Sovereign Investment Advisors, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 8, 2025), Sovereign Investment Advisors, LLC reported 33 stock positions worth $287.3 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 13.1% of the portfolio, followed by Janus Henderson Short Durati (VNLA, 11.5%) and iShares MSCI USA Min Vol Fac (USMV, 9.4%). Compared with Q4 2024, it opened 2 new positions, sold out of 62, added to 4 and reduced 19. The biggest buy was Janus Henderson Aaa Clo ETF (JAAA, shares +26%) and the biggest sale Alps SMTH Cor BD Plus ETF (SMTH, shares −85%).
- Most Recent 13F
- Q2 2026
- Location
- PHOENIX, AZ
- CIK
- 0001908165
- Portfolio Value
- $287.3M (Q1 2025)
- SEC Filing
- 0001908165-25-000012 ↗ filed May 8, 2025
Holdings Value
Holdings 33 stocks · $287.3M
| IVV iShares Core S&P 500 ETF | 13.07% | 71,445 | $37.6M | Reduce -7.8% |
| VNLA Janus Henderson Short Durati | 11.46% | 678,998 | $32.9M | Add +0.8% |
| USMV iShares MSCI USA Min Vol Fac | 9.35% | 321,472 | $26.9M | Add +12.4% |
| JAAA Janus Henderson Aaa Clo ETF | 7.57% | 428,541 | $21.7M | Add +26.2% |
| IEFA iShares Core MSCI Eafe ETF | 5.99% | 231,925 | $17.2M | Reduce -3.4% |
| MPLX MPLX LP | 5.41% | 373,955 | $15.5M | No change |
| BND Vanguard Total Bond Market | 4.45% | 176,026 | $12.8M | Reduce -2.4% |
| WES Western Midstream Partners L | 3.40% | 274,479 | $9.8M | No change |
| EPD Enterprise Products Partners | 3.38% | 332,382 | $9.7M | No change |
| PAA Plains All Amer Pipeline LP | 3.23% | 528,931 | $9.3M | No change |
| VTI VG Morningstar TS MKT ETF-US | 2.76% | 30,553 | $7.9M | Reduce -0.9% |
| OKE Oneok Inc. | 2.67% | 95,849 | $7.7M | No change |
| BKGI BNY Mellon GLBL Infra Inc. | 2.53% | 250,797 | $7.3M | Reduce -20.1% |
| VMBS Vanguard Mortgage-Backed Sec | 2.52% | 158,545 | $7.2M | Reduce -3.3% |
| BIV Vanguard Intermediate-Term B | 2.51% | 95,658 | $7.2M | Reduce -2.6% |
| PSX Phillips 66 | 2.40% | 42,129 | $6.9M | No change |
| AGG iShares Core U.S. Aggregate | 2.20% | 64,524 | $6.3M | Reduce -3.0% |
| LVHD Franklin U.S. Low Volatility | 1.83% | 142,652 | $5.3M | Reduce -2.9% |
| TFLO iShares Treasury Floating Ra | 1.81% | 102,328 | $5.2M | Reduce -4.2% |
| SPLV Invesco S&P 500 Low Volatili | 1.79% | 78,036 | $5.1M | Add +13.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 1.47% | 45,941 | $4.2M | Reduce -4.1% |
| JNK SS SPDR BB High Yield Bond | 1.44% | 43,431 | $4.1M | Reduce -5.4% |
| IEMG iShares Core MSCI Emerging | 1.35% | 75,413 | $3.9M | Reduce -2.8% |
| VXUS Vanguard Total Intl Stock | 1.26% | 60,155 | $3.6M | Reduce -2.1% |
| ARKK ARK Innovation ETF | 1.09% | 62,728 | $3.1M | New |
| TRP TC Energy Corp. | 0.77% | 55,254 | $2.2M | No change |
| SMTH Alps SMTH Cor BD Plus ETF | 0.52% | 58,378 | $1.5M | Reduce -84.5% |
| IJT iShares S&P Small-Cap 600 GR | 0.52% | 11,437 | $1.5M | Reduce -0.9% |
| VWO Vanguard Ftse Emerging Marke | 0.39% | 27,044 | $1.1M | Reduce -3.0% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.36% | 13,532 | $1.0M | Reduce -15.6% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.25% | 9,350 | $727K | Reduce -2.8% |
| EFAV iShares MSCI Eafe Min Vol Fa | 0.13% | 5,430 | $385K | No change |
| VGSH Vanguard Short-Term Treasury | 0.10% | 4,874 | $283K | New |
Portfolio Sells Q4 2024 → Q1 2025
| SMTH Alps SMTH Cor BD Plus ETF | Reduce -84.5% | 0.52% | −2.34 |
| AAPL Apple Inc. | Sold out | 0.00% | −0.70 |
| SUN Sunoco LP | Sold out | 0.00% | −0.67 |
| AMZN Amazon.com Inc. | Sold out | 0.00% | −0.56 |
| NVDA Nvidia Corp. | Sold out | 0.00% | −0.52 |
