194 | $350.0M | Reduce -4.7% |
| DRI Darden Restaurants Inc. | 0.23% | 2,308,144 | $349.3M | Add +4.8% |
| WMB Williams Cos Inc. | 0.23% | 8,190,269 | $348.1M | Reduce -2.7% |
| TT Trane Technologies PLC | 0.23% | 1,044,405 | $343.5M | Add +2.1% |
| AMD Advanced Micro Devices | 0.22% | 2,080,131 | $337.4M | Reduce -9.5% |
| XLF SS Financial Select Sector | 0.22% | 8,173,790 | $336.0M | Add +16.2% |
| SPGI S&P Global Inc. | 0.22% | 752,276 | $335.5M | Reduce -0.7% |
| DHR Danaher Corp. | 0.22% | 1,339,544 | $334.7M | Reduce -0.3% |
| PM Philip Morris International | 0.22% | 3,296,626 | $334.0M | Add +52.0% |
| AMGN Amgen Inc. | 0.22% | 1,065,005 | $332.8M | Reduce -1.4% |
| ABT Abbott Laboratories | 0.22% | 3,151,958 | $327.5M | Reduce -0.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.21% | 8,087,594 | $321.6M | Reduce -14.2% |
| FISV Fiserv Inc. | 0.21% | 2,157,827 | $321.6M | Add +1.0% |
| MCD McDonald's Corp. | 0.21% | 1,255,943 | $320.1M | Add +1.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.21% | 2,854,674 | $314.3M | Reduce -1.5% |
| ICE Intercontinental Exchange Inc. | 0.21% | 2,282,461 | $312.4M | Add +1.3% |
| ACN Accenture PLC Class A | 0.20% | 1,024,206 | $310.8M | Reduce -7.8% |
| XLY SS Consumer Disc Select Sect | 0.20% | 1,698,111 | $309.7M | Add +0.7% |
| TXN Texas Instruments Inc. | 0.20% | 1,578,823 | $307.1M | Add +1.3% |
| TMO Thermo Fisher Scientific Inc. | 0.20% | 540,041 | $298.6M | Add +5.2% |
| JCI Johnson Controls Internation | 0.20% | 4,485,742 | $298.2M | Add +7.0% |
| RTX RTX Corp. | 0.19% | 2,955,282 | $296.7M | Reduce -5.1% |
| ADBE Adobe Inc. | 0.19% | 519,584 | $288.6M | Reduce -0.2% |
| SDY SS SPDR S&P Dividend ETF | 0.19% | 2,256,492 | $287.0M | Reduce -2.0% |
| BBY Best Buy Co. Inc. | 0.19% | 3,377,763 | $284.7M | Add +17.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.18% | 1,604,043 | $278.8M | Add +12.9% |
| INTU Intuit Inc. | 0.18% | 413,993 | $272.1M | Reduce -9.2% |
| VPL Vanguard Ftse Pacific ETF | 0.17% | 3,589,355 | $266.3M | Reduce -4.1% |
| LIN Linde PLC | 0.17% | 601,785 | $264.1M | Add +3.8% |
| NXPI NXP Semiconductors NV | 0.17% | 972,916 | $261.8M | Add +1.0% |
Options reported separately and not counted above: GDXJ calls ($4.6M), TLT puts ($4.5M), SPY puts ($3.8M), PH puts ($2.6M), QQQ puts ($2.3M), NVO puts ($2.1M), BMY calls ($1.8M), AMZN puts ($1.8M), COF puts ($1.5M), MSFT puts ($1.4M), IWM puts ($1.4M), AMGN puts ($1.3M), and 34 more.
