Rock Point Advisors, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 12, 2025), Rock Point Advisors, LLC reported 116 stock positions worth $377.4 million. Its top holding was Citigroup (C) at 5.5% of the portfolio, followed by Apple (AAPL, 3.7%) and TJX Companies (TJX, 3.6%). Compared with Q2 2025, it opened 12 new positions, sold out of 5, added to 28 and reduced 49. The biggest buy was a new position in Americold Realty Trust (COLD) and the biggest sale an exit from Willdan (WLDN).
- Most Recent 13F
- Q2 2026
- Location
- BURLINGTON, VT
- CIK
- 0001301540
- Portfolio Value
- $377.4M (Q3 2025)
- SEC Filing
- 0001301540-25-000009 ↗ filed Nov 12, 2025
Holdings Value
Holdings 116 stocks · $377.4M
| C Citigroup Inc. | 5.50% | 204,367 | $20.7M | Reduce -13.6% |
| AAPL Apple Inc. | 3.69% | 54,711 | $13.9M | Reduce -1.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 3.58% | 93,570 | $13.5M | Reduce -1.0% |
| SONY Sony Group Corp. - SP ADR | 3.34% | 438,405 | $12.6M | Reduce -1.2% |
| AVGO Broadcom Inc. | 3.32% | 37,960 | $12.5M | Reduce -19.8% |
| AES AES Corp. | 3.25% | 932,777 | $12.3M | Reduce -18.4% |
| APTV Aptiv PLC | 3.23% | 141,450 | $12.2M | Reduce -2.9% |
| CSCO Cisco Systems Inc. | 3.22% | 177,425 | $12.1M | Reduce -1.6% |
| KW Kennedy-Wilson Holdings Inc. | 3.15% | 1,429,360 | $11.9M | Reduce -1.6% |
| JEF Jefferies Financial Group Inc. | 3.00% | 173,234 | $11.3M | Reduce -0.1% |
| ACN Accenture PLC Class A | 2.86% | 43,738 | $10.8M | Add +53.4% |
| GOOGL Alphabet Inc. Class A | 2.80% | 43,404 | $10.6M | Reduce -3.8% |
| NEE Nextera Energy Inc. | 2.43% | 121,447 | $9.2M | Add +105.0% |
| DAL Delta Air Lines Inc. | 2.30% | 152,638 | $8.7M | Reduce -1.0% |
| AMRC Ameresco Inc. Class A | 2.22% | 250,017 | $8.4M | Reduce -41.5% |
| EVH Evolent Health Inc. Class A | 2.19% | 978,449 | $8.3M | Add +15.1% |
| AIG American International Group | 2.13% | 102,104 | $8.0M | Add +3.1% |
| WPC WP Carey Inc. | 2.02% | 112,990 | $7.6M | Reduce -0.6% |
| PCH Potlatchdeltic Corp. | 1.98% | 183,205 | $7.5M | Add +58.1% |
| FBP First Bancorp Puerto Rico | 1.88% | 321,446 | $7.1M | Reduce -0.7% |
| ATKR Atkore Inc. | 1.80% | 108,541 | $6.8M | Add +25.7% |
| GVA Granite Construction Inc. | 1.72% | 59,259 | $6.5M | Reduce -7.1% |
| GPN Global Payments Inc. | 1.71% | 77,792 | $6.5M | Reduce -0.3% |
| TXN Texas Instruments Inc. | 1.65% | 33,954 | $6.2M | Add +0.3% |
| NEXN Nexxen International Ltd. | 1.64% | 667,222 | $6.2M | Add +14.9% |
| GLW Corning Inc. | 1.59% | 73,185 | $6.0M | Reduce -39.5% |
| AKAM Akamai Technologies Inc. | 1.58% | 78,937 | $6.0M | Add +31.1% |
