Shum Financial Group, Inc.
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 22, 2025), Shum Financial Group, Inc. reported 88 stock positions worth $115.8 million. Its top holding was Apple (AAPL) at 7.5% of the portfolio, followed by iShares MSCI USA Quality Fac (QUAL, 4.5%) and iShares 10+ Year Inv GR (IGLB, 4.2%). Compared with Q3 2024, it opened 3 new positions, sold out of 5, added to 33 and reduced 48. The biggest buy was Amazon.com (AMZN, shares +5%) and the biggest sale an exit from Ishrs Short Mat Muni Act ETF (MEAR).
- Most Recent 13F
- Q2 2026
- Location
- ALAMEDA, CA
- CIK
- 0002044675
- Portfolio Value
- $115.8M (Q4 2024)
- SEC Filing
- 0002044675-25-000001 ↗ filed Jan 22, 2025
Holdings Value
Holdings 88 stocks · $115.8M
| AAPL Apple Inc. | 7.53% | 34,806 | $8.7M | Reduce -2.7% |
| QUAL iShares MSCI USA Quality Fac | 4.49% | 29,203 | $5.2M | Add +0.6% |
| IGLB iShares 10+ Year Inv GR Corp. | 4.17% | 97,837 | $4.8M | Reduce -0.6% |
| MSFT Microsoft Corp. | 3.85% | 10,564 | $4.5M | Reduce -7.0% |
| SPSM SS SPDR P S&P 600 Small Cap | 3.83% | 98,809 | $4.4M | Add +0.9% |
| EFV iShares MSCI Eafe Value ETF | 3.60% | 79,397 | $4.2M | Add +1.6% |
| SDY SS SPDR S&P Dividend ETF | 2.95% | 25,886 | $3.4M | Add +0.0% |
| SPEM State Street SP PTF Em ETF | 2.41% | 72,678 | $2.8M | Add +0.9% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.29% | 30,221 | $2.7M | Add +1.4% |
| SPYV SS SPDR P S&P 500 Value ETF | 2.28% | 51,516 | $2.6M | Add +1.8% |
| JPM JPMorgan Chase & Co. | 2.26% | 10,906 | $2.6M | Reduce -3.1% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 2.22% | 46,925 | $2.6M | Add +0.9% |
| AMZN Amazon.com Inc. | 2.10% | 11,089 | $2.4M | Add +4.9% |
| NVDA Nvidia Corp. | 2.09% | 18,045 | $2.4M | Reduce -2.3% |
| IQLT iShares MSCI International Q | 2.06% | 64,209 | $2.4M | Add +1.8% |
| BLK BlackRock Inc. | 1.90% | 2,141 | $2.2M | Reduce -0.5% |
| JNJ Johnson & Johnson | 1.82% | 14,536 | $2.1M | Reduce -0.1% |
| HD Home Depot Inc. | 1.78% | 5,309 | $2.1M | Reduce -8.5% |
| WMT Walmart Inc. | 1.66% | 21,220 | $1.9M | Add +3.3% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.65% | 23,887 | $1.9M | Add +2.6% |
| UNH Unitedhealth Group Inc. | 1.64% | 3,761 | $1.9M | Add +2.3% |
| IXN iShares Global Tech ETF | 1.39% | 19,053 | $1.6M | Reduce -0.5% |
| COST Costco Wholesale Corp. | 1.36% | 1,713 | $1.6M | Reduce -0.1% |
| GOOGL Alphabet Inc. Class A | 1.34% | 8,222 | $1.6M | Reduce -0.7% |
| EFG iShares MSCI Eafe Growth ETF | 1.31% | 15,671 | $1.5M | Add +8.0% |
| SRLN SS Blackstone Sr Loan ETF | 1.16% | 32,286 | $1.3M | Reduce -10.7% |
| ACWI iShares MSCI Acwi ETF | 1.16% | 11,390 | $1.3M | Add +2.8% |
| LLY Eli Lilly & Co. | 1.13% | 1,698 | $1.3M | Add +3.0% |
| CRM Salesforce Inc. | 1.10% | 3,815 | $1.3M | Reduce -2.0% |
| V Visa Inc. Class A | 1.09% | 4,010 | $1.3M | Add +0.5% |
| USRT iShares Core US REIT ETF | 1.09% | 22,067 | $1.3M | Reduce -0.9% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.03% | 15,698 | $1.2M | Add +0.8% |
| PG The Procter & Gamble Co. | 0.97% | 6,697 | $1.1M | Reduce -9.5% |
| CSCO Cisco Systems Inc. | 0.90% | 17,587 | $1.0M | Reduce -3.7% |
