Saba Capital Management, L.P.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Saba Capital Management, L.P. reported 143 stock positions worth $3.9 billion. Its top holding was BlackRock ESG Cap All TRM TR (ECAT) at 11.9% of the portfolio, followed by BlackRock Tech & Priv Eqty (BTX, 11.3%) and BlackRock HLTH Sci TRM TR II (BMEZ, 7.6%). Compared with Q3 2024, it opened 7 new positions, sold out of 30, added to 50 and reduced 60. The biggest buy was BlackRock Tech & Priv Eqty (BTX, shares +8%) and the biggest sale Invesco Municipal Opport (VMO, shares −65%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001510281
- Portfolio Value
- $3.9B (Q4 2024)
- SEC Filing
- 0001062993-25-002521 ↗ filed Feb 14, 2025
Holdings Value
Holdings 143 stocks · $3.9B
| ECAT BlackRock ESG Cap All TRM TR | 11.86% | 28,552,727 | $468.3M | No change |
| BTX BlackRock Tech & Priv Eqty | 11.33% | 60,156,126 | $447.6M | Add +7.8% |
| BMEZ BlackRock HLTH Sci TRM TR II | 7.57% | 20,750,913 | $298.8M | Add +0.4% |
| BCAT BlackRock Capital Alloc TR | 5.22% | 13,617,277 | $206.3M | Reduce -15.5% |
| PDX PIMCO Dynamic Income Strat | 4.51% | 6,810,213 | $178.0M | Add +8.5% |
| XGDVX Gabelli Dividend & Income TR | 3.73% | 6,097,170 | $147.2M | Add +15.1% |
| BSTZ BlackRock Sci & Tech TRM TR | 3.35% | 6,392,699 | $132.4M | Reduce -4.6% |
| ADX Adams Diversified Equity | 2.78% | 5,428,866 | $109.7M | Reduce -15.5% |
| NFJ Virtus DVD Intrst & PRM STR | 2.61% | 8,165,612 | $103.1M | Add +10.5% |
| NBXG Neuberger Next Generation Co. | 2.21% | 6,853,330 | $87.3M | Add +3.5% |
| GAM General American Investors | 1.89% | 1,464,300 | $74.7M | Add +42.6% |
| MEGI Nylim CBRE GB Infra Mtrnd TF filed as NYLI CBRE GBL INFR MEGTRNDS | 1.78% | 5,775,813 | $70.3M | Add +0.8% |
| ASA ASA Gold and Precious Metals | 1.67% | 3,253,837 | $65.8M | No change |
| XNXJX Nuveen NJ QLTY Muni Inc. | 1.62% | 5,273,228 | $64.2M | Reduce -11.8% |
| PEO Adams Natural Resources Fund | 1.59% | 2,888,947 | $62.8M | Add +0.0% |
| XBFZX BlackRock Ca Muni Inc. TR | 1.47% | 5,200,088 | $58.2M | Reduce -0.8% |
| XNQPX Nuveen Pa QLTY Muni Inc. | 1.43% | 5,058,973 | $56.6M | Reduce -2.2% |
| ASGI Abrdn Global Infrastructure | 1.14% | 2,573,115 | $45.1M | Reduce -13.0% |
| HQL Abrdn Life Sciences Investor | 1.14% | 3,430,023 | $45.0M | Add +0.0% |
| CNNE Cannae Holdings Inc. | 1.12% | 2,219,230 | $44.1M | Add +92.3% |
| TYG Tortoise Energy Infrastruct | 1.12% | 1,048,879 | $44.1M | Reduce -6.7% |
| NMAI Nuveen Multi-Asset Income | 1.10% | 3,599,625 | $43.3M | Reduce -20.6% |
| XMHIX Pioneer Muni High Inc. TR | 0.96% | 4,107,961 | $38.0M | Add +13.7% |
| XEVMX Eaton Vance Cal Muni Bond | 0.89% | 3,838,652 | $35.2M | Add +23.3% |
| AFB Allianceberstein NTL Muni | 0.87% | 3,149,020 | $34.2M | No change |
| XAODX Abrdn Total Dynamic Dividend | 0.84% | 3,927,794 | $33.0M | Reduce -36.6% |
| XPMAX Pioneer Municipal High Inc. | 0.80% | 3,761,128 | $31.7M | Add +14.5% |
| HQH Abrdn Healthcare Investors | 0.80% | 1,971,659 | $31.6M | Reduce -31.4% |
| XENWX Eaton Vance New York Municip | 0.80% | 3,311,768 | $31.6M | Add +8.3% |
| LEO BNY Mellon Strategic Muni | 0.75% | 4,932,793 | $29.8M | Add +11.2% |
| SABA Saba Capital Income & Opp II | 0.72% | 3,158,722 | $28.6M | Reduce -5.4% |
| MPA BlackRock Muniyield Pa Qltyv | 0.66% | 2,218,893 | $25.9M | Reduce 0.0% |
| NPCT Nuveen Core Plus Impact | 0.66% | 2,461,831 | $25.9M | Reduce -28.1% |
| XMIOX Pioneer Muni High Inc. Opp | 0.62% | 2,079,938 | $24.7M | Add +13.5% |
| MUC BlackRock Munihold Ca QLTY | 0.62% | 2,304,501 | $24.5M | Reduce -0.1% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 0.61% | 4,127,582 | $24.0M | Add +2.9% |
| BCX BlackRock Resources & Commod | 0.61% | 2,803,008 | $23.9M | Reduce -6.2% |
| NBH Neuberger Municipal Fund Inc. | 0.60% | 2,302,461 | $23.8M | Add +0.0% |
| XBOEX BlackRock Enh GLBL DVD TR | 0.59% | 2,148,768 | $23.1M | Add +6.7% |
| WB Weibo Corp.-Spon ADR | 0.57% | 2,359,357 | $22.5M | Add +5.9% |
| XBNYX BlackRock New York Muni Inc. | 0.56% | 2,182,287 | $22.2M | Reduce -0.6% |
| VMO Invesco Municipal Opport | 0.54% | 2,180,578 | $21.2M | Reduce -64.9% |
| MHN BlackRock Muniholding NY QLT | 0.52% | 1,991,523 | $20.6M | Reduce -6.2% |
| IIF Morgan Stanley India Invest | 0.47% | 741,531 | $18.7M | Add +9.7% |
| GRX Gabelli Healthcare & Well | 0.47% | 1,911,034 | $18.4M | Add +3.5% |
| XTEAX Tortoise Sust&social Imp Ter | 0.41% | 1,341,457 | $16.1M | No change |
| MYN BlackRock Muniyield NY QLTY | 0.40% | 1,571,855 | $15.8M | Reduce -17.9% |
| NEW AMERICA HIGH INCOME FUND | 0.39% | 1,866,253 | $15.2M | No change |
