Saba Capital Management, L.P.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 15, 2026), Saba Capital Management, L.P. reported 223 stock positions worth $3.1 billion. Its top holding was ASA Gold and Precious Metals (ASA) at 11.9% of the portfolio, followed by BlackRock ESG Cap All TRM TR (ECAT, 9.7%) and PIMCO Dynamic Income Strat (PDX, 4.6%). Compared with Q4 2025, it opened 67 new positions, sold out of 43, added to 55 and reduced 65. The biggest buy was a new position in FS KKR Capital (FSK) and the biggest sale BlackRock ESG Cap All TRM TR (ECAT, shares −16%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001510281
- Portfolio Value
- $3.1B (Q1 2026)
- SEC Filing
- 0001062993-26-002707 ↗ filed May 15, 2026
Holdings Value
Holdings 223 stocks · $3.1B
| ASA ASA Gold and Precious Metals | 11.89% | 5,903,701 | $366.2M | Add +9.5% |
| ECAT BlackRock ESG Cap All TRM TR | 9.71% | 22,022,163 | $299.1M | Reduce -16.4% |
| PDX PIMCO Dynamic Income Strat | 4.60% | 6,416,087 | $141.5M | Reduce -5.6% |
| XGDVX Gabelli Dividend & Income TR | 4.46% | 5,106,460 | $137.5M | Reduce -11.2% |
| NFJ Virtus DVD Intrst & PRM STR | 4.18% | 10,213,194 | $128.8M | Add +18.2% |
| BSTZ BlackRock Sci & Tech TRM TR | 3.98% | 5,531,595 | $122.5M | Add +21.4% |
| GAM General American Investors | 3.49% | 1,839,593 | $107.6M | Reduce -11.8% |
| NBXG Neuberger Next Generation Co. | 3.15% | 7,548,223 | $97.1M | Reduce -1.9% |
| BPRE Bluerock Private Real Estate | 2.57% | 4,766,113 | $79.2M | Add +55.0% |
| PEO Adams Natural Resources Fund | 2.04% | 2,262,661 | $62.9M | Reduce -16.1% |
| MEGI Nylim CBRE GB Infra Mtrnd TF filed as NYLI CBRE GBL INFR MEGTRNDS | 1.95% | 4,095,456 | $60.2M | Reduce -26.8% |
| LEO BNY Mellon Strategic Muni | 1.24% | 6,076,820 | $38.2M | No change |
| MXF Mexico Fund Inc. | 1.20% | 1,764,332 | $36.9M | Add +4.3% |
| FSK FS KKR Capital Corp. | 1.16% | 3,509,748 | $35.7M | New |
| RMT Royce Micro-Cap Trust Inc. | 1.09% | 2,965,400 | $33.5M | Add +13.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.06% | 300,000 | $32.7M | Add +1808.5% |
| DSM BNYM Strat Muni BND filed as BNY MELLON STRATEGIC MUN BD | 1.01% | 5,179,441 | $31.1M | No change |
| APO Apollo Global Management Inc. | 0.97% | 267,669 | $29.8M | New |
| HFRO Highland Opport & Income | 0.95% | 5,147,237 | $29.4M | Add +10.1% |
| TSLA Tesla Inc. | 0.95% | 78,869 | $29.3M | Add +334.3% |
| GF The New Germany Fund Inc. | 0.86% | 2,595,140 | $26.5M | Add +17.4% |
| ARES Ares Management Corp. Class A | 0.85% | 241,097 | $26.3M | New |
| EVTL Vertical Aerospace Ltd. | 0.84% | 11,640,503 | $25.7M | Add +194.8% |
| XSSPX Nuveen S&P 500 Dynam Overwr | 0.80% | 1,537,423 | $24.7M | New |
| BX Blackstone Inc. | 0.79% | 211,134 | $24.3M | New |
| TY Tri-Continental Corp. | 0.75% | 735,098 | $23.2M | Add +4.8% |
| SNAP Snap Inc. Class A | 0.71% | 4,727,808 | $21.7M | Add +232.5% |
| WB Weibo Corp.-Spon ADR | 0.69% | 2,437,357 | $21.3M | Add +21.0% |
| META Meta Platforms Inc. Class A | 0.66% | 35,583 | $20.4M | Add +1051.5% |
| NVDA Nvidia Corp. | 0.65% | 114,068 | $19.9M | Add +199.6% |
| CNNE Cannae Holdings Inc. | 0.63% | 1,714,994 | $19.5M | No change |
| GRX Gabelli Healthcare & Well | 0.62% | 2,118,201 | $19.2M | No change |
| NML Neuberger Energy Infrastruct | 0.59% | 1,743,054 | $18.3M | Add +23.1% |
| SABA Saba Capital Income & Opp II | 0.59% | 2,190,968 | $18.2M | No change |
| OXLC Oxford Lane Capital Corp. | 0.59% | 1,852,145 | $18.1M | New |
| DMA Destra Multi-Alternative | 0.58% | 2,220,648 | $18.0M | No change |
| ECF Ellsworth Growth and Income | 0.58% | 1,604,273 | $17.9M | Reduce -4.5% |
| JOF Japan Smaller Capitalization | 0.57% | 1,601,806 | $17.5M | Reduce -1.9% |
| BMBL Bumble Inc. Class A | 0.56% | 5,337,549 | $17.4M | No change |
| VLOS Velos Acquisition I Corp. filed as M3BRIGADE ACQUISITION V CORP | 0.55% | 1,585,000 | $17.0M | Add +11039.2% |
| GLO Clough Global Opportunities | 0.55% | 3,028,131 | $16.9M | Reduce -0.6% |
| DMB BNY Mellon Muni BND Infra | 0.54% | 1,565,216 | $16.5M | Add +0.0% |
| IIF Morgan Stanley India Invest | 0.51% | 755,897 | $15.6M | Reduce -23.6% |
| HQL Abrdn Life Sciences Investor | 0.50% | 947,346 | $15.4M | Reduce -55.3% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.50% | 39,056 | $15.2M | Add +59.7% |
| OIM Oneim Acquisition Class-A | 0.49% | 1,511,646 | $15.1M | New |
| TWN Taiwan Fund Inc./TH/MD-US Inc. | 0.48% | 226,694 | $14.9M | No change |
| BA The Boeing Co. | 0.48% | 73,965 | $14.7M | Add +143.4% |
| QCOM Qualcomm Inc. | 0.47% | 112,852 | $14.5M | Add +296.5% |
| RDAG Republic Digital Acquis Class A | 0.46% | 1,395,960 | $14.3M | Reduce -15.2% |
| TASK Taskus Inc. Class A | 0.46% | 2,088,765 | $14.0M | New |
| PAGS Pagseguro Digital Ltd. Class A | 0.42% | 1,293,415 | $13.0M | No change |
| BABA Alibaba Group Holding-SP ADR | 0.40% | 97,843 | $12.3M | Add +85.4% |
| XIAEX Voya Asia Pac Hi DVD Eq Inc. | 0.39% | 1,618,753 | $11.9M | Reduce -10.9% |
| BMEZ BlackRock HLTH Sci TRM TR II | 0.35% | 759,506 | $10.9M | New |
| WENN Wen Acquisition Corp. Class A | 0.35% | 1,063,222 | $10.8M | Reduce -32.0% |
