Sims Investment Management, LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 21, 2026), Sims Investment Management, LLC reported 35 stock positions worth $272.1 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 31.1% of the portfolio, followed by Schwab US Small-Cap ETF (SCHA, 18.5%) and Global X Nasd 100 Cov Call (QYLD, 7.2%). Compared with Q4 2025, it opened 1 new position, sold out of 9, added to 12 and reduced 15. The biggest buy was a new position in Vanguard Mrngstr Val ETF-Aui (VTV) and the biggest sale Schwab US Large-Cap ETF (SCHX, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- CINCINNATI, OH
- CIK
- 0002053807
- Portfolio Value
- $272.1M (Q1 2026)
- SEC Filing
- 0002053807-26-000004 ↗ filed Apr 21, 2026
Holdings Value
Holdings 35 stocks · $272.1M
| SCHX Schwab US Large-Cap ETF | 31.15% | 3,306,092 | $84.8M | Reduce -3.3% |
| SCHA Schwab US Small-Cap ETF | 18.54% | 1,734,769 | $50.4M | Reduce -5.3% |
| QYLD Global X Nasd 100 Cov Call | 7.24% | 1,148,308 | $19.7M | Add +3.4% |
| SCHD Schwab US DVD Equity ETF | 6.29% | 557,808 | $17.1M | Reduce -10.0% |
| XYLD Global X S&P 500 Cove Call E | 6.14% | 426,982 | $16.7M | Add +3.4% |
| JHSC John Hancock Multi Small Cap | 5.51% | 349,386 | $15.0M | Add +8.5% |
| QQQM Invesco Nasdaq 100 ETF | 4.21% | 48,243 | $11.5M | Add +2.3% |
| SCHO Schwab Short-Term US Treas | 3.77% | 422,625 | $10.3M | Add +2.9% |
| QQQ Invesco QQQ Trust Series 1 | 2.26% | 10,635 | $6.1M | Reduce -13.3% |
| ETV Eaton Vance T/M Buy-Writ Opp | 1.95% | 387,929 | $5.3M | Reduce -0.3% |
| VTV Vanguard Mrngstr Val ETF-Aui | 1.64% | 22,747 | $4.5M | New |
| SMH Vaneck Semiconductor ETF | 1.59% | 11,306 | $4.3M | Reduce -5.7% |
| TLT iShares 20+ Year Treasury BD | 1.44% | 45,175 | $3.9M | Add +12.3% |
| UBER Uber Technologies Inc. | 1.27% | 47,930 | $3.4M | Add +5.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.98% | 33,662 | $2.7M | Add +0.6% |
| VOO Vanguard S&P 500 ETF | 0.78% | 3,548 | $2.1M | No change |
| TSLA Tesla Inc. | 0.76% | 5,590 | $2.1M | Reduce -4.9% |
| CCL Carnival Corp. | 0.54% | 56,299 | $1.5M | Add +0.8% |
| ETB Eaton Vance T/M Buy-WRT Inc. | 0.53% | 100,475 | $1.4M | No change |
| PRSU Pursuit Attractions and Hosp | 0.50% | 37,158 | $1.4M | Add +0.7% |
| META Meta Platforms Inc. Class A | 0.49% | 2,354 | $1.3M | Reduce -16.5% |
| XSSPX Nuveen S&P 500 Dynam Overwr | 0.30% | 50,462 | $811K | No change |
| SCHM Schwab US Mid Cap ETF | 0.28% | 24,180 | $749K | No change |
| BND Vanguard Total Bond Market | 0.26% | 9,646 | $710K | Reduce -0.0% |
| UNH Unitedhealth Group Inc. | 0.22% | 2,261 | $612K | Add +2.7% |
| FUN Six Flags Entertainment Corp. | 0.22% | 33,000 | $586K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.19% | 1,079 | $517K | Reduce -0.9% |
| VGT Vanguard Info Tech ETF | 0.18% | 700 | $488K | Reduce -0.8% |
| AFG American Financial Group Inc. | 0.17% | 3,654 | $467K | No change |
| AAPL Apple Inc. | 0.12% | 1,288 | $332K | Reduce -56.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.10% | 889 | $285K | No change |
