Sovereign Financial Group, Inc.
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 7, 2026), Sovereign Financial Group, Inc. reported 345 stock positions worth $561.1 million. Its top holding was Vanguard Ftse Developed ETF (VEA) at 5.7% of the portfolio, followed by Vanguard Mrngstar GR ETF-Sui (VUG, 5.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 5.1%). Compared with Q3 2025, it opened 28 new positions, sold out of 10, added to 159 and reduced 135. The biggest buy was a new position in Wisdomtree Floating Rate Tre (USFR) and the biggest sale Microsoft (MSFT, shares −5%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001846175
- Portfolio Value
- $561.1M (Q4 2025)
- SEC Filing
- 0001951757-26-000029 ↗ filed Jan 7, 2026
Holdings Value
Holdings 345 stocks · $561.1M
| VEA Vanguard Ftse Developed ETF | 5.74% | 515,175 | $32.2M | Add +0.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.50% | 63,254 | $30.9M | Add +2.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 5.10% | 41,948 | $28.6M | Add +2.5% |
| QQQ Invesco QQQ Trust Series 1 | 3.92% | 35,802 | $22.0M | Add +0.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 3.81% | 111,969 | $21.4M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 3.27% | 58,555 | $18.4M | Reduce -0.4% |
| IVV iShares Core S&P 500 ETF | 3.10% | 25,410 | $17.4M | Reduce -1.1% |
| AAPL Apple Inc. | 2.55% | 52,610 | $14.3M | Reduce -8.7% |
| GOOGL Alphabet Inc. Class A | 2.12% | 37,993 | $11.9M | Reduce -0.4% |
| VWO Vanguard Ftse Emerging Marke | 2.06% | 215,068 | $11.6M | Add +5.0% |
| BSV Vanguard Short-Term Bond ETF | 1.99% | 141,508 | $11.2M | Add +4.6% |
| BNDX Vanguard Total Intl Bond ETF | 1.96% | 227,821 | $11.0M | Add +5.5% |
| RDVY First Trust Rising Dividend | 1.62% | 130,541 | $9.1M | Add +0.3% |
| VTIP Vanguard Short-Term Tips | 1.52% | 171,963 | $8.5M | Add +0.8% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.36% | 29,616 | $7.6M | Add +0.4% |
| MSFT Microsoft Corp. | 1.29% | 14,927 | $7.2M | Reduce -4.7% |
| NVDA Nvidia Corp. | 1.21% | 36,335 | $6.8M | Reduce -0.7% |
| VYM Vanguard High DVD Yield ETF | 1.20% | 46,957 | $6.7M | Add +3.0% |
| VOO Vanguard S&P 500 ETF | 1.16% | 10,418 | $6.5M | Reduce -0.3% |
| BIV Vanguard Intermediate-Term B | 1.08% | 77,949 | $6.1M | Add +4.1% |
| TBIL F/M US Treasury 3 Month Bill | 1.05% | 117,907 | $5.9M | Add +9.4% |
| VMBS Vanguard Mortgage-Backed Sec | 0.93% | 110,380 | $5.2M | Add +6.1% |
| BLV Vanguard Long-Term Bond ETF | 0.88% | 70,718 | $4.9M | Add +6.7% |
| REZ Ishars Res and Multi Reales | 0.83% | 56,281 | $4.7M | Add +6.7% |
| AMZN Amazon.com Inc. | 0.73% | 17,683 | $4.1M | Add +3.0% |
| MA Mastercard Inc. Class A | 0.56% | 5,478 | $3.1M | Add +0.7% |
| SO The Southern Co. | 0.55% | 35,563 | $3.1M | Add +0.1% |
| IVE iShares S&P 500 Value ETF | 0.54% | 14,323 | $3.0M | Add +42.0% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.54% | 59,264 | $3.0M | Reduce -1.6% |
| PYLD PIMCO Multisector Bond Actv | 0.54% | 113,131 | $3.0M | Add +53.0% |
| OEF iShares S&P 100 ETF | 0.52% | 8,450 | $2.9M | Reduce -1.6% |
