Rock Point Advisors, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Rock Point Advisors, LLC reported 110 stock positions worth $366.3 million. Its top holding was Citigroup (C) at 4.6% of the portfolio, followed by AES (AES, 4.2%) and TJX Companies (TJX, 3.8%). Compared with Q2 2024, it opened 7 new positions, added to 21 and reduced 62. The biggest buy was a new position in Clearway Energy Class A (CWEN.A) and the biggest sale Citigroup (C, shares −2%).

Most Recent 13F
Q2 2026
Location
BURLINGTON, VT
CIK
0001301540
Portfolio Value
$366.3M (Q3 2024)
SEC Filing
0001301540-24-000008 ↗ filed Nov 13, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $336.7M Q1 2024 Q2 2024: $333.5M Q2 2024 Q3 2024: $366.3M $366.3M Q3 2024 Q4 2024: $343.0M Q4 2024 Q1 2025: $324.2M Q1 2025 Q2 2025: $354.5M Q2 2025 Q3 2025: $377.4M Q3 2025 Q4 2025: $399.5M Q4 2025 Q1 2026: $369.6M Q1 2026 Q2 2026: $408.9M Q2 2026

Holdings 110 stocks · $366.3M
C Citigroup Inc. 4.58% 267,887 $16.8M Reduce -1.6%
AES AES Corp. 4.17% 760,775 $15.3M Add +34.6%
TJX TJX Companies Inc. filed as TJX COS INC NEW 3.83% 119,339 $14.0M Reduce -1.8%
AAPL Apple Inc. 3.64% 57,228 $13.3M Add +8.9%
JEF Jefferies Financial Group Inc. 3.61% 214,686 $13.2M Reduce -18.2%
EVH Evolent Health Inc. Class A 3.60% 465,782 $13.2M Reduce -5.4%
KW Kennedy-Wilson Holdings Inc. 3.34% 1,107,960 $12.2M Reduce -0.2%
SONY Sony Group Corp. - SP ADR 3.31% 125,497 $12.1M Reduce -7.0%
AVGO Broadcom Inc. 3.12% 66,265 $11.4M Reduce -3.5%
APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC 2.90% 147,658 $10.6M Add +11.5%
CSCO Cisco Systems Inc. 2.77% 190,785 $10.2M Reduce -1.1%
ACN Accenture PLC Class A 2.74% 28,413 $10.0M Reduce -1.4%
AMRC Ameresco Inc. Class A 2.40% 232,052 $8.8M Reduce -5.1%
AIG American International Group 2.32% 115,977 $8.5M Add +0.2%
TGI Triumph Group Inc. 2.29% 650,038 $8.4M Add +2.6%
WLDN Willdan Group Inc. 2.27% 203,422 $8.3M Reduce -26.0%
DAL Delta Air Lines Inc. 2.24% 161,327 $8.2M Add +1.0%
WPC WP Carey Inc. 2.09% 122,662 $7.6M Reduce -1.7%
MTTR Matterport Inc. 2.05% 1,671,385 $7.5M Reduce -0.8%
FBP First Bancorp Puerto Rico 1.83% 316,711 $6.7M Reduce -28.5%
SAP Sap SE-Sponsored ADR 1.83% 29,229 $6.7M Reduce -2.7%
GPN Global Payments Inc. 1.77% 63,197 $6.5M Add +10.2%
GLW Corning Inc. 1.64% 132,910 $6.0M Reduce -2.3%
PARAA Paramount Global Class B 1.60% 551,845 $5.9M Reduce -0.4%
GOOGL Alphabet Inc. Class A 1.54% 33,907 $5.6M Reduce -2.0%
CWEN.A Clearway Energy Inc. Class A 1.50% 193,594 $5.5M New
AY Atlantica Sustainable Infras 1.45% 241,655 $5.3M Reduce -1.5%
GVA Granite Construction Inc. 1.45% 66,816 $5.3M Reduce -30.8%
SYK Stryker Corp. 1.39% 14,054 $5.1M Reduce -1.4%
MTB M & T Bank Corp. filed as M & T BK CORP 1.38% 28,445 $5.1M Reduce -6.6%
PCH Potlatchdeltic Corp. 1.33% 108,071 $4.9M Add +0.8%
