Rock Point Advisors, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Rock Point Advisors, LLC reported 107 stock positions worth $336.7 million. Its top holding was Citigroup (C) at 5.2% of the portfolio, followed by Jefferies Financial (JEF, 4.1%) and SP Plus (SP, 3.9%). Compared with Q4 2023, it opened 11 new positions, sold out of 4, added to 34 and reduced 47. The biggest buy was a new position in Matterport (MTTR) and the biggest sale Kennedy-Wilson (KW, shares −1%).

Most Recent 13F
Q2 2026
Location
BURLINGTON, VT
CIK
0001301540
Portfolio Value
$336.7M (Q1 2024)
SEC Filing
0001301540-24-000003 ↗ filed May 10, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $336.7M $336.7M Q1 2024 Q2 2024: $333.5M Q2 2024 Q3 2024: $366.3M Q3 2024 Q4 2024: $343.0M Q4 2024 Q1 2025: $324.2M Q1 2025 Q2 2025: $354.5M Q2 2025 Q3 2025: $377.4M Q3 2025 Q4 2025: $399.5M Q4 2025 Q1 2026: $369.6M Q1 2026 Q2 2026: $408.9M Q2 2026

Holdings 107 stocks · $336.7M
C Citigroup Inc. 5.16% 274,952 $17.4M Reduce -9.6%
JEF Jefferies Financial Group Inc. 4.15% 316,738 $14.0M Reduce -10.4%
SP SP Plus Corp. 3.89% 250,658 $13.1M Reduce -3.2%
TJX TJX Companies Inc. filed as TJX COS INC NEW 3.65% 121,137 $12.3M Reduce -2.8%
EVH Evolent Health Inc. Class A 3.42% 351,607 $11.5M Reduce -8.3%
AVGO Broadcom Inc. 3.23% 8,195 $10.9M Reduce -26.0%
AES AES Corp. 3.17% 595,154 $10.7M Add +65.3%
KW Kennedy-Wilson Holdings Inc. 3.00% 1,178,172 $10.1M Reduce -1.4%
AIG American International Group 2.86% 123,110 $9.6M Reduce -4.2%
TGI Triumph Group Inc. 2.80% 626,090 $9.4M Reduce -5.0%
WLDN Willdan Group Inc. 2.74% 317,695 $9.2M Reduce -3.6%
AAPL Apple Inc. 2.69% 52,742 $9.0M Reduce -3.2%
APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC 2.57% 108,586 $8.6M Add +1.8%
ACN Accenture PLC Class A 2.52% 24,469 $8.5M Reduce -3.2%
SONY Sony Group Corp. - SP ADR 2.43% 95,335 $8.2M Reduce -0.5%
FBP First Bancorp Puerto Rico 2.33% 447,236 $7.8M Reduce -3.8%
DAL Delta Air Lines Inc. 2.32% 163,501 $7.8M Add +47.1%
AMRC Ameresco Inc. Class A 2.06% 287,714 $6.9M Add +12.7%
SLVM Sylvamo Corp. 2.02% 109,998 $6.8M Reduce -4.0%
WPC WP Carey Inc. 2.00% 119,394 $6.7M Add +5.0%
PARAA Paramount Global Class B 1.97% 563,371 $6.6M Add +5.2%
SAP Sap SE-Sponsored ADR 1.75% 30,131 $5.9M Reduce -2.3%
CSCO Cisco Systems Inc. 1.72% 116,126 $5.8M Add +0.3%
GLW Corning Inc. 1.68% 171,620 $5.7M Add +0.8%
GVA Granite Construction Inc. 1.64% 96,826 $5.5M Reduce -5.8%