| CWEN.A Clearway Energy Inc. Class A | 1.48% | 207,429 | $5.6M | Add +1.9% |
| COLD Americold Realty Trust Inc. | 1.46% | 450,070 | $5.5M | New |
| MTLS Materialise NV-ADR | 1.45% | 984,295 | $5.5M | Add +0.3% |
| SAP Sap SE-Sponsored ADR | 1.43% | 20,156 | $5.4M | Reduce -0.1% |
| SYK Stryker Corp. | 1.28% | 13,059 | $4.8M | Reduce -2.0% |
| GIS General Mills Inc. | 1.25% | 93,640 | $4.7M | Add +3.1% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 1.25% | 23,826 | $4.7M | Reduce -1.0% |
| T AT&T Inc. | 1.22% | 162,879 | $4.6M | Reduce -2.3% |
| CB Chubb Ltd. | 1.21% | 16,133 | $4.6M | Add +0.3% |
| UBER Uber Technologies Inc. | 1.19% | 45,985 | $4.5M | Reduce -1.4% |
| ALEX Alexander & Baldwin Inc. | 1.05% | 217,610 | $4.0M | Add +1.0% |
| SLVM Sylvamo Corp. | 0.96% | 82,049 | $3.6M | Add +81.6% |
| NLY Annaly Capital Management Inc. | 0.86% | 160,054 | $3.2M | Reduce -1.2% |
| PFE Pfizer Inc. | 0.83% | 123,667 | $3.2M | Add +31.6% |
| CFLT Confluent Inc. Class A | 0.83% | 158,367 | $3.1M | Add +62.6% |
| LIVN Livanova PLC | 0.81% | 58,535 | $3.1M | New |
| MU Micron Technology Inc. | 0.79% | 17,804 | $3.0M | Reduce -20.9% |
| BPOP Popular Inc. | 0.65% | 19,419 | $2.5M | Reduce -26.7% |
| MSFT Microsoft Corp. | 0.60% | 4,393 | $2.3M | Reduce -1.8% |
| BBY Best Buy Co. Inc. | 0.59% | 29,258 | $2.2M | Add +2.4% |
| AMWL American Well Corp. Class A | 0.42% | 259,171 | $1.6M | Add +49.3% |
| ESGV Vanguard ESG US Stock ETF | 0.41% | 13,200 | $1.6M | No change |
| GDX Vaneck Gold Miners ETF | 0.35% | 17,062 | $1.3M | Reduce -3.7% |
| IVV iShares Core S&P 500 ETF | 0.31% | 1,769 | $1.2M | Add +1.6% |
| JNJ Johnson & Johnson | 0.29% | 5,888 | $1.1M | Reduce -1.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.27% | 11,884 | $1.0M | Reduce -11.5% |
| BKT BlackRock Income Trust | 0.27% | 92,173 | $1.0M | Reduce -1.8% |
| SUB iShares Short-Term National | 0.24% | 8,639 | $922K | Add +15.3% |
| SPDW Ste STR SPDR PT DW Eu ETF | 0.23% | 20,098 | $860K | Add +3.6% |
| GE General Electric filed as GE AEROSPACE | 0.23% | 2,849 | $857K | Reduce -3.2% |
| AEM Agnico Eagle Mines Ltd. | 0.22% | 4,985 | $840K | Reduce -5.8% |
| PG The Procter & Gamble Co. | 0.21% | 5,270 | $810K | No change |
| AGG iShares Core U.S. Aggregate | 0.21% | 8,046 | $807K | Reduce -1.2% |
| VSGX Vanguard ESG Intl Stock ETF | 0.20% | 10,700 | $742K | No change |
| MUB iShares National Muni Bond E | 0.20% | 6,936 | $739K | Add +31.5% |
| BSV Vanguard Short-Term Bond ETF | 0.19% | 9,065 | $715K | Add +9.0% |
| GSST Goldman Sachs Ultra Short Bo | 0.16% | 11,875 | $602K | No change |
| GBIL Goldman Sachs Access Treasur | 0.16% | 5,988 | $600K | No change |
