Sovereign Investment Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Sovereign Investment Advisors, LLC reported 34 stock positions worth $304.9 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 13.6% of the portfolio, followed by Janus Henderson Short Durati (VNLA, 10.7%) and iShares MSCI USA Min Vol Fac (USMV, 8.5%). Compared with Q2 2024, it opened 3 new positions, sold out of 2, added to 17 and reduced 4. The biggest buy was a new position in Alps SMTH Cor BD Plus ETF (SMTH) and the biggest sale Janus Henderson Short Durati (VNLA, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- PHOENIX, AZ
- CIK
- 0001908165
- Portfolio Value
- $304.9M (Q3 2024)
- SEC Filing
- 0001908165-24-000012 ↗ filed Nov 12, 2024
Holdings Value
Holdings 34 stocks · $304.9M
| IVV iShares Core S&P 500 ETF | 13.61% | 71,936 | $41.5M | Add +1.0% |
| VNLA Janus Henderson Short Durati | 10.66% | 662,705 | $32.5M | Reduce -1.5% |
| USMV iShares MSCI USA Min Vol Fac | 8.52% | 284,538 | $26.0M | Reduce -12.1% |
| JAAA Janus Henderson Aaa Clo ETF | 7.19% | 430,824 | $21.9M | Add +20.6% |
| IEFA iShares Core MSCI Eafe ETF | 6.04% | 236,146 | $18.4M | Add +1.8% |
| MPLX MPLX LP | 5.45% | 373,955 | $16.6M | No change |
| BND Vanguard Total Bond Market | 4.40% | 178,699 | $13.4M | Add +2.0% |
| WES Western Midstream Partners L | 3.44% | 274,479 | $10.5M | No change |
| EPD Enterprise Products Partners | 3.17% | 332,382 | $9.7M | No change |
| PAA Plains All Amer Pipeline LP | 3.01% | 528,931 | $9.2M | No change |
| OKE Oneok Inc. | 2.86% | 95,849 | $8.7M | No change |
| VTI VG Morningstar TS MKT ETF-US | 2.85% | 30,660 | $8.7M | Add +0.7% |
| BKGI BNY Mellon GLBL Infra Inc. | 2.67% | 250,797 | $8.2M | No change |
| VMBS Vanguard Mortgage-Backed Sec | 2.51% | 161,871 | $7.6M | Add +2.7% |
| BIV Vanguard Intermediate-Term B | 2.50% | 97,164 | $7.6M | Add +2.1% |
| AGG iShares Core U.S. Aggregate | 2.18% | 65,711 | $6.7M | Add +2.4% |
| SMTH Alps SMTH Cor BD Plus ETF | 2.17% | 250,740 | $6.6M | New |
| LVHD Franklin U.S. Low Volatility | 1.94% | 145,635 | $5.9M | Add +3.1% |
| PSX Phillips 66 | 1.82% | 42,129 | $5.5M | No change |
| TFLO iShares Treasury Floating Ra | 1.75% | 105,167 | $5.3M | Add +3.7% |
| SPLV Invesco S&P 500 Low Volatili | 1.61% | 68,347 | $4.9M | Reduce -12.1% |
| JNK SS SPDR BB High Yield Bond | 1.44% | 44,902 | $4.4M | Add +4.5% |
| IEMG iShares Core MSCI Emerging | 1.43% | 76,069 | $4.4M | Add +0.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.42% | 47,153 | $4.3M | Add +3.5% |
| VXUS Vanguard Total Intl Stock | 1.29% | 60,700 | $3.9M | Add +1.2% |
| TRP TC Energy Corp. | 0.86% | 55,254 | $2.6M | No change |
| SUN Sunoco LP | 0.77% | 43,522 | $2.3M | New |
| ARKK ARK Innovation ETF | 0.62% | 39,583 | $1.9M | Reduce -36.9% |
