Sovereign Financial Group, Inc.
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 15, 2024), Sovereign Financial Group, Inc. reported 286 stock positions worth $376.8 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 5.8% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 5.1%) and Vanguard Mrngstar GR ETF-Sui (VUG, 4.8%). Compared with Q4 2023, it opened 47 new positions, sold out of 6, added to 146 and reduced 79. The biggest buy was Nvidia (NVDA, shares +75%) and the biggest sale iShares Core S&P 500 ETF (IVV, shares −7%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001846175
- Portfolio Value
- $376.8M (Q1 2024)
- SEC Filing
- 0001951757-24-000299 ↗ filed Apr 15, 2024
Holdings Value
Holdings 286 stocks · $376.8M
| SPY SS SPDR S&P 500 ETF Trust-US | 5.80% | 41,760 | $21.8M | Reduce -2.7% |
| VEA Vanguard Ftse Developed ETF | 5.14% | 386,021 | $19.4M | Add +4.2% |
| VUG Vanguard Mrngstar GR ETF-Sui | 4.80% | 52,534 | $18.1M | Add +4.8% |
| IVV iShares Core S&P 500 ETF | 4.39% | 31,427 | $16.5M | Reduce -6.9% |
| QQQ Invesco QQQ Trust Series 1 | 4.03% | 34,208 | $15.2M | Add +5.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 3.59% | 82,935 | $13.5M | Add +6.3% |
| AAPL Apple Inc. | 2.48% | 54,414 | $9.3M | Add +7.6% |
| GOOG Alphabet Inc. Class C | 2.33% | 57,592 | $8.8M | Reduce -0.5% |
| BSV Vanguard Short-Term Bond ETF | 2.26% | 111,160 | $8.5M | Add +0.8% |
| BNDX Vanguard Total Intl Bond ETF | 2.16% | 165,243 | $8.1M | Add +0.4% |
| VTIP Vanguard Short-Term Tips | 1.66% | 130,610 | $6.3M | Reduce -1.1% |
| VWO Vanguard Ftse Emerging Marke | 1.55% | 139,984 | $5.8M | Add +5.7% |
| MSFT Microsoft Corp. | 1.53% | 13,682 | $5.8M | Add +6.0% |
| GOOGL Alphabet Inc. Class A | 1.47% | 36,603 | $5.5M | Add +0.1% |
| RDVY First Trust Rising Dividend | 1.46% | 97,630 | $5.5M | Add +6.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.35% | 22,201 | $5.1M | Add +5.3% |
| NVDA Nvidia Corp. | 1.26% | 5,273 | $4.8M | Add +74.9% |
| VOO Vanguard S&P 500 ETF | 1.11% | 8,718 | $4.2M | Reduce -6.6% |
| VYM Vanguard High DVD Yield ETF | 1.05% | 32,561 | $3.9M | Add +1.0% |
| BIV Vanguard Intermediate-Term B | 0.96% | 48,205 | $3.6M | Add +2.2% |
| BLV Vanguard Long-Term Bond ETF | 0.92% | 48,130 | $3.5M | Add +1.2% |
| VMBS Vanguard Mortgage-Backed Sec | 0.91% | 75,276 | $3.4M | Add +1.5% |
| UPS United Parcel Service Class B | 0.89% | 22,500 | $3.3M | Reduce -2.4% |
| AMZN Amazon.com Inc. | 0.87% | 18,107 | $3.3M | Add +19.4% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.80% | 59,879 | $3.0M | Add +7.6% |
| SO The Southern Co. | 0.78% | 41,216 | $3.0M | Add +6.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.70% | 58,029 | $2.6M | Add +45.5% |
| MA Mastercard Inc. Class A | 0.69% | 5,431 | $2.6M | No change |
| REZ Ishars Res and Multi Reales | 0.63% | 32,866 | $2.4M | Add +9.4% |
| PDP Invesco Dorsey Wright Moment | 0.56% | 21,400 | $2.1M | Add +0.0% |
