Sims Investment Management, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 16, 2026), Sims Investment Management, LLC reported 43 stock positions worth $282.9 million. Its top holding was Schwab US Large-Cap ETF (SCHX) at 32.5% of the portfolio, followed by Schwab US Small-Cap ETF (SCHA, 18.4%) and Global X Nasd 100 Cov Call (QYLD, 6.9%). Compared with Q3 2025, it opened 3 new positions, sold out of 2, added to 11 and reduced 26. The biggest buy was Schwab US Large-Cap ETF (SCHX, shares +2%) and the biggest sale Schwab US Small-Cap ETF (SCHA, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- CINCINNATI, OH
- CIK
- 0002053807
- Portfolio Value
- $282.9M (Q4 2025)
- SEC Filing
- 0002053807-26-000001 ↗ filed Jan 16, 2026
Holdings Value
Holdings 43 stocks · $282.9M
| SCHX Schwab US Large-Cap ETF | 32.53% | 3,420,432 | $92.0M | Add +1.7% |
| SCHA Schwab US Small-Cap ETF | 18.43% | 1,831,359 | $52.2M | Reduce -1.4% |
| QYLD Global X Nasd 100 Cov Call | 6.94% | 1,111,105 | $19.6M | Add +1.9% |
| SCHD Schwab US DVD Equity ETF | 6.01% | 619,658 | $17.0M | Reduce -0.8% |
| XYLD Global X S&P 500 Cove Call E | 5.93% | 412,816 | $16.8M | Add +1.5% |
| JHSC John Hancock Multi Small Cap | 4.78% | 321,946 | $13.5M | Add +4.1% |
| QQQM Invesco Nasdaq 100 ETF | 4.21% | 47,149 | $11.9M | Add +0.0% |
| SCHO Schwab Short-Term US Treas | 3.54% | 410,843 | $10.0M | Add +1.2% |
| QQQ Invesco QQQ Trust Series 1 | 2.66% | 12,268 | $7.5M | Reduce -4.5% |
| ETV Eaton Vance T/M Buy-Writ Opp | 1.97% | 388,911 | $5.6M | Reduce -1.4% |
| SMH Vaneck Semiconductor ETF | 1.53% | 11,990 | $4.3M | Reduce -0.8% |
| UBER Uber Technologies Inc. | 1.32% | 45,602 | $3.7M | Add +2.7% |
| TLT iShares 20+ Year Treasury BD | 1.24% | 40,225 | $3.5M | Add +20.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.94% | 33,458 | $2.7M | Add +4.1% |
| TSLA Tesla Inc. | 0.93% | 5,878 | $2.6M | Reduce -1.1% |
| VOO Vanguard S&P 500 ETF | 0.79% | 3,548 | $2.2M | Reduce -6.9% |
| META Meta Platforms Inc. Class A | 0.66% | 2,819 | $1.9M | Add +6.6% |
| CCL Carnival Corp. | 0.60% | 55,829 | $1.7M | Reduce -2.8% |
| ETB Eaton Vance T/M Buy-WRT Inc. | 0.54% | 100,475 | $1.5M | Reduce -0.6% |
| PRSU Pursuit Attractions and Hosp | 0.44% | 36,898 | $1.2M | Reduce -1.9% |
| NVDA Nvidia Corp. | 0.36% | 5,415 | $1.0M | Reduce -8.0% |
| XBXMX Nuveen S&P 500 Buy-WR Inc. | 0.31% | 60,100 | $883K | No change |
| AAPL Apple Inc. | 0.28% | 2,943 | $800K | Reduce -2.8% |
| SCHM Schwab US Mid Cap ETF | 0.26% | 24,180 | $727K | Reduce -0.2% |
| UNH Unitedhealth Group Inc. | 0.26% | 2,201 | $727K | Add +28.1% |
| BND Vanguard Total Bond Market | 0.25% | 9,649 | $715K | Reduce -4.8% |
| MSFT Microsoft Corp. | 0.24% | 1,384 | $669K | Reduce -10.1% |
| GOOGL Alphabet Inc. Class A | 0.21% | 1,882 | $589K | Reduce -4.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.19% | 1,089 | $547K | Reduce -1.8% |
| VGT Vanguard Info Tech ETF | 0.19% | 706 | $532K | Reduce -3.4% |
| FUN Six Flags Entertainment Corp. | 0.18% | 33,000 | $506K | New |
| AFG American Financial Group Inc. | 0.18% | 3,654 | $499K | No change |
| AMZN Amazon.com Inc. | 0.14% | 1,698 | $392K | Reduce -14.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.12% | 3,011 | $343K | No change |
| AVGO Broadcom Inc. | 0.11% | 863 | $299K | Reduce -6.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.11% | 889 | $298K | Reduce -10.4% |
| JPM JPMorgan Chase & Co. | 0.10% | 891 | $287K | Reduce -8.6% |
