Sovereign Financial Group, Inc.

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 7, 2026), Sovereign Financial Group, Inc. reported 345 stock positions worth $561.1 million. Its top holding was Vanguard Ftse Developed ETF (VEA) at 5.7% of the portfolio, followed by Vanguard Mrngstar GR ETF-Sui (VUG, 5.5%) and SS SPDR S&P 500 ETF Trust-US (SPY, 5.1%). Compared with Q3 2025, it opened 28 new positions, sold out of 10, added to 159 and reduced 135. The biggest buy was a new position in Wisdomtree Floating Rate Tre (USFR) and the biggest sale Microsoft (MSFT, shares −5%).

Most Recent 13F
Q2 2026
Location
STAMFORD, CT
CIK
0001846175
Portfolio Value
$561.1M (Q4 2025)
SEC Filing
0001951757-26-000029 ↗ filed Jan 7, 2026

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $376.8M Q1 2024 Q2 2024: $401.2M Q2 2024 Q3 2024: $427.8M Q3 2024 Q4 2024: $435.6M Q4 2024 Q1 2025: $434.2M Q1 2025 Q2 2025: $485.1M Q2 2025 Q3 2025: $534.1M Q3 2025 Q4 2025: $561.1M $561.1M Q4 2025 Q1 2026: $574.9M Q1 2026 Q2 2026: $653.7M Q2 2026

Holdings 345 stocks · $561.1M

VEA Vanguard Ftse Developed ETF 5.74% 515,175 $32.2M Add +0.5%
VUG Vanguard Mrngstar GR ETF-Sui 5.50% 63,254 $30.9M Add +2.5%
SPY SS SPDR S&P 500 ETF Trust-US 5.10% 41,948 $28.6M Add +2.5%
QQQ Invesco QQQ Trust Series 1 3.92% 35,802 $22.0M Add +0.2%
VTV Vanguard Mrngstr Val ETF-Aui 3.81% 111,969 $21.4M Reduce -0.1%
GOOG Alphabet Inc. Class C 3.27% 58,555 $18.4M Reduce -0.4%
IVV iShares Core S&P 500 ETF 3.10% 25,410 $17.4M Reduce -1.1%
AAPL Apple Inc. 2.55% 52,610 $14.3M Reduce -8.7%
GOOGL Alphabet Inc. Class A 2.12% 37,993 $11.9M Reduce -0.4%
VWO Vanguard Ftse Emerging Marke 2.06% 215,068 $11.6M Add +5.0%
BSV Vanguard Short-Term Bond ETF 1.99% 141,508 $11.2M Add +4.6%
BNDX Vanguard Total Intl Bond ETF 1.96% 227,821 $11.0M Add +5.5%
RDVY First Trust Rising Dividend 1.62% 130,541 $9.1M Add +0.3%
VTIP Vanguard Short-Term Tips 1.52% 171,963 $8.5M Add +0.8%
VB Vanguard Most SM-Cap ETF-Usd 1.36% 29,616 $7.6M Add +0.4%
MSFT Microsoft Corp. 1.29% 14,927 $7.2M Reduce -4.7%
NVDA Nvidia Corp. 1.21% 36,335 $6.8M Reduce -0.7%
VYM Vanguard High DVD Yield ETF 1.20% 46,957 $6.7M Add +3.0%
VOO Vanguard S&P 500 ETF 1.16% 10,418 $6.5M Reduce -0.3%
BIV Vanguard Intermediate-Term B 1.08% 77,949 $6.1M Add +4.1%
TBIL F/M US Treasury 3 Month Bill 1.05% 117,907 $5.9M Add +9.4%
VMBS Vanguard Mortgage-Backed Sec 0.93% 110,380 $5.2M Add +6.1%
BLV Vanguard Long-Term Bond ETF 0.88% 70,718 $4.9M Add +6.7%
REZ Ishars Res and Multi Reales 0.83% 56,281 $4.7M Add +6.7%
AMZN Amazon.com Inc. 0.73% 17,683 $4.1M Add +3.0%
MA Mastercard Inc. Class A 0.56% 5,478 $3.1M Add +0.7%
SO The Southern Co. 0.55% 35,563 $3.1M Add +0.1%
IVE iShares S&P 500 Value ETF 0.54% 14,323 $3.0M Add +42.0%
NEAR iShares SH Dba ETF Usd Inc. 0.54% 59,264 $3.0M Reduce -1.6%
PYLD PIMCO Multisector Bond Actv 0.54% 113,131 $3.0M Add +53.0%
OEF iShares S&P 100 ETF 0.52% 8,450 $2.9M Reduce -1.6%
XOM Exxon Mobil Corp. 0.51% 23,810 $2.9M Add +0.5%
IEMG iShares Core MSCI Emerging 0.50% 41,491 $2.8M Add +16.1%
IUSG iShares Core S&P U.S. Growth 0.50% 16,595 $2.8M Reduce -1.5%
DYNF Ishrs US E F R A ETF-Usd Inc. 0.47% 43,028 $2.6M Reduce -3.0%
GLD SPDR Gold Shares 0.46% 6,458 $2.6M Reduce -0.8%
IVW iShares S&P 500 Growth ETF 0.44% 20,066 $2.5M Reduce -1.9%
META Meta Platforms Inc. Class A 0.42% 3,589 $2.4M Add +9.3%
JEPI JPMorgan Equity Premium Inco 0.42% 41,233 $2.4M Add +17.8%
JPM JPMorgan Chase & Co. 0.42% 7,316 $2.4M Add +2.8%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.41% 49,476 $2.3M Reduce -13.9%
AVGO Broadcom Inc. 0.40% 6,513 $2.3M Reduce -1.6%
