Sovereign Financial Group, Inc.
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 8, 2024), Sovereign Financial Group, Inc. reported 282 stock positions worth $427.8 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 5.5% of the portfolio, followed by Vanguard Ftse Developed ETF (VEA, 5.5%) and Vanguard Mrngstar GR ETF-Sui (VUG, 5.2%). Compared with Q2 2024, it opened 16 new positions, sold out of 13, added to 109 and reduced 131. The biggest buy was Vanguard Mrngstr Val ETF-Aui (VTV, shares +7%) and the biggest sale an exit from Super Micro Computer (SMCI).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001846175
- Portfolio Value
- $427.8M (Q3 2024)
- SEC Filing
- 0001951757-24-000997 ↗ filed Oct 8, 2024
Holdings Value
Holdings 282 stocks · $427.8M
| SPY SS SPDR S&P 500 ETF Trust-US | 5.52% | 41,190 | $23.6M | Reduce -1.1% |
| VEA Vanguard Ftse Developed ETF | 5.49% | 445,130 | $23.5M | Add +5.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 5.22% | 58,140 | $22.3M | Add +1.1% |
| IVV iShares Core S&P 500 ETF | 4.20% | 31,127 | $18.0M | Reduce -2.8% |
| QQQ Invesco QQQ Trust Series 1 | 3.95% | 34,638 | $16.9M | Add +3.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 3.92% | 96,129 | $16.8M | Add +6.7% |
| AAPL Apple Inc. | 2.93% | 53,839 | $12.5M | Reduce -0.8% |
| GOOG Alphabet Inc. Class C | 2.25% | 57,702 | $9.6M | Reduce -0.1% |
| BNDX Vanguard Total Intl Bond ETF | 2.13% | 181,303 | $9.1M | Add +4.4% |
| BSV Vanguard Short-Term Bond ETF | 2.06% | 111,816 | $8.8M | Reduce -3.4% |
| VWO Vanguard Ftse Emerging Marke | 1.97% | 175,697 | $8.4M | Add +11.6% |
| RDVY First Trust Rising Dividend | 1.59% | 114,762 | $6.8M | Add +5.5% |
| VTIP Vanguard Short-Term Tips | 1.55% | 134,756 | $6.6M | Add +4.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.46% | 26,253 | $6.2M | Add +8.0% |
| MSFT Microsoft Corp. | 1.45% | 14,378 | $6.2M | Reduce -3.1% |
| GOOGL Alphabet Inc. Class A | 1.44% | 37,215 | $6.2M | Add +0.6% |
| NVDA Nvidia Corp. | 1.14% | 39,986 | $4.9M | Reduce -12.3% |
| VYM Vanguard High DVD Yield ETF | 1.02% | 34,122 | $4.4M | Add +8.9% |
| BIV Vanguard Intermediate-Term B | 0.99% | 54,193 | $4.2M | Add +4.6% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.98% | 89,097 | $4.2M | Add +27.8% |
| VOO Vanguard S&P 500 ETF | 0.97% | 7,838 | $4.1M | Add +0.5% |
| VMBS Vanguard Mortgage-Backed Sec | 0.96% | 87,303 | $4.1M | Add +9.9% |
| BLV Vanguard Long-Term Bond ETF | 0.94% | 53,638 | $4.0M | Add +4.1% |
| REZ Ishars Res and Multi Reales | 0.90% | 43,388 | $3.9M | Add +9.8% |
| SO The Southern Co. | 0.84% | 39,912 | $3.6M | Reduce -2.0% |
| AMZN Amazon.com Inc. | 0.83% | 19,100 | $3.6M | Add +4.2% |
| NEAR iShares SH Dba ETF Usd Inc. | 0.72% | 60,181 | $3.1M | Add +2.7% |
| UPS United Parcel Service Class B | 0.71% | 22,331 | $3.0M | Reduce -0.3% |
| TBIL F/M US Treasury 3 Month Bill | 0.63% | 53,735 | $2.7M | Add +44.8% |
| MA Mastercard Inc. Class A | 0.63% | 5,434 | $2.7M | Add +0.0% |