| NCV Virtus Convertible & Income | 0.35% | 723,578 | $10.8M | Add +373.3% |
| KF Korea Fund Inc. | 0.32% | 218,139 | $9.8M | Add +213.3% |
| HCMA HCM III Acquisition Cor Class A | 0.31% | 949,650 | $9.6M | No change |
| SABR Sabre Corp. | 0.31% | 6,490,153 | $9.4M | Reduce -26.9% |
| AAPL Apple Inc. | 0.30% | 36,494 | $9.3M | Add +33.5% |
| XCAFX Morgan Stanley China A Share | 0.30% | 526,179 | $9.2M | Reduce -17.1% |
| IHD Voya Emrg MRKT Hi DVD Eqty | 0.28% | 1,305,586 | $8.7M | Reduce -25.4% |
| XNIEX Virtus Equity & Convertible | 0.27% | 361,316 | $8.4M | Add +21.2% |
| SHOP Shopify Inc. Class A | 0.27% | 70,576 | $8.4M | Add +149.6% |
| PMTR Perimeter Acquis Corp. I Class A | 0.27% | 804,878 | $8.3M | Reduce -23.8% |
| ZTR Virtus Total Return Fund Inc. | 0.24% | 1,134,735 | $7.5M | New |
| AXP American Express Co. | 0.24% | 24,740 | $7.5M | Add +1876.0% |
| VCLT Vanguard Long-Term Corp. Bond | 0.24% | 100,000 | $7.5M | New |
| STHO Star Holdings filed as STAR HLDGS | 0.23% | 931,383 | $7.1M | Reduce -0.9% |
| CPB The Campbell's Company | 0.23% | 315,406 | $7.0M | Add +556.6% |
| XGLQX Clough Global Equity Fund | 0.23% | 932,703 | $7.0M | Reduce -7.2% |
| HACQU HCM IV Acquisition Corp. | 0.23% | 700,000 | $7.0M | New |
| KPET.U Kpet Ultra Paceline Corp. | 0.23% | 700,000 | $7.0M | New |
| XBOEX BlackRock Enh GLBL DVD TR | 0.20% | 566,317 | $6.2M | Reduce -77.8% |
| NWL Newell Brands Inc. | 0.20% | 1,795,447 | $6.2M | Add +183.9% |
| DAAQ Digital Asset Acquisiti Class A | 0.20% | 600,000 | $6.1M | Reduce -29.4% |
| RAAQ Real Asset Acquisiti Class A | 0.20% | 582,146 | $6.1M | Reduce -27.0% |
| ETOR Etoro Group Ltd. Class A | 0.20% | 203,291 | $6.1M | Add +156.2% |
| IPFXU Inflection Point Acquisition | 0.20% | 600,000 | $6.1M | New |
| FVAV Fortress Value Acquis V Class A | 0.20% | 600,000 | $6.0M | New |
| BCV Bancroft Fund Ltd. | 0.19% | 277,479 | $6.0M | Reduce -23.2% |
| XPCQX PIMCO California Muni Inc. FD | 0.19% | 692,065 | $5.9M | Reduce -39.1% |
| IPXG Inflection Point Acquisition filed as COLUMBUS CIRCLE CAP CORP II | 0.19% | 600,000 | $5.9M | New |
| RNGT Range Capital Acquisit Class A | 0.19% | 575,000 | $5.8M | Reduce -20.7% |
| TDF Templeton Dragon Fund Inc. | 0.19% | 539,260 | $5.7M | No change |
| MTAL.U Metals Acquisition Corp. II | 0.19% | 566,346 | $5.7M | New |
| EVAC Eqv Ventures Acquisition C-A | 0.18% | 559,738 | $5.6M | Reduce -26.3% |
| BCSS Bain Capital GSS Inv- A | 0.18% | 535,580 | $5.4M | No change |
| BLZR Trailblazer Acquisition Class A | 0.17% | 536,158 | $5.4M | Reduce -31.8% |
| ONCH 1RT Acquisition Corp. Class A | 0.17% | 524,932 | $5.3M | Reduce -32.3% |
| PDD PDD Holdings Inc. | 0.17% | 51,870 | $5.3M | Add +42.8% |
| AIO Virtus Artific Intel & Tech | 0.17% | 243,827 | $5.2M | New |
| CAEP Cantor Equity Partners III-A | 0.17% | 500,000 | $5.2M | No change |
| CCII Cohen Circle Acquisit II - A | 0.17% | 499,900 | $5.1M | Reduce -26.9% |
| SVIV Spring Valley Acquisitio-A | 0.16% | 511,515 | $5.1M | New |
| CEPV Cantor Equity Partners Class A | 0.16% | 500,000 | $5.0M | No change |
| WLIIU Willow Lane Acquisition Corp. | 0.16% | 500,000 | $5.0M | New |
| BTX BlackRock Tech & Priv Eqty | 0.16% | 764,197 | $5.0M | New |
| HPP Hudson Pacific Properties Inc. | 0.16% | 831,868 | $4.9M | Add +49.8% |
| AFB Allianceberstein NTL Muni | 0.16% | 459,321 | $4.9M | Reduce -83.4% |
| NCZ Virtus Convertible & Income | 0.15% | 351,755 | $4.7M | New |
| COF Capital One Financial Corp. | 0.15% | 25,532 | $4.7M | Add +155.5% |
| GLV Clough Global Dividend & Inc. | 0.15% | 770,284 | $4.6M | Reduce -11.5% |
| PLTR Palantir Technologies Inc. Class A | 0.15% | 30,621 | $4.5M | New |
| BW Babcock & Wilcox Enterpr | 0.14% | 301,105 | $4.4M | Reduce -55.8% |
| PLAY Dave & Buster's Entertainmen | 0.13% | 382,606 | $4.1M | Add +19.4% |
| CEPF Cantor Equity Partners Class A | 0.13% | 406,500 | $4.1M | No change |
| CXE MFS High Income Municipal TR | 0.13% | 1,110,515 | $4.1M | Reduce -7.8% |
| BDCI BTC Development Corp. Class A | 0.13% | 405,127 | $4.0M | Reduce -22.8% |
| BAX Baxter International Inc. | 0.13% | 239,395 | $4.0M | Add +176.5% |
| TMTSU Spartacus Acqu Corp. II | 0.13% | 400,000 | $4.0M | New |
| SAAQ Space Asset Acquisition Class A | 0.13% | 398,444 | $4.0M | New |
| QADRU Qdro Acquisition Corp. | 0.13% | 400,000 | $4.0M | New |
| KRAQ Krakacquisition Corp. Class A | 0.12% | 383,786 | $3.8M | New |
| CYH Community Health Systems Inc. | 0.12% | 1,281,839 | $3.8M | Add +219.8% |
| UIS Unisys Corp. | 0.12% | 1,791,963 | $3.7M | Add +15.5% |
| HCAC Hall Chadwick Acquisition-A | 0.12% | 370,315 | $3.7M | Reduce -57.5% |
| RFMZ Rivernorth Flex Muni II | 0.12% | 288,116 | $3.6M | Reduce -52.4% |
| IACOU Idea Acquisition Corp. | 0.11% | 350,000 | $3.5M | New |
| EMBC Embecta Corp. | 0.11% | 384,609 | $3.4M | Add +10.3% |
| CMG Chipotle Mexican Grill Inc. | 0.11% | 105,550 | $3.4M | No change |
| CODI Compass Diversified Holdings | 0.11% | 429,259 | $3.4M | Add +4.9% |
| BNC Cea Industries Inc. | 0.11% | 1,143,533 | $3.3M | Add +3.5% |
| FCRS Futurecrest Acquisition Class A | 0.10% | 315,065 | $3.2M | No change |