UPS United Parcel Service Class B 0.39% 22,092 $2.2M Add +0.2%
IWY iShares Russell Top 200 Grow 0.38% 7,761 $2.1M Reduce -4.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.38% 38,787 $2.1M Add +3.7%
SSO Proshares Ultra S&P500 0.37% 36,052 $2.1M No change
MU Micron Technology Inc. 0.37% 7,311 $2.1M Reduce -15.3%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.37% 4,965 $2.0M Reduce -4.2%
ED Consolidated Edison Inc. 0.36% 20,523 $2.0M Add +0.8%
V Visa Inc. Class A 0.36% 5,684 $2.0M Reduce -2.5%
DFIV Dimensional International Va 0.35% 39,593 $2.0M Add +26.2%
PDP Invesco Dorsey Wright Moment 0.35% 16,767 $2.0M No change
VGT Vanguard Info Tech ETF 0.35% 2,588 $2.0M Add +7.3%
VTI VG Morningstar TS MKT ETF-US 0.35% 5,800 $1.9M Reduce -0.4%
IUS Invesco Rafi Strategic US Et 0.35% 33,987 $1.9M Reduce -1.6%
EFV iShares MSCI Eafe Value ETF 0.34% 26,643 $1.9M Reduce -11.7%
IGSB iShares 1-5Y Inv Grade Corp. 0.33% 35,039 $1.9M Reduce -2.6%
VFVA Vanguard U.S. Value Factor 0.32% 13,362 $1.8M Reduce -0.7%
TFLO iShares Treasury Floating Ra 0.31% 34,210 $1.7M Add +1.9%
GSY Invesco Ultra Short Duration 0.30% 33,963 $1.7M Reduce -15.5%
JPST JPMorgan Ultra-Short Income 0.30% 33,277 $1.7M Reduce -10.2%
IEFA iShares Core MSCI Eafe ETF 0.28% 17,411 $1.6M Reduce -8.3%
BRK.B Berkshire Hathaway Inc. Class B 0.28% 3,074 $1.5M Add +5.3%
COST Costco Wholesale Corp. 0.27% 1,779 $1.5M Add +0.7%
ITOT iShares Core S&P Total U.S. 0.27% 10,205 $1.5M Add +0.3%
IUSV iShares Core S&P U.S. Value 0.27% 14,692 $1.5M Add +1.1%
CHD Church & Dwight Co. Inc. 0.27% 17,904 $1.5M Add +0.1%
VPU Vanguard Utilities ETF 0.27% 8,089 $1.5M Add +1.7%
IAU iShares Gold Trust 0.27% 18,370 $1.5M Add +17.3%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.26% 4,999 $1.5M Add +5.3%
VIG Vanguard Dividend Apprec ETF 0.26% 6,522 $1.4M Add +1.8%
MTUM iShares MSCI USA Momentum Fa 0.25% 5,563 $1.4M Add +10.1%
EQWL Invesco S&P 100 Equal Weight 0.25% 11,768 $1.4M Add +11.1%
AOA iShares Core 80/20 Aggressiv 0.25% 15,446 $1.4M Add +183.0%
SPMO Invesco S&P 500 Momentum ETF 0.25% 11,593 $1.4M Add +1.3%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.24% 2,826 $1.4M Add +5.7%
IJR iShares Core S&P Small-Cap E 0.24% 11,197 $1.3M Add +0.4%
SMH Vaneck Semiconductor ETF 0.24% 3,681 $1.3M Reduce -1.7%
EFA iShares MSCI Eafe ETF 0.23% 13,447 $1.3M Reduce -2.3%
EEM iShares MSCI Emerging Market 0.23% 23,364 $1.3M Add +12.3%
OUSA Alps Oshares US Quality Divi 0.23% 22,115 $1.3M Add +0.1%
AOR iShares Core 60/40 Balanced 0.22% 19,332 $1.3M Add +303.3%
USFR Wisdomtree Floating Rate Tre 0.22% 24,758 $1.2M New
HD Home Depot Inc. 0.22% 3,534 $1.2M Add +4.1%
CAT Caterpillar Inc. 0.21% 2,100 $1.2M Add +2.5%
AOK iShares Core 30/70 Conservat 0.20% 28,369 $1.1M Add +84.0%
TSLA Tesla Inc. 0.20% 2,525 $1.1M Add +35.5%
CSX CSX Corp. 0.20% 30,983 $1.1M Add +0.6%
TLH iShares 10-20 Year Treasury 0.20% 10,990 $1.1M Reduce -2.2%
PLTR Palantir Technologies Inc. Class A 0.20% 6,200 $1.1M Add +1.2%
HGLB Highland Global Allocation 0.20% 120,412 $1.1M Add +2.1%
RTX RTX Corp. 0.19% 5,930 $1.1M Reduce -6.1%
QUAL iShares MSCI USA Quality Fac 0.19% 5,425 $1.1M Reduce -51.4%
SPYG SS SPDR P S&P 500 Growth ETF 0.19% 10,072 $1.1M Reduce -7.2%
KMB Kimberly-Clark Corp. 0.19% 10,561 $1.1M Add +6.7%
PG The Procter & Gamble Co. 0.19% 7,397 $1.1M Add +13.6%
AOM iShares Core 40/60 Moderate 0.19% 22,148 $1.1M Add +5.9%
PRF Invesco Rafi US 1000 ETF 0.19% 22,409 $1.1M Add +5.6%
ALL Allstate Corp. 0.18% 4,969 $1.0M Add +0.7%
SGDM Sprott Gold Miners ETF 0.18% 14,740 $1.0M Reduce -1.8%