CB Chubb Ltd. 1.61% 20,943 $5.4M Reduce -18.7%
GOOGL Alphabet Inc. Class A 1.59% 35,459 $5.4M Reduce -2.0%
SYK Stryker Corp. 1.50% 14,150 $5.1M Reduce -4.0%
AY Atlantica Sustainable Infras 1.35% 245,452 $4.5M Add +6.0%
MTB M & T Bank Corp. filed as M & T BK CORP 1.32% 30,607 $4.5M Add +1.8%
PCH Potlatchdeltic Corp. 1.30% 92,893 $4.4M Add +1.6%
JCI Johnson Controls Internation 1.25% 64,676 $4.2M Reduce -1.5%
T AT&T Inc. 1.20% 230,338 $4.1M Reduce -1.0%
GPN Global Payments Inc. 1.16% 29,243 $3.9M Reduce -4.6%
NLY Annaly Capital Management Inc. 1.15% 196,546 $3.9M Add +3.9%
MTTR Matterport Inc. 1.13% 1,683,695 $3.8M New
TXN Texas Instruments Inc. 1.07% 20,759 $3.6M Add +66.1%
NEXN Nexxen International Ltd. 1.07% 691,020 $3.6M Reduce -11.1%
ALEX Alexander & Baldwin Inc. 1.05% 214,310 $3.5M Add +2.0%
MTLS Materialise NV-ADR 1.01% 645,264 $3.4M Add +24.1%
STEM Stem Inc. 0.98% 1,508,779 $3.3M Add +7.2%
ATKR Atkore Inc. 0.97% 17,197 $3.3M New
AQN Algonquin Power & Utilities 0.88% 470,019 $3.0M Add +0.9%
BPOP Popular Inc. 0.77% 29,563 $2.6M Reduce -2.2%
PFE Pfizer Inc. 0.76% 92,253 $2.6M Add +15.8%
AGCO Agco Corp. 0.61% 16,794 $2.1M New
MSFT Microsoft Corp. 0.58% 4,611 $1.9M Reduce -6.0%
AMERICAN WELL CORP 0.55% 2,265,117 $1.8M Add +9.8%
BKT BlackRock Income Trust 0.33% 92,987 $1.1M Reduce -0.8%
XMUIX BlackRock Municipal Income 0.29% 80,274 $968K Reduce -0.1%
JNJ Johnson & Johnson 0.28% 6,033 $954K Add +1.7%
PG The Procter & Gamble Co. 0.27% 5,637 $915K Reduce -1.2%
NVO Novo-Nordisk A/S-Spons ADR 0.27% 7,100 $912K Reduce -4.0%
BRK.B Berkshire Hathaway Inc. Class B 0.24% 1,891 $795K Add +14.1%
GBIL Goldman Sachs Access Treasur 0.21% 6,963 $702K Reduce -6.7%
PEP Pepsico Inc. 0.20% 3,832 $671K No change
XWIAX Western Asset Infl-Link Sec 0.18% 76,080 $619K No change
GSST Goldman Sachs Ultra Short Bo 0.18% 12,171 $613K No change
BND Vanguard Total Bond Market 0.17% 8,038 $584K Add +1.9%
FLRN SS SPDR BB Ig Float RT ETF 0.16% 17,695 $546K Reduce -1.7%
SBI Western Asset Intermediate 0.16% 67,675 $536K Reduce -1.3%
CVX Chevron Corp. 0.16% 3,384 $534K Reduce -1.5%
GE General Electric 0.15% 2,897 $509K Reduce -0.3%
XOM Exxon Mobil Corp. 0.15% 4,243 $493K Add +0.1%
MMU Western Asset Managed Munici 0.14% 46,700 $488K No change
SCHB Schwab US Broad Market ETF 0.14% 7,777 $475K Add +14.5%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.14% 42,120 $466K No change
SCHA Schwab US Small-Cap ETF 0.14% 9,410 $463K Add +0.3%