| MSFT Microsoft Corp. | Sold out | 0.00% | −0.50 |
| IVV iShares Core S&P 500 ETF | Reduce -7.8% | 13.07% | −0.50 |
| SYF Synchrony Financial | Sold out | 0.00% | −0.43 |
| GOOG Alphabet Inc. Class C | Sold out | 0.00% | −0.40 |
| BKGI BNY Mellon GLBL Infra Inc. | Reduce -20.1% | 2.53% | −0.28 |
| WFC Wells Fargo & Co. | Sold out | 0.00% | −0.28 |
| NI Nisource Inc. | Sold out | 0.00% | −0.23 |
| BRK.B Berkshire Hathaway Inc. Class B | Sold out | 0.00% | −0.22 |
| PG The Procter & Gamble Co. | Sold out | 0.00% | −0.22 |
| SPGI S&P Global Inc. | Sold out | 0.00% | −0.20 |
| URI United Rentals Inc. | Sold out | 0.00% | −0.19 |
| CDNS Cadence Design SYS Inc. | Sold out | 0.00% | −0.18 |
| MPWR Monolithic Power Systems Inc. | Sold out | 0.00% | −0.17 |
| ABBV Abbvie Inc. | Sold out | 0.00% | −0.17 |
| JPM JPMorgan Chase & Co. | Sold out | 0.00% | −0.17 |
| COF Capital One Financial Corp. | Sold out | 0.00% | −0.14 |
| T AT&T Inc. | Sold out | 0.00% | −0.14 |
| JNJ Johnson & Johnson | Sold out | 0.00% | −0.14 |
| GOOGL Alphabet Inc. Class A | Sold out | 0.00% | −0.14 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.13 |
| ADBE Adobe Inc. | Sold out | 0.00% | −0.12 |
| AMAT Applied Materials Inc. | Sold out | 0.00% | −0.12 |
| MPC Marathon Petroleum Corp. | Sold out | 0.00% | −0.12 |
| ALL Allstate Corp. | Sold out | 0.00% | −0.12 |
| TXT Textron Inc. | Sold out | 0.00% | −0.11 |
| TSLA Tesla Inc. | Sold out | 0.00% | −0.11 |
| EMR Emerson Electric Co. | Sold out | 0.00% | −0.11 |
| CAH Cardinal Health Inc. | Sold out | 0.00% | −0.11 |
| ORLY O'reilly Automotive Inc. | Sold out | 0.00% | −0.11 |
| PSA Public Storage | Sold out | 0.00% | −0.11 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.10 |
| KR Kroger Co. | Sold out | 0.00% | −0.10 |
| DFAS Dimensional US Small Cap ETF | Sold out | 0.00% | −0.10 |
| CCL Carnival Corp. | Sold out | 0.00% | −0.10 |
| VST Vistra Corp. | Sold out | 0.00% | −0.10 |
| CRWD CrowdStrike Holdings Inc. Class A | Sold out | 0.00% | −0.10 |
| BKR Baker Hughes Co. | Sold out | 0.00% | −0.09 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −0.09 |
| CTVA Corteva Inc. | Sold out | 0.00% | −0.09 |
| BMY Bristol-Myers Squibb Co. | Sold out | 0.00% | −0.09 |
| ELV Elevance Health Inc. | Sold out | 0.00% | −0.08 |
| CSX CSX Corp. | Sold out | 0.00% | −0.08 |
| SOBO South Bow Corp. | Sold out | 0.00% | −0.08 |
| GILD Gilead Sciences Inc. | Sold out | 0.00% | −0.08 |
| DFS Discover Financial Services | Sold out | 0.00% | −0.07 |
Portfolio Buys Q4 2024 → Q1 2025
| JAAA Janus Henderson Aaa Clo ETF | Add +26.2% | 7.57% | +2.44 |
| USMV iShares MSCI USA Min Vol Fac | Add +12.4% | 9.35% | +1.80 |
| VNLA Janus Henderson Short Durati | Add +0.8% | 11.46% | +1.66 |
| ARKK ARK Innovation ETF | New | 1.09% | +1.09 |
| SPLV Invesco S&P 500 Low Volatili | Add +13.9% | 1.79% | +0.36 |
| VGSH Vanguard Short-Term Treasury | New | 0.10% | +0.10 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 109 | $532.7M | IVV, QQQ, SPY, IEFA, BKGI |
| Q1 2026 | 106 | $472.1M | IVV, BKGI, QQQ, IEFA, SPY |
| Q4 2025 | 39 | $399.8M | IVV, QQQ, IEFA, VNLA, BKGI |
| Q3 2025 | 35 | $366.5M | IVV, USMV, VNLA, IEFA, BKGI |
| Q2 2025 | 36 | $363.6M | IVV, USMV, VNLA, BKGI, IEFA |
| Q1 2025 | 33 | $287.3M | IVV, VNLA, USMV, JAAA, IEFA |
| Q4 2024 | 93 | $336.1M | IVV, VNLA, USMV, MPLX, JAAA |
| Q3 2024 | 34 | $304.9M | IVV, VNLA, USMV, JAAA, IEFA |
| Q2 2024 | 33 | $268.2M | IVV, VNLA, USMV, JAAA, IEFA |
| Q1 2024 | 34 | $289.9M | IVV, VNLA, USMV, JAAA, IEFA |