GLDM SPDR Gold Minishares Trust 0.18% 11,970 $1.0M Reduce -6.6%
TIP iShares Tips Bond ETF 0.18% 9,282 $1.0M Reduce -2.5%
IWM iShares Russell 2000 ETF 0.18% 4,143 $1.0M Reduce -13.8%
VIGI Vanguard Int Div App Indx FD 0.18% 11,096 $1.0M Add +91.8%
SLV iShares Silver Trust 0.18% 15,623 $1.0M Reduce -8.6%
KO The Coca-Cola Co. 0.18% 14,370 $1.0M Add +14.2%
VSMV Victoryshares US Min Vol ETF 0.17% 17,727 $980K Reduce -10.9%
THRO iShares U.S. Thematic Rotati 0.17% 25,296 $975K Reduce -2.4%
GIS General Mills Inc. 0.17% 20,948 $974K Add +2.1%
MDY State Street SPDR S&P Midcap 0.17% 1,612 $973K Reduce -2.8%
IBIT iShares Bitcoin Trust ETF 0.17% 19,461 $966K Add +2.1%
SCHG Schwab US Large-Cap Growth 0.17% 29,574 $965K Add +4.8%
VCSH Vanguard S/T Corp. Bond ETF 0.17% 12,059 $961K Reduce -4.8%
BAI Ishrs AI in and Tech Act ETF 0.17% 28,776 $958K Reduce -1.6%
IWF iShares Russell 1000 Growth 0.17% 2,001 $947K No change
GEV GE Vernova Inc. 0.17% 1,433 $937K Reduce -17.2%
BND Vanguard Total Bond Market 0.17% 12,583 $932K Add +1.9%
IJH iShares Core S&P Midcap ETF 0.16% 13,876 $916K Reduce -0.3%
T AT&T Inc. 0.16% 36,440 $905K Reduce -6.9%
VONG Vanguard Russell 1000 Growth 0.16% 7,421 $904K Reduce -2.1%
ABBV Abbvie Inc. 0.16% 3,914 $894K Add +6.2%
AEP American Electric Power 0.16% 7,722 $890K Add +5.0%
JHMM John Hancock Multi Fact Mid 0.16% 13,559 $888K Add +0.6%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.16% 3,056 $887K Reduce -3.7%
WMT Walmart Inc. 0.16% 7,913 $882K Add +3.0%
JNJ Johnson & Johnson 0.16% 4,212 $872K Add +0.4%
MS Morgan Stanley 0.15% 4,856 $862K Add +4.6%
USDU Wisdomtree BBG Usd Bullish 0.15% 33,388 $861K Add +6.2%
LLY Eli Lilly & Co. 0.15% 800 $860K Reduce -4.7%
VHT Vanguard Health Care ETF 0.15% 2,948 $849K Add +11.8%
XLK SS Technology Select Sector 0.15% 5,824 $838K Reduce -2.8%
D Dominion Energy Inc. 0.15% 14,242 $834K Add +0.7%
TBLL Invesco Short Term Treasury 0.15% 7,876 $832K Reduce -13.2%
CSCO Cisco Systems Inc. 0.14% 10,477 $807K Add +0.8%
PEG Public Service Enterprise GP 0.14% 10,032 $806K Reduce -0.1%
CMC Commercial Metals Co. 0.14% 11,513 $797K No change
NEE Nextera Energy Inc. 0.14% 9,792 $786K Add +1.2%
IBB iShares Biotechnology ETF 0.14% 4,614 $779K Reduce -2.0%
AXP American Express Co. 0.14% 2,077 $769K Add +14.4%
UNH Unitedhealth Group Inc. 0.14% 2,316 $765K Add +3.2%
GE General Electric filed as GE AEROSPACE 0.14% 2,460 $758K Reduce -3.9%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.13% 17,733 $757K Add +14.0%
QCOM Qualcomm Inc. 0.13% 4,339 $742K Reduce -10.0%
KORU Direxion DLY M SK Bull 3X-Ui 0.13% 4,068 $739K Add +65.5%
TT Trane Technologies PLC 0.13% 1,858 $723K Add +2.3%
SHV iShares 0-1 Year Treasury Bo 0.13% 6,543 $721K Reduce -11.1%
AGG iShares Core U.S. Aggregate 0.13% 7,090 $708K Reduce -19.9%
MCD McDonald's Corp. 0.12% 2,278 $696K Add +3.1%
BMY Bristol-Myers Squibb Co. 0.12% 12,867 $694K Add +1.9%
ORCL Oracle Corp. 0.12% 3,553 $693K Add +5.2%
USMV iShares MSCI USA Min Vol Fac 0.12% 7,149 $673K Reduce -3.3%
AMD Advanced Micro Devices 0.12% 3,117 $668K Add +2.0%
MBB iShares MBS ETF 0.12% 7,004 $667K Reduce -7.3%
XLE SS Energy Select Sector 0.12% 14,649 $655K Add +0.4%
VYMI Vanguard Int High DVD YLD Inc. 0.12% 7,275 $655K Add +8.2%
NVDL Granitesh 2X LNG Nvda ETF 0.12% 7,420 $653K No change
IGOV iShares International Treasu 0.12% 15,513 $646K Add +0.0%
VCIT Vanguard Int-Term Corporate 0.11% 7,683 $643K Reduce -1.0%
HDV iShares Core High Dividend E 0.11% 5,283 $642K Reduce -3.0%
SCHF Schwab Intl Equity ETF 0.11% 26,065 $627K Add +8.3%
IYY iShares Dow Jones U.S. ETF 0.11% 3,766 $624K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.11% 7,642 $613K Reduce -7.8%