| XOM Exxon Mobil Corp. | 0.57% | 20,951 | $2.5M | Add +0.0% |
| IVW iShares S&P 500 Growth ETF | 0.57% | 25,546 | $2.4M | Reduce -4.3% |
| QUAL iShares MSCI USA Quality Fac | 0.51% | 12,084 | $2.2M | Add +2.9% |
| ED Consolidated Edison Inc. | 0.49% | 19,934 | $2.1M | Add +0.1% |
| IUSG iShares Core S&P U.S. Growth | 0.48% | 15,636 | $2.1M | Reduce -8.5% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.48% | 41,280 | $2.0M | Add +1.8% |
| EFV iShares MSCI Eafe Value ETF | 0.47% | 34,807 | $2.0M | Add +121.4% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.46% | 6,065 | $2.0M | Reduce -6.4% |
| META Meta Platforms Inc. Class A | 0.45% | 3,381 | $1.9M | Add +3.9% |
| SMH Vaneck Semiconductor ETF | 0.44% | 7,603 | $1.9M | Add +1.0% |
| EFG iShares MSCI Eafe Growth ETF | 0.43% | 16,978 | $1.8M | Reduce -3.7% |
| CHD Church & Dwight Co. Inc. | 0.42% | 17,284 | $1.8M | Reduce -0.2% |
| V Visa Inc. Class A | 0.42% | 6,558 | $1.8M | Reduce -0.4% |
| SPGP Invesco S&P 500 Garp ETF | 0.41% | 16,790 | $1.8M | Add +28.9% |
| PDP Invesco Dorsey Wright Moment | 0.40% | 16,755 | $1.7M | Reduce -0.6% |
| SSO Proshares Ultra S&P500 | 0.40% | 19,107 | $1.7M | Reduce -4.5% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.40% | 32,425 | $1.7M | Add +1.9% |
| GLD SPDR Gold Shares | 0.39% | 6,860 | $1.7M | Add +1.7% |
| GSY Invesco Ultra Short Duration | 0.38% | 32,531 | $1.6M | Add +11.7% |
| GIS General Mills Inc. | 0.38% | 21,855 | $1.6M | Reduce -1.3% |
| JPST JPMorgan Ultra-Short Income | 0.36% | 30,653 | $1.6M | Add +6.7% |
| VFVA Vanguard U.S. Value Factor | 0.36% | 12,849 | $1.5M | Add +8.3% |
| IWY iShares Russell Top 200 Grow | 0.36% | 7,036 | $1.5M | Add +44.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.36% | 38,660 | $1.5M | Reduce -1.4% |
| COST Costco Wholesale Corp. | 0.35% | 1,703 | $1.5M | Reduce -4.4% |
| KMB Kimberly-Clark Corp. | 0.35% | 10,405 | $1.5M | Add +2.6% |
| IUSV iShares Core S&P U.S. Value | 0.34% | 15,312 | $1.5M | Reduce -1.7% |
| VSMV Victoryshares US Min Vol ETF | 0.34% | 29,742 | $1.4M | Reduce -2.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.34% | 18,371 | $1.4M | Reduce -0.8% |
| HD Home Depot Inc. | 0.33% | 3,490 | $1.4M | Reduce -0.3% |
| VPU Vanguard Utilities ETF | 0.33% | 8,115 | $1.4M | Add +0.3% |
| TIP iShares Tips Bond ETF | 0.32% | 12,370 | $1.4M | Add +1.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.31% | 2,904 | $1.3M | Add +0.7% |
| IUS Invesco Rafi Strategic US Et | 0.31% | 26,268 | $1.3M | New |
| CSX CSX Corp. | 0.31% | 38,210 | $1.3M | Add +1.5% |
| JEPI JPMorgan Equity Premium Inco | 0.31% | 22,035 | $1.3M | Add +12.5% |
| ITOT iShares Core S&P Total U.S. | 0.30% | 10,205 | $1.3M | Reduce -0.4% |
| TFLO iShares Treasury Floating Ra | 0.29% | 24,862 | $1.3M | Add +21.0% |
| UNH Unitedhealth Group Inc. | 0.29% | 2,137 | $1.2M | Reduce -2.2% |
| IVE iShares S&P 500 Value ETF | 0.29% | 6,254 | $1.2M | Reduce -1.3% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.28% | 15,302 | $1.2M | Reduce -1.2% |
