Rock Point Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Rock Point Advisors, LLC reported 107 stock positions worth $336.7 million. Its top holding was Citigroup (C) at 5.2% of the portfolio, followed by Jefferies Financial (JEF, 4.1%) and SP Plus (SP, 3.9%). Compared with Q4 2023, it opened 11 new positions, sold out of 4, added to 34 and reduced 47. The biggest buy was a new position in Matterport (MTTR) and the biggest sale Kennedy-Wilson (KW, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- BURLINGTON, VT
- CIK
- 0001301540
- Portfolio Value
- $336.7M (Q1 2024)
- SEC Filing
- 0001301540-24-000003 ↗ filed May 10, 2024
Holdings Value
Holdings 107 stocks · $336.7M
| C Citigroup Inc. | 5.16% | 274,952 | $17.4M | Reduce -9.6% |
| JEF Jefferies Financial Group Inc. | 4.15% | 316,738 | $14.0M | Reduce -10.4% |
| SP SP Plus Corp. | 3.89% | 250,658 | $13.1M | Reduce -3.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 3.65% | 121,137 | $12.3M | Reduce -2.8% |
| EVH Evolent Health Inc. Class A | 3.42% | 351,607 | $11.5M | Reduce -8.3% |
| AVGO Broadcom Inc. | 3.23% | 8,195 | $10.9M | Reduce -26.0% |
| AES AES Corp. | 3.17% | 595,154 | $10.7M | Add +65.3% |
| KW Kennedy-Wilson Holdings Inc. | 3.00% | 1,178,172 | $10.1M | Reduce -1.4% |
| AIG American International Group | 2.86% | 123,110 | $9.6M | Reduce -4.2% |
| TGI Triumph Group Inc. | 2.80% | 626,090 | $9.4M | Reduce -5.0% |
| WLDN Willdan Group Inc. | 2.74% | 317,695 | $9.2M | Reduce -3.6% |
| AAPL Apple Inc. | 2.69% | 52,742 | $9.0M | Reduce -3.2% |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 2.57% | 108,586 | $8.6M | Add +1.8% |
| ACN Accenture PLC Class A | 2.52% | 24,469 | $8.5M | Reduce -3.2% |
| SONY Sony Group Corp. - SP ADR | 2.43% | 95,335 | $8.2M | Reduce -0.5% |
| FBP First Bancorp Puerto Rico | 2.33% | 447,236 | $7.8M | Reduce -3.8% |
| DAL Delta Air Lines Inc. | 2.32% | 163,501 | $7.8M | Add +47.1% |
| AMRC Ameresco Inc. Class A | 2.06% | 287,714 | $6.9M | Add +12.7% |
| SLVM Sylvamo Corp. | 2.02% | 109,998 | $6.8M | Reduce -4.0% |
| WPC WP Carey Inc. | 2.00% | 119,394 | $6.7M | Add +5.0% |
| PARAA Paramount Global Class B | 1.97% | 563,371 | $6.6M | Add +5.2% |
| SAP Sap SE-Sponsored ADR | 1.75% | 30,131 | $5.9M | Reduce -2.3% |
| CSCO Cisco Systems Inc. | 1.72% | 116,126 | $5.8M | Add +0.3% |
| GLW Corning Inc. | 1.68% | 171,620 | $5.7M | Add +0.8% |
| GVA Granite Construction Inc. | 1.64% | 96,826 | $5.5M | Reduce -5.8% |
| CB Chubb Ltd. | 1.61% | 20,943 | $5.4M | Reduce -18.7% |
| GOOGL Alphabet Inc. Class A | 1.59% | 35,459 | $5.4M | Reduce -2.0% |
| SYK Stryker Corp. | 1.50% | 14,150 | $5.1M | Reduce -4.0% |
| AY Atlantica Sustainable Infras | 1.35% | 245,452 | $4.5M | Add +6.0% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.32% | 30,607 | $4.5M | Add +1.8% |