SDCI Uscf Summerhaven Dynamic ETF 0.11% 27,539 $607K Add +9.8%
FFEB FT Vest US Equity Buffer ETF 0.11% 10,590 $600K Reduce -0.8%
ITA iShares U.S. Aerospace & Def 0.11% 2,784 $598K Reduce -1.0%
DFEB FT Vest U.S. Equity Deep Buf 0.11% 12,524 $598K Reduce -1.8%
BX Blackstone Inc. 0.11% 3,855 $594K Add +3.3%
VXUS Vanguard Total Intl Stock 0.11% 7,867 $593K Add +32.6%
ASML ASML Holding NV-NY Reg SHS 0.11% 552 $590K Reduce -2.8%
NFLX Netflix Inc. 0.10% 6,255 $586K Reduce -44.5%
SCHA Schwab US Small-Cap ETF 0.10% 20,587 $586K Add +1.9%
LOW Lowe's Cos Inc. 0.10% 2,419 $583K Add +56.1%
GLW Corning Inc. 0.10% 6,580 $576K Add +58.5%
PEP Pepsico Inc. 0.10% 4,014 $576K Reduce -4.4%
ADI Analog Devices Inc. 0.10% 2,106 $571K Add +8.4%
AMGN Amgen Inc. 0.10% 1,735 $568K Add +4.9%
SCHB Schwab US Broad Market ETF 0.10% 21,469 $563K Add +0.1%
SGOL Abrdn Physical Gold Shares 0.10% 13,685 $562K Reduce -5.4%
DGS Wisdomtree Em Small Cap 0.10% 9,808 $561K Add +10.4%
UITB Victoryshares Core Intermedi 0.10% 11,847 $561K Add +1.4%
VIOO Vanguard S&P Small-Cap 600 E 0.10% 5,054 $561K Reduce -0.4%
IWD iShares Russell 1000 Value E 0.10% 2,621 $551K No change
VONE Vanguard Russell 1000 0.09% 1,719 $531K No change
VTEB Vanguard Tax-Exempt Bond ETF 0.09% 10,457 $526K Add +63.9%
BLK BlackRock Inc. 0.09% 491 $525K Add +9.8%
EPD Enterprise Products Partners 0.09% 16,367 $525K Add +5.1%
SPSM SS SPDR P S&P 600 Small Cap 0.09% 11,110 $521K Reduce -0.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.09% 4,563 $519K Reduce -0.2%
MP MP Materials Corp. 0.09% 10,249 $518K Reduce -26.4%
IAGG iShares Intl Aggregate Bond 0.09% 10,219 $511K Reduce -0.2%
TOL Toll Brothers Inc. 0.09% 3,770 $510K Add +0.3%
ANET Arista Networks Inc. 0.09% 3,871 $507K Reduce -10.2%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.09% 1,812 $506K Add +0.1%
DE Deere & Co. 0.09% 1,080 $503K Add +2.4%
SCHV Schwab US Large-Cap Value 0.09% 16,737 $496K Reduce -6.3%
MRK Merck & Co. Inc. 0.09% 4,669 $491K Reduce -0.2%
ESGU iShares ESG Aware MSCI USA 0.09% 3,293 $491K Reduce -24.2%
VZ Verizon Communications Inc. 0.09% 11,999 $489K Add +9.7%
PM Philip Morris International 0.09% 3,023 $485K Reduce -2.0%
GS Goldman Sachs Group Inc. 0.09% 545 $479K Add +15.7%
CMI Cummins Inc. 0.08% 919 $469K Add +1.7%
DFUV Dimensional US Marketwide Va 0.08% 9,975 $465K Add +7.3%
SPGP Invesco S&P 500 Garp ETF 0.08% 4,067 $463K Reduce -7.5%
H Hyatt Hotels Corp. Class A 0.08% 2,785 $446K Add +4.6%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.08% 10,299 $445K Reduce -0.5%
SCHD Schwab US DVD Equity ETF 0.08% 16,039 $440K Reduce -1.0%
NOBL Proshares S&P 500 Dividend A 0.08% 4,207 $438K Reduce -2.0%
INTC Intel Corp. 0.08% 11,778 $435K Reduce -8.3%
DGRO iShares Core Dividend Growth 0.08% 6,260 $435K New
DTE DTE Energy Company 0.08% 3,359 $433K Reduce -0.2%
DFE Wisdomtree Eur S/C Dividend 0.08% 6,027 $433K Reduce -0.9%
F Ford Motor Co. filed as FORD MTR CO 0.08% 32,826 $431K Reduce -3.8%
CVX Chevron Corp. 0.08% 2,824 $430K Add +1.1%
HUBB Hubbell Inc. 0.08% 956 $425K Reduce -4.4%
KKR KKR & Co. Inc. 0.08% 3,319 $423K Add +4.1%
CBU Community Financial System I 0.07% 7,291 $419K Reduce -0.0%
ARKK ARK Innovation ETF 0.07% 5,325 $410K Reduce -8.8%
BALT Inn Defined Wealth Shield 0.07% 12,132 $407K New
IXUS iShares Core Intl Stock ETF 0.07% 4,791 $406K Add +6.8%
DSI iShares ESG MSCI KLD 400 ETF 0.07% 3,147 $405K Reduce -3.3%
PEY Invesco High Yield Equity Di 0.07% 19,672 $401K Reduce -0.7%
PLTM Graniteshares Platinum Trust 0.07% 20,290 $400K Add +25.3%