| TDS Telephone and Data Systems | 0.10% | 74,484 | $3.1M | Reduce -6.9% |
| ORCL Oracle Corp. | 0.10% | 21,307 | $3.1M | Add +46.9% |
| VERX Vertex Inc. Class A | 0.10% | 263,474 | $3.1M | No change |
| NFLX Netflix Inc. | 0.10% | 32,403 | $3.1M | New |
| DJT Trump Media & Technology Gro | 0.10% | 333,802 | $3.1M | Reduce -2.9% |
| CEPS Cantor Equity Partners Vi -A | 0.10% | 300,000 | $3.0M | New |
| PNI PIMCO NY Muni Inc. II FND | 0.10% | 434,145 | $3.0M | New |
| EVOX Evolution Global Acquis Class A | 0.10% | 296,392 | $3.0M | Reduce -34.1% |
| GDS GDS Holdings Ltd. - ADR filed as GDS HLDGS LTD | 0.09% | 70,000 | $2.8M | Reduce -56.3% |
| XEFRX Eaton Vance Sr FLTG Rate TR | 0.09% | 261,756 | $2.8M | New |
| SYF Synchrony Financial | 0.09% | 39,674 | $2.7M | Add +102.4% |
| AMD Advanced Micro Devices | 0.08% | 12,681 | $2.6M | Add +17.6% |
| VISN Vistance Networks Inc. | 0.08% | 140,229 | $2.6M | No change |
| CAG Conagra Brands Inc. | 0.08% | 161,608 | $2.5M | Add +247.0% |
| SKYA Skyai Inc. filed as SHARPS TECHNOLOGY INC | 0.08% | 1,511,988 | $2.5M | Add +645.7% |
| ACAAU Averin Capital Acquisition C | 0.08% | 250,000 | $2.5M | New |
| OLN Olin Corp. | 0.08% | 84,036 | $2.5M | Reduce -36.9% |
| DPG Duff & Phelps Utility & Inc. | 0.08% | 172,750 | $2.5M | Add +142.3% |
| AACOU Abony Acquisition Corp. I | 0.08% | 249,950 | $2.5M | New |
| PURR Hyperliquid Strategies | 0.08% | 471,964 | $2.4M | Reduce -32.6% |
| SWZ Total Return Securities Fund | 0.08% | 404,080 | $2.4M | Reduce -33.2% |
| UBER Uber Technologies Inc. | 0.08% | 33,138 | $2.4M | No change |
| KW Kennedy-Wilson Holdings Inc. | 0.08% | 219,000 | $2.4M | Add +154.5% |
| UBOT DD Ra Int & Auto Ib 2X ETF-U | 0.07% | 111,280 | $2.3M | No change |
| KRSP Rice Acquisition Corp. 3-A | 0.07% | 221,437 | $2.3M | No change |
| JFR Nuveen Floating Rate Income | 0.07% | 300,025 | $2.3M | New |
| CEPT Cantor Equity Partners Class A | 0.07% | 198,484 | $2.2M | Reduce -33.8% |
| CBRE CBRE Group Inc. Class A | 0.07% | 15,000 | $2.0M | No change |
| FUN Six Flags Entertainment Corp. | 0.06% | 112,520 | $2.0M | Add +12.5% |
| ILLUU Illumination Acquisition Cor | 0.06% | 200,000 | $2.0M | New |
| AACIU Armada Acquisition Corp. III | 0.06% | 199,116 | $2.0M | New |
| BHAVU Bhav Acquisition Corp. | 0.06% | 198,628 | $2.0M | New |
| GEO The Geo Group Inc. | 0.06% | 117,007 | $2.0M | Reduce -29.9% |
| PSNY Polestar Automotive Class A ADS | 0.06% | 106,457 | $2.0M | No change |
| TONX Ton Strategy Co. | 0.06% | 791,268 | $2.0M | Reduce -4.4% |
| GFUZ General Fusion Group Ltd. filed as SPRING VY ACQUISITION CORP I | 0.06% | 189,800 | $1.9M | Reduce -24.1% |
| MRVL Marvell Technology Inc. | 0.06% | 19,300 | $1.9M | New |
| IREN Iren Ltd. filed as IREN LIMITED | 0.06% | 55,000 | $1.9M | Reduce -21.4% |
| GM General Motors Co. | 0.06% | 24,867 | $1.9M | No change |
| FROG Jfrog Ltd. | 0.06% | 38,281 | $1.8M | New |
| OPTU Optimum Communications Inc. Class A | 0.06% | 1,356,888 | $1.8M | No change |
| CPRI Capri Holdings Ltd. | 0.06% | 98,273 | $1.7M | Reduce -11.3% |
| ASPI Asp Isotopes Inc. | 0.05% | 357,625 | $1.6M | Add +0.3% |
| BGX Blackstone Long-Short Credit | 0.05% | 143,882 | $1.6M | New |
| KCAC.U Kensington Capital Acquisiti | 0.05% | 150,000 | $1.5M | New |
| MXE Mexico Equity and Income FD | 0.05% | 112,415 | $1.5M | Reduce -5.2% |
| BBCQ Bleichroeder Acquis II Class A | 0.05% | 143,697 | $1.4M | New |
| MFM Aberdeen Municipal Income | 0.05% | 265,800 | $1.4M | No change |
| AEXA American Exceptionalism Class A | 0.05% | 131,790 | $1.4M | Reduce -22.4% |
| FRMM Forum Markets Inc. | 0.05% | 480,709 | $1.4M | Add +4.3% |
| AVX Avax One Technology Ltd. | 0.04% | 2,317,675 | $1.4M | New |
| HCICU Hennessy Capital Investment | 0.04% | 136,488 | $1.4M | New |
| LFAC Leapfrog Acquisition Class A | 0.04% | 132,543 | $1.3M | Reduce -65.5% |
| ZS Zscaler Inc. | 0.04% | 9,009 | $1.3M | New |
| PALOU Paloma Acquisition Corp. I | 0.04% | 125,000 | $1.2M | New |
| WIW Western Asst Infl-LNK Opp | 0.04% | 140,585 | $1.2M | Reduce -66.9% |
| APXT Apex Treasury Corp. Class A | 0.04% | 115,118 | $1.1M | Reduce -80.8% |
| LEGO Legato Merger Corp. IV | 0.04% | 114,046 | $1.1M | New |
| NAKA Nakamoto Inc. | 0.03% | 4,796,541 | $1.1M | Add +20.4% |
| WGO Winnebago Industries | 0.03% | 33,750 | $1.0M | Reduce -58.8% |
| PPL PPL Corp. | 0.03% | 26,881 | $1.0M | New |
| BWIV.U Blue Water Acquisition Corp. filed as BLUE WTR ACQUISITION CORP IV | 0.03% | 99,999 | $992K | New |
| PCF High Income Securities Fund | 0.03% | 178,077 | $983K | New |
| COMP Compass Inc. Class A | 0.03% | 127,699 | $933K | New |
| RFAM RF Acquisition Corp. III | 0.03% | 94,740 | $928K | New |
| OWL Blue Owl Capital Inc. | 0.03% | 101,317 | $925K | New |
| VRA Vera Bradley Inc. | 0.03% | 290,000 | $916K | New |
| RTAC Renatus Tactical Acquisiti-A | 0.03% | 88,344 | $908K | No change |
| DYOR Insight Digital Partners I-A | 0.03% | 91,214 | $908K | Reduce -76.8% |
| EMPD Empery Digital Inc. | 0.03% | 210,346 | $890K | Reduce -0.5% |
| CHW Calamos Global Dynamic Incom | 0.03% | 122,244 | $887K | Reduce -59.2% |
| AIRS Airsculpt Technologies Inc. | 0.03% | 313,043 | $886K | No change |
