Shum Financial Group, Inc.
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 22, 2026), Shum Financial Group, Inc. reported 93 stock positions worth $141.4 million. Its top holding was Apple (AAPL) at 8.7% of the portfolio, followed by iShares MSCI Eafe Value ETF (EFV, 7.9%) and iShares MSCI USA Quality Fac (QUAL, 4.2%). Compared with Q4 2025, it opened 1 new position, added to 50 and reduced 35. The biggest buy was Apple (AAPL, shares +42%) and the biggest sale JPMorgan Chase (JPM, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- ALAMEDA, CA
- CIK
- 0002044675
- Portfolio Value
- $141.4M (Q1 2026)
- SEC Filing
- 0002044675-26-000004 ↗ filed Apr 22, 2026
Holdings Value
Holdings 93 stocks · $141.4M
| AAPL Apple Inc. | 8.72% | 48,600 | $12.3M | Add +42.1% |
| EFV iShares MSCI Eafe Value ETF | 7.89% | 150,162 | $11.2M | Add +1.9% |
| QUAL iShares MSCI USA Quality Fac | 4.15% | 30,609 | $5.9M | Add +1.7% |
| IGLB iShares 10+ Year Inv GR Corp. | 3.50% | 99,669 | $4.9M | Add +1.5% |
| SPSM SS SPDR P S&P 600 Small Cap | 3.29% | 96,266 | $4.7M | Add +0.1% |
| MSFT Microsoft Corp. | 3.24% | 12,365 | $4.6M | Add +10.1% |
| IQLT iShares MSCI International Q | 2.82% | 86,177 | $4.0M | Add +4.2% |
| SDY SS SPDR S&P Dividend ETF | 2.70% | 26,198 | $3.8M | Reduce -1.3% |
| NVDA Nvidia Corp. | 2.65% | 21,455 | $3.7M | Add +11.8% |
| SPEM State Street SP PTF Em ETF | 2.63% | 79,256 | $3.7M | Add +2.6% |
| SPYV SS SPDR P S&P 500 Value ETF | 2.55% | 63,777 | $3.6M | Add +4.5% |
| JPM JPMorgan Chase & Co. | 2.16% | 10,387 | $3.1M | Reduce -0.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.03% | 29,351 | $2.9M | Add +0.8% |
| JNJ Johnson & Johnson | 2.01% | 11,639 | $2.8M | Reduce -4.0% |
| SPMD SS SPDR P S&P 400 Midcap ETF | 1.99% | 47,573 | $2.8M | Add +0.5% |
| WMT Walmart Inc. | 1.96% | 22,267 | $2.8M | Reduce -1.1% |
| GOOGL Alphabet Inc. Class A | 1.94% | 9,559 | $2.7M | Add +4.3% |
| EFG iShares MSCI Eafe Growth ETF | 1.88% | 23,904 | $2.7M | Add +6.6% |
| AMZN Amazon.com Inc. | 1.81% | 12,290 | $2.6M | Add +2.8% |
| MDYV SS SPDR S&P 400 MC Val ETF | 1.76% | 29,263 | $2.5M | Add +4.1% |
| BLK BlackRock Inc. | 1.48% | 2,180 | $2.1M | Reduce -0.1% |
| HD Home Depot Inc. | 1.43% | 6,170 | $2.0M | Reduce -1.2% |
| IXN iShares Global Tech ETF | 1.34% | 18,893 | $1.9M | Reduce -0.8% |
| COST Costco Wholesale Corp. | 1.17% | 1,658 | $1.7M | Add +1.2% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 1.03% | 31,679 | $1.5M | Add +0.1% |
| UNH Unitedhealth Group Inc. | 0.99% | 5,157 | $1.4M | Add +1.6% |
| LLY Eli Lilly & Co. | 0.97% | 1,486 | $1.4M | Reduce -5.5% |
| V Visa Inc. Class A | 0.95% | 4,445 | $1.3M | Add +0.2% |
| USRT iShares Core US REIT ETF | 0.93% | 22,141 | $1.3M | Reduce -0.3% |
| PLD Prologis Inc. | 0.89% | 9,512 | $1.3M | Add +0.3% |
| SRLN SS Blackstone Sr Loan ETF | 0.86% | 30,352 | $1.2M | Add +1.2% |
| PPL PPL Corp. | 0.84% | 31,008 | $1.2M | Reduce -0.2% |
| ABBV Abbvie Inc. | 0.81% | 5,244 | $1.1M | Add +0.3% |
| SSGA ACTIVE TR | 0.75% | 24,773 | $1.1M | Add +5.7% |
| PANW Palo Alto Networks Inc. | 0.74% | 6,497 | $1.0M | Add +11.0% |
| FIXT TCW Core Plus Bond ETF | 0.68% | 25,206 | $955K | Reduce -4.4% |