T AT&T Inc. 1.29% 214,617 $4.7M Reduce -5.1%
CB Chubb Ltd. 1.28% 16,221 $4.7M Reduce -2.8%
ATKR Atkore Inc. 1.25% 54,110 $4.6M Add +129.9%
AQN Algonquin Power & Utilities 1.21% 811,414 $4.4M Add +1.7%
MTLS Materialise NV-ADR 1.16% 777,465 $4.3M Add +15.9%
NEXN Nexxen International Ltd. 1.15% 522,850 $4.2M Reduce -17.5%
ALEX Alexander & Baldwin Inc. 1.11% 211,290 $4.1M Reduce -2.3%
NLY Annaly Capital Management Inc. 1.10% 200,130 $4.0M Add +3.0%
JCI Johnson Controls Internation 1.03% 48,628 $3.8M Reduce -24.9%
TXN Texas Instruments Inc. 1.01% 17,988 $3.7M Reduce -1.8%
AKAM Akamai Technologies Inc. 0.98% 35,540 $3.6M Add +0.1%
BPOP Popular Inc. 0.77% 28,146 $2.8M Reduce -3.0%
PFE Pfizer Inc. 0.73% 91,770 $2.7M Add +0.4%
SLVM Sylvamo Corp. 0.67% 28,582 $2.5M Reduce -45.0%
ON On Semiconductor 0.61% 30,755 $2.2M New
MSFT Microsoft Corp. 0.53% 4,473 $1.9M Reduce -0.7%
AGCO Agco Corp. 0.52% 19,630 $1.9M Add +6.0%
AMWL American Well Corp. Class A 0.49% 188,093 $1.8M Add +63.0%
BKT BlackRock Income Trust 0.30% 89,721 $1.1M Reduce -3.6%
JNJ Johnson & Johnson 0.27% 6,103 $989K No change
XMUIX BlackRock Municipal Income 0.26% 76,456 $962K Reduce -4.8%
PG The Procter & Gamble Co. 0.26% 5,512 $955K Reduce -2.2%
NVO Novo-Nordisk A/S-Spons ADR 0.23% 7,100 $845K No change
SUB iShares Short-Term National 0.21% 7,365 $782K Add +0.3%
BRK.B Berkshire Hathaway Inc. Class B 0.19% 1,511 $695K Reduce -23.9%
GBIL Goldman Sachs Access Treasur 0.18% 6,738 $676K No change
PEP Pepsico Inc. 0.18% 3,832 $652K No change
XWIAX Western Asset Infl-Link Sec 0.17% 73,126 $625K Reduce -3.4%
GSST Goldman Sachs Ultra Short Bo 0.17% 12,171 $616K No change
BND Vanguard Total Bond Market 0.17% 8,063 $606K No change
SBI Western Asset Intermediate 0.15% 67,175 $551K Reduce -0.4%
GE General Electric filed as GE AEROSPACE 0.15% 2,880 $543K Reduce -0.3%
FLRN SS SPDR BB Ig Float RT ETF 0.15% 17,475 $539K Reduce -0.1%
GDX Vaneck Gold Miners ETF 0.15% 13,500 $538K No change
SCHB Schwab US Broad Market ETF 0.14% 7,682 $511K Add +0.8%
MMU Western Asset Managed Munici 0.14% 45,950 $498K Reduce -1.6%
WPM Wheaton Precious Metals Corp. 0.14% 8,140 $497K No change
SCHA Schwab US Small-Cap ETF 0.13% 9,583 $494K Add +0.8%
CVX Chevron Corp. 0.13% 3,269 $481K Reduce -1.9%
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.13% 40,120 $480K Reduce -4.8%
BSV Vanguard Short-Term Bond ETF 0.13% 5,865 $462K No change
AEM Agnico Eagle Mines Ltd. 0.12% 5,550 $447K Reduce -0.6%
XOM Exxon Mobil Corp. 0.12% 3,798 $445K Reduce -9.5%
XEVVX Eaton Vance Ltd. Durat Inc. 0.12% 42,099 $442K Reduce -3.7%
VTI VG Morningstar TS MKT ETF-US 0.12% 1,500 $425K No change
SCHM Schwab US Mid Cap ETF 0.11% 4,879 $405K Add +0.3%
REGN Regeneron Pharmaceuticals 0.11% 380 $399K No change
RELX Relx PLC - Spon ADR 0.10% 7,940 $377K Reduce -0.3%