BSV Vanguard Short-Term Bond ETF 0.13% 5,865 $450K Reduce -9.0%
XEVVX Eaton Vance Ltd. Durat Inc. 0.13% 43,949 $429K Reduce -4.6%
GDX Vaneck Gold Miners ETF 0.12% 12,900 $408K Add +25.9%
SHM SS SPDR N Ice St Muni ETF 0.12% 8,500 $403K No change
BIIB Biogen Inc. 0.12% 1,840 $397K No change
SCHM Schwab US Mid Cap ETF 0.12% 4,820 $392K Reduce -3.0%
VTI VG Morningstar TS MKT ETF-US 0.12% 1,500 $390K No change
WPM Wheaton Precious Metals Corp. 0.11% 8,140 $384K No change
REGN Regeneron Pharmaceuticals 0.11% 380 $366K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.11% 2,917 $357K Add +2.5%
RELX Relx PLC - Spon ADR 0.10% 8,140 $352K Reduce -2.7%
TMO Thermo Fisher Scientific Inc. 0.10% 598 $348K Reduce -4.8%
FTCI FTC Solar Inc. 0.10% 642,535 $346K Reduce -45.8%
SCHF Schwab Intl Equity ETF 0.10% 8,673 $338K Add +7.5%
AEM Agnico Eagle Mines Ltd. 0.10% 5,600 $334K Add +9.8%
SCHX Schwab US Large-Cap ETF 0.09% 5,146 $319K Add +1.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.09% 1,666 $318K Add +0.4%
VXUS Vanguard Total Intl Stock 0.09% 5,000 $302K No change
LMT Lockheed Martin Corp. 0.09% 650 $296K Add +8.3%
BMI Badger Meter Inc. 0.09% 1,800 $291K No change
MPC Marathon Petroleum Corp. 0.08% 1,366 $275K New
CSX CSX Corp. 0.08% 7,200 $267K No change
MRK Merck & Co. Inc. 0.08% 1,986 $262K Reduce -11.1%
ABBV Abbvie Inc. 0.08% 1,433 $261K Reduce -0.8%
RGLD Royal Gold Inc. 0.08% 2,100 $256K Add +5.0%
SPGI S&P Global Inc. 0.07% 575 $245K Reduce -11.5%
TFC Truist Financial Corp. 0.07% 6,250 $244K No change
SPTM SS SPDR P S&P 1500 Comp ETF 0.07% 3,750 $241K New
BNDX Vanguard Total Intl Bond ETF 0.07% 4,850 $239K No change
DECK Deckers Outdoor Corp. 0.07% 250 $235K New
NVDA Nvidia Corp. 0.07% 254 $230K New
JPM JPMorgan Chase & Co. 0.07% 1,124 $225K New
GOOG Alphabet Inc. Class C 0.07% 1,478 $225K Reduce -27.1%
HD Home Depot Inc. 0.07% 572 $219K New
HON Honeywell International Inc. 0.06% 1,044 $214K Add +4.1%
VEA Vanguard Ftse Developed ETF 0.06% 4,000 $201K New
SABA Saba Capital Income & Opport 0.05% 41,480 $158K Reduce -4.5%
TPICQ Tpi Composites Inc. 0.03% 34,250 $100K Reduce -0.7%
FSCO FS Credit Opportunities Corp. 0.02% 13,750 $82K New

Portfolio Sells Q4 2023 → Q1 2024
KW Kennedy-Wilson Holdings Inc. Reduce -1.4% 3.00% −1.48
PHM Pultegroup Inc. Sold out 0.00% −0.74
AVGO Broadcom Inc. Reduce -26.0% 3.23% −0.52
TGI Triumph Group Inc. Reduce -5.0% 2.80% −0.52
AAPL Apple Inc. Reduce -3.2% 2.69% −0.50
