Shum Financial Group, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 15, 2026), Shum Financial Group, Inc. reported 92 stock positions worth $138.8 million. Its top holding was iShares MSCI Eafe Value ETF (EFV) at 7.6% of the portfolio, followed by Apple (AAPL, 6.7%) and iShares MSCI USA Quality Fac (QUAL, 4.3%). Compared with Q3 2025, it opened 1 new position, sold out of 3, added to 49 and reduced 34. The biggest buy was Alphabet Class A (GOOGL, shares +3%) and the biggest sale Home Depot (HD, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- ALAMEDA, CA
- CIK
- 0002044675
- Portfolio Value
- $138.8M (Q4 2025)
- SEC Filing
- 0002044675-26-000001 ↗ filed Jan 15, 2026
Holdings Value
Holdings 92 stocks · $138.8M
| EFV iShares MSCI Eafe Value ETF | 7.58% | 147,386 | $10.5M | Add +3.8% |
| AAPL Apple Inc. | 6.70% | 34,199 | $9.3M | Reduce -3.1% |
| QUAL iShares MSCI USA Quality Fac | 4.31% | 30,096 | $6.0M | Add +2.1% |
| MSFT Microsoft Corp. | 3.91% | 11,235 | $5.4M | Add +2.3% |
| IGLB iShares 10+ Year Inv GR Corp. | 3.57% | 98,223 | $5.0M | Add +1.0% |
| SPSM SS SPDR P S&P 600 Small Cap | 3.25% | 96,189 | $4.5M | Reduce -0.9% |
| IQLT iShares MSCI International Q | 2.71% | 82,704 | $3.8M | Add +13.4% |
| SDY SS SPDR S&P Dividend ETF | 2.66% | 26,545 | $3.7M | Add +1.8% |
| SPEM State Street SP PTF Em ETF | 2.61% | 77,276 | $3.6M | Add +5.2% |
| NVDA Nvidia Corp. | 2.58% | 19,196 | $3.6M | Add +1.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 2.50% | 61,049 | $3.5M | Add +8.3% |
| JPM JPMorgan Chase & Co. | 2.43% | 10,453 | $3.4M | Reduce -0.8% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.24% | 29,105 | $3.1M | Reduce -0.3% |
| GOOGL Alphabet Inc. Class A | 2.07% | 9,162 | $2.9M | Add +2.9% |
| AMZN Amazon.com Inc. | 1.99% | 11,956 | $2.8M | Add +3.5% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 1.97% | 47,332 | $2.7M | Add +1.1% |
| EFG iShares MSCI Eafe Growth ETF | 1.84% | 22,426 | $2.6M | Add +18.0% |
| JNJ Johnson & Johnson | 1.81% | 12,127 | $2.5M | Reduce -2.8% |
| WMT Walmart Inc. | 1.81% | 22,510 | $2.5M | Add +2.6% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.71% | 28,112 | $2.4M | Add +9.1% |
| BLK BlackRock Inc. | 1.68% | 2,183 | $2.3M | Add +0.4% |
| HD Home Depot Inc. | 1.55% | 6,246 | $2.1M | Reduce -0.3% |
| IXN iShares Global Tech ETF | 1.44% | 19,042 | $2.0M | Reduce -0.3% |
| LLY Eli Lilly & Co. | 1.22% | 1,573 | $1.7M | Reduce -2.0% |
| UNH Unitedhealth Group Inc. | 1.21% | 5,075 | $1.7M | Add +6.9% |
| V Visa Inc. Class A | 1.12% | 4,435 | $1.6M | Add +2.5% |
| COST Costco Wholesale Corp. | 1.02% | 1,638 | $1.4M | Add +0.7% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.97% | 31,641 | $1.4M | No change |
| USRT iShares Core US REIT ETF | 0.91% | 22,217 | $1.3M | Reduce -0.3% |
| SRLN SS Blackstone Sr Loan ETF | 0.89% | 29,986 | $1.2M | Add +1.2% |
| PLD Prologis Inc. | 0.87% | 9,480 | $1.2M | Add +3.0% |
| ABBV Abbvie Inc. | 0.86% | 5,227 | $1.2M | Reduce -2.0% |
| CRM Salesforce Inc. | 0.81% | 4,236 | $1.1M | Add +1.1% |
| QCOM Qualcomm Inc. | 0.79% | 6,401 | $1.1M | Add +0.9% |
| PPL PPL Corp. | 0.78% | 31,070 | $1.1M | Reduce -0.4% |