| RCL Royal Caribbean Cruises Ltd. | 0.10% | 1,010 | $282K | Reduce -1.9% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.09% | 1,033 | $266K | Reduce -4.9% |
| XOM Exxon Mobil Corp. | 0.09% | 2,205 | $265K | Reduce -13.8% |
| IJS iShares S&P Small-Cap 600 Va | 0.09% | 2,282 | $260K | Reduce -10.1% |
| LLY Eli Lilly & Co. | 0.08% | 201 | $216K | New |
| GM General Motors Co. | 0.07% | 2,500 | $203K | New |
Portfolio Sells Q3 2025 → Q4 2025
| SCHA Schwab US Small-Cap ETF | Reduce -1.4% | 18.43% | −0.32 |
| SCHD Schwab US DVD Equity ETF | Reduce -0.8% | 6.01% | −0.16 |
| AAP Advance Auto Parts Inc. | Sold out | 0.00% | −0.15 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -4.5% | 2.66% | −0.13 |
| PG The Procter & Gamble Co. | Sold out | 0.00% | −0.08 |
| ETV Eaton Vance T/M Buy-Writ Opp | Reduce -1.4% | 1.97% | −0.06 |
| VOO Vanguard S&P 500 ETF | Reduce -6.9% | 0.79% | −0.06 |
| PRSU Pursuit Attractions and Hosp | Reduce -1.9% | 0.44% | −0.05 |
| MSFT Microsoft Corp. | Reduce -10.1% | 0.24% | −0.05 |
| NVDA Nvidia Corp. | Reduce -8.0% | 0.36% | −0.04 |
| TSLA Tesla Inc. | Reduce -1.1% | 0.93% | −0.02 |
| RCL Royal Caribbean Cruises Ltd. | Reduce -1.9% | 0.10% | −0.02 |
| BND Vanguard Total Bond Market | Reduce -4.8% | 0.25% | −0.02 |
| AMZN Amazon.com Inc. | Reduce -14.4% | 0.14% | −0.02 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -10.4% | 0.11% | −0.01 |
| XOM Exxon Mobil Corp. | Reduce -13.8% | 0.09% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -10.1% | 0.09% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -8.6% | 0.10% | −0.01 |
| VGT Vanguard Info Tech ETF | Reduce -3.4% | 0.19% | −0.01 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -1.8% | 0.19% | −0.01 |
| ETB Eaton Vance T/M Buy-WRT Inc. | Reduce -0.6% | 0.54% | −0.01 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -4.9% | 0.09% | −0.01 |
| AVGO Broadcom Inc. | Reduce -6.1% | 0.11% | −0.00 |
| SCHM Schwab US Mid Cap ETF | Reduce -0.2% | 0.26% | −0.00 |
| CCL Carnival Corp. | Reduce -2.8% | 0.60% | +0.00 |
| AAPL Apple Inc. | Reduce -2.8% | 0.28% | +0.00 |
| GOOGL Alphabet Inc. Class A | Reduce -4.2% | 0.21% | +0.04 |
| SMH Vaneck Semiconductor ETF | Reduce -0.8% | 1.53% | +0.10 |
Portfolio Buys Q3 2025 → Q4 2025
| SCHX Schwab US Large-Cap ETF | Add +1.7% | 32.53% | +0.48 |
| QYLD Global X Nasd 100 Cov Call | Add +1.9% | 6.94% | +0.23 |
| FUN Six Flags Entertainment Corp. | New | 0.18% | +0.18 |
| TLT iShares 20+ Year Treasury BD | Add +20.8% | 1.24% | +0.16 |
| XYLD Global X S&P 500 Cove Call E | Add +1.5% | 5.93% | +0.15 |
| JHSC John Hancock Multi Small Cap | Add +4.1% | 4.78% | +0.09 |
| LLY Eli Lilly & Co. | New | 0.08% | +0.08 |
| GM General Motors Co. | New | 0.07% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +28.1% | 0.26% | +0.04 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +4.1% | 0.94% | +0.01 |
| QQQM Invesco Nasdaq 100 ETF | Add +0.0% | 4.21% | −0.00 |
| META Meta Platforms Inc. Class A | Add +6.6% | 0.66% | −0.05 |
| SCHO Schwab Short-Term US Treas | Add +1.2% | 3.54% | −0.05 |
| UBER Uber Technologies Inc. | Add +2.7% | 1.32% | −0.26 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 184 | $323.4M | SCHX, SCHA, QYLD, JHSC, SCHD |
| Q1 2026 | 35 | $272.1M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q4 2025 | 43 | $282.9M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q3 2025Amended | 42 | $276.4M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q2 2025 | 43 | $248.7M | SCHX, SCHA, QYLD, SCHD, XYLD |
| Q1 2025 | 41 | $223.7M | SCHX, SCHA, SCHD, QYLD, XYLD |
| Q4 2024 | 37 | $176.9M | SCHX, SCHA, QYLD, XYLD, SCHD |