CON Concentra Group Holdings Par 0.07% 20,329 $400K No change
MINT PIMCO Enhanced Short Maturit 0.07% 3,959 $397K New
VNQ Vanguard Real Estate ETF 0.07% 4,485 $397K Reduce -15.6%
C Citigroup Inc. 0.07% 3,382 $395K Add +35.3%
GM General Motors Co. 0.07% 4,831 $393K Reduce -0.1%
IGLB iShares 10+ Year Inv GR Corp. 0.07% 7,577 $382K Reduce -3.6%
TQQQ Proshares Ultrapro QQQ 0.07% 7,250 $382K Add +0.7%
TXN Texas Instruments Inc. 0.07% 2,203 $382K Reduce -0.7%
CWT California Water Service Grp 0.07% 8,800 $381K Reduce -0.6%
O Realty Income Corp. 0.07% 6,709 $378K Add +21.3%
SEM Select Medical Holdings Corp. 0.07% 25,220 $375K No change
WDC Western Digital Corp. 0.07% 2,167 $373K Add +13.2%
GHYB Goldman Sachs Access HY Corp. 0.07% 8,225 $373K Reduce -5.7%
XLY SS Consumer Disc Select Sect 0.07% 3,094 $369K New
OHI Omega Healthcare Investors 0.07% 8,325 $369K Reduce -7.5%
AMAT Applied Materials Inc. 0.07% 1,429 $367K Add +5.9%
HSAI Hesai Group 0.06% 16,073 $360K Reduce -31.9%
PFE Pfizer Inc. 0.06% 14,458 $360K Reduce -1.3%
IDCC Interdigital Inc. 0.06% 1,123 $358K Add +20.4%
SRLN SS Blackstone Sr Loan ETF 0.06% 8,657 $357K No change
FNDX Schwab Fndmntl US LRG Co. ETF 0.06% 13,010 $354K Reduce -0.7%
MOAT Vaneck Morningstar Wide Moat 0.06% 3,366 $349K Reduce -0.2%
DUK Duke Energy Corp. 0.06% 2,968 $348K Add +14.5%
LCTU iShares U.S. Carbon Transiti 0.06% 4,689 $347K No change
FDLO Fidelity Low Volat Fact ETF 0.06% 5,091 $340K Add +0.3%
HON Honeywell International Inc. 0.06% 1,731 $338K Add +2.4%
SHY iShares 1-3 Year Treasury Bo 0.06% 4,068 $337K Add +1.2%
SPMD SS SPDR P S&P 400 Midcap ETF 0.06% 5,810 $336K Reduce -1.8%
OTIS Otis Worldwide Corp. 0.06% 3,823 $334K Reduce -0.8%
IONQ Ionq Inc. 0.06% 7,381 $331K Reduce -8.2%
CL Colgate-Palmolive Co. 0.06% 4,112 $325K Reduce -1.2%
FDVV Fidelity High Dividend ETF 0.06% 5,728 $325K New
XLV SS Health Care Select Sector 0.06% 2,095 $324K Add +20.1%
MDLZ Mondelez International Inc. Class A 0.06% 6,021 $324K Add +12.7%
MUB iShares National Muni Bond E 0.06% 2,994 $321K Add +45.1%
PTLC Pacer Trendpilot US Large Ca 0.06% 5,767 $321K Reduce -0.2%
UBER Uber Technologies Inc. 0.06% 3,918 $320K Add +25.8%
IEF iShares 7-10 Year Treasury B 0.06% 3,325 $320K Add +1.1%
VGM Invesco Trust for Investmen 0.06% 30,703 $318K Add +1.2%
OKLO Oklo Inc. 0.06% 4,432 $318K Reduce -33.2%
MO Altria Group Inc. 0.06% 5,493 $317K Add +24.7%
MKC McCormick & Co.-Non VTG SHRS 0.06% 4,627 $315K Reduce -0.5%
LRCX Lam Research Corp. 0.06% 1,822 $312K New
NSC Norfolk Southern Corp. 0.06% 1,073 $310K Add +2.4%
BA The Boeing Co. 0.06% 1,422 $309K New
FSK FS KKR Capital Corp. 0.05% 20,776 $308K Add +1.5%
VLO Valero Energy Corp. 0.05% 1,888 $307K Reduce -35.5%
ETN Eaton Corp. PLC 0.05% 962 $307K Reduce -7.8%
HRL Hormel Foods Corp. 0.05% 12,859 $305K Reduce -18.6%
IFRA iShares US Infrastructure 0.05% 5,639 $297K Reduce -3.8%
STX Seagate Technology Holdings 0.05% 1,063 $293K Add +3.2%
KR Kroger Co. 0.05% 4,610 $288K Add +0.3%
SUB iShares Short-Term National 0.05% 2,697 $288K Add +7.8%
NOW ServiceNow Inc. 0.05% 1,877 $288K Add +5.5%
STIP iShares 0-5 Year Tips Bond E 0.05% 2,803 $287K No change
TRV The Travelers Cos Inc. 0.05% 986 $286K Add +1.9%
RNG Ringcentral Inc. Class A 0.05% 9,761 $282K Reduce -2.0%
NOC Northrop Grumman Corp. 0.05% 490 $279K New
WFC Wells Fargo & Co. 0.05% 2,994 $279K Add +10.8%
IDXX Idexx Laboratories Inc. 0.05% 408 $276K Add +2.3%
PJAN Innovator U.S. Equity Power 0.05% 5,700 $268K No change
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.05% 3,199 $265K Reduce -0.6%
RGTI Rigetti Computing Inc. 0.05% 11,776 $261K Reduce -15.4%