| XOM Exxon Mobil Corp. | 0.51% | 23,810 | $2.9M | Add +0.5% |
| IEMG iShares Core MSCI Emerging | 0.50% | 41,491 | $2.8M | Add +16.1% |
| IUSG iShares Core S&P U.S. Growth | 0.50% | 16,595 | $2.8M | Reduce -1.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.47% | 43,028 | $2.6M | Reduce -3.0% |
| GLD SPDR Gold Shares | 0.46% | 6,458 | $2.6M | Reduce -0.8% |
| IVW iShares S&P 500 Growth ETF | 0.44% | 20,066 | $2.5M | Reduce -1.9% |
| META Meta Platforms Inc. Class A | 0.42% | 3,589 | $2.4M | Add +9.3% |
| JEPI JPMorgan Equity Premium Inco | 0.42% | 41,233 | $2.4M | Add +17.8% |
| JPM JPMorgan Chase & Co. | 0.42% | 7,316 | $2.4M | Add +2.8% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.41% | 49,476 | $2.3M | Reduce -13.9% |
| AVGO Broadcom Inc. | 0.40% | 6,513 | $2.3M | Reduce -1.6% |
| UPS United Parcel Service Class B | 0.39% | 22,092 | $2.2M | Add +0.2% |
| IWY iShares Russell Top 200 Grow | 0.38% | 7,761 | $2.1M | Reduce -4.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.38% | 38,787 | $2.1M | Add +3.7% |
| SSO Proshares Ultra S&P500 | 0.37% | 36,052 | $2.1M | No change |
| MU Micron Technology Inc. | 0.37% | 7,311 | $2.1M | Reduce -15.3% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.37% | 4,965 | $2.0M | Reduce -4.2% |
| ED Consolidated Edison Inc. | 0.36% | 20,523 | $2.0M | Add +0.8% |
| V Visa Inc. Class A | 0.36% | 5,684 | $2.0M | Reduce -2.5% |
| DFIV Dimensional International Va | 0.35% | 39,593 | $2.0M | Add +26.2% |
| PDP Invesco Dorsey Wright Moment | 0.35% | 16,767 | $2.0M | No change |
| VGT Vanguard Info Tech ETF | 0.35% | 2,588 | $2.0M | Add +7.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.35% | 5,800 | $1.9M | Reduce -0.4% |
| IUS Invesco Rafi Strategic US Et | 0.35% | 33,987 | $1.9M | Reduce -1.6% |
| EFV iShares MSCI Eafe Value ETF | 0.34% | 26,643 | $1.9M | Reduce -11.7% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.33% | 35,039 | $1.9M | Reduce -2.6% |
| VFVA Vanguard U.S. Value Factor | 0.32% | 13,362 | $1.8M | Reduce -0.7% |
| TFLO iShares Treasury Floating Ra | 0.31% | 34,210 | $1.7M | Add +1.9% |
| GSY Invesco Ultra Short Duration | 0.30% | 33,963 | $1.7M | Reduce -15.5% |
| JPST JPMorgan Ultra-Short Income | 0.30% | 33,277 | $1.7M | Reduce -10.2% |
| IEFA iShares Core MSCI Eafe ETF | 0.28% | 17,411 | $1.6M | Reduce -8.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 3,074 | $1.5M | Add +5.3% |
| COST Costco Wholesale Corp. | 0.27% | 1,779 | $1.5M | Add +0.7% |
| ITOT iShares Core S&P Total U.S. | 0.27% | 10,205 | $1.5M | Add +0.3% |
| IUSV iShares Core S&P U.S. Value | 0.27% | 14,692 | $1.5M | Add +1.1% |
| CHD Church & Dwight Co. Inc. | 0.27% | 17,904 | $1.5M | Add +0.1% |
| VPU Vanguard Utilities ETF | 0.27% | 8,089 | $1.5M | Add +1.7% |
| IAU iShares Gold Trust | 0.27% | 18,370 | $1.5M | Add +17.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.26% | 4,999 | $1.5M | Add +5.3% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 6,522 | $1.4M | Add +1.8% |
| MTUM iShares MSCI USA Momentum Fa | 0.25% | 5,563 | $1.4M | Add +10.1% |