| DMA Destra Multi-Alternative | 0.37% | 1,738,401 | $14.7M | No change |
| ECF Ellsworth Growth and Income | 0.34% | 1,403,987 | $13.6M | No change |
| CPZ Calamos LNG/SHRT Eqty & DYN | 0.34% | 916,845 | $13.6M | Reduce -8.6% |
| RA Brookfield Real Assets Incom | 0.34% | 998,740 | $13.3M | Reduce -15.1% |
| DMB BNY Mellon Muni BND Infra | 0.32% | 1,225,212 | $12.7M | Add +7.9% |
| XBGYX BlackRock Enh Intl DVD TR | 0.32% | 2,356,882 | $12.5M | Add +30.9% |
| GF The New Germany Fund Inc. | 0.31% | 1,577,988 | $12.3M | Add +77.6% |
| GLO Clough Global Opportunities | 0.31% | 2,396,426 | $12.3M | Add +2.3% |
| MRLN Merlin Inc. filed as BLEICHROEDER ACQUISITION COR | 0.31% | 1,224,823 | $12.1M | New |
| NML Neuberger Energy Infrastruct | 0.30% | 1,336,774 | $11.8M | Reduce -46.3% |
| PAGS Pagseguro Digital Ltd. Class A | 0.30% | 1,877,626 | $11.8M | Add +147.1% |
| TBLD Thornburg Income Builder Opp | 0.29% | 705,967 | $11.5M | Reduce -15.5% |
| BMBL Bumble Inc. Class A | 0.29% | 1,385,736 | $11.3M | Reduce -27.9% |
| BTT BlackRock 2030 Muni TRGT TRM | 0.28% | 539,880 | $11.1M | Add +41.2% |
| XLGIX Lazard GLBL TTL RTRN & Inc. | 0.26% | 650,215 | $10.4M | Reduce -48.6% |
| STHO Star Holdings filed as STAR HLDGS | 0.25% | 1,022,198 | $9.9M | Add +24.9% |
| GNT Gamco Natural Resources Gold | 0.24% | 1,826,812 | $9.7M | No change |
| EOD Allspring Global Dividend Op | 0.24% | 1,886,968 | $9.4M | Add +0.8% |
| EMO Clearbridge Energy Midstream | 0.24% | 200,240 | $9.3M | Reduce -21.8% |
| BIDU Baidu Inc. - Spon ADR | 0.23% | 107,068 | $9.0M | Add +28.4% |
| CXE MFS High Income Municipal TR | 0.21% | 2,248,261 | $8.3M | Reduce -20.3% |
| XPCKX PIMCO California Municipa II | 0.21% | 1,417,456 | $8.1M | Add +12.1% |
| LNC Lincoln National Corp. | 0.20% | 252,740 | $8.0M | Reduce -40.8% |
| JOF Japan Smaller Capitalization | 0.20% | 1,034,195 | $7.9M | Add +222.0% |
| SOC Sable Offshore Corp. | 0.17% | 291,402 | $6.7M | Reduce -16.7% |
| CEV Eaton Vance Ca Muni Inc. TRST | 0.16% | 638,737 | $6.4M | Reduce -18.4% |
| MIY BlackRock Muniyield Mi QLTY | 0.15% | 540,766 | $6.0M | Reduce -24.5% |
| EDD Morgan Stanley Emrg MRK Dom | 0.15% | 1,299,351 | $5.9M | Reduce -51.8% |
| HUDSON PAC PPTYS INC | 0.14% | 1,790,762 | $5.4M | Add +105.2% |
| SNAP Snap Inc. Class A | 0.13% | 478,090 | $5.1M | Reduce -49.0% |
| UIS Unisys Corp. | 0.13% | 809,079 | $5.1M | Reduce -30.9% |
| BCV Bancroft Fund Ltd. | 0.13% | 282,401 | $5.0M | Add +11.6% |
| VPV Invesco Pa Val Muni Inc. | 0.12% | 475,944 | $4.9M | Reduce -83.5% |
| IHD Voya Emrg MRKT Hi DVD Eqty | 0.12% | 915,730 | $4.6M | Add +14.6% |
| DIAX Nuveen Dow 30 Dynamic Overwr | 0.11% | 291,102 | $4.4M | Reduce -0.2% |
| VERX Vertex Inc. Class A | 0.10% | 77,292 | $4.1M | Reduce -2.3% |
| FMN Federated Herm Prem Muni Inc. | 0.10% | 374,908 | $4.1M | Reduce -77.3% |
| ERH Allspring Utilities and High | 0.10% | 374,129 | $4.0M | Add +36.2% |
| PGZ Principal Real Estate Income | 0.10% | 401,763 | $4.0M | Reduce -10.6% |
| XJEQX Abrdn Japan Equity Fund Inc. | 0.10% | 687,081 | $4.0M | Add +0.9% |
| GDS GDS Holdings Ltd. - ADR filed as GDS HLDGS LTD | 0.10% | 159,328 | $3.8M | Add +33.5% |
| QVCG QVC Group Inc. filed as QURATE RETAIL INC | 0.10% | 11,374,402 | $3.8M | Add +66.0% |
| MUJ BlackRock Munihold NJ QLTY | 0.09% | 330,964 | $3.7M | Reduce -53.6% |
| MFM Aberdeen Municipal Income | 0.09% | 683,746 | $3.7M | Reduce -25.5% |
| ZTR Virtus Total Return Fund Inc. | 0.09% | 608,509 | $3.6M | Reduce -11.2% |
| XGLQX Clough Global Equity Fund | 0.09% | 526,276 | $3.5M | Add +16.6% |
| GLV Clough Global Dividend & Inc. | 0.08% | 593,789 | $3.2M | Reduce -7.7% |
| ARBE Arbe Robotics Ltd. | 0.08% | 1,676,725 | $3.1M | Add +40.8% |
| VISN Vistance Networks Inc. filed as COMMSCOPE HLDG CO INC | 0.08% | 570,418 | $3.0M | Add +20.0% |
| FGB First Trust Special Financ | 0.07% | 699,009 | $2.9M | Reduce -6.5% |
| ABUS Arbutus Biopharma Corp. | 0.07% | 887,993 | $2.9M | Add +31.3% |
| REAL The Realreal Inc. filed as THE REALREAL INC | 0.07% | 250,008 | $2.7M | New |
| MMU Western Asset Managed Munici | 0.07% | 260,609 | $2.7M | Reduce -81.1% |
| BRW Saba Capital Income & Opport | 0.06% | 333,902 | $2.5M | Reduce -53.3% |
| UBER Uber Technologies Inc. | 0.06% | 40,638 | $2.5M | Add +1.6% |
| SWZ Total Return Securities Fund | 0.06% | 325,779 | $2.4M | Add +24.7% |
| PDD PDD Holdings Inc. | 0.06% | 25,000 | $2.4M | Reduce -10.7% |
| POLESTAR AUTOMOTIVE HLDG UK | 0.06% | 2,249,600 | $2.4M | No change |
| HEQ John Hancock Divers Inc. Fund | 0.05% | 212,009 | $2.2M | No change |