| PG The Procter & Gamble Co. | 0.67% | 6,532 | $944K | Reduce -0.8% |
| XOM Exxon Mobil Corp. | 0.65% | 5,403 | $917K | Reduce -13.9% |
| AVGO Broadcom Inc. | 0.63% | 2,859 | $885K | Add +5.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.62% | 3,611 | $875K | Add +0.3% |
| CSCO Cisco Systems Inc. | 0.62% | 11,279 | $875K | Reduce -0.1% |
| VCIT Vanguard Int-Term Corporate | 0.61% | 10,504 | $869K | Reduce -1.7% |
| JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F | 0.61% | 16,842 | $859K | Add +25.8% |
| PM Philip Morris International | 0.60% | 5,155 | $852K | Reduce -1.5% |
| XLV SS Health Care Select Sector | 0.60% | 5,768 | $846K | Reduce -0.3% |
| NFLX Netflix Inc. | 0.60% | 8,783 | $844K | Add +0.6% |
| QCOM Qualcomm Inc. | 0.58% | 6,410 | $825K | Add +0.1% |
| ABT Abbott Laboratories | 0.58% | 8,032 | $825K | Reduce -0.2% |
| UPS United Parcel Service Class B | 0.58% | 8,269 | $814K | Add +3.5% |
| ORCL Oracle Corp. | 0.57% | 5,486 | $807K | No change |
| CRM Salesforce Inc. | 0.56% | 4,263 | $796K | Add +0.6% |
| AMT American Tower Corp. | 0.54% | 4,461 | $770K | Add +7.7% |
| FDX FedEx Corp. | 0.52% | 2,061 | $734K | Reduce -4.7% |
| LMT Lockheed Martin Corp. | 0.51% | 1,185 | $716K | No change |
| MRK Merck & Co. Inc. | 0.51% | 5,953 | $716K | Reduce -1.5% |
| PEP Pepsico Inc. | 0.48% | 4,374 | $679K | Reduce -0.1% |
| AMD Advanced Micro Devices | 0.47% | 3,286 | $668K | Add +11.1% |
| CVX Chevron Corp. | 0.45% | 3,096 | $641K | Reduce -23.4% |
| ACWI iShares MSCI Acwi ETF | 0.45% | 4,602 | $637K | Add +6.0% |
| HSY The Hershey Co. | 0.43% | 2,953 | $614K | No change |
| SCHW Schwab (charles) Corp. | 0.42% | 6,308 | $593K | Add +11.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.41% | 1,204 | $577K | Add +1.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.41% | 5,957 | $574K | Reduce -2.7% |
| GE General Electric filed as GE AEROSPACE | 0.39% | 1,962 | $557K | Reduce -1.0% |
| SPAB SS SPDR P Agg Bond ETF | 0.38% | 21,205 | $543K | Add +1.5% |
| PSA Public Storage | 0.38% | 1,966 | $533K | Reduce -0.6% |
| JEPI JPMorgan Equity Premium Inco | 0.38% | 9,372 | $531K | Add +10.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.37% | 1,626 | $522K | No change |
| HDV iShares Core High Dividend E | 0.34% | 3,588 | $487K | Add +4.9% |
| BX Blackstone Inc. | 0.34% | 4,168 | $479K | Add +3.0% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.32% | 1,161 | $453K | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 0.31% | 1,520 | $436K | Add +27.7% |
| AXP American Express Co. | 0.29% | 1,346 | $407K | Reduce -0.1% |
| GEV GE Vernova Inc. | 0.29% | 466 | $407K | Reduce -3.1% |
| MDT Medtronic PLC | 0.28% | 4,495 | $389K | Reduce -6.8% |
| IVV iShares Core S&P 500 ETF | 0.27% | 579 | $378K | No change |
| VIG Vanguard Dividend Apprec ETF | 0.27% | 1,753 | $377K | Add +0.5% |
| TGT Target Corp. | 0.26% | 3,014 | $365K | Reduce -1.8% |
| HON Honeywell International Inc. | 0.25% | 1,580 | $357K | Reduce -6.0% |
| ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV | 0.25% | 263 | $347K | Add +29.6% |
| AMGN Amgen Inc. | 0.24% | 957 | $337K | Reduce -2.3% |
| MCD McDonald's Corp. | 0.24% | 1,070 | $332K | Reduce -1.6% |