EVH Evolent Health Inc. Class A Reduce -8.3% 3.42% −0.42
SONY Sony Group Corp. - SP ADR Reduce -0.5% 2.43% −0.32
JEF Jefferies Financial Group Inc. Reduce -10.4% 4.15% −0.18
ACN Accenture PLC Class A Reduce -3.2% 2.52% −0.17
CB Chubb Ltd. Reduce -18.7% 1.61% −0.15
FTCI FTC Solar Inc. Reduce -45.8% 0.10% −0.15
SP SP Plus Corp. Reduce -3.2% 3.89% −0.14
NEXN Nexxen International Ltd. Reduce -11.1% 1.07% −0.12
SCHO Schwab Short-Term US Treas Sold out 0.00% −0.08
IHE iShares US Pharmaceuticals E Sold out 0.00% −0.07
AMZN Amazon.com Inc. Sold out 0.00% −0.07
GOOG Alphabet Inc. Class C Reduce -27.1% 0.07% −0.02
GPN Global Payments Inc. Reduce -4.6% 1.16% −0.02
BKT BlackRock Income Trust Reduce -0.8% 0.33% −0.02
GBIL Goldman Sachs Access Treasur Reduce -6.7% 0.21% −0.02
BSV Vanguard Short-Term Bond ETF Reduce -9.0% 0.13% −0.02
SPGI S&P Global Inc. Reduce -11.5% 0.07% −0.01
TPICQ Tpi Composites Inc. Reduce -0.7% 0.03% −0.01
XEVVX Eaton Vance Ltd. Durat Inc. Reduce -4.6% 0.13% −0.01
FLRN SS SPDR BB Ig Float RT ETF Reduce -1.7% 0.16% −0.00
SABA Saba Capital Income & Opport Reduce -4.5% 0.05% −0.00
SBI Western Asset Intermediate Reduce -1.3% 0.16% −0.00
TMO Thermo Fisher Scientific Inc. Reduce -4.8% 0.10% +0.00
SCHM Schwab US Mid Cap ETF Reduce -3.0% 0.12% +0.00
CVX Chevron Corp. Reduce -1.5% 0.16% +0.00
MRK Merck & Co. Inc. Reduce -11.1% 0.08% +0.00
XMUIX BlackRock Municipal Income Reduce -0.1% 0.29% +0.00
RELX Relx PLC - Spon ADR Reduce -2.7% 0.10% +0.00
ABBV Abbvie Inc. Reduce -0.8% 0.08% +0.01
FBP First Bancorp Puerto Rico Reduce -3.8% 2.33% +0.01
MSFT Microsoft Corp. Reduce -6.0% 0.58% +0.02
PG The Procter & Gamble Co. Reduce -1.2% 0.27% +0.02
T AT&T Inc. Reduce -1.0% 1.20% +0.02
BPOP Popular Inc. Reduce -2.2% 0.77% +0.02
GE General Electric Reduce -0.3% 0.15% +0.04
NVO Novo-Nordisk A/S-Spons ADR Reduce -4.0% 0.27% +0.04
GOOGL Alphabet Inc. Class A Reduce -2.0% 1.59% +0.06
GVA Granite Construction Inc. Reduce -5.8% 1.64% +0.06
TJX TJX Companies Inc. Reduce -2.8% 3.65% +0.11
JCI Johnson Controls Internation Reduce -1.5% 1.25% +0.11
SYK Stryker Corp. Reduce -4.0% 1.50% +0.17
AIG American International Group Reduce -4.2% 2.86% +0.22
SAP Sap SE-Sponsored ADR Reduce -2.3% 1.75% +0.30
SLVM Sylvamo Corp. Reduce -4.0% 2.02% +0.31
C Citigroup Inc. Reduce -9.6% 5.16% +0.42

Portfolio Buys Q4 2023 → Q1 2024
MTTR Matterport Inc. New 1.13% +1.13
AES AES Corp. Add +65.3% 3.17% +1.07
ATKR Atkore Inc. New 0.97% +0.97