| VOYG Voyager Technologies Inc. Class A | 0.03% | 35,984 | $842K | No change |
| CMPS Compass Pathways PLC | 0.03% | 151,033 | $835K | No change |
| AAL American Airlines Group Inc. | 0.03% | 74,779 | $803K | New |
| MUZEU Muzero Acquisition Corp. | 0.02% | 74,980 | $745K | New |
| GRNT Granite Ridge Resources Inc. | 0.02% | 115,878 | $680K | No change |
| SLG SL Green Realty Corp. | 0.02% | 18,014 | $665K | New |
| TROX Tronox Holdings PLC | 0.02% | 65,359 | $639K | Reduce -54.0% |
| PYPL PayPal Holdings Inc. | 0.02% | 12,263 | $555K | Add +91.2% |
| RNA Atrium Therapeutics Inc. | 0.02% | 39,640 | $530K | New |
| SVIA Silvia Inc. filed as PROCAP FINL INC | 0.02% | 237,303 | $501K | Add +50.2% |
| CLF Cleveland-Cliffs Inc. | 0.02% | 58,004 | $490K | New |
| AR Antero Resources Corp. | 0.01% | 9,400 | $399K | No change |
| PDT John Hancock Prem DVD FND | 0.01% | 29,037 | $380K | New |
| RITM Rithm Capital Corp. | 0.01% | 40,000 | $379K | No change |
| ORA Ormat Technologies Inc. | 0.01% | 2,814 | $315K | New |
| ARBE Arbe Robotics Ltd. | 0.01% | 500,000 | $305K | No change |
| THC Tenet Healthcare Corp. | 0.01% | 1,499 | $283K | New |
| BBWI Bath & Body Works Inc. | 0.01% | 12,373 | $231K | Reduce -3.0% |
| KYN Kayne Anderson Energy Infra | 0.01% | 12,648 | $181K | Reduce -90.9% |
| EMAT Evolution Metals & Technolog | 0.00% | 17,807 | $135K | New |
| HSDT Solana Co. | 0.00% | 65,210 | $113K | New |
| XNDU Xanadu Quantum Technolo Class B | 0.00% | 14,186 | $109K | New |
| ENGENE HOLDINGS INC | 0.00% | 40,057 | $101K | Reduce -70.8% |
| FWDI Forward Industries Inc. | 0.00% | 13,964 | $62K | New |
| ALPS Alps Group Inc. | 0.00% | 14,054 | $14K | Reduce -27.8% |
| DISTOKEN ACQUISITION CORP | 0.00% | 99,762 | $12K | No change |
Options reported separately and not counted above: TSLA puts ($91.1M), NVDA puts ($74.8M), META puts ($51.0M), BA puts ($37.4M), AMD puts ($32.1M), QCOM puts ($28.0M), AAPL puts ($26.5M), CRWD puts ($26.2M), BABA puts ($24.5M), SHOP puts ($16.1M), PLTR puts ($15.9M), AXP puts ($15.4M), and 11 more.
Other holdings (144): bonds, preferreds, convertibles and warrants · $41.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP (CSWC 5.125 11/15/29) | NOTE 5.125%11/1 · principal | 10,000,000 | $10.2M | No change |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 8,500,000 | $7.9M | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 5,000,000 | $5.1M | No change |
| STRATEGY INC (MSTR 0 12/01/29) | NOTE 12/0 · principal | 5,000,000 | $4.2M | No change |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 3,000,000 | $2.9M | Reduce -50.0% |
| RAAQW REAL ASSET AQC Corp -30 | *W EXP 04/24/203 | 612,813 | $812K | Reduce -10.9% |
| IONQ.WS Ionq Inc. -CW26 | *W EXP 09/30/202 | 32,248 | $569K | No change |
| NUCLW Eagle Nuclear Energy Corp. | *W EXP 02/25/203 | 349,998 | $486K | New |
| HQWWW Horizon Quant -31 | *W EXP 03/19/203 | 212,354 | $459K | New |
| RDAGW Republic Digital Acqu - 30 | *W EXP 05/01/203 | 949,999 | $418K | No change |
| PMTRW Perimeter Acquis Corp. I -30 | *W EXP 05/13/203 | 554,845 | $383K | No change |
| FBYDW Falcon's Beyond Global-27 | *W EXP 10/06/202 | 186,852 | $353K | No change |
| WENNW Wen Acquisition Corp.-A -31 | *W EXP 99/99/999 | 981,614 | $339K | No change |
| BZAIW Burtech Acquisition -CW23 | *W EXP 01/13/203 | 874,225 | $332K | No change |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | 287,006 | $313K | Reduce -13.6% |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | 651,669 | $310K | Reduce -11.2% |
| OIMAW Oneim Acquisition - 30 | *W EXP 01/07/203 | 360,282 | $261K | New |
| HCACR Hall Chadwick Acquisi-Rights | RIGHT 11/20/2030 | 870,315 | $200K | No change |
| FTW.WS Presidio Pubco Inc. | *W EXP 03/04/203 | 220,038 | $182K | New |
| DYNCW Dynamix Corp. - 29 | *W EXP 10/25/202 | 226,640 | $181K | No change |
| IPCXR Inflection Point Acquisition | RIGHT 04/25/2030 | 512,200 | $179K | No change |
| DAAQW Digital Asset Acquisition-30 | *W EXP 04/01/203 | 471,140 | $177K | No change |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | 65,681 | $170K | Reduce -13.2% |
| RNGTW Range Capital Acquisition Co. | *W EXP 09/29/203 | 487,499 | $161K | No change |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 275,647 | $157K | No change |
| HCMAW HCM III Acquisition Corp. -30 | *W EXP 07/23/203 | 333,333 | $150K | No change |
| TMSWW Live Oak Acquisition Co.-CW29 | *W EXP 99/99/999 | 92,809 | $131K | Reduce -43.5% |
| CCIIW Cohen Circle Acq II -30 | *W EXP 07/01/203 | 187,499 | $127K | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 710,648 | $126K | No change |
| KRSP.WS Rice Acquisition Corp. 3 | *W EXP 99/99/999 | 161,112 | $125K | Add +21.5% |
| TACOW Berto Acquisition Corp. - 30 | *W EXP 05/01/203 | 406,561 | $116K | No change |
| SAAQW Space Asset Acquisition Corp. | *W EXP 03/31/203 | 147,440 | $114K | New |
| XRPNW Armada Acquisition Corp - A | *W EXP 05/21/203 | 183,597 | $110K | No change |
| EVAC.WS Eqv Ventures Acquisition Cor | *W EXP 06/30/203 | 336,579 | $104K | No change |
| BLZRW Trailblazer Acqui Corp. -30 | *W EXP 09/30/203 | 262,103 | $104K | No change |
