Seros Financial, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 5, 2026), Seros Financial, LLC reported 58 stock positions worth $157.1 million. Its top holding was Invesco S&P 500 Momentum ETF (SPMO) at 13.3% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 9.1%) and Schwab Intl Equity ETF (SCHF, 7.4%). Compared with Q4 2025, it opened 6 new positions, sold out of 9, added to 16 and reduced 24. The biggest buy was a new position in Franklin International Low V (LVHI) and the biggest sale iShares Russell Top 200 Grow (IWY, shares −90%).
- Most Recent 13F
- Q2 2026
- Location
- TEMPE, AZ
- CIK
- 0002039918
- Portfolio Value
- $157.1M (Q1 2026)
- SEC Filing
- 0001104659-26-055527 ↗ filed May 5, 2026
Holdings Value
Holdings 58 stocks · $157.1M
| SPMO Invesco S&P 500 Momentum ETF | 13.31% | 186,556 | $20.9M | Reduce -16.5% |
| QQQ Invesco QQQ Trust Series 1 | 9.11% | 24,799 | $14.3M | Reduce -9.9% |
| SCHF Schwab Intl Equity ETF | 7.41% | 470,590 | $11.6M | Reduce -0.9% |
| LVHI Franklin International Low V | 6.96% | 269,612 | $10.9M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 6.29% | 20,622 | $9.9M | Reduce -13.1% |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | 6.12% | 272,124 | $9.6M | Add +21.0% |
| XSMO Invesco S&P Smallcap Momentu | 6.06% | 125,274 | $9.5M | Add +60.3% |
| XLG Invesco S&P 500 Top 50 ETF | 6.00% | 172,669 | $9.4M | Add +7.0% |
| FPE FT-Preferred Secur & Inc. ETF | 5.86% | 518,453 | $9.2M | Add +1.9% |
| BUFR FT Vest Lad Buffervetf-Usd I | 5.59% | 260,144 | $8.8M | Add +31.5% |
| SHYL Xtrackers SHRT Dur High Yiel | 2.91% | 102,845 | $4.6M | Add +2.3% |
| BUFF Innovator Laddered Allocatio | 2.88% | 91,681 | $4.5M | Add +15.8% |
| SCHX Schwab US Large-Cap ETF | 2.64% | 161,616 | $4.1M | Add +28.3% |
| BND Vanguard Total Bond Market | 2.53% | 54,082 | $4.0M | Reduce -0.2% |
| PHYL Pgim Active High Yield Bond | 1.36% | 61,709 | $2.1M | New |
| ORN Orion Group Holdings Inc. | 1.17% | 168,704 | $1.8M | Add +4.0% |
| BUFB Innovator Ladd Allo Buff ETF | 1.12% | 48,854 | $1.8M | Reduce -77.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.87% | 2,105 | $1.4M | Reduce -5.4% |
| BIV Vanguard Intermediate-Term B | 0.75% | 15,247 | $1.2M | Add +11.8% |
| AAPL Apple Inc. | 0.74% | 4,560 | $1.2M | Reduce -6.2% |
| QQQM Invesco Nasdaq 100 ETF | 0.67% | 4,408 | $1.0M | Add +26.1% |
| IWY iShares Russell Top 200 Grow | 0.66% | 4,137 | $1.0M | Reduce -90.1% |
| SMH Vaneck Semiconductor ETF | 0.59% | 2,426 | $930K | Add +18.0% |
| JCI Johnson Controls Internation | 0.59% | 7,100 | $930K | No change |
| AMZN Amazon.com Inc. | 0.53% | 3,965 | $826K | Reduce -32.4% |
| SPHB Invesco S&P 500 High Beta Et | 0.48% | 6,507 | $754K | Reduce -29.4% |
| NVDA Nvidia Corp. | 0.48% | 4,317 | $753K | Reduce -65.2% |
| MSFT Microsoft Corp. | 0.43% | 1,845 | $683K | Reduce -32.7% |
| TSLA Tesla Inc. | 0.42% | 1,794 | $667K | Reduce -7.7% |
| PFEB Innovator U.S. Equity Power | 0.35% | 13,520 | $542K | No change |