| META Meta Platforms Inc. Class A | 0.22% | 544 | $311K | Add +45.8% |
| ANET Arista Networks Inc. | 0.22% | 2,516 | $309K | Add +5.1% |
| ESGD iShares Trust iShares ESG Aw | 0.21% | 3,173 | $303K | Add +11.6% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.20% | 5,534 | $281K | Reduce -2.0% |
| MMM 3M Co. | 0.19% | 1,836 | $267K | Add +0.5% |
| IJH iShares Core S&P Midcap ETF | 0.17% | 3,631 | $245K | No change |
| MO Altria Group Inc. | 0.17% | 3,577 | $236K | No change |
| IJR iShares Core S&P Small-Cap E | 0.16% | 1,778 | $221K | Add +3.0% |
| MS Morgan Stanley | 0.16% | 1,336 | $220K | Reduce -0.6% |
| MEAR Ishrs Short Mat Muni Act ETF | 0.15% | 4,111 | $207K | New |
| GD General Dynamics Corp. | 0.15% | 601 | $206K | Add +1.0% |
Portfolio Sells Q4 2025 → Q1 2026
| JPM JPMorgan Chase & Co. | Reduce -0.6% | 2.16% | −0.27 |
| LLY Eli Lilly & Co. | Reduce -5.5% | 0.97% | −0.25 |
| BLK BlackRock Inc. | Reduce -0.1% | 1.48% | −0.20 |
| ABT Abbott Laboratories | Reduce -0.2% | 0.58% | −0.14 |
| HD Home Depot Inc. | Reduce -1.2% | 1.43% | −0.11 |
| IXN iShares Global Tech ETF | Reduce -0.8% | 1.34% | −0.10 |
| DIS The Walt Disney Co. | Reduce -2.7% | 0.41% | −0.10 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -0.1% | 0.32% | −0.07 |
| AXP American Express Co. | Reduce -0.1% | 0.29% | −0.07 |
| MDT Medtronic PLC | Reduce -6.8% | 0.28% | −0.06 |
| FIXT TCW Core Plus Bond ETF | Reduce -4.4% | 0.68% | −0.05 |
| XLV SS Health Care Select Sector | Reduce -0.3% | 0.60% | −0.05 |
| GE General Electric | Reduce -1.0% | 0.39% | −0.05 |
| VCIT Vanguard Int-Term Corporate | Reduce -1.7% | 0.61% | −0.03 |
| MS Morgan Stanley | Reduce -0.6% | 0.16% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -0.8% | 0.67% | −0.01 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -2.0% | 0.20% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -0.1% | 0.62% | −0.01 |
| MCD McDonald's Corp. | Reduce -1.6% | 0.24% | −0.00 |
| PM Philip Morris International | Reduce -1.5% | 0.60% | −0.00 |
| PSA Public Storage | Reduce -0.6% | 0.38% | +0.01 |
| AMGN Amgen Inc. | Reduce -2.3% | 0.24% | +0.01 |
| CVX Chevron Corp. | Reduce -23.4% | 0.45% | +0.01 |
| USRT iShares Core US REIT ETF | Reduce -0.3% | 0.93% | +0.02 |
| HON Honeywell International Inc. | Reduce -6.0% | 0.25% | +0.02 |
| PEP Pepsico Inc. | Reduce -0.1% | 0.48% | +0.03 |
| TGT Target Corp. | Reduce -1.8% | 0.26% | +0.04 |
| SDY SS SPDR S&P Dividend ETF | Reduce -1.3% | 2.70% | +0.04 |
| MRK Merck & Co. Inc. | Reduce -1.5% | 0.51% | +0.05 |
| PPL PPL Corp. | Reduce -0.2% | 0.84% | +0.05 |
| GEV GE Vernova Inc. | Reduce -3.1% | 0.29% | +0.06 |
| FDX FedEx Corp. | Reduce -4.7% | 0.52% | +0.07 |
| XOM Exxon Mobil Corp. | Reduce -13.9% | 0.65% | +0.10 |
| WMT Walmart Inc. | Reduce -1.1% | 1.96% | +0.15 |
| JNJ Johnson & Johnson | Reduce -4.0% | 2.01% | +0.20 |
Portfolio Buys Q4 2025 → Q1 2026
| AAPL Apple Inc. | Add +42.1% | 8.72% | +2.02 |
| EFV iShares MSCI Eafe Value ETF | Add +1.9% | 7.89% | +0.31 |
| COST Costco Wholesale Corp. | Add +1.2% | 1.17% | +0.15 |
| MEAR Ishrs Short Mat Muni Act ETF | New | 0.15% | +0.15 |
| JMST JPM Ultra-Short Muni Income | Add +25.8% | 0.61% | +0.12 |