| EQWL Invesco S&P 100 Equal Weight | 0.25% | 11,768 | $1.4M | Add +11.1% |
| AOA iShares Core 80/20 Aggressiv | 0.25% | 15,446 | $1.4M | Add +183.0% |
| SPMO Invesco S&P 500 Momentum ETF | 0.25% | 11,593 | $1.4M | Add +1.3% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.24% | 2,826 | $1.4M | Add +5.7% |
| IJR iShares Core S&P Small-Cap E | 0.24% | 11,197 | $1.3M | Add +0.4% |
| SMH Vaneck Semiconductor ETF | 0.24% | 3,681 | $1.3M | Reduce -1.7% |
| EFA iShares MSCI Eafe ETF | 0.23% | 13,447 | $1.3M | Reduce -2.3% |
| EEM iShares MSCI Emerging Market | 0.23% | 23,364 | $1.3M | Add +12.3% |
| OUSA Alps Oshares US Quality Divi | 0.23% | 22,115 | $1.3M | Add +0.1% |
| AOR iShares Core 60/40 Balanced | 0.22% | 19,332 | $1.3M | Add +303.3% |
| USFR Wisdomtree Floating Rate Tre | 0.22% | 24,758 | $1.2M | New |
| HD Home Depot Inc. | 0.22% | 3,534 | $1.2M | Add +4.1% |
| CAT Caterpillar Inc. | 0.21% | 2,100 | $1.2M | Add +2.5% |
| AOK iShares Core 30/70 Conservat | 0.20% | 28,369 | $1.1M | Add +84.0% |
| TSLA Tesla Inc. | 0.20% | 2,525 | $1.1M | Add +35.5% |
| CSX CSX Corp. | 0.20% | 30,983 | $1.1M | Add +0.6% |
| TLH iShares 10-20 Year Treasury | 0.20% | 10,990 | $1.1M | Reduce -2.2% |
| PLTR Palantir Technologies Inc. Class A | 0.20% | 6,200 | $1.1M | Add +1.2% |
| HGLB Highland Global Allocation | 0.20% | 120,412 | $1.1M | Add +2.1% |
| RTX RTX Corp. | 0.19% | 5,930 | $1.1M | Reduce -6.1% |
| QUAL iShares MSCI USA Quality Fac | 0.19% | 5,425 | $1.1M | Reduce -51.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.19% | 10,072 | $1.1M | Reduce -7.2% |
| KMB Kimberly-Clark Corp. | 0.19% | 10,561 | $1.1M | Add +6.7% |
| PG The Procter & Gamble Co. | 0.19% | 7,397 | $1.1M | Add +13.6% |
| AOM iShares Core 40/60 Moderate | 0.19% | 22,148 | $1.1M | Add +5.9% |
| PRF Invesco Rafi US 1000 ETF | 0.19% | 22,409 | $1.1M | Add +5.6% |
| ALL Allstate Corp. | 0.18% | 4,969 | $1.0M | Add +0.7% |
| SGDM Sprott Gold Miners ETF | 0.18% | 14,740 | $1.0M | Reduce -1.8% |
Options reported separately and not counted above: ALPHABET INC puts ($18.7M), STATE STR SPDR S&P 500 ETF T calls ($289K), ALPHABET INC puts ($219K), AMERICAN AIRLINES GROUP INC calls ($74K).
Portfolio Sells Q3 2025 → Q4 2025
| MSFT Microsoft Corp. | Reduce -4.7% | 1.29% | −0.23 |
| QUAL iShares MSCI USA Quality Fac | Reduce -51.4% | 0.19% | −0.21 |
| AAPL Apple Inc. | Reduce -8.7% | 2.55% | −0.20 |
| NFLX Netflix Inc. | Reduce -44.5% | 0.10% | −0.15 |
| K Kellanova | Sold out | 0.00% | −0.12 |
| IVV iShares Core S&P 500 ETF | Reduce -1.1% | 3.10% | −0.12 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -0.1% | 3.81% | −0.10 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Reduce -13.9% | 0.41% | −0.09 |
| MP MP Materials Corp. | Reduce -26.4% | 0.09% | −0.08 |
| OKLO Oklo Inc. | Reduce -33.2% | 0.06% | −0.08 |
| GSY Invesco Ultra Short Duration | Reduce -15.5% | 0.30% | −0.07 |
| NVDA Nvidia Corp. | Reduce -0.7% | 1.21% | −0.07 |
| HSAI Hesai Group | Reduce -31.9% | 0.06% | −0.06 |
| EFG iShares MSCI Eafe Growth ETF | Sold out | 0.00% | −0.06 |
