Seros Financial, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed December 11, 2025), Seros Financial, LLC reported 63 stock positions worth $165.3 million. Its top holding was Invesco S&P 500 Momentum ETF (SPMO) at 14.8% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 9.7%) and Berkshire Hathaway Class B (BRK.B, 6.5%). Compared with Q2 2025, it opened 9 new positions, sold out of 7, added to 18 and reduced 23. The biggest buy was a new position in Schwab Intl Equity ETF (SCHF) and the biggest sale FT Vest Lad Buffervetf-Usd I (BUFR, shares −59%).
- Most Recent 13F
- Q2 2026
- Location
- TEMPE, AZ
- CIK
- 0002039918
- Portfolio Value
- $165.3M (Q3 2025)
- SEC Filing
- 0001104659-25-120288 ↗ filed Dec 11, 2025
Holdings Value
Holdings 63 stocks · $165.3M
| SPMO Invesco S&P 500 Momentum ETF | 14.75% | 201,404 | $24.4M | Add +62.7% |
| QQQ Invesco QQQ Trust Series 1 | 9.72% | 26,767 | $16.1M | Reduce -2.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 6.48% | 21,288 | $10.7M | Add +9.8% |
| SCHF Schwab Intl Equity ETF | 6.41% | 454,810 | $10.6M | New |
| AUSF Global X Adaptive US Factor | 6.20% | 220,411 | $10.3M | Add +4.9% |
| IWY iShares Russell Top 200 Grow | 5.84% | 35,263 | $9.6M | Reduce -0.8% |
| FPE FT-Preferred Secur & Inc. ETF | 5.11% | 462,973 | $8.4M | Add +4.8% |
| XLG Invesco S&P 500 Top 50 ETF | 4.74% | 136,129 | $7.8M | Add +0.2% |
| BUFB Innovator Ladd Allo Buff ETF | 4.63% | 214,270 | $7.7M | Add +3.2% |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | 4.56% | 216,340 | $7.5M | Add +1.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 4.02% | 198,973 | $6.6M | Reduce -59.0% |
| XSMO Invesco S&P Smallcap Momentu | 3.36% | 75,508 | $5.6M | Add +7.8% |
| SHYL Xtrackers SHRT Dur High Yiel | 2.58% | 93,700 | $4.3M | New |
| BUFF Innovator Laddered Allocatio | 2.24% | 75,929 | $3.7M | Add +1.4% |
| BND Vanguard Total Bond Market | 2.23% | 49,567 | $3.7M | Add +4.8% |
| NVDA Nvidia Corp. | 1.49% | 13,164 | $2.5M | Add +2.1% |
| SCHX Schwab US Large-Cap ETF | 1.42% | 88,865 | $2.3M | Add +5.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.90% | 2,227 | $1.5M | Reduce -17.2% |
| MSFT Microsoft Corp. | 0.82% | 2,631 | $1.4M | Reduce -4.7% |
| IFLN Invesco Bloomberg Enhanced F | 0.78% | 69,436 | $1.3M | Add +32.2% |
| AMZN Amazon.com Inc. | 0.77% | 5,795 | $1.3M | Reduce -5.1% |
| AAPL Apple Inc. | 0.76% | 4,925 | $1.3M | Reduce -5.7% |
| ORN Orion Group Holdings Inc. | 0.67% | 133,448 | $1.1M | Add +25.2% |
| SPHB Invesco S&P 500 High Beta Et | 0.61% | 9,220 | $1.0M | No change |
| TSLA Tesla Inc. | 0.52% | 1,944 | $865K | Reduce -0.2% |
| JCI Johnson Controls Internation | 0.47% | 7,100 | $781K | Reduce -0.1% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.46% | 1,555 | $763K | Add +15.7% |
| IVE iShares S&P 500 Value ETF | 0.44% | 3,498 | $722K | Reduce -92.8% |
| PFFA Virtus Infracap US Pref STCK | 0.40% | 30,067 | $653K | No change |
| IVW iShares S&P 500 Growth ETF | 0.36% | 4,954 | $598K | Add +0.0% |
| VRSK Verisk Analytics Inc. | 0.35% | 2,297 | $578K | No change |
| SMH Vaneck Semiconductor ETF | 0.34% | 1,727 | $564K | Add +19.0% |