| PCAPW Procap Acq Corp. A -30 | *W EXP 05/16/203 | 333,332 | $100K | No change |
| BGLWW Blue Gold Ltd. | *W EXP 04/01/203 | 484,298 | $97K | No change |
| FACTW Fact II Acquisition Corp. -29 | *W EXP 11/26/203 | 237,350 | $95K | No change |
| SVIVW Spring Valley Acquisition Co. | *W EXP 01/22/203 | 127,880 | $93K | New |
| ONCHW 1RT Acquisition Corp.-A -31 | *W EXP 06/26/203 | 199,998 | $89K | No change |
| WLACW Willow Lane Acquisition - 29 | *W EXP 10/31/203 | 28,595 | $88K | New |
| GFUZW Spring Valley Acq Co. -30 | *W EXP 09/04/203 | 83,332 | $85K | No change |
| EVOXW Evolution Global Acquisition | *W EXP 10/22/203 | 225,000 | $83K | No change |
| MLACR Mountain Lake Acquisition Co. | RIGHT 11/15/2028 | 350,017 | $74K | No change |
| RDZNW Vahanna Tech Edge -CW24 | *W EXP 11/30/202 | 541,499 | $73K | No change |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | 180,500 | $71K | Reduce -21.7% |
| BCSS.WS Bain Capital GSS Investment | *W EXP 01/01/202 | 107,115 | $71K | New |
| APXTW Apex Treasury Corp. -30 | *W EXP 10/07/203 | 299,999 | $69K | No change |
| IPXGW Columbus Circle Capital Corp. | *W EXP 02/11/203 | 199,999 | $69K | New |
| FLDDW Fold Holdings Inc. -23 | *W EXP 02/14/203 | 568,730 | $68K | No change |
| HOVRW Pono Capital Three Inc.-A-28 | *W EXP 02/14/202 | 199,659 | $66K | No change |
| BDCIW BTC Development Corp. - 30 | *W EXP 09/11/203 | 131,249 | $61K | No change |
| DYORW Insight Digital Partners II | *W EXP 10/28/203 | 196,682 | $60K | No change |
| SBCWW Pono Capital Two Inc. -27 | *W EXP 09/17/202 | 200,000 | $60K | No change |
| BCARW D Boral Arc Acquisition - 30 | *W EXP 07/23/203 | 106,308 | $58K | New |
| EONR.WS HNR Acquisition Corp. -CW23 | *W EXP 11/15/202 | 500,000 | $57K | No change |
| KRAQW Krakacq Corp. -31 | *W EXP 12/23/203 | 95,971 | $56K | New |
| BNAIW Brand Engagement Netwo -CW27 | *W EXP 03/14/202 | 212,302 | $55K | No change |
| MACIW Melar Acquisition Corp. I -29 | *W EXP 06/01/203 | 438,551 | $55K | No change |
| FCRS.WS Futurecrest Acquisition Corp. | *W EXP 09/30/203 | 92,013 | $54K | Add +16.8% |
| AI INFRASTRUCTURE ACQUISITIO | RIGHT 99/99/9999 | 227,000 | $53K | No change |
| BBCQW Bleichroeder Acquisition Cor | *W EXP 12/23/203 | 55,300 | $53K | New |
| CRANR Crane Harbor Acquisition-RTS | RIGHT 12/09/2030 | 297,854 | $52K | No change |
| FUFUW Bitfufu Inc.-28 | *W EXP 03/01/202 | 414,140 | $52K | No change |
| DNMXW Dynamix Corp. III | *W EXP 10/10/203 | 174,999 | $52K | No change |
| LWACW Lightwave Acquisition Corp. | *W EXP 06/06/203 | 197,486 | $49K | No change |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 180,984 | $49K | No change |
| ANSCW Agriculture & Natural Solu-W | *W EXP 10/01/202 | 249,200 | $47K | No change |
| PLMKW Plum Acquisition Corp. IV-30 | *W EXP 08/19/202 | 99,999 | $45K | No change |
| HVIIR Hennessy Capital Investment | RIGHT 01/17/2030 | 175,000 | $45K | No change |
| FUSEW CSLM Holdings Inc. - 30 | *W EXP 10/22/203 | 524,998 | $43K | No change |
| VLOSW M3-Brigade Acquisition -30 | *W EXP 99/99/999 | 149,170 | $40K | No change |
| DRDBW Roman DBDR Acquisition -30 | *W EXP 10/31/203 | 174,262 | $37K | No change |
| SIMAW Sim Acquisition Corp. - 29 | *W EXP 06/01/203 | 111,217 | $35K | No change |
| OTGAW Otg Acquisition Corp. I - 30 | *W EXP 09/05/203 | 125,000 | $34K | No change |
| MDAIW Spectral AI -CW27 | *W EXP 09/11/202 | 59,763 | $34K | No change |
| SCAGW Scage Future -30 | *W EXP 05/15/203 | 660,109 | $34K | No change |
| BTMWQ Bitcoin Depot Inc.-CW23 | *W EXP 06/30/202 | 1,357,795 | $32K | No change |
| GPATW GP-Act III Acq Class A -CW27 | *W EXP 05/13/202 | 193,229 | $31K | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 726,030 | $30K | No change |
| SLDPW Decarbonization Plus -CW23 | *W EXP 12/08/202 | 144,086 | $29K | No change |
| CPTWF Captivision Inc.-28 | *W EXP 11/15/202 | 649,998 | $27K | No change |
| RTACW Renatus Tactical Acqu - 30 | *W EXP 05/15/203 | 56,866 | $26K | No change |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | 35,333 | $25K | Reduce -17.0% |
| FOXXW 1OXX | *W EXP 09/26/202 | 244,962 | $24K | No change |
| NPACW New Providence Acq A -CW28 | *W EXP 04/24/203 | 95,631 | $21K | No change |
| BIXIW Bitcoin Infrastructure Acqui | *W EXP 11/06/203 | 69,332 | $21K | Reduce -39.9% |
| NHICW Newhold Investment Corp. - 30 | *W EXP 01/30/203 | 49,998 | $20K | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 153,564 | $20K | No change |
| DAICW Cid Holdco Inc. -26 | *W EXP 12/31/202 | 726,048 | $19K | No change |
| HOLLEY INC | *W EXP 11/30/202 | 298,716 | $19K | No change |
| ASBPW Aspire Biopharma Holdin-CW27 | *W EXP 02/14/203 | 983,603 | $18K | No change |
| GTENW Gores Holdings X Inc.-31 | *W EXP 05/02/203 | 31,616 | $18K | No change |
| ALUB.WS Alussa Energy Acquisition-30 | *W EXP 99/99/999 | 49,095 | $18K | No change |
| SBXWF Silverbox Corp. IV-A- 29 | *W EXP 08/19/202 | 67,710 | $17K | No change |
| LFACW Leapfrog Acquisition Corp. | *W EXP 11/10/203 | 67,193 | $17K | Reduce -65.0% |
| RAC.WS Rithm Acquisition Corp. - 30 | *W EXP 99/99/999 | 25,000 | $15K | No change |