| JPST JPMorgan Ultra-Short Income | Reduce -10.2% | 0.30% | −0.05 |
| T AT&T Inc. | Reduce -6.9% | 0.16% | −0.05 |
| EFV iShares MSCI Eafe Value ETF | Reduce -11.7% | 0.34% | −0.04 |
| CRM Salesforce Inc. | Sold out | 0.00% | −0.04 |
| EFAV iShares MSCI Eafe Min Vol Fa | Sold out | 0.00% | −0.04 |
| AGG iShares Core U.S. Aggregate | Reduce -19.9% | 0.13% | −0.04 |
| SCHX Schwab US Large-Cap ETF | Sold out | 0.00% | −0.04 |
| NEAR iShares SH Dba ETF Usd Inc. | Reduce -1.6% | 0.54% | −0.04 |
| VLO Valero Energy Corp. | Reduce -35.5% | 0.05% | −0.04 |
| SPLV Invesco S&P 500 Low Volatili | Sold out | 0.00% | −0.04 |
| DFAC Dimensional US Core Equity 2 | Sold out | 0.00% | −0.04 |
| CMS CMS Energy Corp. | Sold out | 0.00% | −0.04 |
| IWM iShares Russell 2000 ETF | Reduce -13.8% | 0.18% | −0.04 |
| IONQ Ionq Inc. | Reduce -8.2% | 0.06% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -0.3% | 1.16% | −0.03 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -8.3% | 0.28% | −0.03 |
| GEV GE Vernova Inc. | Reduce -17.2% | 0.17% | −0.03 |
| IWY iShares Russell Top 200 Grow | Reduce -4.1% | 0.38% | −0.03 |
| TBLL Invesco Short Term Treasury | Reduce -13.2% | 0.15% | −0.03 |
| RGTI Rigetti Computing Inc. | Reduce -15.4% | 0.05% | −0.03 |
| ESGU iShares ESG Aware MSCI USA | Reduce -24.2% | 0.09% | −0.03 |
| ANET Arista Networks Inc. | Reduce -10.2% | 0.09% | −0.03 |
| XLF SS Financial Select Sector | Reduce -40.2% | 0.04% | −0.03 |
| IGSB iShares 1-5Y Inv Grade Corp. | Reduce -2.6% | 0.33% | −0.03 |
| VSMV Victoryshares US Min Vol ETF | Reduce -10.9% | 0.17% | −0.03 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -4.2% | 0.37% | −0.03 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Reduce -3.0% | 0.47% | −0.03 |
| QS Quantumscape Corp. | Reduce -28.6% | 0.03% | −0.03 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -11.1% | 0.13% | −0.02 |
| IUSG iShares Core S&P U.S. Growth | Reduce -1.5% | 0.50% | −0.02 |
| IVW iShares S&P 500 Growth ETF | Reduce -1.9% | 0.44% | −0.02 |
| ARKK ARK Innovation ETF | Reduce -8.8% | 0.07% | −0.02 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -7.2% | 0.19% | −0.02 |
| YINN Direxion DLY Ftse CH BL3X-Ui | Reduce -9.9% | 0.04% | −0.02 |
| VNQ Vanguard Real Estate ETF | Reduce -15.6% | 0.07% | −0.02 |
| HRL Hormel Foods Corp. | Reduce -18.6% | 0.05% | −0.02 |
Portfolio Buys Q3 2025 → Q4 2025
| USFR Wisdomtree Floating Rate Tre | New | 0.22% | +0.22 |
| PYLD PIMCO Multisector Bond Actv | Add +53.0% | 0.54% | +0.17 |
| AOR iShares Core 60/40 Balanced | Add +303.3% | 0.22% | +0.17 |
| AOA iShares Core 80/20 Aggressiv | Add +183.0% | 0.25% | +0.16 |
| IVE iShares S&P 500 Value ETF | Add +42.0% | 0.54% | +0.15 |
| AOK iShares Core 30/70 Conservat | Add +84.0% | 0.20% | +0.09 |
| VIGI Vanguard Int Div App Indx FD | Add +91.8% | 0.18% | +0.08 |
| KORU Direxion DLY M SK Bull 3X-Ui | Add +65.5% | 0.13% | +0.08 |
| DFIV Dimensional International Va | Add +26.2% | 0.35% | +0.08 |
| DGRO iShares Core Dividend Growth | New | 0.08% | +0.08 |