| OUSA Alps Oshares US Quality Divi | 0.28% | 22,284 | $1.2M | Add +0.1% |
| JPM JPMorgan Chase & Co. | 0.28% | 5,588 | $1.2M | Add +2.1% |
| VGT Vanguard Info Tech ETF | 0.27% | 1,998 | $1.2M | Reduce -2.8% |
| IJR iShares Core S&P Small-Cap E | 0.27% | 9,934 | $1.2M | Reduce -1.8% |
| EFA iShares MSCI Eafe ETF | 0.27% | 13,674 | $1.1M | Reduce -2.7% |
| VIG Vanguard Dividend Apprec ETF | 0.26% | 5,705 | $1.1M | Reduce -7.1% |
| T AT&T Inc. | 0.26% | 50,248 | $1.1M | Add +9.7% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.26% | 2,605 | $1.1M | Reduce -44.0% |
| IYW iShares Ustechnology ETF | 0.24% | 6,873 | $1.0M | Reduce -6.8% |
| MDY State Street SPDR S&P Midcap | 0.24% | 1,814 | $1.0M | Reduce -4.6% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 4,637 | $1.0M | Reduce -3.0% |
| HGLB Highland Global Allocation | 0.23% | 127,373 | $1.0M | Reduce -9.4% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.23% | 11,678 | $969K | Reduce -2.5% |
| ALL Allstate Corp. | 0.22% | 5,044 | $957K | Reduce -0.0% |
| PEG Public Service Enterprise GP | 0.22% | 10,559 | $942K | Reduce -0.6% |
| DFIV Dimensional International Va | 0.22% | 24,486 | $932K | Add +2.8% |
| SCHG Schwab US Large-Cap Growth | 0.22% | 8,897 | $927K | Reduce -22.4% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.22% | 15,099 | $923K | Add +40.2% |
| D Dominion Energy Inc. | 0.21% | 15,912 | $920K | Reduce -1.0% |
| SEM Select Medical Holdings Corp. | 0.21% | 26,319 | $918K | No change |
| EEM iShares MSCI Emerging Market | 0.21% | 19,818 | $909K | Reduce -5.0% |
| TQQQ Proshares Ultrapro QQQ | 0.21% | 12,505 | $906K | New |
| IEMG iShares Core MSCI Emerging | 0.21% | 15,566 | $894K | Reduce -37.5% |
| AVGO Broadcom Inc. | 0.21% | 5,146 | $888K | Add +1.3% |
| IJH iShares Core S&P Midcap ETF | 0.21% | 14,239 | $887K | Reduce -9.0% |
| KO The Coca-Cola Co. | 0.20% | 12,201 | $877K | Add +0.2% |
| AOM iShares Core 40/60 Moderate | 0.20% | 18,713 | $844K | Add +6.2% |
| PG The Procter & Gamble Co. | 0.20% | 4,843 | $839K | Reduce -1.0% |
| PRF Invesco Rafi US 1000 ETF | 0.20% | 20,530 | $834K | Add +5.5% |
Portfolio Sells Q2 2024 → Q3 2024
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.40 |
| GOOG Alphabet Inc. Class C | Reduce -0.1% | 2.25% | −0.39 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -66.7% | 0.14% | −0.28 |
| NVDA Nvidia Corp. | Reduce -12.3% | 1.14% | −0.27 |
| MSFT Microsoft Corp. | Reduce -3.1% | 1.45% | −0.21 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -44.0% | 0.26% | −0.20 |
| PTNQ Pacer Trendpilot 100 ETF | Sold out | 0.00% | −0.19 |
| IVV iShares Core S&P 500 ETF | Reduce -2.8% | 4.20% | −0.17 |
| BSV Vanguard Short-Term Bond ETF | Reduce -3.4% | 2.06% | −0.16 |
| PTLC Pacer Trendpilot US Large Ca | Reduce -64.0% | 0.08% | −0.14 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.1% | 5.52% | −0.13 |
| IEMG iShares Core MSCI Emerging | Reduce -37.5% | 0.21% | −0.12 |
| ETF SER SOLUTIONS | Sold out | 0.00% | −0.11 |