| GEO The Geo Group Inc. | 0.05% | 76,414 | $2.1M | Reduce -79.6% |
| VTN Invesco TR for Invest GRD NY | 0.05% | 200,901 | $2.1M | Reduce -92.7% |
| MD Pediatrix Medical Group Inc. | 0.05% | 147,590 | $1.9M | Reduce -17.9% |
| XMVTX BlackRock Munivest Fund II | 0.05% | 180,033 | $1.9M | Reduce -34.0% |
| HOUS Anywhere Real Estate Inc. | 0.05% | 561,977 | $1.9M | Add +31.5% |
| CODI Compass Diversified Holdings | 0.05% | 78,471 | $1.8M | Reduce -23.3% |
| PNI PIMCO NY Muni Inc. II FND | 0.04% | 246,868 | $1.8M | Add +184.9% |
| VFL Abrdn National Municipal Inc. | 0.04% | 174,177 | $1.8M | Reduce -7.3% |
| KYN Kayne Anderson Energy Infra | 0.04% | 138,370 | $1.8M | Reduce -86.0% |
| DAL Delta Air Lines Inc. | 0.04% | 28,598 | $1.7M | Reduce -17.4% |
| XAGDX Abrdn GLBL DYNM Divid | 0.04% | 170,973 | $1.7M | Reduce -86.8% |
| GM General Motors Co. | 0.04% | 28,600 | $1.5M | No change |
| CPRI Capri Holdings Ltd. | 0.04% | 68,805 | $1.4M | New |
| SABR Sabre Corp. | 0.04% | 381,582 | $1.4M | Reduce -1.8% |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | 0.03% | 35,254 | $1.4M | No change |
| FWRD Forward Air Corp. | 0.03% | 34,955 | $1.1M | No change |
| WRLD World Acceptance Corp. | 0.03% | 9,226 | $1.0M | No change |
| MXE Mexico Equity and Income FD | 0.02% | 118,600 | $952K | No change |
| GRNT Granite Ridge Resources Inc. | 0.02% | 115,878 | $749K | No change |
| BGR BlackRock Enrgy & Res TR | 0.02% | 47,819 | $603K | New |
| CMPS Compass Pathways PLC | 0.01% | 151,033 | $571K | No change |
| EMF Templeton Emerging Markets | 0.01% | 44,869 | $536K | No change |
| CAR Avis Budget Group Inc. | 0.01% | 6,500 | $524K | Add +11.8% |
| HIPO Hippo Holdings Inc. | 0.01% | 19,528 | $523K | No change |
| RMT Royce Micro-Cap Trust Inc. | 0.01% | 47,241 | $461K | No change |
| AEF Abrdn Emerging Markets Ex CH | 0.01% | 77,554 | $403K | No change |
| BHV BlackRock Virginia Muni BND | 0.01% | 34,342 | $377K | Reduce -51.4% |
| AR Antero Resources Corp. | 0.01% | 10,000 | $351K | No change |
| TPZ Tort Electf Infra ETF-Usd Inc. filed as TORTOISE CAPITAL SERIES TRUS | 0.01% | 11,234 | $225K | New |
| ENGENE HOLDINGS INC | 0.00% | 178,334 | $150K | Reduce -7.3% |
| XPCQX PIMCO California Muni Inc. FD | 0.00% | 16,627 | $150K | New |
| XIAEX Voya Asia Pac Hi DVD Eq Inc. | 0.00% | 23,698 | $144K | No change |
| XPNFX PIMCO New York Muni Inc. FD | 0.00% | 14,771 | $110K | New |
| STLN Starling Oncology Inc. filed as THE ONCOLOGY INSTITUTE INC | 0.00% | 94,264 | $29K | No change |
| BHILQ Benson Hill Inc. | 0.00% | 10,309 | $20K | No change |
| OSRHW Bellevue Life Scncs Aqstn Co. | 0.00% | 250,000 | $11K | No change |
Options reported separately and not counted above: AAL puts ($195.3M), JWN puts ($64.0M), X puts ($18.8M), M puts ($13.1M), BYND puts ($38K).
Other holdings (138): bonds, preferreds, convertibles and warrants · $26.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 10,000,000 | $9.8M | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 5,000,000 | $5.2M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 2,000,000 | $1.7M | No change |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 34,248 | $1.0M | Reduce -54.8% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 1,000,000 | $1.0M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 1,000,000 | $1.0M | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 110,589 | $626K | Reduce -22.7% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 709,893 | $522K | Reduce -6.3% |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | 2,081,676 | $354K | New |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 275,647 | $303K | Reduce -14.5% |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | 57,368 | $270K | Add +10.2% |
| CRTWF Cartica Acquisition A -28 | *W EXP 04/30/202 | 924,997 | $250K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 416,256 | $231K | Reduce -0.9% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 250,000 | $188K | No change |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 88,207 | $180K | Reduce -27.9% |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 213,227 | $179K | Add +31.6% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 250,000 | $175K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 186,852 | $158K | Reduce -4.0% |
| CSLRF Consilium Acquisition -Right | RIGHT 99/99/9999 | 949,800 | $142K | No change |