| XOM Exxon Mobil Corp. | 0.55% | 17,935 | $2.1M | Add +15.4% |
| SMCI Super Micro Computer Inc. | 0.54% | 2,008 | $2.0M | Add +29.6% |
| IUSG iShares Core S&P U.S. Growth | 0.53% | 17,133 | $2.0M | Reduce -0.1% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.51% | 6,720 | $1.9M | Reduce -0.4% |
| MDY State Street SPDR S&P Midcap | 0.50% | 3,360 | $1.9M | Add +0.1% |
| V Visa Inc. Class A | 0.49% | 6,596 | $1.8M | Add +13.8% |
| CHD Church & Dwight Co. Inc. | 0.48% | 17,436 | $1.8M | Add +0.7% |
| ED Consolidated Edison Inc. | 0.48% | 19,745 | $1.8M | Add +0.1% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.45% | 33,251 | $1.7M | Reduce -0.6% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.43% | 4,057 | $1.6M | Add +6.8% |
| GSY Invesco Ultra Short Duration | 0.42% | 31,887 | $1.6M | Add +11.3% |
| IEFA iShares Core MSCI Eafe ETF | 0.42% | 21,200 | $1.6M | Reduce -1.4% |
| SMH Vaneck Semiconductor ETF | 0.42% | 6,988 | $1.6M | Add +0.1% |
| SSO Proshares Ultra S&P500 | 0.41% | 20,007 | $1.6M | New |
| GIS General Mills Inc. | 0.41% | 22,055 | $1.5M | Reduce -2.4% |
| JPST JPMorgan Ultra-Short Income | 0.40% | 29,821 | $1.5M | Add +15.9% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.39% | 39,115 | $1.5M | Reduce -3.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.39% | 3,477 | $1.5M | Add +7.7% |
| VFVA Vanguard U.S. Value Factor | 0.38% | 12,009 | $1.4M | Add +0.7% |
| IUSV iShares Core S&P U.S. Value | 0.38% | 15,784 | $1.4M | Add +1.4% |
| META Meta Platforms Inc. Class A | 0.37% | 2,894 | $1.4M | Add +2.7% |
| CSX CSX Corp. | 0.37% | 37,839 | $1.4M | Reduce -2.3% |
| GLD SPDR Gold Shares | 0.37% | 6,761 | $1.4M | Add +11.3% |
| TIP iShares Tips Bond ETF | 0.37% | 12,851 | $1.4M | Reduce -0.9% |
| QUAL iShares MSCI USA Quality Fac | 0.36% | 8,364 | $1.4M | Reduce -7.7% |
| KMB Kimberly-Clark Corp. | 0.35% | 10,123 | $1.3M | Add +2.1% |
| COST Costco Wholesale Corp. | 0.34% | 1,762 | $1.3M | Add +1.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.34% | 28,896 | $1.3M | New |
| HGLB Highland Global Allocation | 0.34% | 164,770 | $1.3M | Add +6.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.33% | 15,846 | $1.2M | Reduce -1.2% |
| HD Home Depot Inc. | 0.32% | 3,185 | $1.2M | Add +6.0% |
| IJR iShares Core S&P Small-Cap E | 0.32% | 10,923 | $1.2M | Reduce -1.1% |
| ITOT iShares Core S&P Total U.S. | 0.32% | 10,461 | $1.2M | Reduce -0.9% |
| VPU Vanguard Utilities ETF | 0.31% | 8,185 | $1.2M | Reduce -1.4% |
| VIG Vanguard Dividend Apprec ETF | 0.30% | 6,265 | $1.1M | Add +6.5% |
| EFA iShares MSCI Eafe ETF | 0.30% | 14,322 | $1.1M | No change |
| SPGP Invesco S&P 500 Garp ETF | 0.30% | 10,657 | $1.1M | Add +71.0% |
| OUSA Alps Oshares US Quality Divi | 0.29% | 22,153 | $1.1M | Reduce -0.2% |
| JEPI JPMorgan Equity Premium Inco | 0.29% | 18,914 | $1.1M | Add +4.4% |
| IJH iShares Core S&P Midcap ETF | 0.29% | 17,953 | $1.1M | Add +1.8% |
| VGT Vanguard Info Tech ETF | 0.29% | 2,056 | $1.1M | Add +2.5% |