| PFEB Innovator U.S. Equity Power | 0.32% | 13,520 | $537K | Reduce -6.4% |
| OMFL Invesco Russell 1000 DYN M/F | 0.29% | 7,904 | $476K | Reduce -40.0% |
| VOO Vanguard S&P 500 ETF | 0.27% | 736 | $451K | Reduce -10.1% |
| SHOP Shopify Inc. Class A | 0.26% | 2,856 | $424K | Add +2.7% |
| ORCL Oracle Corp. | 0.25% | 1,495 | $421K | No change |
| MTUM iShares MSCI USA Momentum Fa | 0.25% | 1,579 | $405K | New |
| NJUL Innovator Growth 100 Power B | 0.22% | 5,109 | $363K | No change |
| PMAY Innovator U.S. Equity Power | 0.21% | 9,082 | $353K | No change |
| IVV iShares Core S&P 500 ETF | 0.20% | 492 | $329K | No change |
| XUSP Innovator Uncapped Acc US Eq | 0.20% | 7,008 | $326K | New |
| BJUL Innovator U.S. Equity Buffer | 0.19% | 6,211 | $308K | Reduce -8.2% |
| META Meta Platforms Inc. Class A | 0.18% | 413 | $303K | Reduce -9.2% |
| COST Costco Wholesale Corp. | 0.17% | 297 | $275K | Reduce -1.0% |
| QQQM Invesco Nasdaq 100 ETF | 0.16% | 1,100 | $272K | New |
| GOOGL Alphabet Inc. Class A | 0.16% | 1,114 | $271K | Reduce -15.2% |
| PSEP Innovator U.S. Equity Power | 0.16% | 6,296 | $270K | No change |
| PAPR Innovator U.S. Equity Power | 0.16% | 6,930 | $266K | Reduce -18.7% |
| POCT Innovator U.S. Equity Power | 0.16% | 6,132 | $264K | No change |
| XRPI XRP ETF | 0.16% | 15,130 | $261K | New |
| ABBV Abbvie Inc. | 0.16% | 1,125 | $260K | No change |
| UNH Unitedhealth Group Inc. | 0.15% | 742 | $256K | New |
| V Visa Inc. Class A | 0.15% | 748 | $255K | Reduce -4.7% |
| AVGO Broadcom Inc. | 0.15% | 769 | $254K | Reduce -2.5% |
| ZS Zscaler Inc. | 0.15% | 830 | $249K | New |
| QDEC FT Vest Nasdaq-100 Buffer Et | 0.14% | 7,461 | $232K | Reduce -3.8% |
| MSI Motorola Solutions Inc. | 0.14% | 507 | $232K | No change |
| UPST Upstart Holdings Inc. | 0.14% | 4,512 | $229K | Reduce -1.7% |
| BDEC Innovator U.S. Equity Buffer | 0.13% | 4,577 | $219K | No change |
| KJUL Innovator U.S. Small Cap Pow | 0.13% | 6,698 | $207K | New |
| ADP Automatic Data Processing | 0.12% | 692 | $203K | Reduce -1.4% |
| PRPL Purple Innovation Inc. | 0.01% | 10,000 | $9K | No change |
Portfolio Sells Q2 2025 → Q3 2025
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -59.0% | 4.02% | −5.75 |
| UJUL Innovator U.S. Equity Ultra | Sold out | 0.00% | −5.73 |
| IVE iShares S&P 500 Value ETF | Reduce -92.8% | 0.44% | −5.61 |
| GRPM Invesco S&P Midcap 400 Garp | Sold out | 0.00% | −0.58 |
| SPSM SS SPDR P S&P 600 Small Cap | Sold out | 0.00% | −0.30 |
| OMFL Invesco Russell 1000 DYN M/F | Reduce -40.0% | 0.29% | −0.19 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -17.2% | 0.90% | −0.16 |
| NAPR Innovator Growth 100 Power B | Sold out | 0.00% | −0.14 |
| PLTR Palantir Technologies Inc. Class A | Sold out | 0.00% | −0.13 |
| QTJL Inn Growth Accel Plus July | Sold out | 0.00% | −0.13 |
| UAPR Innovator U.S. Equity Ultra | Sold out | 0.00% | −0.13 |
| AMZN Amazon.com Inc. | Reduce -5.1% | 0.77% | −0.08 |
| UPST Upstart Holdings Inc. | Reduce -1.7% | 0.14% | −0.05 |
| MSFT Microsoft Corp. | Reduce -4.7% | 0.82% | −0.05 |
| PAPR Innovator U.S. Equity Power | Reduce -18.7% | 0.16% | −0.04 |