| BND Vanguard Total Bond Market | 0.16% | 7,955 | $592K | No change |
| FLRN SS SPDR BB Ig Float RT ETF | 0.15% | 18,945 | $585K | Reduce -0.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.15% | 1,152 | $579K | No change |
| PEP Pepsico Inc. | 0.14% | 3,662 | $514K | No change |
| SBI Western Asset Intermediate | 0.13% | 63,925 | $506K | Add +0.4% |
| CVX Chevron Corp. | 0.13% | 3,244 | $504K | No change |
| XWIAX Western Asset Infl-Link Sec | 0.12% | 55,385 | $466K | Reduce -7.0% |
| GEV GE Vernova Inc. | 0.12% | 715 | $440K | Reduce -5.9% |
| NEM Newmont Corp. | 0.12% | 5,198 | $438K | Reduce -6.3% |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | 0.11% | 37,990 | $433K | Reduce -4.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.11% | 1,510 | $426K | No change |
| WPM Wheaton Precious Metals Corp. | 0.11% | 3,780 | $423K | Reduce -5.0% |
| RGLD Royal Gold Inc. | 0.11% | 2,000 | $401K | No change |
| XEVVX Eaton Vance Ltd. Durat Inc. | 0.10% | 38,549 | $391K | Reduce -1.4% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.10% | 6,850 | $380K | No change |
| SGOV iShares 0-3 Month Treasury B | 0.10% | 3,759 | $379K | New |
| IYR iShares US Real Estate ETF | 0.10% | 3,895 | $378K | Reduce -16.0% |
| XOM Exxon Mobil Corp. | 0.10% | 3,237 | $365K | No change |
| RELX Relx PLC - Spon ADR | 0.10% | 7,635 | $365K | Reduce -2.2% |
| MMU Western Asset Managed Munici | 0.10% | 34,900 | $361K | Reduce -13.1% |
| SHM SS SPDR N Ice St Muni ETF | 0.09% | 7,315 | $353K | Add +4.5% |
| ORCL Oracle Corp. | 0.09% | 1,170 | $329K | Reduce -0.8% |
| GDXJ Vaneck Junior Gold Miners | 0.09% | 3,287 | $326K | No change |
| SCHB Schwab US Broad Market ETF | 0.08% | 12,243 | $315K | No change |
| VTI VG Morningstar TS MKT ETF-US | 0.08% | 900 | $295K | Reduce -7.7% |
| JPM JPMorgan Chase & Co. | 0.08% | 926 | $292K | No change |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.08% | 2,540 | $291K | No change |
| BMI Badger Meter Inc. | 0.08% | 1,600 | $286K | No change |
| SCHA Schwab US Small-Cap ETF | 0.07% | 9,996 | $279K | Reduce -1.0% |
| LMT Lockheed Martin Corp. | 0.07% | 540 | $270K | No change |
| TMO Thermo Fisher Scientific Inc. | 0.07% | 548 | $266K | No change |
| ABBV Abbvie Inc. | 0.07% | 1,120 | $259K | Add +1.8% |
| BIIB Biogen Inc. | 0.07% | 1,840 | $258K | No change |
| CSX CSX Corp. | 0.07% | 7,200 | $256K | No change |
| TFC Truist Financial Corp. | 0.07% | 5,475 | $250K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $5K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | 92,173 | $5K | Reduce -1.8% |
Total filed on the 13F, all lines: $377.4M.