| PCH Potlatchdeltic Corp. | 1.30% | 92,893 | $4.4M | Add +1.6% |
| JCI Johnson Controls Internation | 1.25% | 64,676 | $4.2M | Reduce -1.5% |
| T AT&T Inc. | 1.20% | 230,338 | $4.1M | Reduce -1.0% |
| GPN Global Payments Inc. | 1.16% | 29,243 | $3.9M | Reduce -4.6% |
| NLY Annaly Capital Management Inc. | 1.15% | 196,546 | $3.9M | Add +3.9% |
| MTTR Matterport Inc. | 1.13% | 1,683,695 | $3.8M | New |
| TXN Texas Instruments Inc. | 1.07% | 20,759 | $3.6M | Add +66.1% |
| NEXN Nexxen International Ltd. | 1.07% | 691,020 | $3.6M | Reduce -11.1% |
| ALEX Alexander & Baldwin Inc. | 1.05% | 214,310 | $3.5M | Add +2.0% |
| MTLS Materialise NV-ADR | 1.01% | 645,264 | $3.4M | Add +24.1% |
| STEM Stem Inc. | 0.98% | 1,508,779 | $3.3M | Add +7.2% |
| ATKR Atkore Inc. | 0.97% | 17,197 | $3.3M | New |
| AQN Algonquin Power & Utilities | 0.88% | 470,019 | $3.0M | Add +0.9% |
| BPOP Popular Inc. | 0.77% | 29,563 | $2.6M | Reduce -2.2% |
| PFE Pfizer Inc. | 0.76% | 92,253 | $2.6M | Add +15.8% |
| AGCO Agco Corp. | 0.61% | 16,794 | $2.1M | New |
| MSFT Microsoft Corp. | 0.58% | 4,611 | $1.9M | Reduce -6.0% |
| AMERICAN WELL CORP | 0.55% | 2,265,117 | $1.8M | Add +9.8% |
| BKT BlackRock Income Trust | 0.33% | 92,987 | $1.1M | Reduce -0.8% |
| XMUIX BlackRock Municipal Income | 0.29% | 80,274 | $968K | Reduce -0.1% |
| JNJ Johnson & Johnson | 0.28% | 6,033 | $954K | Add +1.7% |
| PG The Procter & Gamble Co. | 0.27% | 5,637 | $915K | Reduce -1.2% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.27% | 7,100 | $912K | Reduce -4.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.24% | 1,891 | $795K | Add +14.1% |
| GBIL Goldman Sachs Access Treasur | 0.21% | 6,963 | $702K | Reduce -6.7% |
| PEP Pepsico Inc. | 0.20% | 3,832 | $671K | No change |
| XWIAX Western Asset Infl-Link Sec | 0.18% | 76,080 | $619K | No change |
| GSST Goldman Sachs Ultra Short Bo | 0.18% | 12,171 | $613K | No change |
| BND Vanguard Total Bond Market | 0.17% | 8,038 | $584K | Add +1.9% |
| FLRN SS SPDR BB Ig Float RT ETF | 0.16% | 17,695 | $546K | Reduce -1.7% |
| SBI Western Asset Intermediate | 0.16% | 67,675 | $536K | Reduce -1.3% |
| CVX Chevron Corp. | 0.16% | 3,384 | $534K | Reduce -1.5% |
| GE General Electric | 0.15% | 2,897 | $509K | Reduce -0.3% |
| XOM Exxon Mobil Corp. | 0.15% | 4,243 | $493K | Add +0.1% |
| MMU Western Asset Managed Munici | 0.14% | 46,700 | $488K | No change |
| SCHB Schwab US Broad Market ETF | 0.14% | 7,777 | $475K | Add +14.5% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.14% | 42,120 | $466K | No change |
| SCHA Schwab US Small-Cap ETF | 0.14% | 9,410 | $463K | Add +0.3% |
| BSV Vanguard Short-Term Bond ETF | 0.13% | 5,865 | $450K | Reduce -9.0% |