| SCHG Schwab US Large-Cap Growth | 0.28% | 11,463 | $1.1M | Add +0.4% |
| UNH Unitedhealth Group Inc. | 0.28% | 2,126 | $1.1M | Add +2.3% |
| IVW iShares S&P 500 Growth ETF | 0.28% | 12,315 | $1.0M | Add +155.3% |
| JPM JPMorgan Chase & Co. | 0.27% | 5,163 | $1.0M | Add +8.7% |
| TBIL F/M US Treasury 3 Month Bill | 0.27% | 20,243 | $1.0M | Add +141.9% |
| EFV iShares MSCI Eafe Value ETF | 0.26% | 18,275 | $994K | Reduce -28.2% |
| VSMV Victoryshares US Min Vol ETF | 0.26% | 21,820 | $987K | Add +71.5% |
| IEMG iShares Core MSCI Emerging | 0.26% | 18,693 | $965K | Reduce -21.9% |
| TFLO iShares Treasury Floating Ra | 0.25% | 18,938 | $960K | Add +11.4% |
| USMV iShares MSCI USA Min Vol Fac | 0.25% | 11,173 | $934K | Reduce -23.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.24% | 3,524 | $916K | Add +70.2% |
| EFG iShares MSCI Eafe Growth ETF | 0.24% | 8,742 | $907K | Add +7.1% |
| ALL Allstate Corp. | 0.24% | 5,160 | $893K | Reduce -0.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 4,636 | $885K | Add +29.6% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.23% | 11,990 | $877K | Reduce -1.7% |
| IVE iShares S&P 500 Value ETF | 0.23% | 4,579 | $855K | New |
| SCHV Schwab US Large-Cap Value | 0.22% | 11,068 | $841K | Add +18.7% |
| EEM iShares MSCI Emerging Market | 0.22% | 19,968 | $820K | Reduce -29.2% |
| PTLC Pacer Trendpilot US Large Ca | 0.21% | 16,976 | $810K | Add +40.4% |
| T AT&T Inc. | 0.21% | 45,797 | $806K | Add +34.0% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.21% | 3,216 | $804K | Add +11.7% |
| IBB iShares Biotechnology ETF | 0.21% | 5,838 | $801K | Reduce -0.0% |
| IWY iShares Russell Top 200 Grow | 0.21% | 4,084 | $797K | Add +8.1% |
| D Dominion Energy Inc. | 0.21% | 16,134 | $794K | Add +4.1% |
| SEM Select Medical Holdings Corp. | 0.21% | 26,319 | $794K | No change |
| BND Vanguard Total Bond Market | 0.21% | 10,701 | $777K | Reduce -1.2% |
| PG The Procter & Gamble Co. | 0.21% | 4,790 | $777K | Add +20.8% |
| JHMM John Hancock Multi Fact Mid | 0.20% | 13,422 | $770K | Add +0.8% |
| IYW iShares Ustechnology ETF | 0.20% | 5,613 | $758K | Add +3.4% |
Portfolio Sells Q4 2023 → Q1 2024
| IVV iShares Core S&P 500 ETF | Reduce -6.9% | 4.39% | −0.53 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -2.7% | 5.80% | −0.42 |
| VTIP Vanguard Short-Term Tips | Reduce -1.1% | 1.66% | −0.25 |
| UPS United Parcel Service Class B | Reduce -2.4% | 0.89% | −0.22 |
| UCO Proshares Ultra Bloomberg CR | Sold out | 0.00% | −0.22 |
| ESGU iShares ESG Aware MSCI USA | Reduce -54.4% | 0.14% | −0.18 |
| GOOG Alphabet Inc. Class C | Reduce -0.5% | 2.33% | −0.16 |
| EFV iShares MSCI Eafe Value ETF | Reduce -28.2% | 0.26% | −0.14 |
| VOO Vanguard S&P 500 ETF | Reduce -6.6% | 1.11% | −0.13 |
| EEM iShares MSCI Emerging Market | Reduce -29.2% | 0.22% | −0.13 |
| IWM iShares Russell 2000 ETF | Reduce -50.9% | 0.10% | −0.12 |