Other holdings (80): bonds, preferreds, convertibles and warrants · $23.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,583 | $9.0M | Add +19.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 6,165 | $7.4M | Add +24.8% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 22,232 | $1.3M | Add +1.2% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 22,675 | $1.1M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 19,784 | $814K | Reduce -10.5% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 753,000 | $723K | Add +3.9% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 22,472 | $559K | Add +3.2% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 390,000 | $354K | No change |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 160,000 | $158K | No change |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 120,000 | $113K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 100,000 | $100K | No change |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 75,000 | $72K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 72,000 | $71K | Add +380.0% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 72,000 | $69K | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 73,000 | $69K | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 73,000 | $62K | New |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 43,000 | $62K | Add +43.3% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 61,000 | $59K | Add +454.6% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 17,000 | $58K | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 59,000 | $55K | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 48,000 | $51K | Add +269.2% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 52,000 | $47K | Add +20.9% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 46,000 | $46K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 42,000 | $44K | New |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 44,000 | $44K | Add +41.9% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 43,000 | $43K | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 51,000 | $42K | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 13,000 | $42K | New |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | 14,000 | $40K | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 42,000 | $38K | No change |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 35,000 | $35K | Add +150.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 26,000 | $35K | New |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 38,000 | $35K | New |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 38,000 | $34K | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 28,000 | $34K | New |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 35,000 | $32K | No change |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 29,000 | $31K | No change |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 14,000 | $29K | New |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 16,000 | $29K | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 20,000 | $29K | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 15,000 | $29K | New |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 28,000 | $28K | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 13,000 | $27K | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 28,000 | $27K | New |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 10,000 | $26K | No change |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 28,000 | $26K | New |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 28,000 | $25K | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 26,000 | $25K | New |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | 12,000 | $24K | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 28,000 | $23K | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 25,000 | $23K | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 13,000 | $23K | New |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 24,000 | $22K | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 24,000 | $22K | Add +118.2% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 17,000 | $21K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 21,000 | $21K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 19,000 | $20K | Add +26.7% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 22,000 | $19K | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 13,000 | $18K | New |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 19,000 | $18K | No change |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 18,000 | $18K | Reduce -43.8% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 19,000 | $17K | No change |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 13,000 | $17K | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 13,000 | $17K | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 18,000 | $16K | Add +50.0% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 18,000 | $16K | Reduce -45.5% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 16,000 | $16K | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 25,000 | $16K | No change |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 14,000 | $14K | New |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 13,000 | $14K | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 14,000 | $14K | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 13,000 | $13K | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 16,000 | $13K | New |