| PFFA Virtus Infracap US Pref STCK | 0.33% | 25,736 | $524K | Reduce -14.4% |
| RWK Invesco S&P Midcap 400 Rev | 0.29% | 3,543 | $454K | New |
| CRWD CrowdStrike Holdings Inc. Class A | 0.28% | 1,122 | $438K | Reduce -14.5% |
| VRSK Verisk Analytics Inc. | 0.27% | 2,222 | $422K | No change |
| NJUL Innovator Growth 100 Power B | 0.23% | 5,109 | $365K | No change |
| PMAY Innovator U.S. Equity Power | 0.23% | 9,082 | $363K | No change |
| IVE iShares S&P 500 Value ETF | 0.22% | 1,663 | $351K | Reduce -51.8% |
| GOOGL Alphabet Inc. Class A | 0.21% | 1,121 | $322K | Add +0.6% |
| BJUL Innovator U.S. Equity Buffer | 0.20% | 6,211 | $309K | No change |
| SHOP Shopify Inc. Class A | 0.19% | 2,556 | $303K | Reduce -12.0% |
| RSP Invesco S&P 500 Equal Weight | 0.19% | 1,550 | $297K | New |
| COST Costco Wholesale Corp. | 0.18% | 277 | $276K | Reduce -6.7% |
| PAPR Innovator U.S. Equity Power | 0.18% | 6,930 | $276K | No change |
| IVV iShares Core S&P 500 ETF | 0.17% | 418 | $273K | Reduce -15.0% |
| PSEP Innovator U.S. Equity Power | 0.17% | 6,296 | $271K | No change |
| AVGO Broadcom Inc. | 0.17% | 859 | $266K | Add +0.6% |
| IVW iShares S&P 500 Growth ETF | 0.17% | 2,342 | $265K | Reduce -52.7% |
| POCT Innovator U.S. Equity Power | 0.17% | 6,132 | $264K | No change |
| META Meta Platforms Inc. Class A | 0.17% | 455 | $260K | Reduce -11.7% |
| AUSF Global X Adaptive US Factor | 0.16% | 5,245 | $254K | Reduce -66.5% |
| ABBV Abbvie Inc. | 0.15% | 1,080 | $235K | Add +0.5% |
| IWM iShares Russell 2000 ETF | 0.14% | 892 | $221K | Reduce -41.6% |
| MSI Motorola Solutions Inc. | 0.14% | 508 | $220K | New |
| BDEC Innovator U.S. Equity Buffer | 0.14% | 4,577 | $220K | No change |
| UNH Unitedhealth Group Inc. | 0.14% | 810 | $219K | Add +9.0% |
| KJUL Innovator U.S. Small Cap Pow | 0.14% | 6,698 | $215K | No change |
| CREATIVE MEDIA & COMMUNITY T | 0.11% | 289,318 | $178K | New |
| PRPL Purple Innovation Inc. | 0.00% | 10,000 | $7K | No change |
Portfolio Sells Q4 2025 → Q1 2026
| IWY iShares Russell Top 200 Grow | Reduce -90.1% | 0.66% | −6.12 |
| BUFB Innovator Ladd Allo Buff ETF | Reduce -77.9% | 1.12% | −3.63 |
| SPMO Invesco S&P 500 Momentum ETF | Reduce -16.5% | 13.31% | −2.33 |
| IFLN Invesco Bloomberg Enhanced F | Sold out | 0.00% | −0.90 |
| NVDA Nvidia Corp. | Reduce -65.2% | 0.48% | −0.88 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -9.9% | 9.11% | −0.81 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -13.1% | 6.29% | −0.71 |
| MSFT Microsoft Corp. | Reduce -32.7% | 0.43% | −0.34 |
| VOO Vanguard S&P 500 ETF | Sold out | 0.00% | −0.28 |
| OMFL Invesco Russell 1000 DYN M/F | Sold out | 0.00% | −0.28 |
| AMZN Amazon.com Inc. | Reduce -32.4% | 0.53% | −0.27 |
| AUSF Global X Adaptive US Factor | Reduce -66.5% | 0.16% | −0.26 |
| MTUM iShares MSCI USA Momentum Fa | Sold out | 0.00% | −0.25 |
| IVE iShares S&P 500 Value ETF | Reduce -51.8% | 0.22% | −0.21 |
| IVW iShares S&P 500 Growth ETF | Reduce -52.7% | 0.17% | −0.19 |