Portfolio Sells Q2 2025 → Q3 2025
| WLDN Willdan Group Inc. | Sold out | 0.00% | −2.60 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −1.70 |
| TGI Triumph Group Inc. | Sold out | 0.00% | −1.15 |
| AVGO Broadcom Inc. | Reduce -19.8% | 3.32% | −0.36 |
| CSCO Cisco Systems Inc. | Reduce -1.6% | 3.22% | −0.31 |
| SAP Sap SE-Sponsored ADR | Reduce -0.1% | 1.43% | −0.30 |
| SYK Stryker Corp. | Reduce -2.0% | 1.28% | −0.21 |
| GLW Corning Inc. | Reduce -39.5% | 1.59% | −0.20 |
| C Citigroup Inc. | Reduce -13.6% | 5.50% | −0.18 |
| BPOP Popular Inc. | Reduce -26.7% | 0.65% | −0.17 |
| T AT&T Inc. | Reduce -2.3% | 1.22% | −0.14 |
| AES AES Corp. | Reduce -18.4% | 3.25% | −0.14 |
| MTB M & T Bank Corp. | Reduce -1.0% | 1.25% | −0.07 |
| SPGI S&P Global Inc. | Sold out | 0.00% | −0.06 |
| GPN Global Payments Inc. | Reduce -0.3% | 1.71% | −0.05 |
| BKT BlackRock Income Trust | Reduce -1.8% | 0.27% | −0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -11.5% | 0.27% | −0.03 |
| UBER Uber Technologies Inc. | Reduce -1.4% | 1.19% | −0.03 |
| FBP First Bancorp Puerto Rico | Reduce -0.7% | 1.88% | −0.02 |
| MSFT Microsoft Corp. | Reduce -1.8% | 0.60% | −0.02 |
| IYR iShares US Real Estate ETF | Reduce -16.0% | 0.10% | −0.02 |
| RELX Relx PLC - Spon ADR | Reduce -2.2% | 0.10% | −0.02 |
| STEM Stem Inc. | Sold out | 0.00% | −0.02 |
| XWIAX Western Asset Infl-Link Sec | Reduce -7.0% | 0.12% | −0.02 |
| MMU Western Asset Managed Munici | Reduce -13.1% | 0.10% | −0.02 |
| AGG iShares Core U.S. Aggregate | Reduce -1.2% | 0.21% | −0.01 |
| FLRN SS SPDR BB Ig Float RT ETF | Reduce -0.5% | 0.15% | −0.01 |
| XEVVX Eaton Vance Ltd. Durat Inc. | Reduce -1.4% | 0.10% | −0.01 |
| XNEAX Nuveen Amt-FR QLTY Muni Inc. | Reduce -4.9% | 0.11% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -7.7% | 0.08% | −0.01 |
| VEA Vanguard Ftse Developed ETF | Reduce -5.1% | 0.06% | −0.00 |
| NLY Annaly Capital Management Inc. | Reduce -1.2% | 0.86% | −0.00 |
| SCHM Schwab US Mid Cap ETF | Reduce -1.5% | 0.06% | −0.00 |
| SCHA Schwab US Small-Cap ETF | Reduce -1.0% | 0.07% | +0.00 |
| GEV GE Vernova Inc. | Reduce -5.9% | 0.12% | +0.00 |
| MU Micron Technology Inc. | Reduce -20.9% | 0.79% | +0.01 |
| WPM Wheaton Precious Metals Corp. | Reduce -5.0% | 0.11% | +0.01 |
| GE General Electric | Reduce -3.2% | 0.23% | +0.01 |
| ORCL Oracle Corp. | Reduce -0.8% | 0.09% | +0.01 |
| WPC WP Carey Inc. | Reduce -0.6% | 2.02% | +0.02 |
| NEM Newmont Corp. | Reduce -6.3% | 0.12% | +0.03 |
| JNJ Johnson & Johnson | Reduce -1.2% | 0.29% | +0.03 |
| GVA Granite Construction Inc. | Reduce -7.1% | 1.72% | +0.04 |
| AEM Agnico Eagle Mines Ltd. | Reduce -5.8% | 0.22% | +0.05 |
| SONY Sony Group Corp. - SP ADR | Reduce -1.2% | 3.34% | +0.09 |
| GDX Vaneck Gold Miners ETF | Reduce -3.7% | 0.35% | +0.09 |
| DAL Delta Air Lines Inc. | Reduce -1.0% | 2.30% | +0.16 |
| TJX TJX Companies Inc. | Reduce -1.0% | 3.58% | +0.29 |
| JEF Jefferies Financial Group Inc. | Reduce -0.1% | 3.00% | +0.33 |
| KW Kennedy-Wilson Holdings Inc. | Reduce -1.6% | 3.15% | +0.37 |