| NXG NEXTGEN INFRAS | RIGHT 07/17/2024 | 22,738 | $13K | New |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 10,000 | $11K | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 10,000 | $11K | New |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 13,000 | $11K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 11,000 | $11K | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 11,000 | $10K | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 10,000 | $9K | No change |
Total filed on the 13F, all lines: $152.2B.
Portfolio Sells Q1 2024 → Q2 2024
| XLV SS Health Care Select Sector | Reduce -19.2% | 0.44% | −0.13 |
| UNP Union Pacific Corp. | Reduce -8.4% | 0.40% | −0.09 |
| JNJ Johnson & Johnson | Reduce -1.8% | 0.60% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -0.4% | 0.79% | −0.08 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.07 |
| CMCSA Comcast Corp. Class A | Reduce -4.6% | 0.37% | −0.07 |
| AMD Advanced Micro Devices | Reduce -9.5% | 0.22% | −0.06 |
| INTC Intel Corp. | Reduce -8.6% | 0.09% | −0.06 |
| ACN Accenture PLC Class A | Reduce -7.8% | 0.20% | −0.06 |
| CVS CVS Health Corp. | Reduce -14.0% | 0.09% | −0.06 |
| UBER Uber Technologies Inc. | Reduce -30.4% | 0.09% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -1.7% | 1.22% | −0.05 |
| UPS United Parcel Service Class B | Reduce -5.2% | 0.25% | −0.05 |
| DIS The Walt Disney Co. | Reduce -0.9% | 0.15% | −0.04 |
| BMY Bristol-Myers Squibb Co. | Reduce -5.8% | 0.09% | −0.04 |
| VST Vistra Corp. | Reduce -61.9% | 0.03% | −0.04 |
| SMCI Super Micro Computer Inc. | Reduce -46.2% | 0.03% | −0.04 |
| TGT Target Corp. | Reduce -1.4% | 0.14% | −0.04 |
| PEP Pepsico Inc. | Reduce -4.7% | 0.23% | −0.03 |
| NKE Nike Inc. Class B | Reduce -12.5% | 0.07% | −0.03 |
| NOW ServiceNow Inc. | Reduce -18.8% | 0.14% | −0.03 |
| BAC Bank of America Corp. | Reduce -14.2% | 0.21% | −0.03 |
| MDLZ Mondelez International Inc. Class A | Reduce -9.3% | 0.14% | −0.03 |
| KKR KKR & Co. Inc. | Reduce -32.4% | 0.07% | −0.03 |
| ETN Eaton Corp. PLC | Reduce -0.7% | 0.78% | −0.03 |
| ABT Abbott Laboratories | Reduce -0.1% | 0.22% | −0.03 |
| DHI D.R. Horton Inc. | Reduce -33.3% | 0.03% | −0.03 |
| IBM Intl Business Machines Corp. | Reduce -3.9% | 0.15% | −0.03 |
| NOC Northrop Grumman Corp. | Reduce -19.6% | 0.07% | −0.03 |
| CEG Constellation Energy | Reduce -56.7% | 0.02% | −0.03 |
| LRCX Lam Research Corp. | Reduce -35.4% | 0.06% | −0.03 |
| KMB Kimberly-Clark Corp. | Reduce -22.9% | 0.10% | −0.03 |
| CARR Carrier Global Corp. | Reduce -38.2% | 0.05% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -3.9% | 0.25% | −0.02 |
| PPG PPG Industries Inc. | Reduce -19.6% | 0.05% | −0.02 |
| MLM Martin Marietta Materials | Reduce -38.6% | 0.02% | −0.02 |
| INTU Intuit Inc. | Reduce -9.2% | 0.18% | −0.02 |
| MU Micron Technology Inc. | Reduce -22.6% | 0.11% | −0.02 |
| SCHD Schwab US DVD Equity ETF | Reduce -14.2% | 0.08% | −0.02 |
| ADSK Autodesk Inc. | Reduce -20.5% | 0.05% | −0.02 |
| USB US Bancorp | Reduce -4.8% | 0.09% | −0.02 |
| CAT Caterpillar Inc. | Reduce -0.3% | 0.13% | −0.02 |
| BX Blackstone Inc. | Reduce -6.1% | 0.11% | −0.02 |
| VPL Vanguard Ftse Pacific ETF | Reduce -4.1% | 0.17% | −0.02 |
| FVD First Trust Value Line DVD | Reduce -8.9% | 0.10% | −0.02 |
| ALL Allstate Corp. | Reduce -0.4% | 0.14% | −0.02 |
| VEU Vanguard Ftse All-World Ex-U | Reduce -4.0% | 0.23% | −0.02 |
| PSX Phillips 66 | Reduce -5.3% | 0.07% | −0.02 |
| TTE Totalenergies SE -Spon ADR | Reduce -9.0% | 0.10% | −0.02 |
| SDY SS SPDR S&P Dividend ETF | Reduce -2.0% | 0.19% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| AAPL Apple Inc. | Add +5.3% | 2.69% | +0.54 |
| GOOGL Alphabet Inc. Class A | Add +4.5% | 1.14% | +0.21 |
| GOOG Alphabet Inc. Class C | Add +14.6% | 0.65% | +0.17 |
| WMT Walmart Inc. | Add +16.0% | 0.72% | +0.15 |
| MSFT Microsoft Corp. | Add +1.0% | 3.26% | +0.12 |
| LLY Eli Lilly & Co. | Add +9.5% | 0.61% | +0.12 |
| NEE Nextera Energy Inc. | Add +57.0% | 0.28% | +0.11 |
| AMZN Amazon.com Inc. | Add +2.1% | 1.68% | +0.09 |
| VOO Vanguard S&P 500 ETF | Add +0.4% | 7.59% | +0.09 |
| PM Philip Morris International | Add +52.0% | 0.22% | +0.08 |