DAL Delta Air Lines Inc. Add +47.1% 2.32% +0.97
AGCO Agco Corp. New 0.61% +0.61
TXN Texas Instruments Inc. Add +66.1% 1.07% +0.43
GLW Corning Inc. Add +0.8% 1.68% +0.11
MPC Marathon Petroleum Corp. New 0.08% +0.08
MTB M & T Bank Corp. Add +1.8% 1.32% +0.07
SPTM SS SPDR P S&P 1500 Comp ETF New 0.07% +0.07
DECK Deckers Outdoor Corp. New 0.07% +0.07
NVDA Nvidia Corp. New 0.07% +0.07
JPM JPMorgan Chase & Co. New 0.07% +0.07
HD Home Depot Inc. New 0.07% +0.07
PFE Pfizer Inc. Add +15.8% 0.76% +0.06
VEA Vanguard Ftse Developed ETF New 0.06% +0.06
BRK.B Berkshire Hathaway Inc. Class B Add +14.1% 0.24% +0.06
NLY Annaly Capital Management Inc. Add +3.9% 1.15% +0.04
DIS The Walt Disney Co. Add +2.5% 0.11% +0.03
SCHB Schwab US Broad Market ETF Add +14.5% 0.14% +0.03
GDX Vaneck Gold Miners ETF Add +25.9% 0.12% +0.02
FSCO FS Credit Opportunities Corp. New 0.02% +0.02
XOM Exxon Mobil Corp. Add +0.1% 0.15% +0.02
AEM Agnico Eagle Mines Ltd. Add +9.8% 0.10% +0.01
IBM Intl Business Machines Corp. Add +0.4% 0.09% +0.01
SCHF Schwab Intl Equity ETF Add +7.5% 0.10% +0.01
SCHX Schwab US Large-Cap ETF Add +1.5% 0.09% +0.01
LMT Lockheed Martin Corp. Add +8.3% 0.09% +0.01
SCHA Schwab US Small-Cap ETF Add +0.3% 0.14% +0.00
RGLD Royal Gold Inc. Add +5.0% 0.08% +0.00
JNJ Johnson & Johnson Add +1.7% 0.28% +0.00
HON Honeywell International Inc. Add +4.1% 0.06% −0.00
BND Vanguard Total Bond Market Add +1.9% 0.17% −0.00
AQN Algonquin Power & Utilities Add +0.9% 0.88% −0.01
MTLS Materialise NV-ADR Add +24.1% 1.01% −0.02
CSCO Cisco Systems Inc. Add +0.3% 1.72% −0.05
PCH Potlatchdeltic Corp. Add +1.6% 1.30% −0.06
AY Atlantica Sustainable Infras Add +6.0% 1.35% −0.16
ALEX Alexander & Baldwin Inc. Add +2.0% 1.05% −0.16
WPC WP Carey Inc. Add +5.0% 2.00% −0.23
APTV Aptiv Irish Holdings Ltd. Add +1.8% 2.57% −0.33
AMERICAN WELL CORP Add +9.8% 0.55% −0.39
AMRC Ameresco Inc. Class A Add +12.7% 2.06% −0.39
PARAA Paramount Global Class B Add +5.2% 1.97% −0.43
STEM Stem Inc. Add +7.2% 0.98% −0.67

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 123$408.9MC, AAPL, CSCO, GOOGL, TJX
Q1 2026 118$369.6MC, TJX, AAPL, KW, GOOGL
Q4 2025 121$399.5MC, AAPL, TJX, CSCO, GOOGL
Q3 2025 116$377.4MC, AAPL, TJX, SONY, AVGO
Q2 2025 109$354.5MC, AVGO, CSCO, AES, TJX
Q1 2025 106$324.2MC, TJX, SONY, AAPL, AES
Q4 2024 105$343.0MC, JEF, AVGO, TJX, AAPL
Q3 2024 110$366.3MC, AES, TJX, AAPL, JEF
Q2 2024 103$333.5MC, TJX, JEF, SONY, AAPL
Q1 2024 107$336.7MC, JEF, SP, TJX, EVH