| KFIIR K&F Growth Acquisition Corp. | RIGHT 08/29/2031 | 100,000 | $14K | No change |
| BDMDW Baird Medical Investment -28 | *W EXP 10/01/202 | 132,013 | $14K | No change |
| OSRHW Bellevue Life Sciences-WRNT | *W EXP 02/09/202 | 250,000 | $14K | No change |
| LEGO.WS Legato Merger Corp. IV | *W EXP 99/99/999 | 38,017 | $13K | New |
| SMXWW SMX Security Matters PLC-28 | *W EXP 03/07/202 | 265,947 | $12K | No change |
| LIMNW Liminatus Pharma Inc. Class A-28 | *W EXP 04/30/203 | 233,761 | $11K | No change |
| RFAMR RF Acquisition Corp. III | RIGHT 01/28/2031 | 95,000 | $11K | New |
| NAMMW Namib Minerals | *W EXP 06/05/203 | 83,480 | $11K | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 166,894 | $11K | No change |
| CYCUW Cycurion Inc.-CW27 | *W EXP 02/13/203 | 500,000 | $11K | No change |
| KIDZW Classover Holdings Inc. - 30 | *W EXP 04/03/203 | 699,290 | $10K | No change |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 243,249 | $10K | No change |
| NVNWF Nvni Group Ltd.-28 | *W EXP 11/01/202 | 211,075 | $10K | No change |
| CCXIW Churchill Capital Corp. Xi | *W EXP 12/10/203 | 13,242 | $9K | No change |
| ALFUW Centurion Acquisition - 29 | *W EXP 05/31/203 | 71,410 | $9K | No change |
| ZOOZW Zooz Strategy Ltd.-29 | *W EXP 04/02/202 | 262,498 | $8K | No change |
| UNITED HOMES GROUP INC | *W EXP 03/30/202 | 45,810 | $8K | No change |
| MRNOW Murano Global BV-28 | *W EXP 03/19/202 | 174,998 | $8K | No change |
| GWHWW Ess Tech Inc. -CW27 | *W EXP 10/08/202 | 303,596 | $8K | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 18,752 | $7K | No change |
| GCLWW GCL Global Holdings-A -CW26 | *W EXP 02/13/203 | 275,000 | $7K | No change |
| ARBEW Arbe Robotics Ltd. -CW26 | *W EXP 99/99/999 | 114,180 | $6K | No change |
| GRABW Grab Holdings Ltd.-CW 26 | *W EXP 99/99/999 | 84,913 | $6K | No change |
| CDTTW Murphy Canyon Acq-CW27 | *W EXP 09/22/202 | 765,000 | $6K | No change |
| PBMWW Psyence Biomedical Ltd. | *W EXP 01/22/202 | 297,847 | $5K | No change |
| RMCOW American Acq Class A -CW26 | *W EXP 10/31/202 | 19,443 | $5K | No change |
| SVIAW Procap Financial Inc. | *W EXP 12/05/203 | 13,125 | $4K | New |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | 99,898 | $3K | Reduce -0.1% |
| ALCWF Alchemy Investments Acqui-28 | *W EXP 11/30/202 | 21,669 | $3K | No change |
| CDIOW Cardio Diagnostics-CW26 | *W EXP 10/25/202 | 199,839 | $3K | No change |
| GGROW Gogoro Inc. -CW27 | *W EXP 04/04/202 | 400,330 | $3K | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 49,203 | $2K | No change |
| LPBBW Launch Two Acquisition -29 | *W EXP 10/09/202 | 14,427 | $2K | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 43,358 | $2K | No change |
| OABIW Omniab Inc. - CW26 | *W EXP 99/99/999 | 19,900 | $2K | No change |
| PARAW 7GC & Co. Holdings Class A -CW26 | *W EXP 12/14/202 | 124,100 | $2K | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 73,108 | $2K | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 170,222 | $1K | No change |
| HUBCW Hub Cyber Security Ltd.-28 | *W EXP 02/27/202 | 179,799 | $1K | No change |
| LOTWW Lotus Technology Inc.-28 | *W EXP 02/22/202 | 26,945 | $1K | No change |
| ASTLW Algoma Steel Group Inc. -CW26 | *W EXP 10/19/202 | 10,200 | $1K | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 72,280 | $723 | No change |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 41,822 | $619 | No change |
| CCGWW Cheche Group Inc. - 28 | *W EXP 10/01/203 | 22,099 | $606 | No change |
| ORGNW Origin Materials -CW26 | *W EXP 06/25/202 | 155,950 | $382 | No change |
| SLXNW Biomotion Sciences-CW29 | *W EXP 08/15/202 | 11,937 | $242 | No change |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 27,728 | $183 | No change |
Total filed on the 13F, all lines: $3.1B.
Portfolio Sells Q4 2025 → Q1 2026
| ECAT BlackRock ESG Cap All TRM TR | Reduce -16.4% | 9.71% | −4.07 |
| XNQPX Nuveen Pa QLTY Muni Inc. | Sold out | 0.00% | −1.21 |
| XGDVX Gabelli Dividend & Income TR | Reduce -11.2% | 4.46% | −0.97 |
| AFB Allianceberstein NTL Muni | Reduce -83.4% | 0.16% | −0.86 |
| DIAX Nuveen Dow 30 Dynamic Overwr | Sold out | 0.00% | −0.83 |
| XBOEX BlackRock Enh GLBL DVD TR | Reduce -77.8% | 0.20% | −0.82 |
| RVT Royce Small-Cap Trust Inc. | Sold out | 0.00% | −0.79 |
| HQL Abrdn Life Sciences Investor | Reduce -55.3% | 0.50% | −0.71 |
| GAM General American Investors | Reduce -11.8% | 3.49% | −0.67 |
| MEGI Nylim CBRE GB Infra Mtrnd TF | Reduce -26.8% | 1.95% | −0.66 |
| NBXG Neuberger Next Generation Co. | Reduce -1.9% | 3.15% | −0.63 |
| XBFZX BlackRock Ca Muni Inc. TR | Sold out | 0.00% | −0.47 |
| IIF Morgan Stanley India Invest | Reduce -23.6% | 0.51% | −0.34 |
| MESHU Meshflow Acquisition Corp. | Sold out | 0.00% | −0.32 |
| GLL Proshares Ultrashort Gold | Sold out | 0.00% | −0.32 |
| BIDU Baidu Inc. - Spon ADR | Sold out | 0.00% | −0.24 |
| AEAQU Activate Energy Acquisition | Sold out | 0.00% | −0.24 |
| PCAP Procap Acquisition Corp. Class A | Sold out | 0.00% | −0.22 |
| WENN Wen Acquisition Corp. Class A | Reduce -32.0% | 0.35% | −0.19 |
| SW Smurfit Westrock PLC | Sold out | 0.00% | −0.18 |