| PEG Public Service Enterprise GP | Add +315.3% | 0.11% | +0.08 |
| KO The Coca-Cola Co. | Add +42.6% | 0.26% | +0.08 |
| QCOM Qualcomm Inc. | Add +9.9% | 0.37% | +0.07 |
| IAI iShares U.S. Broker-Dealers | Add +33158.0% | 0.07% | +0.07 |
| COST Costco Wholesale Corp. | Add +3.1% | 0.50% | +0.07 |
| META Meta Platforms Inc. Class A | Add +7.1% | 0.86% | +0.06 |
| XOM Exxon Mobil Corp. | Add +28.1% | 0.32% | +0.06 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +11.6% | 0.33% | +0.06 |
| TSM Taiwan Semiconductor-SP ADR | Add +12.9% | 0.18% | +0.05 |
| MSI Motorola Solutions Inc. | Add +3.7% | 0.59% | +0.05 |
| O Realty Income Corp. | Add +76.6% | 0.12% | +0.05 |
| ORCL Oracle Corp. | Add +5.0% | 0.37% | +0.05 |
| NFLX Netflix Inc. | Add +5.8% | 0.32% | +0.04 |
| IVV iShares Core S&P 500 ETF | Add +7.0% | 0.52% | +0.04 |
| DUK Duke Energy Corp. | Add +28.3% | 0.16% | +0.04 |
| XLK SS Technology Select Sector | Add +2.2% | 0.52% | +0.04 |
| AEP American Electric Power | Add +51.1% | 0.11% | +0.04 |
| SHEL Shell PLC-ADR | Add +65.7% | 0.08% | +0.03 |
| TSLA Tesla Inc. | Add +11.7% | 0.17% | +0.03 |
| PG The Procter & Gamble Co. | Add +10.4% | 0.38% | +0.03 |
| SO The Southern Co. | Add +21.3% | 0.13% | +0.03 |
| BBY Best Buy Co. Inc. | Add +17.0% | 0.19% | +0.03 |
| ADI Analog Devices Inc. | Add +8.8% | 0.14% | +0.02 |
| BJ Bj's Wholesale Club Holdings | Add +97.5% | 0.04% | +0.02 |
| DELL Dell Technologies -C | Add +74.4% | 0.04% | +0.02 |
| USFR Wisdomtree Floating Rate Tre | Add +36.7% | 0.09% | +0.02 |
| CGGR Cap Group Growth Equity | Add +42.2% | 0.07% | +0.02 |
| GEV GE Vernova Inc. | Add +11880.6% | 0.02% | +0.02 |
| PSN Parsons Corp. | Add +935.1% | 0.02% | +0.02 |
| XLF SS Financial Select Sector | Add +16.2% | 0.22% | +0.02 |
| SNPS Synopsys Inc. | Add +28.0% | 0.09% | +0.02 |
| PANW Palo Alto Networks Inc. | Add +0.6% | 0.14% | +0.02 |
| TXN Texas Instruments Inc. | Add +1.3% | 0.20% | +0.02 |
| TT Trane Technologies PLC | Add +2.1% | 0.23% | +0.02 |
| CGDV Cap Group Dividend Value | Add +18.9% | 0.12% | +0.02 |
| BSCV Invesco Bulletshares 2031 CB | Add +745.9% | 0.02% | +0.02 |
| XEL Xcel Energy Inc. | Add +83.5% | 0.04% | +0.02 |
| IEMG iShares Core MSCI Emerging | Add +2.6% | 0.53% | +0.02 |
| PAYC Paycom Software Inc. | Add +769.2% | 0.02% | +0.02 |
| CDNS Cadence Design SYS Inc. | Add +39.1% | 0.06% | +0.02 |
Options Activity Q1 2024 → Q2 2024
| GDXJ Vaneck Junior Gold Miners | call | Reduce -4.0% | 92,500 | $4.6M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -84.2% | 7,800 | $3.8M |
| PH Parker Hannifin Corp. | put | Add +195.0% | 5,900 | $2.6M |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -68.2% | 5,000 | $2.3M |
| NVO Novo-Nordisk A/S-Spons ADR | put | New | 16,600 | $2.1M |
| TLT iShares 20+ Year Treasury BD | call | Sold out | 21,600 | $2.0Mbefore exit |
| BMY Bristol-Myers Squibb Co. | call | New | 43,000 | $1.8M |
| AMZN Amazon.com Inc. | put | Reduce -38.1% | 12,000 | $1.8M |
| AZN Astrazeneca PLC-Spons ADR | put | Sold out | 21,200 | $1.5Mbefore exit |
| COF Capital One Financial Corp. | put | New | 12,900 | $1.5M |
| MSFT Microsoft Corp. | put | Reduce -57.1% | 3,600 | $1.4M |
| AMGN Amgen Inc. | put | New | 4,300 | $1.3M |
| IAU iShares Gold Trust | call | New | 28,000 | $1.2M |
| IAU iShares Gold Trust | put | New | 28,000 | $1.2M |
| AAPL Apple Inc. | put | Reduce -16.7% | 6,000 | $1.0M |
| LULU Lululemon Athletica Inc. | call | New | 3,000 | $990K |
| XLF SS Financial Select Sector | put | Sold out | 22,600 | $859Kbefore exit |
| SU Suncor Energy Inc. | put | Sold out | 20,600 | $742Kbefore exit |
| AAPL Apple Inc. | call | Reduce -20.0% | 4,000 | $680K |
| AMD Advanced Micro Devices | put | Sold out | 4,100 | $677Kbefore exit |
| MSFT Microsoft Corp. | call | New | 1,600 | $640K |
| BMY Bristol-Myers Squibb Co. | put | New | 14,500 | $609K |
| SLV iShares Silver Trust | call | New | 20,200 | $525K |
| GOOGL Alphabet Inc. Class A | put | Sold out | 3,800 | $513Kbefore exit |
| XBI SS SPDR S&P Biotech ETF | put | Sold out | 5,600 | $493Kbefore exit |
| ORCL Oracle Corp. | put | Sold out | 3,900 | $488Kbefore exit |
| CCJ Cameco Corp. | put | New | 9,700 | $485K |
| CCJ Cameco Corp. | call | New | 9,700 | $485K |
| CVX Chevron Corp. | put | Sold out | 3,000 | $450Kbefore exit |
| INTC Intel Corp. | call | New | 14,100 | $423K |
| INTC Intel Corp. | put | Sold out | 9,400 | $423Kbefore exit |
| LEVI Levi Strauss & Co. Class A | put | New | 16,000 | $384K |
| BJ Bj's Wholesale Club Holdings | put | Sold out | 4,700 | $329Kbefore exit |
| NTR Nutrien Ltd. | put | Sold out | 5,000 | $300Kbefore exit |
| GDX Vaneck Gold Miners ETF | put | New | 9,500 | $295K |
| EMBJ Embraer SA-Spon ADR | put | New | 11,700 | $293K |
| NEM Newmont Corp. | put | Reduce -64.4% | 8,000 | $280K |