| HEFA Isha Curr Hedged MSCI Eafe | Sold out | 0.00% | −0.08 |
| XLE SS Energy Select Sector | Reduce -38.0% | 0.09% | −0.07 |
| SCHG Schwab US Large-Cap Growth | Reduce -22.4% | 0.22% | −0.07 |
| DGRO iShares Core Dividend Growth | Sold out | 0.00% | −0.07 |
| MU Micron Technology Inc. | Reduce -1.1% | 0.17% | −0.06 |
| IUSG iShares Core S&P U.S. Growth | Reduce -8.5% | 0.48% | −0.06 |
| ENB Enbridge Inc. | Sold out | 0.00% | −0.05 |
| PANW Palo Alto Networks Inc. | Sold out | 0.00% | −0.05 |
| UPS United Parcel Service Class B | Reduce -0.3% | 0.71% | −0.05 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.05 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -6.4% | 0.46% | −0.05 |
| CMG Chipotle Mexican Grill Inc. | Sold out | 0.00% | −0.05 |
| WM Waste Management Inc. | Sold out | 0.00% | −0.05 |
| ET Energy Transfer LP | Sold out | 0.00% | −0.04 |
| IVW iShares S&P 500 Growth ETF | Reduce -4.3% | 0.57% | −0.04 |
| QCOM Qualcomm Inc. | Reduce -0.8% | 0.16% | −0.04 |
| AIF Apollo Tactical Income Fund | Sold out | 0.00% | −0.04 |
| PDBC Invesco Optimum Yield Divers | Sold out | 0.00% | −0.04 |
| SCHV Schwab US Large-Cap Value | Reduce -18.6% | 0.17% | −0.03 |
| IYW iShares Ustechnology ETF | Reduce -6.8% | 0.24% | −0.03 |
| F Ford Motor Co. | Reduce -9.9% | 0.08% | −0.03 |
| BAC Bank of America Corp. | Reduce -1.4% | 0.36% | −0.03 |
| NVDL Granitesh 2X LNG Nvda ETF | Reduce -2.1% | 0.10% | −0.03 |
| HGLB Highland Global Allocation | Reduce -9.4% | 0.23% | −0.03 |
| VRT Vertiv Holdings Co. Class A | Reduce -25.1% | 0.12% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -4.4% | 0.35% | −0.02 |
| CHD Church & Dwight Co. Inc. | Reduce -0.2% | 0.42% | −0.02 |
| VLO Valero Energy Corp. | Reduce -0.2% | 0.10% | −0.02 |
| STIP iShares 0-5 Year Tips Bond E | Reduce -19.0% | 0.08% | −0.02 |
| MRK Merck & Co. Inc. | Reduce -1.5% | 0.13% | −0.02 |
| EFG iShares MSCI Eafe Growth ETF | Reduce -3.7% | 0.43% | −0.02 |
| VGT Vanguard Info Tech ETF | Reduce -2.8% | 0.27% | −0.02 |
| IJH iShares Core S&P Midcap ETF | Reduce -9.0% | 0.21% | −0.02 |
| CVX Chevron Corp. | Reduce -4.5% | 0.11% | −0.02 |
| ARKK ARK Innovation ETF | Reduce -20.2% | 0.08% | −0.02 |
| DGS Wisdomtree Em Small Cap | Reduce -8.5% | 0.14% | −0.02 |
| HON Honeywell International Inc. | Reduce -5.5% | 0.10% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| VTV Vanguard Mrngstr Val ETF-Aui | Add +6.7% | 3.92% | +0.32 |
| IUS Invesco Rafi Strategic US Et | New | 0.31% | +0.31 |
| VEA Vanguard Ftse Developed ETF | Add +5.6% | 5.49% | +0.30 |
| EFV iShares MSCI Eafe Value ETF | Add +121.4% | 0.47% | +0.26 |
| VWO Vanguard Ftse Emerging Marke | Add +11.6% | 1.97% | +0.25 |
| TQQQ Proshares Ultrapro QQQ | New | 0.21% | +0.21 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +27.8% | 0.98% | +0.20 |
| TBIL F/M US Treasury 3 Month Bill | Add +44.8% | 0.63% | +0.17 |
| PJAN Innovator U.S. Equity Power | New | 0.15% | +0.15 |