| XEVVX Eaton Vance Ltd. Durat Inc. | 0.13% | 43,949 | $429K | Reduce -4.6% |
| GDX Vaneck Gold Miners ETF | 0.12% | 12,900 | $408K | Add +25.9% |
| SHM SS SPDR N Ice St Muni ETF | 0.12% | 8,500 | $403K | No change |
| BIIB Biogen Inc. | 0.12% | 1,840 | $397K | No change |
| SCHM Schwab US Mid Cap ETF | 0.12% | 4,820 | $392K | Reduce -3.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.12% | 1,500 | $390K | No change |
| WPM Wheaton Precious Metals Corp. | 0.11% | 8,140 | $384K | No change |
| REGN Regeneron Pharmaceuticals | 0.11% | 380 | $366K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.11% | 2,917 | $357K | Add +2.5% |
| RELX Relx PLC - Spon ADR | 0.10% | 8,140 | $352K | Reduce -2.7% |
| TMO Thermo Fisher Scientific Inc. | 0.10% | 598 | $348K | Reduce -4.8% |
| FTCI FTC Solar Inc. | 0.10% | 642,535 | $346K | Reduce -45.8% |
| SCHF Schwab Intl Equity ETF | 0.10% | 8,673 | $338K | Add +7.5% |
| AEM Agnico Eagle Mines Ltd. | 0.10% | 5,600 | $334K | Add +9.8% |
| SCHX Schwab US Large-Cap ETF | 0.09% | 5,146 | $319K | Add +1.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.09% | 1,666 | $318K | Add +0.4% |
| VXUS Vanguard Total Intl Stock | 0.09% | 5,000 | $302K | No change |
| LMT Lockheed Martin Corp. | 0.09% | 650 | $296K | Add +8.3% |
| BMI Badger Meter Inc. | 0.09% | 1,800 | $291K | No change |
| MPC Marathon Petroleum Corp. | 0.08% | 1,366 | $275K | New |
| CSX CSX Corp. | 0.08% | 7,200 | $267K | No change |
| MRK Merck & Co. Inc. | 0.08% | 1,986 | $262K | Reduce -11.1% |
| ABBV Abbvie Inc. | 0.08% | 1,433 | $261K | Reduce -0.8% |
| RGLD Royal Gold Inc. | 0.08% | 2,100 | $256K | Add +5.0% |
| SPGI S&P Global Inc. | 0.07% | 575 | $245K | Reduce -11.5% |
| TFC Truist Financial Corp. | 0.07% | 6,250 | $244K | No change |
| SPTM SS SPDR P S&P 1500 Comp ETF | 0.07% | 3,750 | $241K | New |
| BNDX Vanguard Total Intl Bond ETF | 0.07% | 4,850 | $239K | No change |
| DECK Deckers Outdoor Corp. | 0.07% | 250 | $235K | New |
| NVDA Nvidia Corp. | 0.07% | 254 | $230K | New |
| JPM JPMorgan Chase & Co. | 0.07% | 1,124 | $225K | New |
Portfolio Sells Q4 2023 → Q1 2024
| KW Kennedy-Wilson Holdings Inc. | Reduce -1.4% | 3.00% | −1.48 |
| PHM Pultegroup Inc. | Sold out | 0.00% | −0.74 |
| AVGO Broadcom Inc. | Reduce -26.0% | 3.23% | −0.52 |
| TGI Triumph Group Inc. | Reduce -5.0% | 2.80% | −0.52 |
| AAPL Apple Inc. | Reduce -3.2% | 2.69% | −0.50 |
| EVH Evolent Health Inc. Class A | Reduce -8.3% | 3.42% | −0.42 |
| SONY Sony Group Corp. - SP ADR | Reduce -0.5% | 2.43% | −0.32 |
| JEF Jefferies Financial Group Inc. | Reduce -10.4% | 4.15% | −0.18 |
| ACN Accenture PLC Class A | Reduce -3.2% | 2.52% | −0.17 |
| CB Chubb Ltd. | Reduce -18.7% | 1.61% | −0.15 |
| FTCI FTC Solar Inc. | Reduce -45.8% | 0.10% | −0.15 |