| SLV iShares Silver Trust | put | New | 8,700 | $248K |
| DIS The Walt Disney Co. | call | Sold out | 2,000 | $240Kbefore exit |
| NFLX Netflix Inc. | put | Sold out | 400 | $220Kbefore exit |
| RTX RTX Corp. | put | Reduce -4.8% | 2,000 | $180K |
| META Meta Platforms Inc. Class A | put | Sold out | 400 | $156Kbefore exit |
| NVDA Nvidia Corp. | put | Reduce -93.8% | 1,300 | $151K |
| DY Dycom Industries Inc. | put | New | 500 | $80K |
| COST Costco Wholesale Corp. | put | New | 100 | $76K |
| LNC Lincoln National Corp. | put | Sold out | 3,000 | $75Kbefore exit |
| ADBE Adobe Inc. | put | New | 100 | $53K |
| BE Bloom Energy Corp. Class A | call | Sold out | 5,000 | $50Kbefore exit |
| ARM Arm Holdings PLC-ADR | put | Sold out | 400 | $46Kbefore exit |
| STEM Stem Inc. | call | New | 40,500 | $41K |
Showing the first 50 of 54.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +19.3% | 7,583 | $9.0M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +24.8% | 6,165 | $7.4M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +1.2% | 22,232 | $1.3M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 22,675 | $1.1M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -10.5% | 19,784 | $814K |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Add +3.9% | 753,000 | $723K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +3.2% | 22,472 | $559K |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Sold out | 28,885 | $116Kbefore exit |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | Sold out | 110,000 | $110Kbefore exit |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | Add +380.0% | 72,000 | $71K |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | New | 72,000 | $69K |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | New | 73,000 | $69K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Sold out | 15,168 | $67Kbefore exit |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | New | 73,000 | $62K |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +43.3% | 43,000 | $62K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +454.6% | 61,000 | $59K |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | New | 17,000 | $58K |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | New | 59,000 | $55K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +269.2% | 48,000 | $51K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Add +20.9% | 52,000 | $47K |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | New | 46,000 | $46K |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | New | 42,000 | $44K |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | Add +41.9% | 44,000 | $44K |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | New | 43,000 | $43K |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | New | 51,000 | $42K |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | New | 13,000 | $42K |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | New | 14,000 | $40K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +150.0% | 35,000 | $35K |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | New | 26,000 | $35K |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | New | 38,000 | $35K |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | New | 38,000 | $34K |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 28,000 | $34K |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | New | 14,000 | $29K |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | New | 20,000 | $29K |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | New | 15,000 | $29K |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Sold out | 29,000 | $28Kbefore exit |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | New | 28,000 | $28K |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | New | 13,000 | $27K |
| INTERDIGITAL INC (IDCC 2 06/01/24) | NOTE 2.000% 6/0 · principal | Sold out | 21,000 | $27Kbefore exit |
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | Sold out | 27,000 | $27Kbefore exit |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | New | 28,000 | $27K |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | New | 28,000 | $26K |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | New | 28,000 | $25K |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 26,000 | $25K |
| FRESHPET INC (FRPT 3 04/01/28) | NOTE 3.000% 4/0 · principal | New | 12,000 | $24K |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | Sold out | 21,000 | $23Kbefore exit |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | New | 28,000 | $23K |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | New | 13,000 | $23K |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | New | 24,000 | $22K |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +118.2% | 24,000 | $22K |
Showing the first 50 of 72.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.