| QCOM Qualcomm Inc. | 0.90% | 6,756 | $1.0M | Reduce -1.3% |
| PPL PPL Corp. | 0.87% | 30,774 | $1.0M | Reduce -1.6% |
| PLD Prologis Inc. | 0.86% | 9,377 | $991K | Reduce -1.0% |
| ABT Abbott Laboratories | 0.85% | 8,747 | $989K | Reduce -2.3% |
| ABBV Abbvie Inc. | 0.85% | 5,554 | $987K | Add +0.8% |
| ORCL Oracle Corp. | 0.82% | 5,691 | $948K | No change |
| PEP Pepsico Inc. | 0.80% | 6,103 | $928K | Reduce -4.3% |
| SSGA ACTIVE TR | 0.78% | 21,533 | $907K | Add +2.5% |
| XOM Exxon Mobil Corp. | 0.72% | 7,697 | $828K | Reduce -2.8% |
| FDX FedEx Corp. | 0.69% | 2,845 | $803K | Reduce -1.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.68% | 7,082 | $791K | Reduce -4.1% |
| NFLX Netflix Inc. | 0.68% | 886 | $789K | Reduce -6.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.67% | 3,542 | $779K | Reduce -2.4% |
| XLV SS Health Care Select Sector | 0.67% | 5,658 | $778K | Reduce -0.3% |
| AMT American Tower Corp. | 0.65% | 4,055 | $748K | Reduce -2.3% |
| VCIT Vanguard Int-Term Corporate | 0.64% | 9,264 | $744K | Add +1.6% |
| BX Blackstone Inc. | 0.62% | 4,154 | $716K | Reduce -2.3% |
| MDT Medtronic PLC | 0.61% | 8,753 | $703K | Reduce -19.2% |
| PM Philip Morris International | 0.60% | 5,777 | $700K | Reduce -1.2% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.60% | 13,728 | $697K | Reduce -25.9% |
| LMT Lockheed Martin Corp. | 0.57% | 1,351 | $657K | Add +1.3% |
| PANW Palo Alto Networks Inc. | 0.56% | 3,544 | $645K | Add +2.5% |
| MRK Merck & Co. Inc. | 0.55% | 6,350 | $635K | Reduce -13.0% |
| CVX Chevron Corp. | 0.54% | 4,319 | $626K | Add +1.7% |
| AMD Advanced Micro Devices | 0.54% | 5,144 | $621K | Reduce -1.7% |
| PSA Public Storage | 0.53% | 2,054 | $615K | Reduce -3.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.51% | 1,304 | $591K | Reduce -28.5% |
| HSY The Hershey Co. | 0.47% | 3,233 | $548K | Reduce -26.5% |
| TGT Target Corp. | 0.47% | 4,046 | $547K | Reduce -19.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.42% | 1,673 | $485K | No change |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 8,377 | $484K | Reduce -0.1% |
| UPS United Parcel Service Class B | 0.41% | 3,796 | $479K | Reduce -23.6% |
| HON Honeywell International Inc. | 0.39% | 2,003 | $452K | Add +17.6% |
| SPAB SS SPDR P Agg Bond ETF | 0.39% | 17,967 | $449K | Add +5.3% |
| GE General Electric filed as GE AEROSPACE | 0.32% | 2,189 | $365K | Add +3.9% |
| IVV iShares Core S&P 500 ETF | 0.32% | 621 | $365K | No change |
| HDV iShares Core High Dividend E | 0.32% | 3,251 | $365K | Add +5.1% |
| MCD McDonald's Corp. | 0.31% | 1,226 | $355K | Add +1.0% |
| SBUX Starbucks Corp. | 0.30% | 3,865 | $353K | Reduce -3.5% |
| T AT&T Inc. | 0.29% | 14,811 | $337K | Reduce -4.4% |
| AXP American Express Co. | 0.28% | 1,109 | $329K | Add +17.6% |
| VIG Vanguard Dividend Apprec ETF | 0.27% | 1,618 | $317K | Add +2.4% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.27% | 6,190 | $313K | Reduce -46.0% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.26% | 891 | $305K | Add +26.4% |
| MO Altria Group Inc. | 0.25% | 5,517 | $291K | Reduce -12.2% |