| SP SP Plus Corp. | Reduce -3.2% | 3.89% | −0.14 |
| NEXN Nexxen International Ltd. | Reduce -11.1% | 1.07% | −0.12 |
| SCHO Schwab Short-Term US Treas | Sold out | 0.00% | −0.08 |
| IHE iShares US Pharmaceuticals E | Sold out | 0.00% | −0.07 |
| AMZN Amazon.com Inc. | Sold out | 0.00% | −0.07 |
| GOOG Alphabet Inc. Class C | Reduce -27.1% | 0.07% | −0.02 |
| GPN Global Payments Inc. | Reduce -4.6% | 1.16% | −0.02 |
| BKT BlackRock Income Trust | Reduce -0.8% | 0.33% | −0.02 |
| GBIL Goldman Sachs Access Treasur | Reduce -6.7% | 0.21% | −0.02 |
| BSV Vanguard Short-Term Bond ETF | Reduce -9.0% | 0.13% | −0.02 |
| SPGI S&P Global Inc. | Reduce -11.5% | 0.07% | −0.01 |
| TPICQ Tpi Composites Inc. | Reduce -0.7% | 0.03% | −0.01 |
| XEVVX Eaton Vance Ltd. Durat Inc. | Reduce -4.6% | 0.13% | −0.01 |
| FLRN SS SPDR BB Ig Float RT ETF | Reduce -1.7% | 0.16% | −0.00 |
| SABA Saba Capital Income & Opport | Reduce -4.5% | 0.05% | −0.00 |
| SBI Western Asset Intermediate | Reduce -1.3% | 0.16% | −0.00 |
| TMO Thermo Fisher Scientific Inc. | Reduce -4.8% | 0.10% | +0.00 |
| SCHM Schwab US Mid Cap ETF | Reduce -3.0% | 0.12% | +0.00 |
| CVX Chevron Corp. | Reduce -1.5% | 0.16% | +0.00 |
| MRK Merck & Co. Inc. | Reduce -11.1% | 0.08% | +0.00 |
| XMUIX BlackRock Municipal Income | Reduce -0.1% | 0.29% | +0.00 |
| RELX Relx PLC - Spon ADR | Reduce -2.7% | 0.10% | +0.00 |
| ABBV Abbvie Inc. | Reduce -0.8% | 0.08% | +0.01 |
| FBP First Bancorp Puerto Rico | Reduce -3.8% | 2.33% | +0.01 |
| MSFT Microsoft Corp. | Reduce -6.0% | 0.58% | +0.02 |
| PG The Procter & Gamble Co. | Reduce -1.2% | 0.27% | +0.02 |
| T AT&T Inc. | Reduce -1.0% | 1.20% | +0.02 |
| BPOP Popular Inc. | Reduce -2.2% | 0.77% | +0.02 |
| GE General Electric | Reduce -0.3% | 0.15% | +0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -4.0% | 0.27% | +0.04 |
| GOOGL Alphabet Inc. Class A | Reduce -2.0% | 1.59% | +0.06 |
| GVA Granite Construction Inc. | Reduce -5.8% | 1.64% | +0.06 |
| TJX TJX Companies Inc. | Reduce -2.8% | 3.65% | +0.11 |
| JCI Johnson Controls Internation | Reduce -1.5% | 1.25% | +0.11 |
| SYK Stryker Corp. | Reduce -4.0% | 1.50% | +0.17 |
| AIG American International Group | Reduce -4.2% | 2.86% | +0.22 |
| SAP Sap SE-Sponsored ADR | Reduce -2.3% | 1.75% | +0.30 |
| SLVM Sylvamo Corp. | Reduce -4.0% | 2.02% | +0.31 |
| C Citigroup Inc. | Reduce -9.6% | 5.16% | +0.42 |
Portfolio Buys Q4 2023 → Q1 2024
| MTTR Matterport Inc. | New | 1.13% | +1.13 |
| AES AES Corp. | Add +65.3% | 3.17% | +1.07 |
| ATKR Atkore Inc. | New | 0.97% | +0.97 |
| DAL Delta Air Lines Inc. | Add +47.1% | 2.32% | +0.97 |
| AGCO Agco Corp. | New | 0.61% | +0.61 |
| TXN Texas Instruments Inc. | Add +66.1% | 1.07% | +0.43 |
| GLW Corning Inc. | Add +0.8% | 1.68% | +0.11 |