| BALT Inn Defined Wealth Shield | New | 0.07% | +0.07 |
| MINT PIMCO Enhanced Short Maturit | New | 0.07% | +0.07 |
| XLY SS Consumer Disc Select Sect | New | 0.07% | +0.07 |
| FDVV Fidelity High Dividend ETF | New | 0.06% | +0.06 |
| IEMG iShares Core MSCI Emerging | Add +16.1% | 0.50% | +0.06 |
| LRCX Lam Research Corp. | New | 0.06% | +0.06 |
| BA The Boeing Co. | New | 0.06% | +0.06 |
| IAU iShares Gold Trust | Add +17.3% | 0.27% | +0.05 |
| NOC Northrop Grumman Corp. | New | 0.05% | +0.05 |
| TSLA Tesla Inc. | Add +35.5% | 0.20% | +0.05 |
| JEPI JPMorgan Equity Premium Inco | Add +17.8% | 0.42% | +0.05 |
| UPS United Parcel Service Class B | Add +0.2% | 0.39% | +0.05 |
| ICVT iShares Convertible Bond ETF | New | 0.04% | +0.04 |
| XLG Invesco S&P 500 Top 50 ETF | New | 0.04% | +0.04 |
| IWR iShares Russell Mid-Cap ETF | New | 0.04% | +0.04 |
| JXN Jackson Financial Inc. Class A | New | 0.04% | +0.04 |
| PPLT Abrdn Physical Platinum SHRS | New | 0.04% | +0.04 |
| RKLB Rocket Lab Corp. | New | 0.04% | +0.04 |
| BMNR Bitmine Immersion Technologi | New | 0.04% | +0.04 |
| IDEV iShares Core MSCI Dev MKTS | New | 0.04% | +0.04 |
| GLW Corning Inc. | Add +58.5% | 0.10% | +0.04 |
| TBIL F/M US Treasury 3 Month Bill | Add +9.4% | 1.05% | +0.04 |
| ASTS Ast Spacemobile Inc. | New | 0.04% | +0.04 |
| OKE Oneok Inc. | New | 0.04% | +0.04 |
| CLS Celestica Inc. | New | 0.04% | +0.04 |
| APH Amphenol Corp. Class A | New | 0.04% | +0.04 |
| KRE SS SPDR S&P Regional Bank | New | 0.04% | +0.04 |
| SBUX Starbucks Corp. | New | 0.04% | +0.04 |
| RL Ralph Lauren Corp. | New | 0.04% | +0.04 |
| CEG Constellation Energy | New | 0.04% | +0.04 |
| APP AppLovin Corp. Class A | New | 0.04% | +0.04 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +63.9% | 0.09% | +0.03 |
| FTCA Franklin Ca Muni Inc. ETF | New | 0.03% | +0.03 |
| CAT Caterpillar Inc. | Add +2.5% | 0.21% | +0.03 |
| LOW Lowe's Cos Inc. | Add +56.1% | 0.10% | +0.03 |
| AMD Advanced Micro Devices | Add +2.0% | 0.12% | +0.03 |
| PLTM Graniteshares Platinum Trust | Add +25.3% | 0.07% | +0.03 |
| VXUS Vanguard Total Intl Stock | Add +32.6% | 0.11% | +0.02 |
| AXP American Express Co. | Add +14.4% | 0.14% | +0.02 |
| WDC Western Digital Corp. | Add +13.2% | 0.07% | +0.02 |
Options Activity Q3 2025 → Q4 2025
| ALPHABET INC | put | New | 89,355 | $18.7M |
| STATE STR SPDR S&P 500 ETF T | call | New | 22,200 | $289K |
| ALPHABET INC | put | New | 20,200 | $219K |
| AMERICAN AIRLINES GROUP INC | call | New | 12,000 | $74K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 384 | $653.7M | VEA, VUG, SPY, VTV, QQQ |
| Q1 2026 | 362 | $574.9M | VEA, VUG, SPY, VTV, QQQ |
| Q4 2025 | 345 | $561.1M | VEA, VUG, SPY, QQQ, VTV |
| Q3 2025 | 327 | $534.1M | VEA, VUG, SPY, QQQ, VTV |
| Q2 2025 | 313 | $485.1M | VEA, VUG, SPY, QQQ, VTV |
| Q1 2025 | 285 | $434.2M | VEA, SPY, VUG, VTV, QQQ |
| Q4 2024 | 284 | $435.6M | SPY, VUG, VEA, IVV, QQQ |
| Q3 2024 | 282 | $427.8M | SPY, VEA, VUG, IVV, QQQ |
| Q2 2024 | 279 | $401.2M | SPY, VUG, VEA, IVV, QQQ |
| Q1 2024 | 286 | $376.8M | SPY, VEA, VUG, IVV, QQQ |