| REZ Ishars Res and Multi Reales | Add +9.8% | 0.90% | +0.14 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +8.0% | 1.46% | +0.13 |
| GLDM SPDR Gold Minishares Trust | New | 0.12% | +0.12 |
| RDVY First Trust Rising Dividend | Add +5.5% | 1.59% | +0.10 |
| IWY iShares Russell Top 200 Grow | Add +44.1% | 0.36% | +0.10 |
| VYM Vanguard High DVD Yield ETF | Add +8.9% | 1.02% | +0.10 |
| GEV GE Vernova Inc. | Add +53.6% | 0.17% | +0.09 |
| SPGP Invesco S&P 500 Garp ETF | Add +28.9% | 0.41% | +0.08 |
| TOL Toll Brothers Inc. | New | 0.07% | +0.07 |
| VMBS Vanguard Mortgage-Backed Sec | Add +9.9% | 0.96% | +0.06 |
| GS Goldman Sachs Group Inc. | Add +70.0% | 0.15% | +0.06 |
| MOD Modine Manufacturing Co. | New | 0.06% | +0.06 |
| IONQ Ionq Inc. | New | 0.06% | +0.06 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +40.2% | 0.22% | +0.06 |
| AOK iShares Core 30/70 Conservat | New | 0.06% | +0.06 |
| TBLL Invesco Short Term Treasury | Add +66.0% | 0.15% | +0.05 |
| UNP Union Pacific Corp. | New | 0.05% | +0.05 |
| KBE SS SPDR S&P Bank ETF | New | 0.05% | +0.05 |
| EMR Emerson Electric Co. | New | 0.05% | +0.05 |
| EFAV iShares MSCI Eafe Min Vol Fa | New | 0.05% | +0.05 |
| META Meta Platforms Inc. Class A | Add +3.9% | 0.45% | +0.04 |
| ED Consolidated Edison Inc. | Add +0.1% | 0.49% | +0.04 |
| T AT&T Inc. | Add +9.7% | 0.26% | +0.04 |
| BLV Vanguard Long-Term Bond ETF | Add +4.1% | 0.94% | +0.04 |
| K Kellanova | Add +0.0% | 0.17% | +0.04 |
| MFIC Midcap Financial Investment | New | 0.04% | +0.04 |
| TFLO iShares Treasury Floating Ra | Add +21.0% | 0.29% | +0.03 |
| VPU Vanguard Utilities ETF | Add +0.3% | 0.33% | +0.03 |
| NXDT Nexpoint Diversified Real Es | New | 0.03% | +0.03 |
| JEPI JPMorgan Equity Premium Inco | Add +12.5% | 0.31% | +0.03 |
| MA Mastercard Inc. Class A | Add +0.0% | 0.63% | +0.03 |
| IBIT iShares Bitcoin Trust ETF | Add +24.5% | 0.16% | +0.03 |
| GLD SPDR Gold Shares | Add +1.7% | 0.39% | +0.03 |
| VFVA Vanguard U.S. Value Factor | Add +8.3% | 0.36% | +0.03 |
| VGM Invesco Trust for Investmen | New | 0.03% | +0.03 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +11.3% | 0.14% | +0.03 |
| BIV Vanguard Intermediate-Term B | Add +4.6% | 0.99% | +0.03 |
| VONG Vanguard Russell 1000 Growth | Add +27.3% | 0.14% | +0.03 |
| IEF iShares 7-10 Year Treasury B | Add +36.4% | 0.10% | +0.02 |
| BNDX Vanguard Total Intl Bond ETF | Add +4.4% | 2.13% | +0.02 |
| NFLX Netflix Inc. | Add +42.9% | 0.07% | +0.02 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 384 | $653.7M | VEA, VUG, SPY, VTV, QQQ |
| Q1 2026 | 362 | $574.9M | VEA, VUG, SPY, VTV, QQQ |
| Q4 2025 | 345 | $561.1M | VEA, VUG, SPY, QQQ, VTV |
| Q3 2025 | 327 | $534.1M | VEA, VUG, SPY, QQQ, VTV |
| Q2 2025 | 313 | $485.1M | VEA, VUG, SPY, QQQ, VTV |
| Q1 2025 | 285 | $434.2M | VEA, SPY, VUG, VTV, QQQ |
| Q4 2024 | 284 | $435.6M | SPY, VUG, VEA, IVV, QQQ |
| Q3 2024 | 282 | $427.8M | SPY, VEA, VUG, IVV, QQQ |
| Q2 2024 | 279 | $401.2M | SPY, VUG, VEA, IVV, QQQ |
| Q1 2024 | 286 | $376.8M | SPY, VEA, VUG, IVV, QQQ |