| CRMLW Critical Metals Corp.-28 | *W EXP 02/27/202 | 617,000 | $142K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 1,863,457 | $123K | Reduce -0.0% |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | 187,585 | $110K | Reduce -12.7% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 29,663 | $107K | Reduce -16.2% |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 710,648 | $103K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 541,499 | $92K | No change |
| BRACR Broad Capital Acquis-Right | RIGHT 01/10/2027 | 800,000 | $88K | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 413,886 | $85K | Reduce -6.1% |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 726,030 | $76K | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 175,286 | $74K | Reduce -2.7% |
| GBBKR Global Blockchain Acq - RTS | RIGHT 05/09/2027 | 675,000 | $71K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 249,200 | $71K | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 17,930 | $71K | Reduce -93.4% |
| MARXR Mars Acquisition Corp.-Rights | RIGHT 99/99/9999 | 175,000 | $65K | No change |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | 997,048 | $64K | New |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | 172,393 | $62K | Add +1496.2% |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 945,000 | $59K | No change |
| VSTWF Vast Solar PTY Ltd. -28 | *W EXP 07/01/202 | 704,071 | $58K | No change |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | 352,804 | $57K | Add +252.8% |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 55,110 | $54K | Reduce -30.2% |
| WTMAR Welsbach Tech Metals Acq -RT | RIGHT 12/22/2026 | 600,000 | $53K | No change |
| USARW Inflection Point Acquis-C-28 | *W EXP 08/31/202 | 100,000 | $50K | No change |
| CSLWF Consilium Acquisition -27 | *W EXP 99/99/999 | 524,998 | $50K | No change |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 292,330 | $50K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 200,000 | $49K | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 59,763 | $45K | No change |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | 363,642 | $43K | New |
| YOTAR Yotta Acquisition Corp. - RTS | RIGHT 03/15/2027 | 497,412 | $42K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 174,998 | $41K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 05/23/202 | 983,603 | $41K | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 694,779 | $40K | No change |
| RFACR RF Acquisition Corp.- Rights | RIGHT 05/01/2028 | 275,000 | $40K | No change |
| YOTAW Yotta Acquisition Corp. -27 | *W EXP 03/15/202 | 800,012 | $39K | No change |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 230,500 | $39K | No change |
| SVIRF Spring Valley Acquisit-Right | RIGHT 02/25/2026 | 500,000 | $38K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 332,000 | $37K | Reduce -13.1% |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 84,913 | $36K | Reduce -11.2% |
| BLACR Bellevue Life Sciences-RTS | RIGHT 02/09/2028 | 250,000 | $34K | No change |
| VMCWF Valuence Merger Corp. -CW27 | *W EXP 99/99/999 | 926,848 | $33K | No change |
| CLRRF Climaterock -RTS | RIGHT 10/31/2028 | 350,000 | $32K | No change |
| FOXXW 1OXX | *W EXP 09/26/202 | 249,998 | $32K | No change |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 149,180 | $31K | No change |
| GSRTR GSR III Acquisition Corp. | RIGHT 99/99/9999 | 26,255 | $30K | New |
| MSSRF Metal SKY Star Acquisi-Right | RIGHT 12/31/2025 | 600,000 | $30K | No change |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 500,000 | $30K | No change |
| PPYAW Papaya Growth Opportuni-CW23 | *W EXP 12/31/202 | 1,142,325 | $30K | No change |
| GBBKW Global Blockchain Acq-CW27 | *W EXP 05/09/202 | 675,000 | $29K | No change |
| BDMDW Baird Medical Investment -28 | *W EXP 10/01/202 | 132,013 | $27K | New |
| GPATW GP-Act III Acq Class A -CW27 | *W EXP 05/13/202 | 193,229 | $26K | No change |
| BEAGR Bold Eagle Acquisition Corp. | RIGHT 10/11/2029 | 111,959 | $25K | New |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 72,280 | $23K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 73,108 | $22K | No change |
| EGUVF Evergreen Corporation -CW27 | *W EXP 02/08/202 | 905,624 | $21K | No change |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | 303,596 | $20K | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 155,950 | $20K | No change |
| MSSWF Metal SKY Star Acq -CW27 | *W EXP 03/31/202 | 600,000 | $20K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 199,659 | $19K | No change |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 262,498 | $18K | No change |
| DMYYW DMY Squared Technology GR-27 | *W EXP 99/99/999 | 75,534 | $18K | New |
| LDTDF Prospector Leddartech Alm-28 | *W EXP 12/21/202 | 176,796 | $18K | No change |