ET Energy Transfer LP 0.05% 15,765 $260K Add +12.3%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.05% 3,171 $256K Reduce -2.4%
PSA Public Storage 0.05% 984 $255K Reduce -8.7%
XLC SS Comm Select Sector SPDR 0.05% 2,167 $255K Reduce -0.3%
ICVT iShares Convertible Bond ETF 0.04% 2,557 $252K New
XLG Invesco S&P 500 Top 50 ETF 0.04% 4,229 $251K New
COF Capital One Financial Corp. 0.04% 1,028 $249K Add +7.0%
IWR iShares Russell Mid-Cap ETF 0.04% 2,554 $246K New
DNP DNP Select Income Fund Inc. 0.04% 24,508 $245K Reduce -7.4%
TSM Taiwan Semiconductor-SP ADR 0.04% 793 $241K Add +4.5%
WMB Williams Cos Inc. 0.04% 4,008 $241K Add +0.9%
GBTC Grayscale Bitcoin Trust ETF 0.04% 3,495 $239K No change
YINN Direxion DLY Ftse CH BL3X-Ui 0.04% 5,601 $239K Reduce -9.9%
PCT Purecycle Technologies Inc. 0.04% 27,499 $236K Add +20.4%
EMR Emerson Electric Co. 0.04% 1,776 $236K Add +2.5%
QBTS D-Wave Quantum Inc. 0.04% 9,010 $236K Reduce -16.3%
USXF iShares ESG Advance MSCI USA 0.04% 4,086 $235K Add +0.4%
JXN Jackson Financial Inc. Class A 0.04% 2,197 $234K New
THG Hanover Insurance Group Inc./ 0.04% 1,260 $230K No change
RSPT Invesco S&P 500 Equal Weight 0.04% 5,000 $228K No change
PPLT Abrdn Physical Platinum SHRS 0.04% 1,218 $227K New
HWM Howmet Aerospace Inc. 0.04% 1,097 $225K Add +7.2%
KBE SS SPDR S&P Bank ETF 0.04% 3,686 $224K Add +0.0%
RKLB Rocket Lab Corp. 0.04% 3,195 $223K New
MPC Marathon Petroleum Corp. 0.04% 1,367 $222K Add +1.9%
MMU Western Asset Managed Munici 0.04% 21,286 $222K Add +22.9%
BMNR Bitmine Immersion Technologi 0.04% 8,175 $222K New
IDEV iShares Core MSCI Dev MKTS 0.04% 2,689 $222K New
NJR New Jersey Resources Corp. 0.04% 4,795 $221K No change
GOLF Acushnet Holdings Corp. 0.04% 2,754 $220K Reduce -0.7%
RJF Raymond James Financial Inc. 0.04% 1,339 $215K Reduce -1.1%
IDLV Invesco S&P International DE 0.04% 6,180 $210K No change
WM Waste Management Inc. 0.04% 953 $209K Add +2.7%
XLF SS Financial Select Sector 0.04% 3,814 $209K Reduce -40.2%
CARR Carrier Global Corp. 0.04% 3,933 $208K Reduce -0.3%
ASTS Ast Spacemobile Inc. 0.04% 2,856 $207K New
WPC WP Carey Inc. 0.04% 3,216 $207K Reduce -19.2%
OKE Oneok Inc. 0.04% 2,808 $206K New
CLS Celestica Inc. 0.04% 697 $206K New
COP Conocophillips 0.04% 2,199 $206K Reduce -2.2%
PSX Phillips 66 0.04% 1,594 $206K Reduce -4.4%
APH Amphenol Corp. Class A 0.04% 1,517 $205K New
KRE SS SPDR S&P Regional Bank 0.04% 3,144 $204K New
SBUX Starbucks Corp. 0.04% 2,412 $203K New
BE Bloom Energy Corp. Class A 0.04% 2,332 $203K Reduce -27.1%
TLT iShares 20+ Year Treasury BD 0.04% 2,315 $202K Add +1.1%
RL Ralph Lauren Corp. 0.04% 569 $201K New
CEG Constellation Energy 0.04% 569 $201K New
APP AppLovin Corp. Class A 0.04% 297 $200K New
XNEAX Nuveen Amt-FR QLTY Muni Inc. 0.03% 16,549 $192K Add +1.9%
MEGI Nylim CBRE GB Infra Mtrnd TF filed as NYLI CBRE GBL INFR MEGTRNDS 0.03% 13,812 $190K Reduce -5.4%
QS Quantumscape Corp. 0.03% 18,194 $190K Reduce -28.6%
FTCA Franklin Ca Muni Inc. ETF 0.03% 25,420 $186K New
MFIC Midcap Financial Investment 0.02% 11,112 $127K Reduce -0.9%
PBR Petroleo Brasileiro-Spon ADR 0.02% 10,617 $126K No change
NXDT Nexpoint Diversified Real Es 0.02% 23,449 $90K Add +27.2%
IAUX I-80 Gold Corp. 0.01% 31,245 $46K No change
OVID Ovid Therapeutics Inc. 0.00% 10,000 $16K No change
OCEAN POWER TECHNOLOGIES INC 0.00% 17,000 $5K No change
SAFX XCF Global Inc. Class A 0.00% 10,528 $3K New

Options reported separately and not counted above: ALPHABET INC puts ($18.7M), STATE STR SPDR S&P 500 ETF T calls ($289K), ALPHABET INC puts ($219K), AMERICAN AIRLINES GROUP INC calls ($74K).