| AMGN Amgen Inc. | 0.25% | 1,090 | $284K | Reduce -1.2% |
| MMM 3M Co. | 0.24% | 2,145 | $277K | Add +0.1% |
| CMCSA Comcast Corp. Class A | 0.23% | 6,973 | $262K | Reduce -24.2% |
| MCO Moody's Corp. | 0.20% | 500 | $237K | No change |
| AVGO Broadcom Inc. | 0.20% | 997 | $231K | New |
| FSK FS KKR Capital Corp. | 0.19% | 10,203 | $222K | Reduce -7.5% |
| GOOG Alphabet Inc. Class C | 0.18% | 1,114 | $212K | New |
| ADP Automatic Data Processing | 0.18% | 694 | $204K | Reduce -26.9% |
| SCHW Schwab (charles) Corp. | 0.17% | 2,728 | $202K | New |
Portfolio Sells Q3 2024 → Q4 2024
| MEAR Ishrs Short Mat Muni Act ETF | Sold out | 0.00% | −0.28 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -46.0% | 0.27% | −0.21 |
| MDT Medtronic PLC | Reduce -19.2% | 0.61% | −0.20 |
| HSY The Hershey Co. | Reduce -26.5% | 0.47% | −0.19 |
| JMST JPM Ultra-Short Muni Income | Reduce -25.9% | 0.60% | −0.18 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.18 |
| INTC Intel Corp. | Sold out | 0.00% | −0.18 |
| META Meta Platforms Inc. Class A | Sold out | 0.00% | −0.17 |
| CARR Carrier Global Corp. | Sold out | 0.00% | −0.17 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -28.5% | 0.51% | −0.17 |
| TGT Target Corp. | Reduce -19.6% | 0.47% | −0.16 |
| HD Home Depot Inc. | Reduce -8.5% | 1.78% | −0.15 |
| UPS United Parcel Service Class B | Reduce -23.6% | 0.41% | −0.14 |
| JNJ Johnson & Johnson | Reduce -0.1% | 1.82% | −0.11 |
| CMCSA Comcast Corp. Class A | Reduce -24.2% | 0.23% | −0.10 |
| SRLN SS Blackstone Sr Loan ETF | Reduce -10.7% | 1.16% | −0.10 |
| AMT American Tower Corp. | Reduce -2.3% | 0.65% | −0.09 |
| PEP Pepsico Inc. | Reduce -4.3% | 0.80% | −0.09 |
| AMD Advanced Micro Devices | Reduce -1.7% | 0.54% | −0.08 |
| PSA Public Storage | Reduce -3.9% | 0.53% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -13.0% | 0.55% | −0.07 |
| XOM Exxon Mobil Corp. | Reduce -2.8% | 0.72% | −0.07 |
| NVDA Nvidia Corp. | Reduce -2.3% | 2.09% | −0.06 |
| ADP Automatic Data Processing | Reduce -26.9% | 0.18% | −0.05 |
| PG The Procter & Gamble Co. | Reduce -9.5% | 0.97% | −0.05 |
| MSFT Microsoft Corp. | Reduce -7.0% | 3.85% | −0.05 |
| QCOM Qualcomm Inc. | Reduce -1.3% | 0.90% | −0.05 |
| AMGN Amgen Inc. | Reduce -1.2% | 0.25% | −0.05 |
| PLD Prologis Inc. | Reduce -1.0% | 0.86% | −0.05 |
| PM Philip Morris International | Reduce -1.2% | 0.60% | −0.04 |
| USRT iShares Core US REIT ETF | Reduce -0.9% | 1.09% | −0.03 |
| MO Altria Group Inc. | Reduce -12.2% | 0.25% | −0.03 |
| XLV SS Health Care Select Sector | Reduce -0.3% | 0.67% | −0.03 |
| ABT Abbott Laboratories | Reduce -2.3% | 0.85% | −0.02 |
| SBUX Starbucks Corp. | Reduce -3.5% | 0.30% | −0.02 |
| JEPI JPMorgan Equity Premium Inco | Reduce -0.1% | 0.42% | +0.00 |
| FSK FS KKR Capital Corp. | Reduce -7.5% | 0.19% | +0.00 |
| T AT&T Inc. | Reduce -4.4% | 0.29% | +0.01 |
| BX Blackstone Inc. | Reduce -2.3% | 0.62% | +0.02 |
| PPL PPL Corp. | Reduce -1.6% | 0.87% | +0.02 |
| IGLB iShares 10+ Year Inv GR Corp. | Reduce -0.6% | 4.17% | +0.02 |
| FDX FedEx Corp. | Reduce -1.9% | 0.69% | +0.03 |