| PANW Palo Alto Networks Inc. | 0.78% | 5,851 | $1.1M | Add +8.6% |
| ORCL Oracle Corp. | 0.77% | 5,486 | $1.1M | Add +1.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.77% | 3,601 | $1.1M | Add +0.8% |
| SSGA ACTIVE TR | 0.73% | 23,432 | $1.0M | Add +2.8% |
| ABT Abbott Laboratories | 0.73% | 8,045 | $1.0M | Reduce -1.0% |
| FIXT TCW Core Plus Bond ETF | 0.73% | 26,371 | $1.0M | Reduce -1.4% |
| PG The Procter & Gamble Co. | 0.68% | 6,582 | $943K | Reduce -0.9% |
| AVGO Broadcom Inc. | 0.68% | 2,724 | $943K | Add +63.0% |
| XLV SS Health Care Select Sector | 0.64% | 5,783 | $895K | Add +0.2% |
| VCIT Vanguard Int-Term Corporate | 0.64% | 10,681 | $895K | Add +3.3% |
| CSCO Cisco Systems Inc. | 0.63% | 11,289 | $870K | Reduce -0.5% |
| PM Philip Morris International | 0.60% | 5,232 | $839K | Reduce -1.8% |
| NFLX Netflix Inc. | 0.59% | 8,729 | $818K | Add +6.2% |
| UPS United Parcel Service Class B | 0.57% | 7,992 | $793K | Add +36.6% |
| XOM Exxon Mobil Corp. | 0.54% | 6,277 | $755K | Reduce -8.3% |
| AMT American Tower Corp. | 0.52% | 4,142 | $727K | Add +9.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.50% | 6,122 | $697K | Reduce -0.7% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.49% | 13,389 | $682K | Reduce -5.7% |
| MRK Merck & Co. Inc. | 0.46% | 6,041 | $636K | Reduce -0.7% |
| AMD Advanced Micro Devices | 0.46% | 2,959 | $634K | Add +1.6% |
| PEP Pepsico Inc. | 0.45% | 4,380 | $629K | Reduce -0.9% |
| FDX FedEx Corp. | 0.45% | 2,163 | $625K | Reduce -1.1% |
| BX Blackstone Inc. | 0.45% | 4,046 | $624K | Add +8.8% |
| CVX Chevron Corp. | 0.44% | 4,044 | $616K | Reduce -0.4% |
| ACWI iShares MSCI Acwi ETF | 0.44% | 4,342 | $614K | Add +13.5% |
| GE General Electric filed as GE AEROSPACE | 0.44% | 1,982 | $611K | Reduce -0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 1,189 | $598K | Reduce -0.3% |
| LMT Lockheed Martin Corp. | 0.41% | 1,185 | $573K | Reduce -1.7% |
| SCHW Schwab (charles) Corp. | 0.41% | 5,684 | $568K | Add +26.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.39% | 1,626 | $545K | No change |
| CRWD CrowdStrike Holdings Inc. Class A | 0.39% | 1,162 | $545K | Add +3.7% |
| SPAB SS SPDR P Agg Bond ETF | 0.39% | 20,891 | $538K | Add +5.0% |
| HSY The Hershey Co. | 0.39% | 2,953 | $537K | Reduce -3.3% |
| PSA Public Storage | 0.37% | 1,978 | $513K | Add +0.8% |
| AXP American Express Co. | 0.36% | 1,348 | $499K | Add +1.3% |
| JEPI JPMorgan Equity Premium Inco | 0.35% | 8,448 | $484K | Add +1.1% |
| MDT Medtronic PLC | 0.33% | 4,822 | $463K | Reduce -5.4% |
| HDV iShares Core High Dividend E | 0.30% | 3,421 | $416K | Add +1.3% |
| IVV iShares Core S&P 500 ETF | 0.29% | 579 | $396K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.28% | 1,745 | $384K | Add +1.0% |
| GOOG Alphabet Inc. Class C | 0.27% | 1,190 | $373K | No change |
| MCD McDonald's Corp. | 0.24% | 1,087 | $332K | Add +1.1% |
| HON Honeywell International Inc. | 0.24% | 1,680 | $328K | No change |
| AMGN Amgen Inc. | 0.23% | 979 | $320K | Reduce -1.9% |
| GEV GE Vernova Inc. | 0.23% | 481 | $314K | Reduce -0.2% |
| ANET Arista Networks Inc. | 0.23% | 2,393 | $314K | Add +49.3% |
| TGT Target Corp. | 0.22% | 3,069 | $300K | Reduce -5.0% |