| ORCL Oracle Corp. | Sold out | 0.00% | −0.18 |
| XUSP Innovator Uncapped Acc US Eq | Sold out | 0.00% | −0.17 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.15 |
| SPHB Invesco S&P 500 High Beta Et | Reduce -29.4% | 0.48% | −0.15 |
| QDEC FT Vest Nasdaq-100 Buffer Et | Sold out | 0.00% | −0.14 |
| QTJL Inn Growth Accel Plus July | Sold out | 0.00% | −0.12 |
| TSLA Tesla Inc. | Reduce -7.7% | 0.42% | −0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -14.5% | 0.28% | −0.08 |
| SHOP Shopify Inc. Class A | Reduce -12.0% | 0.19% | −0.08 |
| IWM iShares Russell 2000 ETF | Reduce -41.6% | 0.14% | −0.08 |
| PFFA Virtus Infracap US Pref STCK | Reduce -14.4% | 0.33% | −0.05 |
| AAPL Apple Inc. | Reduce -6.2% | 0.74% | −0.04 |
| META Meta Platforms Inc. Class A | Reduce -11.7% | 0.17% | −0.03 |
| IVV iShares Core S&P 500 ETF | Reduce -15.0% | 0.17% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -5.4% | 0.87% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -6.7% | 0.18% | +0.03 |
| BND Vanguard Total Bond Market | Reduce -0.2% | 2.53% | +0.18 |
| SCHF Schwab Intl Equity ETF | Reduce -0.9% | 7.41% | +0.71 |
Portfolio Buys Q4 2025 → Q1 2026
| LVHI Franklin International Low V | New | 6.96% | +6.96 |
| XSMO Invesco S&P Smallcap Momentu | Add +60.3% | 6.06% | +2.76 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +31.5% | 5.59% | +1.62 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Add +21.0% | 6.12% | +1.39 |
| PHYL Pgim Active High Yield Bond | New | 1.36% | +1.36 |
| SCHX Schwab US Large-Cap ETF | Add +28.3% | 2.64% | +0.65 |
| BUFF Innovator Laddered Allocatio | Add +15.8% | 2.88% | +0.57 |
| FPE FT-Preferred Secur & Inc. ETF | Add +1.9% | 5.86% | +0.42 |
| XLG Invesco S&P 500 Top 50 ETF | Add +7.0% | 6.00% | +0.38 |
| RWK Invesco S&P Midcap 400 Rev | New | 0.29% | +0.29 |
| SHYL Xtrackers SHRT Dur High Yiel | Add +2.3% | 2.91% | +0.25 |
| ORN Orion Group Holdings Inc. | Add +4.0% | 1.17% | +0.23 |
| RSP Invesco S&P 500 Equal Weight | New | 0.19% | +0.19 |
| SMH Vaneck Semiconductor ETF | Add +18.0% | 0.59% | +0.16 |
| QQQM Invesco Nasdaq 100 ETF | Add +26.1% | 0.67% | +0.15 |
| MSI Motorola Solutions Inc. | New | 0.14% | +0.14 |
| BIV Vanguard Intermediate-Term B | Add +11.8% | 0.75% | +0.13 |
| CREATIVE MEDIA & COMMUNITY T | New | 0.11% | +0.11 |
| ABBV Abbvie Inc. | Add +0.5% | 0.15% | +0.01 |
| GOOGL Alphabet Inc. Class A | Add +0.6% | 0.21% | +0.00 |
| AVGO Broadcom Inc. | Add +0.6% | 0.17% | −0.00 |
| UNH Unitedhealth Group Inc. | Add +9.0% | 0.14% | −0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 66 | $192.0M | SPMO, QQQ, XSMO, SCHF, LVHI |
| Q1 2026 | 58 | $157.1M | SPMO, QQQ, SCHF, LVHI, BRK.B |
| Q4 2025 | 61 | $170.5M | SPMO, QQQ, BRK.B, IWY, SCHF |
| Q3 2025Amended | 63 | $165.3M | SPMO, QQQ, BRK.B, SCHF, AUSF |
| Q2 2025 | 61 | $157.8M | BUFR, QQQ, SPMO, IVE, BRK.B |
| Q1 2025 | 55 | $133.8M | SPMO, QQQ, BRK.B, IVE, AUSF |
| Q4 2024 | 52 | $111.1M | QQQ, IWY, IVE, BRK.B, RWK |