| NXDT Nexpoint Diversified Real Es | Reduce -54.6% | 0.06% | −0.12 |
| OEF iShares S&P 100 ETF | Reduce -61.4% | 0.07% | −0.11 |
| IEMG iShares Core MSCI Emerging | Reduce -21.9% | 0.26% | −0.11 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -23.4% | 0.25% | −0.10 |
| ADBE Adobe Inc. | Reduce -44.4% | 0.06% | −0.09 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Sold out | 0.00% | −0.09 |
| CCJ Cameco Corp. | Sold out | 0.00% | −0.08 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -0.6% | 0.45% | −0.07 |
| SAM Boston Beer Company Inc. Class A | Sold out | 0.00% | −0.06 |
| TIP iShares Tips Bond ETF | Reduce -0.9% | 0.37% | −0.06 |
| DGRO iShares Core Dividend Growth | Reduce -27.2% | 0.12% | −0.05 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -1.2% | 0.33% | −0.05 |
| CWT California Water Service Grp | Reduce -5.5% | 0.15% | −0.05 |
| MTUM iShares MSCI USA Momentum Fa | Reduce -31.5% | 0.12% | −0.05 |
| TQQQ Proshares Ultrapro QQQ | Reduce -26.2% | 0.16% | −0.05 |
| IJR iShares Core S&P Small-Cap E | Reduce -1.1% | 0.32% | −0.04 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -1.4% | 0.42% | −0.04 |
| QUAL iShares MSCI USA Quality Fac | Reduce -7.7% | 0.36% | −0.04 |
| TLT iShares 20+ Year Treasury BD | Reduce -9.2% | 0.13% | −0.04 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -26.8% | 0.08% | −0.04 |
| GIS General Mills Inc. | Reduce -2.4% | 0.41% | −0.04 |
| INTC Intel Corp. | Reduce -4.3% | 0.11% | −0.04 |
| MCD McDonald's Corp. | Reduce -0.8% | 0.18% | −0.04 |
| CSX CSX Corp. | Reduce -2.3% | 0.37% | −0.04 |
| VPU Vanguard Utilities ETF | Reduce -1.4% | 0.31% | −0.04 |
| BND Vanguard Total Bond Market | Reduce -1.2% | 0.21% | −0.04 |
| UNITED STS NAT GAS FD LP | Sold out | 0.00% | −0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Reduce -16.3% | 0.12% | −0.03 |
| ARKK ARK Innovation ETF | Reduce -2.1% | 0.14% | −0.03 |
| IBB iShares Biotechnology ETF | Reduce -0.0% | 0.21% | −0.03 |
| DFE Wisdomtree Eur S/C Dividend | Reduce -4.7% | 0.14% | −0.03 |
| ETF SER SOLUTIONS | Reduce -14.3% | 0.10% | −0.03 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Reduce -10.5% | 0.12% | −0.03 |
| UITB Victoryshares Core Intermedi | Reduce -2.6% | 0.14% | −0.03 |
| JNJ Johnson & Johnson | Reduce -0.6% | 0.19% | −0.03 |
| DE Deere & Co. | Reduce -7.9% | 0.13% | −0.03 |
| NJR New Jersey Resources Corp. | Reduce -18.7% | 0.05% | −0.03 |
| XJQCX Nuveen Credit Strategies Inc. | Sold out | 0.00% | −0.03 |
| DGS Wisdomtree Em Small Cap | Reduce -1.7% | 0.17% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +74.9% | 1.26% | +0.81 |
| SSO Proshares Ultra S&P500 | New | 0.41% | +0.41 |
| SMCI Super Micro Computer Inc. | Add +29.6% | 0.54% | +0.40 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.34% | +0.34 |
| IVE iShares S&P 500 Value ETF | New | 0.23% | +0.23 |
| QCOM Qualcomm Inc. | New | 0.18% | +0.18 |
| IVW iShares S&P 500 Growth ETF | Add +155.3% | 0.28% | +0.17 |