Portfolio Buys Q2 2025 → Q3 2025
| COLD Americold Realty Trust Inc. | New | 1.46% | +1.46 |
| NEE Nextera Energy Inc. | Add +105.0% | 2.43% | +1.27 |
| LIVN Livanova PLC | New | 0.81% | +0.81 |
| PCH Potlatchdeltic Corp. | Add +58.1% | 1.98% | +0.72 |
| ACN Accenture PLC Class A | Add +53.4% | 2.86% | +0.45 |
| SLVM Sylvamo Corp. | Add +81.6% | 0.96% | +0.32 |
| AKAM Akamai Technologies Inc. | Add +31.1% | 1.58% | +0.23 |
| PFE Pfizer Inc. | Add +31.6% | 0.83% | +0.19 |
| CFLT Confluent Inc. Class A | Add +62.6% | 0.83% | +0.15 |
| SGOV iShares 0-3 Month Treasury B | New | 0.10% | +0.10 |
| ATKR Atkore Inc. | Add +25.7% | 1.80% | +0.09 |
| VTV Vanguard Mrngstr Val ETF-Aui | New | 0.06% | +0.06 |
| GOOG Alphabet Inc. Class C | New | 0.06% | +0.06 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.06% | +0.06 |
| SPSM SS SPDR P S&P 600 Small Cap | New | 0.06% | +0.06 |
| REGN Regeneron Pharmaceuticals | New | 0.06% | +0.06 |
| PAAS Pan American Silver Corp. | New | 0.06% | +0.06 |
| GLD SPDR Gold Shares | New | 0.06% | +0.06 |
| VXUS Vanguard Total Intl Stock | New | 0.06% | +0.06 |
| SCHX Schwab US Large-Cap ETF | New | 0.05% | +0.05 |
| BBY Best Buy Co. Inc. | Add +2.4% | 0.59% | +0.05 |
| MUB iShares National Muni Bond E | Add +31.5% | 0.20% | +0.04 |
| SUB iShares Short-Term National | Add +15.3% | 0.24% | +0.02 |
| ABBV Abbvie Inc. | Add +1.8% | 0.07% | +0.01 |
| IVV iShares Core S&P 500 ETF | Add +1.6% | 0.31% | +0.01 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +3.6% | 0.23% | +0.01 |
| BSV Vanguard Short-Term Bond ETF | Add +9.0% | 0.19% | +0.01 |
| IJH iShares Core S&P Midcap ETF | Add +7.7% | 0.07% | +0.00 |
| SHM SS SPDR N Ice St Muni ETF | Add +4.5% | 0.09% | −0.00 |
| SBI Western Asset Intermediate | Add +0.4% | 0.13% | −0.00 |
| AMWL American Well Corp. Class A | Add +49.3% | 0.42% | −0.01 |
| ALEX Alexander & Baldwin Inc. | Add +1.0% | 1.05% | −0.04 |
| NEXN Nexxen International Ltd. | Add +14.9% | 1.64% | −0.07 |
| GIS General Mills Inc. | Add +3.1% | 1.25% | −0.08 |
| CB Chubb Ltd. | Add +0.3% | 1.21% | −0.11 |
| MTLS Materialise NV-ADR | Add +0.3% | 1.45% | −0.11 |
| CWEN.A Clearway Energy Inc. Class A | Add +1.9% | 1.48% | −0.26 |
| AIG American International Group | Add +3.1% | 2.13% | −0.27 |
| TXN Texas Instruments Inc. | Add +0.3% | 1.65% | −0.33 |
| EVH Evolent Health Inc. Class A | Add +15.1% | 2.19% | −0.51 |
Notes & Other Activity Q2 2025 → Q3 2025
| BLACKROCK INCOME TR-RT | RIGHT 10/20/2025 | Reduce -1.8% | 92,173 | $5K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 123 | $408.9M | C, AAPL, CSCO, GOOGL, TJX |
| Q1 2026 | 118 | $369.6M | C, TJX, AAPL, KW, GOOGL |
| Q4 2025 | 121 | $399.5M | C, AAPL, TJX, CSCO, GOOGL |
| Q3 2025 | 116 | $377.4M | C, AAPL, TJX, SONY, AVGO |
| Q2 2025 | 109 | $354.5M | C, AVGO, CSCO, AES, TJX |
| Q1 2025 | 106 | $324.2M | C, TJX, SONY, AAPL, AES |
| Q4 2024 | 105 | $343.0M | C, JEF, AVGO, TJX, AAPL |
| Q3 2024 | 110 | $366.3M | C, AES, TJX, AAPL, JEF |
| Q2 2024 | 103 | $333.5M | C, TJX, JEF, SONY, AAPL |
| Q1 2024 | 107 | $336.7M | C, JEF, SP, TJX, EVH |