Sims Investment Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed January 16, 2026), Sims Investment Management, LLC reported 42 stock positions worth $276.4 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 32.1% of the portfolio, followed by Schwab US Small-Cap ETF (SCHA, 18.8%) and Global X Nasd 100 Cov Call (QYLD, 6.7%). Compared with Q2 2025, it opened 1 new position, sold out of 2, added to 18 and reduced 20. The biggest buy was a new position in iShares 20+ Year Treasury BD (TLT) and the biggest sale Schwab US DVD Equity ETF (SCHD, shares −0%).
- Most Recent 13F
- Q2 2026
- Location
- CINCINNATI, OH
- CIK
- 0002053807
- Portfolio Value
- $276.4M (Q3 2025)
- SEC Filing
- 0002053807-26-000002 ↗ filed Jan 16, 2026
Holdings Value
Holdings 42 stocks · $276.4M
| SCHX Schwab US Large-Cap ETF | 32.06% | 3,363,369 | $88.6M | Add +2.6% |
| SCHA Schwab US Small-Cap ETF | 18.76% | 1,857,955 | $51.8M | Add +1.1% |
| QYLD Global X Nasd 100 Cov Call | 6.71% | 1,090,655 | $18.6M | Add +6.0% |
| SCHD Schwab US DVD Equity ETF | 6.17% | 624,793 | $17.1M | Reduce -0.2% |
| XYLD Global X S&P 500 Cove Call E | 5.78% | 406,616 | $16.0M | Add +12.5% |
| JHSC John Hancock Multi Small Cap | 4.68% | 309,343 | $12.9M | Add +7.4% |
| QQQM Invesco Nasdaq 100 ETF | 4.22% | 47,139 | $11.6M | Add +6.3% |
| SCHO Schwab Short-Term US Treas | 3.58% | 405,938 | $9.9M | Add +11.6% |
| QQQ Invesco QQQ Trust Series 1 | 2.79% | 12,840 | $7.7M | Add +1.2% |
| ETV Eaton Vance T/M Buy-Writ Opp | 2.03% | 394,221 | $5.6M | Add +0.4% |
| UBER Uber Technologies Inc. | 1.57% | 44,389 | $4.3M | Reduce -0.6% |
| SMH Vaneck Semiconductor ETF | 1.43% | 12,081 | $3.9M | Add +0.1% |
| TLT iShares 20+ Year Treasury BD | 1.08% | 33,301 | $3.0M | New |
| TSLA Tesla Inc. | 0.96% | 5,944 | $2.6M | Reduce -1.7% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.93% | 32,149 | $2.6M | Add +17.0% |
| VOO Vanguard S&P 500 ETF | 0.84% | 3,810 | $2.3M | Add +2.7% |
| META Meta Platforms Inc. Class A | 0.70% | 2,645 | $1.9M | Reduce -3.3% |
| CCL Carnival Corp. | 0.60% | 57,462 | $1.7M | Reduce -2.6% |
| ETB Eaton Vance T/M Buy-WRT Inc. | 0.55% | 101,100 | $1.5M | Add +0.5% |
| PRSU Pursuit Attractions and Hosp | 0.49% | 37,610 | $1.4M | Reduce -3.5% |
| NVDA Nvidia Corp. | 0.40% | 5,886 | $1.1M | Reduce -1.8% |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 0.31% | 60,100 | $868K | No change |
| MSFT Microsoft Corp. | 0.29% | 1,540 | $798K | Add +3.8% |
| AAPL Apple Inc. | 0.28% | 3,027 | $771K | Reduce -8.2% |
| BND Vanguard Total Bond Market | 0.27% | 10,136 | $754K | Reduce -25.3% |
| SCHM Schwab US Mid Cap ETF | 0.26% | 24,225 | $718K | Reduce -1.2% |
| UNH Unitedhealth Group Inc. | 0.21% | 1,718 | $593K | Add +58.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.20% | 1,109 | $558K | Reduce -14.3% |
| VGT Vanguard Info Tech ETF | 0.20% | 731 | $546K | Reduce -1.9% |
| AFG American Financial Group Inc. | 0.19% | 3,654 | $532K | Reduce -15.2% |
| GOOGL Alphabet Inc. Class A | 0.17% | 1,965 | $478K | Add +0.3% |
| AMZN Amazon.com Inc. | 0.16% | 1,983 | $435K | Add +1.1% |
| AAP Advance Auto Parts Inc. | 0.15% | 6,638 | $408K | Reduce -4.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.12% | 3,011 | $345K | Reduce -2.6% |
| RCL Royal Caribbean Cruises Ltd. | 0.12% | 1,030 | $333K | Reduce -34.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.12% | 992 | $326K | Add +6.0% |
| JPM JPMorgan Chase & Co. | 0.11% | 975 | $308K | No change |