| HCAC Hall Chadwick Acquisition-A | Reduce -57.5% | 0.12% | −0.18 |
| APXT Apex Treasury Corp. Class A | Reduce -80.8% | 0.04% | −0.16 |
| CORZ Core Scientific Inc. | Sold out | 0.00% | −0.15 |
| XPCQX PIMCO California Muni Inc. FD | Reduce -39.1% | 0.19% | −0.14 |
| RFMZ Rivernorth Flex Muni II | Reduce -52.4% | 0.12% | −0.14 |
| FMN Federated Herm Prem Muni Inc. | Sold out | 0.00% | −0.14 |
| ETW Eaton Vance T/M GLBL Buy-WR | Sold out | 0.00% | −0.14 |
| IRHOU Iron Horse Acquisition II Co. | Sold out | 0.00% | −0.14 |
| TACO Berto Acquisition Corp. | Sold out | 0.00% | −0.12 |
| AES AES Corp. | Sold out | 0.00% | −0.11 |
| SABR Sabre Corp. | Reduce -26.9% | 0.31% | −0.11 |
| RDAG Republic Digital Acquis Class A | Reduce -15.2% | 0.46% | −0.10 |
| DYOR Insight Digital Partners I-A | Reduce -76.8% | 0.03% | −0.10 |
| HEQ John Hancock Divers Inc. Fund | Sold out | 0.00% | −0.10 |
| CRANU Crane Harbor Acquisition Cor | Sold out | 0.00% | −0.10 |
| PMTR Perimeter Acquis Corp. I Class A | Reduce -23.8% | 0.27% | −0.10 |
| GDS GDS Holdings Ltd. - ADR | Reduce -56.3% | 0.09% | −0.10 |
| ONCH 1RT Acquisition Corp. Class A | Reduce -32.3% | 0.17% | −0.10 |
| DAAQ Digital Asset Acquisiti Class A | Reduce -29.4% | 0.20% | −0.09 |
| BLZR Trailblazer Acquisition Class A | Reduce -31.8% | 0.17% | −0.09 |
| IHD Voya Emrg MRKT Hi DVD Eqty | Reduce -25.4% | 0.28% | −0.09 |
| LFAC Leapfrog Acquisition Class A | Reduce -65.5% | 0.04% | −0.09 |
| WIW Western Asst Infl-LNK Opp | Reduce -66.9% | 0.04% | −0.09 |
| OTGA Otg Acquisition Corp. I Class A | Sold out | 0.00% | −0.09 |
| ITHAU Ithax Acquisition Corp. III | Sold out | 0.00% | −0.08 |
| ECF Ellsworth Growth and Income | Reduce -4.5% | 0.58% | −0.08 |
| WGO Winnebago Industries | Reduce -58.8% | 0.03% | −0.08 |
| RAAQ Real Asset Acquisiti Class A | Reduce -27.0% | 0.20% | −0.08 |
| BIXIU Bitcoin Infrastructure Acqui | Sold out | 0.00% | −0.08 |
| BCV Bancroft Fund Ltd. | Reduce -23.2% | 0.19% | −0.08 |
Portfolio Buys Q4 2025 → Q1 2026
| FSK FS KKR Capital Corp. | New | 1.16% | +1.16 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +1808.5% | 1.06% | +1.00 |
| BPRE Bluerock Private Real Estate | Add +55.0% | 2.57% | +1.00 |
| APO Apollo Global Management Inc. | New | 0.97% | +0.97 |
| ASA ASA Gold and Precious Metals | Add +9.5% | 11.89% | +0.95 |
| ARES Ares Management Corp. Class A | New | 0.85% | +0.85 |
| XSSPX Nuveen S&P 500 Dynam Overwr | New | 0.80% | +0.80 |
| BX Blackstone Inc. | New | 0.79% | +0.79 |
| TSLA Tesla Inc. | Add +334.3% | 0.95% | +0.67 |
| META Meta Platforms Inc. Class A | Add +1051.5% | 0.66% | +0.59 |
| OXLC Oxford Lane Capital Corp. | New | 0.59% | +0.59 |
| VLOS Velos Acquisition I Corp. | Add +11039.2% | 0.55% | +0.55 |
| OIM Oneim Acquisition Class-A | New | 0.49% | +0.49 |
| BSTZ BlackRock Sci & Tech TRM TR | Add +21.4% | 3.98% | +0.47 |
| TASK Taskus Inc. Class A | New | 0.46% | +0.46 |
| NVDA Nvidia Corp. | Add +199.6% | 0.65% | +0.40 |
| NFJ Virtus DVD Intrst & PRM STR | Add +18.2% | 4.18% | +0.39 |
| BMEZ BlackRock HLTH Sci TRM TR II | New | 0.35% | +0.35 |
| SNAP Snap Inc. Class A | Add +232.5% | 0.71% | +0.32 |
| QCOM Qualcomm Inc. | Add +296.5% | 0.47% | +0.31 |
| NCV Virtus Convertible & Income | Add +373.3% | 0.35% | +0.27 |
| BA The Boeing Co. | Add +143.4% | 0.48% | +0.25 |
| ZTR Virtus Total Return Fund Inc. | New | 0.24% | +0.24 |
| VCLT Vanguard Long-Term Corp. Bond | New | 0.24% | +0.24 |
| KF Korea Fund Inc. | Add +213.3% | 0.32% | +0.23 |
| HACQU HCM IV Acquisition Corp. | New | 0.23% | +0.23 |
| KPET.U Kpet Ultra Paceline Corp. | New | 0.23% | +0.23 |
| AXP American Express Co. | Add +1876.0% | 0.24% | +0.23 |
| IPFXU Inflection Point Acquisition | New | 0.20% | +0.20 |
| FVAV Fortress Value Acquis V Class A | New | 0.20% | +0.20 |
| IPXG Inflection Point Acquisition | New | 0.19% | +0.19 |
| MTAL.U Metals Acquisition Corp. II | New | 0.19% | +0.19 |
| NML Neuberger Energy Infrastruct | Add +23.1% | 0.59% | +0.19 |
| CPB The Campbell's Company | Add +556.6% | 0.23% | +0.18 |
| AIO Virtus Artific Intel & Tech | New | 0.17% | +0.17 |
| SVIV Spring Valley Acquisitio-A | New | 0.16% | +0.16 |
| WLIIU Willow Lane Acquisition Corp. | New | 0.16% | +0.16 |
| BTX BlackRock Tech & Priv Eqty | New | 0.16% | +0.16 |
| RMT Royce Micro-Cap Trust Inc. | Add +13.4% | 1.09% | +0.16 |
| NCZ Virtus Convertible & Income | New | 0.15% | +0.15 |
| PLTR Palantir Technologies Inc. Class A | New | 0.15% | +0.15 |
| BABA Alibaba Group Holding-SP ADR | Add +85.4% | 0.40% | +0.14 |
| TMTSU Spartacus Acqu Corp. II | New | 0.13% | +0.13 |
| SAAQ Space Asset Acquisition Class A | New | 0.13% | +0.13 |
| QADRU Qdro Acquisition Corp. | New | 0.13% | +0.13 |
| KRAQ Krakacquisition Corp. Class A | New | 0.12% | +0.12 |
| NWL Newell Brands Inc. | Add +183.9% | 0.20% | +0.12 |
| EVTL Vertical Aerospace Ltd. | Add +194.8% | 0.84% | +0.12 |
| SHOP Shopify Inc. Class A | Add +149.6% | 0.27% | +0.12 |
| IACOU Idea Acquisition Corp. | New | 0.11% | +0.11 |
Options Activity Q4 2025 → Q1 2026
| TSLA Tesla Inc. | put | Add +116.7% | 245,100 | $91.1M |
| NVDA Nvidia Corp. | put | Add +108.3% | 429,000 | $74.8M |