| SVIWF Spring Valley Acquisition-Aw | *W EXP 02/25/202 | 349,998 | $18K | No change |
| ZCARW Zoomcar Holdings Inc. | *W EXP 05/31/202 | 1,123,291 | $17K | No change |
| CCIXW Churchill Capital Corp. I-29 | *W EXP 03/31/203 | 38,100 | $17K | No change |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 199,839 | $17K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 298,716 | $16K | No change |
| SBXWF Silverbox Corp. IV-A- 29 | *W EXP 08/19/202 | 67,810 | $16K | New |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 211,075 | $15K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 10,200 | $15K | New |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 265,947 | $15K | No change |
| SMNRW Denali Capital Acq-CW27 | *W EXP 99/99/999 | 410,000 | $15K | No change |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 99,998 | $15K | No change |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 212,302 | $13K | No change |
| IVAWF Investcorp India Acquisi -27 | *W EXP 06/01/202 | 724,998 | $13K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 166,894 | $13K | No change |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 29,935 | $12K | No change |
| RFACW RF Acquisition Corp.-CW27 | *W EXP 05/01/202 | 275,000 | $12K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 243,249 | $12K | No change |
| DISTR Distoken Acquisition Corp. | RIGHT 99/99/9999 | 99,762 | $12K | No change |
| FTIIW Futuretech II Acq -CW27 | *W EXP 08/18/202 | 650,003 | $12K | No change |
| HCVIW Hennessy Capital Inv A -CW27 | *W EXP 99/99/999 | 83,480 | $11K | No change |
| TETWF Technology & Telecommuni -27 | *W EXP 04/15/202 | 650,000 | $11K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 649,998 | $10K | No change |
| ISLWF Israel Acquisitions Corp.-28 | *W EXP 99/99/999 | 222,500 | $10K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 500,000 | $9K | No change |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 20,000 | $8K | No change |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 97,299 | $8K | No change |
| REEWF Cartesian Growth Corp. II -28 | *W EXP 07/12/202 | 88,329 | $8K | No change |
| GGROW Gogoro Inc. -CW27 | *W EXP 04/04/202 | 400,330 | $7K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 179,799 | $7K | No change |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | 81,901 | $6K | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 304,759 | $6K | No change |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 26,945 | $5K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 765,000 | $5K | No change |
| CGBWF Crown LNG Holdings Ltd.-28 | *W EXP 07/09/202 | 150,000 | $5K | No change |
| CLRWF Climaterock Class A -27 | *W EXP 99/99/999 | 174,998 | $4K | No change |
| FORLW Four Leaf Acquisition Cor-28 | *W EXP 03/15/202 | 65,000 | $4K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 297,847 | $4K | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 122,683 | $4K | No change |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 41,822 | $4K | No change |
| INNOVID CORP | *W EXP 11/30/202 | 34,236 | $4K | No change |
| NKGNW Graf Acquisition Corp.-CW28 | *W EXP 05/31/202 | 31,129 | $4K | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 531,114 | $3K | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 295,913 | $3K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 49,203 | $3K | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 170,222 | $2K | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 43,358 | $2K | No change |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | 16,866 | $2K | No change |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | 41,097 | $2K | No change |
| DISTW Distoken Acquisition Corp.-28 | *W EXP 11/30/202 | 99,762 | $2K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 151,879 | $2K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 124,100 | $1K | No change |
| XAGEW Alpha Healthcare Acquis-CW27 | *W EXP 07/12/202 | 19,604 | $1K | No change |
| AIMWF Aimfinity Investment-CW27 | *W EXP 99/99/999 | 120,000 | $1K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 18,752 | $739 | No change |
| ZAPWF Zapp Electric Vehicles -28 | *W EXP 99/99/999 | 95,903 | $729 | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 22,099 | $718 | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 19,443 | $506 | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 11,937 | $488 | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 73,492 | $364 | No change |
Total filed on the 13F, all lines: $4.0B.