| AVGO Broadcom Inc. | 0.11% | 919 | $303K | Reduce -1.1% |
| XOM Exxon Mobil Corp. | 0.10% | 2,559 | $289K | No change |
| IJS iShares S&P Small-Cap 600 Va | 0.10% | 2,537 | $281K | Reduce -11.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.10% | 1,086 | $276K | Reduce -32.0% |
| PG The Procter & Gamble Co. | 0.08% | 1,465 | $225K | Reduce -5.7% |
Portfolio Sells Q2 2025 → Q3 2025
| SCHD Schwab US DVD Equity ETF | Reduce -0.2% | 6.17% | −0.50 |
| BLACKSTONE REIT INC CL I | Sold out | 0.00% | −0.25 |
| BND Vanguard Total Bond Market | Reduce -25.3% | 0.27% | −0.13 |
| META Meta Platforms Inc. Class A | Reduce -3.3% | 0.70% | −0.11 |
| UBER Uber Technologies Inc. | Reduce -0.6% | 1.57% | −0.10 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -34.2% | 0.12% | −0.08 |
| CCL Carnival Corp. | Reduce -2.6% | 0.60% | −0.07 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -32.0% | 0.10% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -14.3% | 0.20% | −0.05 |
| DIS The Walt Disney Co. | Reduce -2.6% | 0.12% | −0.03 |
| AFG American Financial Group Inc. | Reduce -15.2% | 0.19% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -5.7% | 0.08% | −0.02 |
| SCHM Schwab US Mid Cap ETF | Reduce -1.2% | 0.26% | −0.02 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -11.9% | 0.10% | −0.01 |
| HOFV Hall of Fame Resort & Entert | Sold out | 0.00% | −0.00 |
| VGT Vanguard Info Tech ETF | Reduce -1.9% | 0.20% | −0.00 |
| AVGO Broadcom Inc. | Reduce -1.1% | 0.11% | +0.01 |
| AAPL Apple Inc. | Reduce -8.2% | 0.28% | +0.01 |
| NVDA Nvidia Corp. | Reduce -1.8% | 0.40% | +0.02 |
| AAP Advance Auto Parts Inc. | Reduce -4.3% | 0.15% | +0.02 |
| PRSU Pursuit Attractions and Hosp | Reduce -3.5% | 0.49% | +0.04 |
| TSLA Tesla Inc. | Reduce -1.7% | 0.96% | +0.18 |
Portfolio Buys Q2 2025 → Q3 2025
| TLT iShares 20+ Year Treasury BD | New | 1.08% | +1.08 |
| QQQM Invesco Nasdaq 100 ETF | Add +6.3% | 4.22% | +0.16 |
| JHSC John Hancock Multi Small Cap | Add +7.4% | 4.68% | +0.16 |
| XYLD Global X S&P 500 Cove Call E | Add +12.5% | 5.78% | +0.11 |
| UNH Unitedhealth Group Inc. | Add +58.0% | 0.21% | +0.08 |
| SMH Vaneck Semiconductor ETF | Add +0.1% | 1.43% | +0.07 |
| SCHA Schwab US Small-Cap ETF | Add +1.1% | 18.76% | +0.06 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +17.0% | 0.93% | +0.05 |
| GOOGL Alphabet Inc. Class A | Add +0.3% | 0.17% | +0.03 |
| SCHO Schwab Short-Term US Treas | Add +11.6% | 3.58% | +0.02 |
| VTI VG Morningstar TS MKT ETF-US | Add +6.0% | 0.12% | +0.00 |
| VOO Vanguard S&P 500 ETF | Add +2.7% | 0.84% | −0.00 |
| MSFT Microsoft Corp. | Add +3.8% | 0.29% | −0.01 |
| AMZN Amazon.com Inc. | Add +1.1% | 0.16% | −0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.2% | 2.79% | −0.03 |
| ETB Eaton Vance T/M Buy-WRT Inc. | Add +0.5% | 0.55% | −0.04 |
| ETV Eaton Vance T/M Buy-Writ Opp | Add +0.4% | 2.03% | −0.16 |
| SCHX Schwab US Large-Cap ETF | Add +2.6% | 32.06% | −0.17 |
| QYLD Global X Nasd 100 Cov Call | Add +6.0% | 6.71% | −0.21 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $323.4M | SCHX, SCHA, QYLD, JHSC, SCHD |
| Q1 2026 | 35 | $272.1M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q4 2025 | 43 | $282.9M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q3 2025Amended | 42 | $276.4M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q2 2025 | 43 | $248.7M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q1 2025 | 41 | $223.7M | SCHX, SCHA, SCHD, QYLD, XYLD |
| Q4 2024 | 37 | $176.9M | SCHX, SCHA, QYLD, XYLD, SCHD |