| IBM Intl Business Machines Corp. | Reduce -2.4% | 0.67% | +0.04 |
| CSCO Cisco Systems Inc. | Reduce -3.7% | 0.90% | +0.04 |
| BLK BlackRock Inc. | Reduce -0.5% | 1.90% | +0.08 |
| NFLX Netflix Inc. | Reduce -6.4% | 0.68% | +0.08 |
| COST Costco Wholesale Corp. | Reduce -0.1% | 1.36% | +0.08 |
| IXN iShares Global Tech ETF | Reduce -0.5% | 1.39% | +0.09 |
| DIS The Walt Disney Co. | Reduce -4.1% | 0.68% | +0.09 |
| CRM Salesforce Inc. | Reduce -2.0% | 1.10% | +0.14 |
Portfolio Buys Q3 2024 → Q4 2024
| AMZN Amazon.com Inc. | Add +4.9% | 2.10% | +0.34 |
| WMT Walmart Inc. | Add +3.3% | 1.66% | +0.22 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +1.4% | 2.29% | +0.21 |
| AVGO Broadcom Inc. | New | 0.20% | +0.20 |
| GOOG Alphabet Inc. Class C | New | 0.18% | +0.18 |
| SCHW Schwab (charles) Corp. | New | 0.17% | +0.17 |
| V Visa Inc. Class A | Add +0.5% | 1.09% | +0.12 |
| HON Honeywell International Inc. | Add +17.6% | 0.39% | +0.09 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +2.6% | 1.65% | +0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +26.4% | 0.26% | +0.08 |
| QUAL iShares MSCI USA Quality Fac | Add +0.6% | 4.49% | +0.08 |
| EFG iShares MSCI Eafe Growth ETF | Add +8.0% | 1.31% | +0.08 |
| AXP American Express Co. | Add +17.6% | 0.28% | +0.07 |
| ACWI iShares MSCI Acwi ETF | Add +2.8% | 1.16% | +0.06 |
| SSGA ACTIVE TR | Add +2.5% | 0.78% | +0.04 |
| PANW Palo Alto Networks Inc. | Add +2.5% | 0.56% | +0.03 |
| SPAB SS SPDR P Agg Bond ETF | Add +5.3% | 0.39% | +0.03 |
| LLY Eli Lilly & Co. | Add +3.0% | 1.13% | +0.02 |
| VCIT Vanguard Int-Term Corporate | Add +1.6% | 0.64% | +0.02 |
| IQLT iShares MSCI International Q | Add +1.8% | 2.06% | +0.01 |
| MMM 3M Co. | Add +0.1% | 0.24% | +0.01 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +0.8% | 1.03% | +0.01 |
| VIG Vanguard Dividend Apprec ETF | Add +2.4% | 0.27% | +0.01 |
| GE General Electric | Add +3.9% | 0.32% | +0.01 |
| HDV iShares Core High Dividend E | Add +5.1% | 0.32% | +0.01 |
| MCD McDonald's Corp. | Add +1.0% | 0.31% | +0.01 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +1.8% | 2.28% | −0.00 |
| CVX Chevron Corp. | Add +1.7% | 0.54% | −0.00 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +0.9% | 2.22% | −0.02 |
| LMT Lockheed Martin Corp. | Add +1.3% | 0.57% | −0.04 |
| EFV iShares MSCI Eafe Value ETF | Add +1.6% | 3.60% | −0.04 |
| SPEM State Street SP PTF Em ETF | Add +0.9% | 2.41% | −0.05 |
| SDY SS SPDR S&P Dividend ETF | Add +0.0% | 2.95% | −0.05 |
| ABBV Abbvie Inc. | Add +0.8% | 0.85% | −0.07 |
| UNH Unitedhealth Group Inc. | Add +2.3% | 1.64% | −0.09 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +0.9% | 3.83% | −0.12 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 106 | $165.9M | AAPL, EFV, QUAL, SPSM, IGLB |
| Q1 2026 | 93 | $141.4M | AAPL, EFV, QUAL, IGLB, SPSM |
| Q4 2025 | 92 | $138.8M | EFV, AAPL, QUAL, MSFT, IGLB |
| Q3 2025 | 94 | $134.0M | EFV, AAPL, QUAL, MSFT, IGLB |
| Q1 2025 | 89 | $115.6M | AAPL, QUAL, IGLB, EFV, MSFT |
| Q4 2024 | 88 | $115.8M | AAPL, QUAL, IGLB, MSFT, SPSM |
| Q3 2024 | 90 | $119.9M | AAPL, QUAL, IGLB, SPSM, MSFT |