Portfolio Sells Q3 2025 → Q4 2025

MSFT Microsoft Corp. Reduce -4.7% 1.29% −0.23
QUAL iShares MSCI USA Quality Fac Reduce -51.4% 0.19% −0.21
AAPL Apple Inc. Reduce -8.7% 2.55% −0.20
NFLX Netflix Inc. Reduce -44.5% 0.10% −0.15
K Kellanova Sold out 0.00% −0.12
IVV iShares Core S&P 500 ETF Reduce -1.1% 3.10% −0.12
VTV Vanguard Mrngstr Val ETF-Aui Reduce -0.1% 3.81% −0.10
IUSB Ishr CR Unvrse Usd BD ETF-Ui Reduce -13.9% 0.41% −0.09
MP MP Materials Corp. Reduce -26.4% 0.09% −0.08
OKLO Oklo Inc. Reduce -33.2% 0.06% −0.08
GSY Invesco Ultra Short Duration Reduce -15.5% 0.30% −0.07
NVDA Nvidia Corp. Reduce -0.7% 1.21% −0.07
HSAI Hesai Group Reduce -31.9% 0.06% −0.06
EFG iShares MSCI Eafe Growth ETF Sold out 0.00% −0.06
JPST JPMorgan Ultra-Short Income Reduce -10.2% 0.30% −0.05
T AT&T Inc. Reduce -6.9% 0.16% −0.05
EFV iShares MSCI Eafe Value ETF Reduce -11.7% 0.34% −0.04
CRM Salesforce Inc. Sold out 0.00% −0.04
EFAV iShares MSCI Eafe Min Vol Fa Sold out 0.00% −0.04
AGG iShares Core U.S. Aggregate Reduce -19.9% 0.13% −0.04
SCHX Schwab US Large-Cap ETF Sold out 0.00% −0.04
NEAR iShares SH Dba ETF Usd Inc. Reduce -1.6% 0.54% −0.04
VLO Valero Energy Corp. Reduce -35.5% 0.05% −0.04
SPLV Invesco S&P 500 Low Volatili Sold out 0.00% −0.04
DFAC Dimensional US Core Equity 2 Sold out 0.00% −0.04
CMS CMS Energy Corp. Sold out 0.00% −0.04
IWM iShares Russell 2000 ETF Reduce -13.8% 0.18% −0.04
IONQ Ionq Inc. Reduce -8.2% 0.06% −0.03
VOO Vanguard S&P 500 ETF Reduce -0.3% 1.16% −0.03
IEFA iShares Core MSCI Eafe ETF Reduce -8.3% 0.28% −0.03
GEV GE Vernova Inc. Reduce -17.2% 0.17% −0.03
IWY iShares Russell Top 200 Grow Reduce -4.1% 0.38% −0.03
TBLL Invesco Short Term Treasury Reduce -13.2% 0.15% −0.03
RGTI Rigetti Computing Inc. Reduce -15.4% 0.05% −0.03
ESGU iShares ESG Aware MSCI USA Reduce -24.2% 0.09% −0.03
ANET Arista Networks Inc. Reduce -10.2% 0.09% −0.03
XLF SS Financial Select Sector Reduce -40.2% 0.04% −0.03
IGSB iShares 1-5Y Inv Grade Corp. Reduce -2.6% 0.33% −0.03
VSMV Victoryshares US Min Vol ETF Reduce -10.9% 0.17% −0.03
MGK Vngrd Mrgstr MG CP GR ETF-Ui Reduce -4.2% 0.37% −0.03
DYNF Ishrs US E F R A ETF-Usd Inc. Reduce -3.0% 0.47% −0.03
QS Quantumscape Corp. Reduce -28.6% 0.03% −0.03
SHV iShares 0-1 Year Treasury Bo Reduce -11.1% 0.13% −0.02
IUSG iShares Core S&P U.S. Growth Reduce -1.5% 0.50% −0.02
IVW iShares S&P 500 Growth ETF Reduce -1.9% 0.44% −0.02
ARKK ARK Innovation ETF Reduce -8.8% 0.07% −0.02
SPYG SS SPDR P S&P 500 Growth ETF Reduce -7.2% 0.19% −0.02
YINN Direxion DLY Ftse CH BL3X-Ui Reduce -9.9% 0.04% −0.02
VNQ Vanguard Real Estate ETF Reduce -15.6% 0.07% −0.02
HRL Hormel Foods Corp. Reduce -18.6% 0.05% −0.02

Portfolio Buys Q3 2025 → Q4 2025

USFR Wisdomtree Floating Rate Tre New 0.22% +0.22
PYLD PIMCO Multisector Bond Actv Add +53.0% 0.54% +0.17
AOR iShares Core 60/40 Balanced Add +303.3% 0.22% +0.17