| MPC Marathon Petroleum Corp. | New | 0.08% | +0.08 |
| MTB M & T Bank Corp. | Add +1.8% | 1.32% | +0.07 |
| SPTM SS SPDR P S&P 1500 Comp ETF | New | 0.07% | +0.07 |
| DECK Deckers Outdoor Corp. | New | 0.07% | +0.07 |
| NVDA Nvidia Corp. | New | 0.07% | +0.07 |
| JPM JPMorgan Chase & Co. | New | 0.07% | +0.07 |
| HD Home Depot Inc. | New | 0.07% | +0.07 |
| PFE Pfizer Inc. | Add +15.8% | 0.76% | +0.06 |
| VEA Vanguard Ftse Developed ETF | New | 0.06% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +14.1% | 0.24% | +0.06 |
| NLY Annaly Capital Management Inc. | Add +3.9% | 1.15% | +0.04 |
| DIS The Walt Disney Co. | Add +2.5% | 0.11% | +0.03 |
| SCHB Schwab US Broad Market ETF | Add +14.5% | 0.14% | +0.03 |
| GDX Vaneck Gold Miners ETF | Add +25.9% | 0.12% | +0.02 |
| FSCO FS Credit Opportunities Corp. | New | 0.02% | +0.02 |
| XOM Exxon Mobil Corp. | Add +0.1% | 0.15% | +0.02 |
| AEM Agnico Eagle Mines Ltd. | Add +9.8% | 0.10% | +0.01 |
| IBM Intl Business Machines Corp. | Add +0.4% | 0.09% | +0.01 |
| SCHF Schwab Intl Equity ETF | Add +7.5% | 0.10% | +0.01 |
| SCHX Schwab US Large-Cap ETF | Add +1.5% | 0.09% | +0.01 |
| LMT Lockheed Martin Corp. | Add +8.3% | 0.09% | +0.01 |
| SCHA Schwab US Small-Cap ETF | Add +0.3% | 0.14% | +0.00 |
| RGLD Royal Gold Inc. | Add +5.0% | 0.08% | +0.00 |
| JNJ Johnson & Johnson | Add +1.7% | 0.28% | +0.00 |
| HON Honeywell International Inc. | Add +4.1% | 0.06% | −0.00 |
| BND Vanguard Total Bond Market | Add +1.9% | 0.17% | −0.00 |
| AQN Algonquin Power & Utilities | Add +0.9% | 0.88% | −0.01 |
| MTLS Materialise NV-ADR | Add +24.1% | 1.01% | −0.02 |
| CSCO Cisco Systems Inc. | Add +0.3% | 1.72% | −0.05 |
| PCH Potlatchdeltic Corp. | Add +1.6% | 1.30% | −0.06 |
| AY Atlantica Sustainable Infras | Add +6.0% | 1.35% | −0.16 |
| ALEX Alexander & Baldwin Inc. | Add +2.0% | 1.05% | −0.16 |
| WPC WP Carey Inc. | Add +5.0% | 2.00% | −0.23 |
| APTV Aptiv Irish Holdings Ltd. | Add +1.8% | 2.57% | −0.33 |
| AMERICAN WELL CORP | Add +9.8% | 0.55% | −0.39 |
| AMRC Ameresco Inc. Class A | Add +12.7% | 2.06% | −0.39 |
| PARAA Paramount Global Class B | Add +5.2% | 1.97% | −0.43 |
| STEM Stem Inc. | Add +7.2% | 0.98% | −0.67 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 123 | $408.9M | C, AAPL, CSCO, GOOGL, TJX |
| Q1 2026 | 118 | $369.6M | C, TJX, AAPL, KW, GOOGL |
| Q4 2025 | 121 | $399.5M | C, AAPL, TJX, CSCO, GOOGL |
| Q3 2025 | 116 | $377.4M | C, AAPL, TJX, SONY, AVGO |
| Q2 2025 | 109 | $354.5M | C, AVGO, CSCO, AES, TJX |
| Q1 2025 | 106 | $324.2M | C, TJX, SONY, AAPL, AES |
| Q4 2024 | 105 | $343.0M | C, JEF, AVGO, TJX, AAPL |
| Q3 2024 | 110 | $366.3M | C, AES, TJX, AAPL, JEF |
| Q2 2024 | 103 | $333.5M | C, TJX, JEF, SONY, AAPL |
| Q1 2024 | 107 | $336.7M | C, JEF, SP, TJX, EVH |