BMI Badger Meter Inc. 0.10% 1,700 $371K Reduce -5.6%
SCHF Schwab Intl Equity ETF 0.10% 8,758 $360K Add +0.6%
BIIB Biogen Inc. 0.10% 1,840 $357K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.10% 1,585 $350K Reduce -6.4%
LMT Lockheed Martin Corp. 0.09% 590 $345K Reduce -5.6%
TMO Thermo Fisher Scientific Inc. 0.09% 548 $339K No change
SHM SS SPDR N Ice St Muni ETF 0.09% 7,000 $337K Reduce -17.6%
SCHX Schwab US Large-Cap ETF 0.09% 4,956 $336K Reduce -3.6%
STEM Stem Inc. 0.09% 954,245 $332K Reduce -41.0%
VXUS Vanguard Total Intl Stock 0.08% 4,650 $301K Reduce -7.0%
RGLD Royal Gold Inc. 0.08% 2,100 $295K No change
ABBV Abbvie Inc. 0.08% 1,433 $283K No change
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.08% 2,877 $277K Reduce -1.4%
GOOG Alphabet Inc. Class C 0.07% 1,601 $268K No change
TFC Truist Financial Corp. 0.07% 5,875 $251K Reduce -2.9%
CSX CSX Corp. 0.07% 7,200 $249K No change
LLY Eli Lilly & Co. 0.07% 280 $248K Reduce -10.0%
BNDX Vanguard Total Intl Bond ETF 0.07% 4,850 $244K No change
SPGI S&P Global Inc. 0.06% 450 $232K Reduce -10.0%
HD Home Depot Inc. 0.06% 560 $227K New
JPM JPMorgan Chase & Co. 0.06% 1,062 $224K Reduce -5.5%

Show all 110 holdings

Portfolio Sells Q2 2024 → Q3 2024
C Citigroup Inc. Reduce -1.6% 4.58% −0.60
FBP First Bancorp Puerto Rico Reduce -28.5% 1.83% −0.60
STEM Stem Inc. Reduce -41.0% 0.09% −0.45
SLVM Sylvamo Corp. Reduce -45.0% 0.67% −0.40
GOOGL Alphabet Inc. Class A Reduce -2.0% 1.54% −0.36
GVA Granite Construction Inc. Reduce -30.8% 1.45% −0.35
JEF Jefferies Financial Group Inc. Reduce -18.2% 3.61% −0.31
JCI Johnson Controls Internation Reduce -24.9% 1.03% −0.26
MTTR Matterport Inc. Reduce -0.8% 2.05% −0.21
AVGO Broadcom Inc. Reduce -3.5% 3.12% −0.18
TJX TJX Companies Inc. Reduce -1.8% 3.83% −0.18
AY Atlantica Sustainable Infras Reduce -1.5% 1.45% −0.16
SONY Sony Group Corp. - SP ADR Reduce -7.0% 3.31% −0.13
PARAA Paramount Global Class B Reduce -0.4% 1.60% −0.13
WLDN Willdan Group Inc. Reduce -26.0% 2.27% −0.10
MSFT Microsoft Corp. Reduce -0.7% 0.53% −0.08
SYK Stryker Corp. Reduce -1.4% 1.39% −0.07
TXN Texas Instruments Inc. Reduce -1.8% 1.01% −0.05
BRK.B Berkshire Hathaway Inc. Class B Reduce -23.9% 0.19% −0.05
FTCI FTC Solar Inc. Reduce -96.3% 0.00% −0.04
XMUIX BlackRock Municipal Income Reduce -4.8% 0.26% −0.03
BKT BlackRock Income Trust Reduce -3.6% 0.30% −0.03
SHM SS SPDR N Ice St Muni ETF Reduce -17.6% 0.09% −0.03
NVDA Nvidia Corp. Reduce -21.8% 0.06% −0.03
CVX Chevron Corp. Reduce -1.9% 0.13% −0.02
XOM Exxon Mobil Corp. Reduce -9.5% 0.12% −0.02
PG The Procter & Gamble Co. Reduce -2.2% 0.26% −0.02
LLY Eli Lilly & Co. Reduce -10.0% 0.07% −0.02
FLRN SS SPDR BB Ig Float RT ETF Reduce -0.1% 0.15% −0.01
XNEAX Nuveen Amt-FR QLTY Muni Inc. Reduce -4.8% 0.13% −0.01
MRK Merck & Co. Inc. Reduce -1.8% 0.06% −0.01