AOA iShares Core 80/20 Aggressiv Add +183.0% 0.25% +0.16
IVE iShares S&P 500 Value ETF Add +42.0% 0.54% +0.15
AOK iShares Core 30/70 Conservat Add +84.0% 0.20% +0.09
VIGI Vanguard Int Div App Indx FD Add +91.8% 0.18% +0.08
KORU Direxion DLY M SK Bull 3X-Ui Add +65.5% 0.13% +0.08
DFIV Dimensional International Va Add +26.2% 0.35% +0.08
DGRO iShares Core Dividend Growth New 0.08% +0.08
BALT Inn Defined Wealth Shield New 0.07% +0.07
MINT PIMCO Enhanced Short Maturit New 0.07% +0.07
XLY SS Consumer Disc Select Sect New 0.07% +0.07
FDVV Fidelity High Dividend ETF New 0.06% +0.06
IEMG iShares Core MSCI Emerging Add +16.1% 0.50% +0.06
LRCX Lam Research Corp. New 0.06% +0.06
BA The Boeing Co. New 0.06% +0.06
IAU iShares Gold Trust Add +17.3% 0.27% +0.05
NOC Northrop Grumman Corp. New 0.05% +0.05
TSLA Tesla Inc. Add +35.5% 0.20% +0.05
JEPI JPMorgan Equity Premium Inco Add +17.8% 0.42% +0.05
UPS United Parcel Service Class B Add +0.2% 0.39% +0.05
ICVT iShares Convertible Bond ETF New 0.04% +0.04
XLG Invesco S&P 500 Top 50 ETF New 0.04% +0.04
IWR iShares Russell Mid-Cap ETF New 0.04% +0.04
JXN Jackson Financial Inc. Class A New 0.04% +0.04
PPLT Abrdn Physical Platinum SHRS New 0.04% +0.04
RKLB Rocket Lab Corp. New 0.04% +0.04
BMNR Bitmine Immersion Technologi New 0.04% +0.04
IDEV iShares Core MSCI Dev MKTS New 0.04% +0.04
GLW Corning Inc. Add +58.5% 0.10% +0.04
TBIL F/M US Treasury 3 Month Bill Add +9.4% 1.05% +0.04
ASTS Ast Spacemobile Inc. New 0.04% +0.04
OKE Oneok Inc. New 0.04% +0.04
CLS Celestica Inc. New 0.04% +0.04
APH Amphenol Corp. Class A New 0.04% +0.04
KRE SS SPDR S&P Regional Bank New 0.04% +0.04
SBUX Starbucks Corp. New 0.04% +0.04
RL Ralph Lauren Corp. New 0.04% +0.04
CEG Constellation Energy New 0.04% +0.04
APP AppLovin Corp. Class A New 0.04% +0.04
VTEB Vanguard Tax-Exempt Bond ETF Add +63.9% 0.09% +0.03
FTCA Franklin Ca Muni Inc. ETF New 0.03% +0.03
CAT Caterpillar Inc. Add +2.5% 0.21% +0.03
LOW Lowe's Cos Inc. Add +56.1% 0.10% +0.03
AMD Advanced Micro Devices Add +2.0% 0.12% +0.03
PLTM Graniteshares Platinum Trust Add +25.3% 0.07% +0.03
VXUS Vanguard Total Intl Stock Add +32.6% 0.11% +0.02
AXP American Express Co. Add +14.4% 0.14% +0.02
WDC Western Digital Corp. Add +13.2% 0.07% +0.02

Options Activity Q3 2025 → Q4 2025

ALPHABET INC put New 89,355 $18.7M
STATE STR SPDR S&P 500 ETF T call New 22,200 $289K
ALPHABET INC put New 20,200 $219K
AMERICAN AIRLINES GROUP INC call New 12,000 $74K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 384$653.7MVEA, VUG, SPY, VTV, QQQ
Q1 2026 362$574.9MVEA, VUG, SPY, VTV, QQQ
Q4 2025 345$561.1MVEA, VUG, SPY, QQQ, VTV
Q3 2025 327$534.1MVEA, VUG, SPY, QQQ, VTV
Q2 2025 313$485.1MVEA, VUG, SPY, QQQ, VTV
Q1 2025 285$434.2MVEA, SPY, VUG, VTV, QQQ
Q4 2024 284$435.6MSPY, VUG, VEA, IVV, QQQ
Q3 2024 282$427.8MSPY, VEA, VUG, IVV, QQQ
Q2 2024 279$401.2MSPY, VUG, VEA, IVV, QQQ
Q1 2024 286$376.8MSPY, VEA, VUG, IVV, QQQ