| RCL Royal Caribbean Cruises Ltd. | 0.10% | 1,000 | $275K | Reduce -1.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.10% | 2,836 | $275K | Reduce -5.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.10% | 1,036 | $271K | Add +0.3% |
| IJS iShares S&P Small-Cap 600 Va | 0.09% | 2,003 | $238K | Reduce -12.2% |
Portfolio Sells Q4 2025 → Q1 2026
| SCHX Schwab US Large-Cap ETF | Reduce -3.3% | 31.15% | −1.38 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -13.3% | 2.26% | −0.41 |
| NVDA Nvidia Corp. | Sold out | 0.00% | −0.36 |
| MSFT Microsoft Corp. | Sold out | 0.00% | −0.24 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.21 |
| TSLA Tesla Inc. | Reduce -4.9% | 0.76% | −0.17 |
| META Meta Platforms Inc. Class A | Reduce -16.5% | 0.49% | −0.16 |
| AAPL Apple Inc. | Reduce -56.2% | 0.12% | −0.16 |
| AMZN Amazon.com Inc. | Sold out | 0.00% | −0.14 |
| AVGO Broadcom Inc. | Sold out | 0.00% | −0.11 |
| JPM JPMorgan Chase & Co. | Sold out | 0.00% | −0.10 |
| XOM Exxon Mobil Corp. | Sold out | 0.00% | −0.09 |
| LLY Eli Lilly & Co. | Sold out | 0.00% | −0.08 |
| GM General Motors Co. | Sold out | 0.00% | −0.07 |
| ETV Eaton Vance T/M Buy-Writ Opp | Reduce -0.3% | 1.95% | −0.03 |
| DIS The Walt Disney Co. | Reduce -5.8% | 0.10% | −0.02 |
| VGT Vanguard Info Tech ETF | Reduce -0.8% | 0.18% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -12.2% | 0.09% | −0.00 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -0.9% | 0.19% | −0.00 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -1.0% | 0.10% | +0.00 |
| BND Vanguard Total Bond Market | Reduce -0.0% | 0.26% | +0.01 |
| SMH Vaneck Semiconductor ETF | Reduce -5.7% | 1.59% | +0.07 |
| SCHA Schwab US Small-Cap ETF | Reduce -5.3% | 18.54% | +0.10 |
| SCHD Schwab US DVD Equity ETF | Reduce -10.0% | 6.29% | +0.28 |
Portfolio Buys Q4 2025 → Q1 2026
| VTV Vanguard Mrngstr Val ETF-Aui | New | 1.64% | +1.64 |
| JHSC John Hancock Multi Small Cap | Add +8.5% | 5.51% | +0.73 |
| QYLD Global X Nasd 100 Cov Call | Add +3.4% | 7.24% | +0.30 |
| SCHO Schwab Short-Term US Treas | Add +2.9% | 3.77% | +0.23 |
| XYLD Global X S&P 500 Cove Call E | Add +3.4% | 6.14% | +0.21 |
| TLT iShares 20+ Year Treasury BD | Add +12.3% | 1.44% | +0.20 |
| PRSU Pursuit Attractions and Hosp | Add +0.7% | 0.50% | +0.06 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +0.6% | 0.98% | +0.04 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +0.3% | 0.10% | +0.01 |
| QQQM Invesco Nasdaq 100 ETF | Add +2.3% | 4.21% | −0.00 |
| UNH Unitedhealth Group Inc. | Add +2.7% | 0.22% | −0.03 |
| UBER Uber Technologies Inc. | Add +5.1% | 1.27% | −0.05 |
| CCL Carnival Corp. | Add +0.8% | 0.54% | −0.07 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $323.4M | SCHX, SCHA, QYLD, JHSC, SCHD |
| Q1 2026 | 35 | $272.1M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q4 2025 | 43 | $282.9M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q3 2025Amended | 42 | $276.4M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q2 2025 | 43 | $248.7M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q1 2025 | 41 | $223.7M | SCHX, SCHA, SCHD, QYLD, XYLD |
| Q4 2024 | 37 | $176.9M | SCHX, SCHA, QYLD, XYLD, SCHD |