| MMM 3M Co. | 0.21% | 1,827 | $292K | Add +1.1% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.21% | 5,649 | $289K | Reduce -29.5% |
| ESGD iShares Trust iShares ESG Aw | 0.19% | 2,843 | $270K | Add +17.0% |
| META Meta Platforms Inc. Class A | 0.18% | 373 | $246K | Reduce -0.5% |
| IJH iShares Core S&P Midcap ETF | 0.17% | 3,631 | $240K | No change |
| MS Morgan Stanley | 0.17% | 1,344 | $239K | No change |
| ASML ASML Holding NV-NY Reg SHS | 0.16% | 203 | $217K | New |
| IJR iShares Core S&P Small-Cap E | 0.15% | 1,726 | $207K | No change |
| MO Altria Group Inc. | 0.15% | 3,577 | $206K | Reduce -6.9% |
| GD General Dynamics Corp. | 0.14% | 595 | $200K | Add +0.2% |
Portfolio Sells Q3 2025 → Q4 2025
| HD Home Depot Inc. | Reduce -0.3% | 1.55% | −0.35 |
| MEAR Ishrs Short Mat Muni Act ETF | Sold out | 0.00% | −0.21 |
| MCO Moody's Corp. | Sold out | 0.00% | −0.16 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.15 |
| SPSM SS SPDR P S&P 600 Small Cap | Reduce -0.9% | 3.25% | −0.11 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -29.5% | 0.21% | −0.10 |
| ABT Abbott Laboratories | Reduce -1.0% | 0.73% | −0.09 |
| PG The Procter & Gamble Co. | Reduce -0.9% | 0.68% | −0.08 |
| PPL PPL Corp. | Reduce -0.4% | 0.78% | −0.08 |
| USRT iShares Core US REIT ETF | Reduce -0.3% | 0.91% | −0.06 |
| ABBV Abbvie Inc. | Reduce -2.0% | 0.86% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -0.8% | 2.43% | −0.05 |
| JMST JPM Ultra-Short Muni Income | Reduce -5.7% | 0.49% | −0.05 |
| FIXT TCW Core Plus Bond ETF | Reduce -1.4% | 0.73% | −0.05 |
| MO Altria Group Inc. | Reduce -6.9% | 0.15% | −0.04 |
| PM Philip Morris International | Reduce -1.8% | 0.60% | −0.04 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -0.3% | 2.24% | −0.04 |
| HSY The Hershey Co. | Reduce -3.3% | 0.39% | −0.04 |
| LMT Lockheed Martin Corp. | Reduce -1.7% | 0.41% | −0.04 |
| XOM Exxon Mobil Corp. | Reduce -8.3% | 0.54% | −0.03 |
| IXN iShares Global Tech ETF | Reduce -0.3% | 1.44% | −0.03 |
| MDT Medtronic PLC | Reduce -5.4% | 0.33% | −0.03 |
| META Meta Platforms Inc. Class A | Reduce -0.5% | 0.18% | −0.03 |
| CVX Chevron Corp. | Reduce -0.4% | 0.44% | −0.03 |
| DIS The Walt Disney Co. | Reduce -0.7% | 0.50% | −0.03 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.3% | 0.43% | −0.02 |
| PEP Pepsico Inc. | Reduce -0.9% | 0.45% | −0.01 |
| AAPL Apple Inc. | Reduce -3.1% | 6.70% | −0.01 |
| GE General Electric | Reduce -0.1% | 0.44% | −0.01 |
| TGT Target Corp. | Reduce -5.0% | 0.22% | −0.00 |
| GEV GE Vernova Inc. | Reduce -0.2% | 0.23% | +0.01 |
| AMGN Amgen Inc. | Reduce -1.9% | 0.23% | +0.02 |
| CSCO Cisco Systems Inc. | Reduce -0.5% | 0.63% | +0.05 |
| FDX FedEx Corp. | Reduce -1.1% | 0.45% | +0.07 |
| MRK Merck & Co. Inc. | Reduce -0.7% | 0.46% | +0.08 |
| JNJ Johnson & Johnson | Reduce -2.8% | 1.81% | +0.08 |
| LLY Eli Lilly & Co. | Reduce -2.0% | 1.22% | +0.30 |
Portfolio Buys Q3 2025 → Q4 2025
| GOOGL Alphabet Inc. Class A | Add +2.9% | 2.07% | +0.45 |
| EFV iShares MSCI Eafe Value ETF | Add +3.8% | 7.58% | +0.39 |
| IQLT iShares MSCI International Q | Add +13.4% | 2.71% | +0.30 |
| AVGO Broadcom Inc. | Add +63.0% | 0.68% | +0.27 |