| META Meta Platforms Inc. Class A | put | New | 89,200 | $51.0M |
| BA The Boeing Co. | put | Add +37.7% | 187,900 | $37.4M |
| QCOM Qualcomm Inc. | put | Reduce -3.1% | 217,700 | $28.0M |
| CRWD CrowdStrike Holdings Inc. Class A | put | Reduce -23.9% | 67,100 | $26.2M |
| BABA Alibaba Group Holding-SP ADR | put | Add +17.8% | 195,500 | $24.5M |
| SHOP Shopify Inc. Class A | put | Add +0.4% | 135,800 | $16.1M |
| PLTR Palantir Technologies Inc. Class A | put | New | 108,800 | $15.9M |
| AXP American Express Co. | put | Add +880.8% | 51,000 | $15.4M |
| MSTR Strategy Inc. | put | Reduce -41.2% | 100,000 | $12.5M |
| MRVL Marvell Technology Inc. | put | New | 120,700 | $12.0M |
| ABNB Airbnb Inc. Class A | put | Sold out | 70,400 | $9.6Mbefore exit |
| COF Capital One Financial Corp. | put | Add +1.5% | 40,200 | $7.3M |
| SYF Synchrony Financial | put | Add +1.1% | 76,800 | $5.2M |
| RIVN Rivian Automotive Inc. Class A | put | Reduce -13.3% | 130,200 | $2.0M |
| IBIT iShares Bitcoin Trust ETF | put | New | 46,200 | $1.8M |
| NU Nu Holdings Ltd./Cayman Isl-A | put | Sold out | 94,800 | $1.6Mbefore exit |
| THC Tenet Healthcare Corp. | put | New | 4,400 | $830K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2025 → Q1 2026
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | New | 8,500,000 | $7.9M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | Sold out | 5,000,000 | $5.0Mbefore exit |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | Reduce -50.0% | 3,000,000 | $2.9M |
| RAAQW REAL ASSET AQC Corp -30 | *W EXP 04/24/203 | Reduce -10.9% | 612,813 | $812K |
| NUCLW Eagle Nuclear Energy Corp. | *W EXP 02/25/203 | New | 349,998 | $486K |
| HQWWW Horizon Quant -31 | *W EXP 03/19/203 | New | 212,354 | $459K |
| BACQR Inflection Point Acquisition | RIGHT 11/04/2026 | Sold out | 539,815 | $409Kbefore exit |
| OPTXW Omnilit Acquisition Class A -23 | *W EXP 99/99/999 | Reduce -13.6% | 287,006 | $313K |
| LZM.WS Lifezone Metals Ltd. -28 | *W EXP 07/05/202 | Reduce -11.2% | 651,669 | $310K |
| OIMAW Oneim Acquisition - 30 | *W EXP 01/07/203 | New | 360,282 | $261K |
| FTW.WS Presidio Pubco Inc. | *W EXP 03/04/203 | New | 220,038 | $182K |
| IMSRW HCM II Acquisition Corp. - 29 | *W EXP 10/28/203 | Reduce -13.2% | 65,681 | $170K |
| TMSWW Live Oak Acquisition Co.-CW29 | *W EXP 99/99/999 | Reduce -43.5% | 92,809 | $131K |
| KRSP.WS Rice Acquisition Corp. 3 | *W EXP 99/99/999 | Add +21.5% | 161,112 | $125K |
| EQV VENTURES ACQUISITION | *W EXP 07/01/203 | Sold out | 235,038 | $120Kbefore exit |
| SAAQW Space Asset Acquisition Corp. | *W EXP 03/31/203 | New | 147,440 | $114K |
| SVIVW Spring Valley Acquisition Co. | *W EXP 01/22/203 | New | 127,880 | $93K |
| WLACW Willow Lane Acquisition - 29 | *W EXP 10/31/203 | New | 28,595 | $88K |
| FLYX.WS Eg Acquisition Corp.-A -CW28 | *W EXP 99/99/999 | Reduce -21.7% | 180,500 | $71K |
| BCSS.WS Bain Capital GSS Investment | *W EXP 01/01/202 | New | 107,115 | $71K |
| IPXGW Columbus Circle Capital Corp. | *W EXP 02/11/203 | New | 199,999 | $69K |
| BCARW D Boral Arc Acquisition - 30 | *W EXP 07/23/203 | New | 106,308 | $58K |
| KRAQW Krakacq Corp. -31 | *W EXP 12/23/203 | New | 95,971 | $56K |
| FCRS.WS Futurecrest Acquisition Corp. | *W EXP 09/30/203 | Add +16.8% | 92,013 | $54K |
| BBCQW Bleichroeder Acquisition Cor | *W EXP 12/23/203 | New | 55,300 | $53K |
| AISPW Airship AI Holdings Inc.-CW28 | *W EXP 12/21/202 | Reduce -17.0% | 35,333 | $25K |
| BIXIW Bitcoin Infrastructure Acqui | *W EXP 11/06/203 | Reduce -39.9% | 69,332 | $21K |
| LFACW Leapfrog Acquisition Corp. | *W EXP 11/10/203 | Reduce -65.0% | 67,193 | $17K |
| ABPWW Atlantic Coast Acq -CW23 | *W EXP 11/12/202 | Sold out | 997,048 | $16Kbefore exit |
| LEGO.WS Legato Merger Corp. IV | *W EXP 99/99/999 | New | 38,017 | $13K |
| RFAMR RF Acquisition Corp. III | RIGHT 01/28/2031 | New | 95,000 | $11K |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | Sold out | 273,057 | $8Kbefore exit |
| SVIAW Procap Financial Inc. | *W EXP 12/05/203 | New | 13,125 | $4K |
| MLKWF Waldencast Acq Class A -CW27 | *W EXP 07/27/202 | Reduce -0.1% | 99,898 | $3K |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | Sold out | 122,683 | $2Kbefore exit |
| CRPWF Carbon Revolution PLC | *W EXP 99/99/999 | Sold out | 81,901 | $786before exit |
| BSLKW Golden Arrow Merger A -CW26 | *W EXP 08/13/202 | Sold out | 41,097 | $682before exit |
| BFLYW Butterfly Network Inc. -CW25 | *W EXP 02/12/202 | Sold out | 16,866 | $322before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 226 | $3.2B | ASA, ECAT, BSTZ, NFJ, XGDVX |
| Q1 2026 | 223 | $3.1B | ASA, ECAT, PDX, XGDVX, NFJ |
| Q4 2025 | 199 | $2.9B | ECAT, ASA, XGDVX, PDX, GAM |
| Q3 2025 | 177 | $3.0B | ECAT, ASA, PDX, XGDVX, GAM |
| Q2 2025 | 178 | $3.6B | ECAT, BTX, PDX, XGDVX, BCAT |
| Q1 2025 | 140 | $3.6B | ECAT, BTX, BMEZ, PDX, BCAT |
| Q4 2024 | 143 | $3.9B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q3 2024 | 167 | $4.5B | ECAT, BTX, BMEZ, BCAT, PDX |
| Q2 2024 | 185 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |
| Q1 2024 | 184 | $4.5B | ECAT, BTX, BMEZ, BCAT, ADX |