DIS The Walt Disney Co. Reduce -1.4% 0.08% −0.01
XWIAX Western Asset Infl-Link Sec Reduce -3.4% 0.17% −0.01
MMU Western Asset Managed Munici Reduce -1.6% 0.14% −0.01
SBI Western Asset Intermediate Reduce -0.4% 0.15% −0.01
VXUS Vanguard Total Intl Stock Reduce -7.0% 0.08% −0.01
T AT&T Inc. Reduce -5.1% 1.29% −0.01
SCHX Schwab US Large-Cap ETF Reduce -3.6% 0.09% −0.01
JPM JPMorgan Chase & Co. Reduce -5.5% 0.06% −0.01
XEVVX Eaton Vance Ltd. Durat Inc. Reduce -3.7% 0.12% −0.01
RELX Relx PLC - Spon ADR Reduce -0.3% 0.10% −0.01
SPGI S&P Global Inc. Reduce -10.0% 0.06% −0.00
TFC Truist Financial Corp. Reduce -2.9% 0.07% −0.00
SABA Saba Capital Income & Opp II Reduce -1.2% 0.05% −0.00
CB Chubb Ltd. Reduce -2.8% 1.28% +0.00
BMI Badger Meter Inc. Reduce -5.6% 0.10% +0.00
BPOP Popular Inc. Reduce -3.0% 0.77% +0.00
MTB M & T Bank Corp. Reduce -6.6% 1.38% +0.00
LMT Lockheed Martin Corp. Reduce -5.6% 0.09% +0.01
IBM Intl Business Machines Corp. Reduce -6.4% 0.10% +0.01

Portfolio Buys Q2 2024 → Q3 2024
CWEN.A Clearway Energy Inc. Class A New 1.50% +1.50
AES AES Corp. Add +34.6% 4.17% +1.19
ON On Semiconductor New 0.61% +0.61
AAPL Apple Inc. Add +8.9% 3.64% +0.32
ATKR Atkore Inc. Add +129.9% 1.25% +0.30
AMWL American Well Corp. Class A Add +63.0% 0.49% +0.26
MTLS Materialise NV-ADR Add +15.9% 1.16% +0.16
APTV Aptiv Irish Holdings Ltd. Add +11.5% 2.90% +0.11
GPN Global Payments Inc. Add +10.2% 1.77% +0.10
PCH Potlatchdeltic Corp. Add +0.8% 1.33% +0.06
HD Home Depot Inc. New 0.06% +0.06
SCHO Schwab Short-Term US Treas New 0.06% +0.06
VEA Vanguard Ftse Developed ETF New 0.06% +0.06
GSEW Goldman Sachs Eql WGHT Large New 0.06% +0.06
NEM Newmont Corp. New 0.06% +0.06
AKAM Akamai Technologies Inc. Add +0.1% 0.98% +0.02
SCHA Schwab US Small-Cap ETF Add +0.8% 0.13% −0.00
SCHF Schwab Intl Equity ETF Add +0.6% 0.10% −0.00
SCHM Schwab US Mid Cap ETF Add +0.3% 0.11% −0.00
SCHB Schwab US Broad Market ETF Add +0.8% 0.14% −0.00
NLY Annaly Capital Management Inc. Add +3.0% 1.10% −0.01
SUB iShares Short-Term National Add +0.3% 0.21% −0.02
AGCO Agco Corp. Add +6.0% 0.52% −0.02
DAL Delta Air Lines Inc. Add +1.0% 2.24% −0.03
PFE Pfizer Inc. Add +0.4% 0.73% −0.04
AQN Algonquin Power & Utilities Add +1.7% 1.21% −0.19
AIG American International Group Add +0.2% 2.32% −0.26
TGI Triumph Group Inc. Add +2.6% 2.29% −0.64

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 123$408.9MC, AAPL, CSCO, GOOGL, TJX
Q1 2026 118$369.6MC, TJX, AAPL, KW, GOOGL
Q4 2025 121$399.5MC, AAPL, TJX, CSCO, GOOGL
Q3 2025 116$377.4MC, AAPL, TJX, SONY, AVGO
Q2 2025 109$354.5MC, AVGO, CSCO, AES, TJX
Q1 2025 106$324.2MC, TJX, SONY, AAPL, AES
Q4 2024 105$343.0MC, JEF, AVGO, TJX, AAPL
Q3 2024 110$366.3MC, AES, TJX, AAPL, JEF
Q2 2024 103$333.5MC, TJX, JEF, SONY, AAPL
Q1 2024 107$336.7MC, JEF, SP, TJX, EVH