| META Meta Platforms Inc. Class A | Reduce -9.2% | 0.18% | −0.03 |
| PFEB Innovator U.S. Equity Power | Reduce -6.4% | 0.32% | −0.02 |
| VOO Vanguard S&P 500 ETF | Reduce -10.1% | 0.27% | −0.02 |
| V Visa Inc. Class A | Reduce -4.7% | 0.15% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -1.0% | 0.17% | −0.02 |
| BJUL Innovator U.S. Equity Buffer | Reduce -8.2% | 0.19% | −0.02 |
| ADP Automatic Data Processing | Reduce -1.4% | 0.12% | −0.01 |
| QDEC FT Vest Nasdaq-100 Buffer Et | Reduce -3.8% | 0.14% | −0.00 |
| JCI Johnson Controls Internation | Reduce -0.1% | 0.47% | −0.00 |
| AVGO Broadcom Inc. | Reduce -2.5% | 0.15% | +0.02 |
| GOOGL Alphabet Inc. Class A | Reduce -15.2% | 0.16% | +0.02 |
| AAPL Apple Inc. | Reduce -5.7% | 0.76% | +0.08 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -2.6% | 9.72% | +0.11 |
| TSLA Tesla Inc. | Reduce -0.2% | 0.52% | +0.13 |
| IWY iShares Russell Top 200 Grow | Reduce -0.8% | 5.84% | +0.29 |
Portfolio Buys Q2 2025 → Q3 2025
| SCHF Schwab Intl Equity ETF | New | 6.41% | +6.41 |
| SPMO Invesco S&P 500 Momentum ETF | Add +62.7% | 14.75% | +5.93 |
| SHYL Xtrackers SHRT Dur High Yiel | New | 2.58% | +2.58 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +9.8% | 6.48% | +0.50 |
| XSMO Invesco S&P Smallcap Momentu | Add +7.8% | 3.36% | +0.34 |
| XLG Invesco S&P 500 Top 50 ETF | Add +0.2% | 4.74% | +0.25 |
| AUSF Global X Adaptive US Factor | Add +4.9% | 6.20% | +0.25 |
| MTUM iShares MSCI USA Momentum Fa | New | 0.25% | +0.25 |
| XUSP Innovator Uncapped Acc US Eq | New | 0.20% | +0.20 |
| NVDA Nvidia Corp. | Add +2.1% | 1.49% | +0.20 |
| BUFB Innovator Ladd Allo Buff ETF | Add +3.2% | 4.63% | +0.18 |
| IFLN Invesco Bloomberg Enhanced F | Add +32.2% | 0.78% | +0.17 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.16% | +0.16 |
| XRPI XRP ETF | New | 0.16% | +0.16 |
| UNH Unitedhealth Group Inc. | New | 0.15% | +0.15 |
| ZS Zscaler Inc. | New | 0.15% | +0.15 |
| KJUL Innovator U.S. Small Cap Pow | New | 0.13% | +0.13 |
| FPE FT-Preferred Secur & Inc. ETF | Add +4.8% | 5.11% | +0.12 |
| SCHX Schwab US Large-Cap ETF | Add +5.0% | 1.42% | +0.10 |
| SMH Vaneck Semiconductor ETF | Add +19.0% | 0.34% | +0.08 |
| ORN Orion Group Holdings Inc. | Add +25.2% | 0.67% | +0.06 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Add +1.1% | 4.56% | +0.06 |
| SHOP Shopify Inc. Class A | Add +2.7% | 0.26% | +0.05 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +15.7% | 0.46% | +0.03 |
| BND Vanguard Total Bond Market | Add +4.8% | 2.23% | +0.02 |
| IVW iShares S&P 500 Growth ETF | Add +0.0% | 0.36% | +0.02 |
| BUFF Innovator Laddered Allocatio | Add +1.4% | 2.24% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 66 | $192.0M | SPMO, QQQ, XSMO, SCHF, LVHI |
| Q1 2026 | 58 | $157.1M | SPMO, QQQ, SCHF, LVHI, BRK.B |
| Q4 2025 | 61 | $170.5M | SPMO, QQQ, BRK.B, IWY, SCHF |
| Q3 2025Amended | 63 | $165.3M | SPMO, QQQ, BRK.B, SCHF, AUSF |
| Q2 2025 | 61 | $157.8M | BUFR, QQQ, SPMO, IVE, BRK.B |
| Q1 2025 | 55 | $133.8M | SPMO, QQQ, BRK.B, IVE, AUSF |
| Q4 2024 | 52 | $111.1M | QQQ, IWY, IVE, BRK.B, RWK |