| EFG iShares MSCI Eafe Growth ETF | Add +18.0% | 1.84% | +0.23 |
| UPS United Parcel Service Class B | Add +36.6% | 0.57% | +0.21 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +8.3% | 2.50% | +0.17 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.16% | +0.16 |
| WMT Walmart Inc. | Add +2.6% | 1.81% | +0.12 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +9.1% | 1.71% | +0.11 |
| AMD Advanced Micro Devices | Add +1.6% | 0.46% | +0.10 |
| AMZN Amazon.com Inc. | Add +3.5% | 1.99% | +0.10 |
| SCHW Schwab (charles) Corp. | Add +26.8% | 0.41% | +0.09 |
| PLD Prologis Inc. | Add +3.0% | 0.87% | +0.09 |
| CRM Salesforce Inc. | Add +1.1% | 0.81% | +0.07 |
| ANET Arista Networks Inc. | Add +49.3% | 0.23% | +0.05 |
| ACWI iShares MSCI Acwi ETF | Add +13.5% | 0.44% | +0.05 |
| XLV SS Health Care Select Sector | Add +0.2% | 0.64% | +0.05 |
| SPEM State Street SP PTF Em ETF | Add +5.2% | 2.61% | +0.04 |
| AXP American Express Co. | Add +1.3% | 0.36% | +0.03 |
| QUAL iShares MSCI USA Quality Fac | Add +2.1% | 4.31% | +0.03 |
| ESGD iShares Trust iShares ESG Aw | Add +17.0% | 0.19% | +0.03 |
| V Visa Inc. Class A | Add +2.5% | 1.12% | +0.02 |
| IBM Intl Business Machines Corp. | Add +0.8% | 0.77% | +0.02 |
| SPAB SS SPDR P Agg Bond ETF | Add +5.0% | 0.39% | +0.00 |
| MMM 3M Co. | Add +1.1% | 0.21% | +0.00 |
| QCOM Qualcomm Inc. | Add +0.9% | 0.79% | +0.00 |
| VIG Vanguard Dividend Apprec ETF | Add +1.0% | 0.28% | −0.00 |
| MCD McDonald's Corp. | Add +1.1% | 0.24% | −0.00 |
| VCIT Vanguard Int-Term Corporate | Add +3.3% | 0.64% | −0.00 |
| GD General Dynamics Corp. | Add +0.2% | 0.14% | −0.01 |
| JEPI JPMorgan Equity Premium Inco | Add +1.1% | 0.35% | −0.01 |
| HDV iShares Core High Dividend E | Add +1.3% | 0.30% | −0.01 |
| SSGA ACTIVE TR | Add +2.8% | 0.73% | −0.02 |
| UNH Unitedhealth Group Inc. | Add +6.9% | 1.21% | −0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +3.7% | 0.39% | −0.02 |
| AMT American Tower Corp. | Add +9.1% | 0.52% | −0.02 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +1.1% | 1.97% | −0.02 |
| BX Blackstone Inc. | Add +8.8% | 0.45% | −0.02 |
| SRLN SS Blackstone Sr Loan ETF | Add +1.2% | 0.89% | −0.03 |
| PANW Palo Alto Networks Inc. | Add +8.6% | 0.78% | −0.04 |
| NVDA Nvidia Corp. | Add +1.7% | 2.58% | −0.05 |
| PSA Public Storage | Add +0.8% | 0.37% | −0.05 |
| SDY SS SPDR S&P Dividend ETF | Add +1.8% | 2.66% | −0.06 |
| COST Costco Wholesale Corp. | Add +0.7% | 1.02% | −0.11 |
| NFLX Netflix Inc. | Add +6.2% | 0.59% | −0.15 |
| IGLB iShares 10+ Year Inv GR Corp. | Add +1.0% | 3.57% | −0.17 |
| BLK BlackRock Inc. | Add +0.4% | 1.68% | −0.21 |
| MSFT Microsoft Corp. | Add +2.3% | 3.91% | −0.33 |
| ORCL Oracle Corp. | Add +1.0% | 0.77% | −0.37 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 106 | $165.9M | AAPL, EFV, QUAL, SPSM, IGLB |
| Q1 2026 | 93 | $141.4M | AAPL, EFV, QUAL, IGLB, SPSM |
| Q4 2025 | 92 | $138.8M | EFV, AAPL, QUAL, MSFT, IGLB |
| Q3 2025 | 94 | $134.0M | EFV, AAPL, QUAL, MSFT, IGLB |
| Q1 2025 | 89 | $115.6M | AAPL, QUAL, IGLB, EFV, MSFT |
| Q4 2024 | 88 | $115.8M | AAPL, QUAL, IGLB, MSFT, SPSM |
| Q3 2024 | 90 | $119.9M | AAPL, QUAL, IGLB, SPSM, MSFT |