| AMZN Amazon.com Inc. | Add +19.4% | 0.87% | +0.16 |
| IBIT iShares Bitcoin Trust ETF | New | 0.15% | +0.15 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +45.5% | 0.70% | +0.14 |
| TBIL F/M US Treasury 3 Month Bill | Add +141.9% | 0.27% | +0.14 |
| FSK FS KKR Capital Corp. | New | 0.14% | +0.14 |
| VRT Vertiv Holdings Co. Class A | New | 0.12% | +0.12 |
| MU Micron Technology Inc. | Add +126.6% | 0.18% | +0.12 |
| SPGP Invesco S&P 500 Garp ETF | Add +71.0% | 0.30% | +0.11 |
| VGSH Vanguard Short-Term Treasury | New | 0.11% | +0.11 |
| DTE DTE Energy Company | New | 0.10% | +0.10 |
| VSMV Victoryshares US Min Vol ETF | Add +71.5% | 0.26% | +0.10 |
| HEFA Isha Curr Hedged MSCI Eafe | New | 0.10% | +0.10 |
| VTI VG Morningstar TS MKT ETF-US | Add +70.2% | 0.24% | +0.09 |
| PANW Palo Alto Networks Inc. | New | 0.09% | +0.09 |
| DNP DNP Select Income Fund Inc. | New | 0.09% | +0.09 |
| SLV iShares Silver Trust | New | 0.09% | +0.09 |
| OHI Omega Healthcare Investors | New | 0.08% | +0.08 |
| XOM Exxon Mobil Corp. | Add +15.4% | 0.55% | +0.08 |
| IXUS iShares Core Intl Stock ETF | New | 0.08% | +0.08 |
| VONG Vanguard Russell 1000 Growth | New | 0.08% | +0.08 |
| AMAT Applied Materials Inc. | New | 0.08% | +0.08 |
| MPC Marathon Petroleum Corp. | New | 0.08% | +0.08 |
| VLO Valero Energy Corp. | Add +80.0% | 0.14% | +0.07 |
| ALB Albemarle Corp. | New | 0.07% | +0.07 |
| CMI Cummins Inc. | New | 0.07% | +0.07 |
| SHV iShares 0-1 Year Treasury Bo | New | 0.07% | +0.07 |
| F Ford Motor Co. | Add +149.0% | 0.12% | +0.07 |
| GE General Electric | Add +74.8% | 0.14% | +0.07 |
| SNOW Snowflake Inc. | New | 0.07% | +0.07 |
| ARM Arm Holdings PLC-ADR | New | 0.07% | +0.07 |
| ETN Eaton Corp. PLC | New | 0.07% | +0.07 |
| META Meta Platforms Inc. Class A | Add +2.7% | 0.37% | +0.07 |
| PTNQ Pacer Trendpilot 100 ETF | Add +83.7% | 0.16% | +0.07 |
| DOW Dow Inc. | New | 0.06% | +0.06 |
| COP Conocophillips | New | 0.06% | +0.06 |
| DIS The Walt Disney Co. | Add +45.0% | 0.15% | +0.06 |
| ADI Analog Devices Inc. | New | 0.06% | +0.06 |
| BXSL Blackstone Secured Lending F | New | 0.06% | +0.06 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.06% | +0.06 |
| DOCU Docusign Inc. | New | 0.06% | +0.06 |
| GM General Motors Co. | New | 0.06% | +0.06 |
| TRV The Travelers Cos Inc. | New | 0.06% | +0.06 |
| PXD Pioneer Natural Resources Co. | New | 0.06% | +0.06 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 384 | $653.7M | VEA, VUG, SPY, VTV, QQQ |
| Q1 2026 | 362 | $574.9M | VEA, VUG, SPY, VTV, QQQ |
| Q4 2025 | 345 | $561.1M | VEA, VUG, SPY, QQQ, VTV |
| Q3 2025 | 327 | $534.1M | VEA, VUG, SPY, QQQ, VTV |
| Q2 2025 | 313 | $485.1M | VEA, VUG, SPY, QQQ, VTV |
| Q1 2025 | 285 | $434.2M | VEA, SPY, VUG, VTV, QQQ |
| Q4 2024 | 284 | $435.6M | SPY, VUG, VEA, IVV, QQQ |
| Q3 2024 | 282 | $427.8M | SPY, VEA, VUG, IVV, QQQ |
| Q2 2024 | 279 | $401.2M | SPY, VUG, VEA, IVV, QQQ |
| Q1 2024 | 286 | $376.8M | SPY, VEA, VUG, IVV, QQQ |