| IJT iShares S&P Small-Cap 600 GR | 0.53% | 11,511 | $1.6M | Add +0.8% |
| VWO Vanguard Ftse Emerging Marke | 0.43% | 27,227 | $1.3M | Add +0.8% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.35% | 13,532 | $1.1M | No change |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.25% | 9,539 | $766K | Add +2.5% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.14% | 5,430 | $417K | No change |
| DFAS Dimensional US Small Cap ETF | 0.11% | 5,192 | $337K | New |
Portfolio Sells Q2 2024 → Q3 2024
| VNLA Janus Henderson Short Durati | Reduce -1.5% | 10.66% | −1.47 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -12.1% | 8.52% | −0.90 |
| NS Nustar Energy LP | Sold out | 0.00% | −0.76 |
| ARKK ARK Innovation ETF | Reduce -36.9% | 0.62% | −0.61 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -12.1% | 1.61% | −0.21 |
| VGSH Vanguard Short-Term Treasury | Sold out | 0.00% | −0.11 |
Portfolio Buys Q2 2024 → Q3 2024
| SMTH Alps SMTH Cor BD Plus ETF | New | 2.17% | +2.17 |
| IVV iShares Core S&P 500 ETF | Add +1.0% | 13.61% | +0.92 |
| SUN Sunoco LP | New | 0.77% | +0.77 |
| JAAA Janus Henderson Aaa Clo ETF | Add +20.6% | 7.19% | +0.49 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.7% | 2.85% | +0.15 |
| DFAS Dimensional US Small Cap ETF | New | 0.11% | +0.11 |
| LVHD Franklin U.S. Low Volatility | Add +3.1% | 1.94% | +0.03 |
| VWO Vanguard Ftse Emerging Marke | Add +0.8% | 0.43% | +0.01 |
| IEMG iShares Core MSCI Emerging | Add +0.9% | 1.43% | +0.01 |
| IJT iShares S&P Small-Cap 600 GR | Add +0.8% | 0.53% | −0.01 |
| VXUS Vanguard Total Intl Stock | Add +1.2% | 1.29% | −0.01 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +2.5% | 0.25% | −0.02 |
| IEFA iShares Core MSCI Eafe ETF | Add +1.8% | 6.04% | −0.04 |
| JNK SS SPDR BB High Yield Bond | Add +4.5% | 1.44% | −0.08 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +3.5% | 1.42% | −0.13 |
| TFLO iShares Treasury Floating Ra | Add +3.7% | 1.75% | −0.16 |
| AGG iShares Core U.S. Aggregate | Add +2.4% | 2.18% | −0.19 |
| BIV Vanguard Intermediate-Term B | Add +2.1% | 2.50% | −0.21 |
| VMBS Vanguard Mortgage-Backed Sec | Add +2.7% | 2.51% | −0.22 |
| BND Vanguard Total Bond Market | Add +2.0% | 4.40% | −0.40 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 109 | $532.7M | IVV, QQQ, SPY, IEFA, BKGI |
| Q1 2026 | 106 | $472.1M | IVV, BKGI, QQQ, IEFA, SPY |
| Q4 2025 | 39 | $399.8M | IVV, QQQ, IEFA, VNLA, BKGI |
| Q3 2025 | 35 | $366.5M | IVV, USMV, VNLA, IEFA, BKGI |
| Q2 2025 | 36 | $363.6M | IVV, USMV, VNLA, BKGI, IEFA |
| Q1 2025 | 33 | $287.3M | IVV, VNLA, USMV, JAAA, IEFA |
| Q4 2024 | 93 | $336.1M | IVV, VNLA, USMV, MPLX, JAAA |
| Q3 2024 | 34 | $304.9M | IVV, VNLA, USMV, JAAA, IEFA |
| Q2 2024 | 33 | $268.2M | IVV, VNLA, USMV, JAAA, IEFA |
| Q1 2024 | 34 | $289.9M | IVV, VNLA, USMV, JAAA, IEFA |