Portfolio Sells Q3 2024 → Q4 2024
| VMO Invesco Municipal Opport | Reduce -64.9% | 0.54% | −0.87 |
| NAC Nuveen Ca QLTY Muni Inc. | Sold out | 0.00% | −0.75 |
| VTN Invesco TR for Invest GRD NY | Reduce -92.7% | 0.05% | −0.65 |
| BCAT BlackRock Capital Alloc TR | Reduce -15.5% | 5.22% | −0.63 |
| VPV Invesco Pa Val Muni Inc. | Reduce -83.5% | 0.12% | −0.60 |
| VGM Invesco Trust for Investmen | Sold out | 0.00% | −0.56 |
| VKQ Invesco Municipal Trust | Sold out | 0.00% | −0.56 |
| XAODX Abrdn Total Dynamic Dividend | Reduce -36.6% | 0.84% | −0.41 |
| VCV Invesco Ca Val Muni Inc. TR | Sold out | 0.00% | −0.40 |
| HQH Abrdn Healthcare Investors | Reduce -31.4% | 0.80% | −0.38 |
| KSM DWS Strategic Municipal Inc. | Sold out | 0.00% | −0.36 |
| FMN Federated Herm Prem Muni Inc. | Reduce -77.3% | 0.10% | −0.35 |
| XHIEX Miller/Howard High Income Eq | Sold out | 0.00% | −0.35 |
| ADX Adams Diversified Equity | Reduce -15.5% | 2.78% | −0.28 |
| MMU Western Asset Managed Munici | Reduce -81.1% | 0.07% | −0.26 |
| XAGDX Abrdn GLBL DYNM Divid | Reduce -86.8% | 0.04% | −0.26 |
| NPFD Nuveen Var RT Pref & Inc. | Sold out | 0.00% | −0.26 |
| XLGIX Lazard GLBL TTL RTRN & Inc. | Reduce -48.6% | 0.26% | −0.24 |
| NPCT Nuveen Core Plus Impact | Reduce -28.1% | 0.66% | −0.24 |
| NMAI Nuveen Multi-Asset Income | Reduce -20.6% | 1.10% | −0.23 |
| DMF BNYM Municipal Income | Sold out | 0.00% | −0.20 |
| KYN Kayne Anderson Energy Infra | Reduce -86.0% | 0.04% | −0.20 |
| ASGI Abrdn Global Infrastructure | Reduce -13.0% | 1.14% | −0.18 |
| XTTPX Tortoise Pipeline & Energy | Sold out | 0.00% | −0.17 |
| JRI Nuveen Real Asset Inc. & GRW | Sold out | 0.00% | −0.16 |
| NML Neuberger Energy Infrastruct | Reduce -46.3% | 0.30% | −0.15 |
| EDD Morgan Stanley Emrg MRK Dom | Reduce -51.8% | 0.15% | −0.15 |
| XNDPX Tortoise Energy Independence | Sold out | 0.00% | −0.14 |
| MUE BlackRock Munihold QLT FD II | Sold out | 0.00% | −0.11 |
| MUJ BlackRock Munihold NJ QLTY | Reduce -53.6% | 0.09% | −0.10 |
| XNXJX Nuveen NJ QLTY Muni Inc. | Reduce -11.8% | 1.62% | −0.10 |
| LNC Lincoln National Corp. | Reduce -40.8% | 0.20% | −0.09 |
| NAVI Navient Corp. | Sold out | 0.00% | −0.09 |
| SNAP Snap Inc. Class A | Reduce -49.0% | 0.13% | −0.09 |
| XTPZX Tortoise Power & Enrgy Infra | Sold out | 0.00% | −0.09 |
| IDE Voya Infrastructure Indust | Sold out | 0.00% | −0.07 |
| JWN Nordstrom Inc. | Sold out | 0.00% | −0.07 |
| AAL American Airlines Group Inc. | Sold out | 0.00% | −0.06 |
| BABA Alibaba Group Holding-SP ADR | Sold out | 0.00% | −0.06 |
| BRW Saba Capital Income & Opport | Reduce -53.3% | 0.06% | −0.06 |
| MYN BlackRock Muniyield NY QLTY | Reduce -17.9% | 0.40% | −0.05 |
| GEO The Geo Group Inc. | Reduce -79.6% | 0.05% | −0.05 |
| CXE MFS High Income Municipal TR | Reduce -20.3% | 0.21% | −0.04 |
| TBLD Thornburg Income Builder Opp | Reduce -15.5% | 0.29% | −0.04 |
| MIY BlackRock Muniyield Mi QLTY | Reduce -24.5% | 0.15% | −0.04 |
| BCX BlackRock Resources & Commod | Reduce -6.2% | 0.61% | −0.03 |
| RVT Royce Small-Cap Trust Inc. | Sold out | 0.00% | −0.03 |
| CEV Eaton Vance Ca Muni Inc. TRST | Reduce -18.4% | 0.16% | −0.03 |
| MFM Aberdeen Municipal Income | Reduce -25.5% | 0.09% | −0.02 |
| SBI Western Asset Intermediate | Sold out | 0.00% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| BTX BlackRock Tech & Priv Eqty | Add +7.8% | 11.33% | +2.03 |
| PDX PIMCO Dynamic Income Strat | Add +8.5% | 4.51% | +1.24 |
| XGDVX Gabelli Dividend & Income TR | Add +15.1% | 3.73% | +0.87 |
| GAM General American Investors | Add +42.6% | 1.89% | +0.68 |
| CNNE Cannae Holdings Inc. | Add +92.3% | 1.12% | +0.63 |
| NFJ Virtus DVD Intrst & PRM STR | Add +10.5% | 2.61% | +0.48 |
| BMEZ BlackRock HLTH Sci TRM TR II | Add +0.4% | 7.57% | +0.34 |
| NBXG Neuberger Next Generation Co. | Add +3.5% | 2.21% | +0.34 |
| MRLN Merlin Inc. | New | 0.31% | +0.31 |
| XEVMX Eaton Vance Cal Muni Bond | Add +23.3% | 0.89% | +0.23 |