| IQLT iShares MSCI International Q | Add +4.2% | 2.82% | +0.11 |
| ASML ASML Holding NV-NY Reg SHS | Add +29.6% | 0.25% | +0.09 |
| NVDA Nvidia Corp. | Add +11.8% | 2.65% | +0.07 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +0.1% | 1.03% | +0.05 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +4.5% | 2.55% | +0.05 |
| MDYV SS SPDR S&P 400 MC Val ETF | Add +4.1% | 1.76% | +0.05 |
| HDV iShares Core High Dividend E | Add +4.9% | 0.34% | +0.04 |
| META Meta Platforms Inc. Class A | Add +45.8% | 0.22% | +0.04 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +0.1% | 3.29% | +0.04 |
| EFG iShares MSCI Eafe Growth ETF | Add +6.6% | 1.88% | +0.04 |
| GOOG Alphabet Inc. Class C | Add +27.7% | 0.31% | +0.04 |
| JEPI JPMorgan Equity Premium Inco | Add +10.9% | 0.38% | +0.03 |
| SPEM State Street SP PTF Em ETF | Add +2.6% | 2.63% | +0.02 |
| AMT American Tower Corp. | Add +7.7% | 0.54% | +0.02 |
| ESGD iShares Trust iShares ESG Aw | Add +11.6% | 0.21% | +0.02 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Add +0.5% | 1.99% | +0.02 |
| PLD Prologis Inc. | Add +0.3% | 0.89% | +0.02 |
| AMD Advanced Micro Devices | Add +11.1% | 0.47% | +0.02 |
| SSGA ACTIVE TR | Add +5.7% | 0.75% | +0.01 |
| SCHW Schwab (charles) Corp. | Add +11.0% | 0.42% | +0.01 |
| ACWI iShares MSCI Acwi ETF | Add +6.0% | 0.45% | +0.01 |
| NFLX Netflix Inc. | Add +0.6% | 0.60% | +0.01 |
| IJR iShares Core S&P Small-Cap E | Add +3.0% | 0.16% | +0.01 |
| UPS United Parcel Service Class B | Add +3.5% | 0.58% | +0.00 |
| GD General Dynamics Corp. | Add +1.0% | 0.15% | +0.00 |
| SPAB SS SPDR P Agg Bond ETF | Add +1.5% | 0.38% | −0.00 |
| ANET Arista Networks Inc. | Add +5.1% | 0.22% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Add +0.5% | 0.27% | −0.01 |
| MMM 3M Co. | Add +0.5% | 0.19% | −0.02 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +1.3% | 0.41% | −0.02 |
| SRLN SS Blackstone Sr Loan ETF | Add +1.2% | 0.86% | −0.03 |
| PANW Palo Alto Networks Inc. | Add +11.0% | 0.74% | −0.04 |
| AVGO Broadcom Inc. | Add +5.0% | 0.63% | −0.05 |
| ABBV Abbvie Inc. | Add +0.3% | 0.81% | −0.05 |
| IGLB iShares 10+ Year Inv GR Corp. | Add +1.5% | 3.50% | −0.07 |
| BX Blackstone Inc. | Add +3.0% | 0.34% | −0.11 |
| GOOGL Alphabet Inc. Class A | Add +4.3% | 1.94% | −0.12 |
| IBM Intl Business Machines Corp. | Add +0.3% | 0.62% | −0.15 |
| QUAL iShares MSCI USA Quality Fac | Add +1.7% | 4.15% | −0.15 |
| V Visa Inc. Class A | Add +0.2% | 0.95% | −0.17 |
| AMZN Amazon.com Inc. | Add +2.8% | 1.81% | −0.18 |
| QCOM Qualcomm Inc. | Add +0.1% | 0.58% | −0.20 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +0.8% | 2.03% | −0.20 |
| UNH Unitedhealth Group Inc. | Add +1.6% | 0.99% | −0.22 |
| CRM Salesforce Inc. | Add +0.6% | 0.56% | −0.25 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 106 | $165.9M | AAPL, EFV, QUAL, SPSM, IGLB |
| Q1 2026 | 93 | $141.4M | AAPL, EFV, QUAL, IGLB, SPSM |
| Q4 2025 | 92 | $138.8M | EFV, AAPL, QUAL, MSFT, IGLB |
| Q3 2025 | 94 | $134.0M | EFV, AAPL, QUAL, MSFT, IGLB |
| Q1 2025 | 89 | $115.6M | AAPL, QUAL, IGLB, EFV, MSFT |
| Q4 2024 | 88 | $115.8M | AAPL, QUAL, IGLB, MSFT, SPSM |
| Q3 2024 | 90 | $119.9M | AAPL, QUAL, IGLB, SPSM, MSFT |