| XMHIX Pioneer Muni High Inc. TR | Add +13.7% | 0.96% | +0.20 |
| XPMAX Pioneer Municipal High Inc. | Add +14.5% | 0.80% | +0.16 |
| PAGS Pagseguro Digital Ltd. Class A | Add +147.1% | 0.30% | +0.15 |
| JOF Japan Smaller Capitalization | Add +222.0% | 0.20% | +0.14 |
| GF The New Germany Fund Inc. | Add +77.6% | 0.31% | +0.14 |
| XENWX Eaton Vance New York Municip | Add +8.3% | 0.80% | +0.13 |
| XMIOX Pioneer Muni High Inc. Opp | Add +13.5% | 0.62% | +0.12 |
| LEO BNY Mellon Strategic Muni | Add +11.2% | 0.75% | +0.12 |
| PEO Adams Natural Resources Fund | Add +0.0% | 1.59% | +0.11 |
| BTT BlackRock 2030 Muni TRGT TRM | Add +41.2% | 0.28% | +0.10 |
| XBGYX BlackRock Enh Intl DVD TR | Add +30.9% | 0.32% | +0.09 |
| XBOEX BlackRock Enh GLBL DVD TR | Add +6.7% | 0.59% | +0.09 |
| WB Weibo Corp.-Spon ADR | Add +5.9% | 0.57% | +0.07 |
| REAL The Realreal Inc. | New | 0.07% | +0.07 |
| DSM BNYM Strat Muni BND | Add +2.9% | 0.61% | +0.06 |
| HUDSON PAC PPTYS INC | Add +105.2% | 0.14% | +0.05 |
| GDS GDS Holdings Ltd. - ADR | Add +33.5% | 0.10% | +0.04 |
| DMB BNY Mellon Muni BND Infra | Add +7.9% | 0.32% | +0.04 |
| NBH Neuberger Municipal Fund Inc. | Add +0.0% | 0.60% | +0.04 |
| CPRI Capri Holdings Ltd. | New | 0.04% | +0.04 |
| BIDU Baidu Inc. - Spon ADR | Add +28.4% | 0.23% | +0.03 |
| ERH Allspring Utilities and High | Add +36.2% | 0.10% | +0.03 |
| BCV Bancroft Fund Ltd. | Add +11.6% | 0.13% | +0.03 |
| EOD Allspring Global Dividend Op | Add +0.8% | 0.24% | +0.03 |
| XPCKX PIMCO California Municipa II | Add +12.1% | 0.21% | +0.03 |
| PNI PIMCO NY Muni Inc. II FND | Add +184.9% | 0.04% | +0.03 |
| GLO Clough Global Opportunities | Add +2.3% | 0.31% | +0.03 |
| ARBE Arbe Robotics Ltd. | Add +40.8% | 0.08% | +0.03 |
| IIF Morgan Stanley India Invest | Add +9.7% | 0.47% | +0.03 |
| GRX Gabelli Healthcare & Well | Add +3.5% | 0.47% | +0.02 |
| XGLQX Clough Global Equity Fund | Add +16.6% | 0.09% | +0.02 |
| ABUS Arbutus Biopharma Corp. | Add +31.3% | 0.07% | +0.02 |
| IHD Voya Emrg MRKT Hi DVD Eqty | Add +14.6% | 0.12% | +0.02 |
| BGR BlackRock Enrgy & Res TR | New | 0.02% | +0.02 |
| VISN Vistance Networks Inc. | Add +20.0% | 0.08% | +0.01 |
| SWZ Total Return Securities Fund | Add +24.7% | 0.06% | +0.01 |
| XJEQX Abrdn Japan Equity Fund Inc. | Add +0.9% | 0.10% | +0.01 |
| TPZ Tort Electf Infra ETF-Usd Inc. | New | 0.01% | +0.01 |
| XPCQX PIMCO California Muni Inc. FD | New | 0.00% | +0.00 |
| XPNFX PIMCO New York Muni Inc. FD | New | 0.00% | +0.00 |
Options Activity Q3 2024 → Q4 2024
| NAVI Navient Corp. | put | Sold out | 1,183,000 | $18.4Mbefore exit |
| BILL Bill Holdings Inc. | put | Sold out | 100,000 | $5.3Mbefore exit |
| UNFI United Natural Foods Inc. | put | Sold out | 88,500 | $1.5Mbefore exit |
| BYND Beyond Meat Inc. | put | Reduce -98.4% | 10,000 | $38K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | New | 10,000,000 | $9.8M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Sold out | 2,500,000 | $2.6Mbefore exit |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | Sold out | 11,392,000 | $1.9Mbefore exit |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | Reduce -54.8% | 34,248 | $1.0M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Sold out | 750,000 | $687Kbefore exit |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | Reduce -22.7% | 110,589 | $626K |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | Reduce -6.3% | 709,893 | $522K |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | New | 2,081,676 | $354K |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | Reduce -14.5% | 275,647 | $303K |
| CMPOW Composecure Inc. -CW25 | *W EXP 12/27/202 | Add +10.2% | 57,368 | $270K |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | Reduce -0.9% | 416,256 | $231K |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | Reduce -27.9% | 88,207 | $180K |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | Add +31.6% | 213,227 | $179K |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | Reduce -4.0% | 186,852 | $158K |
| RRAWF Rigel Resource Acquisi -CW23 | *W EXP 99/99/999 | Sold out | 414,778 | $145Kbefore exit |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | Sold out | 724,897 | $144Kbefore exit |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | Reduce -0.0% | 1,863,457 | $123K |
| SKGRW SK Growth Opportunities -29 | *W EXP 06/28/202 | Reduce -12.7% | 187,585 | $110K |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | Reduce -16.2% | 29,663 | $107K |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | Reduce -6.1% | 413,886 | $85K |
| GHIXW Gores Holding Ix -CW24 | *W EXP 01/14/202 | Sold out | 854,745 | $75Kbefore exit |
| BLEUACACIA LTD | RIGHT 10/30/2026 | Sold out | 2,475,000 | $74Kbefore exit |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | Reduce -2.7% | 175,286 | $74K |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | Reduce -93.4% | 17,930 | $71K |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | New | 997,048 | $64K |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | Add +1496.2% | 172,393 | $62K |
| NVACR Northview Acquisition Co.-RTS | RIGHT 99/99/9999 | Sold out | 1,179,462 | $60Kbefore exit |
| NETDW Nabors Energy Transiti-CW | *W EXP 09/01/202 | Add +252.8% | 352,804 | $57K |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | Reduce -30.2% | 55,110 | $54K |
| KACRF Kairous Acquisition Corp.-RTS | RIGHT 09/15/2026 | Sold out | 575,000 | $49Kbefore exit |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | Sold out | 1,918,007 | $47Kbefore exit |
| TLGWF TLGY Acquisition Corp. -23 | *W EXP 11/09/202 | Sold out | 993,852 | $45Kbefore exit |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | New | 363,642 | $43K |
| APXIW Apx Acquisition Corp. I -23 | *W EXP 99/99/999 | Sold out | 605,898 | $42Kbefore exit |
| EVE.WS Eve Mobility Acquisit A -23 | *W EXP 12/31/202 | Sold out | 899,999 | $40Kbefore exit |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | Reduce -13.1% | 332,000 | $37K |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | Reduce -11.2% | 84,913 | $36K |
| TGAWF Target Global Acq I -CW27 | *W EXP 12/08/202 | Sold out | 466,665 | $35Kbefore exit |
| ATEKW Athena Technology Acq -CW23 | *W EXP 10/17/202 | Sold out | 1,023,684 | $35Kbefore exit |
| BCSAW Blockchain Coinvestors Acqui | *W EXP 11/01/202 | Sold out | 1,483,870 | $34Kbefore exit |
| GSRTR GSR III Acquisition Corp. | RIGHT 99/99/9999 | New | 26,255 | $30K |
| PLAOW Patria Latin American-CW27 | *W EXP 99/99/999 | Sold out | 724,998 | $30Kbefore exit |
| IGTAR Inception Growth Acq Ltd. -RT | RIGHT 12/08/2026 | Sold out | 221,574 | $29Kbefore exit |
| GLLIR Globalink Investment Inc.-RTS | RIGHT 12/06/2026 | Sold out | 194,748 | $28Kbefore exit |
| VSACW Vision Sensing Acq -CW23 | *W EXP 99/99/999 | Sold out | 656,248 | $27Kbefore exit |
| BDMDW Baird Medical Investment -28 | *W EXP 10/01/202 | New | 132,013 | $27K |
| BEAGR Bold Eagle Acquisition Corp. | RIGHT 10/11/2029 | New | 111,959 | $25K |
| PERCEPTION CAPITAL CORP IV | *W EXP 99/99/999 | Sold out | 484,298 | $24Kbefore exit |
| BLEUACACIA LTD | *W EXP 10/30/202 | Sold out | 736,199 | $20Kbefore exit |
| DMYYW DMY Squared Technology GR-27 | *W EXP 99/99/999 | New | 75,534 | $18K |
Showing the first 50 of 85.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 226 | $3.2B | ASA, ECAT, BSTZ, NFJ, XGDVX |
| Q1 2026 | 223 | $3.1B | ASA, ECAT, PDX, XGDVX, NFJ |
| Q4 2025 | 199 | $2.9B | ECAT, ASA, XGDVX, PDX, GAM |
| Q3 2025 | 177 | $3.0B | ECAT, ASA, PDX, XGDVX, GAM |
| Q2 2025 | 178 | $3.6B | ECAT, BTX, PDX, XGDVX, BCAT |
| Q1 2025 | 140 | $3.6B | ECAT, BTX, BMEZ, PDX, BCAT |
| Q4 2024 | 143 | $3.9B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q3 2024 | 167 | $4.5B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q2 2024 | 185 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |
| Q1 2024 | 184 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |