Alps SMTH Cor BD Plus ETFSMTHETF
13F holders, Q2 2026 (June 30)At the end of Q2 2026, 84 institutions reported holding Alps SMTH Cor BD Plus ETF (SMTH) in their 13F filings, up 2 from Q1 2026. 11 opened new positions and 9 sold out. The largest holders were Wealth Enhancement Advisory Services, LLC ($1.3B), Annex Advisory Services, LLC ($237.8M) and Shufro Rose & Co. LLC ($136.4M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).
- Company
- Alps SMTH Cor BD Plus ETF
- Filed as
- ALPS ETF TR (Q2 2026)
- CUSIP
- 00162Q346
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q1 2026 → Q2 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 11 | $3.8M |
| Exits | 9 | $3.5M |
All 13F filers, Q1 2026 → Q2 2026: 14,068,861 shares bought and 609,967 shares sold, net +13,458,894 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 84 holders
| Wealth Enhancement Advisory Services, LLC | 2.11% | Add +18.1% | 49,724,983 | $1.3B |
| Annex Advisory Services, LLC | 4.06% | Add +14.6% | 9,237,012 | $237.8M |
| Shufro Rose & Co. LLC | 7.85% | Add +3.8% | 5,299,519 | $136.4M |
| Trilogy Capital Inc. | 4.20% | Add +115.3% | 4,184,387 | $107.7M |
| Stratos Investment Management, LLC | 3.05% | Reduce -4.3% | 3,279,310 | $84.4M |
| Bank of New York Mellon Corp | 0.01% | Add +2.3% | 2,257,775 | $58.1M |
| Lineweaver Wealth Advisors, LLC | 4.83% | Add +7.8% | 1,579,639 | $40.7M |
| Bank of America Corp. | 0.00% | Add +1140.2% | 1,441,110 | $37.1M |
| Hamilton Wealth, LLC | 6.31% | Add +0.8% | 1,336,672 | $34.4M |
| Level Four Advisory Services, LLC | 0.91% | Add +1.4% | 1,255,537 | $32.3M |
| Thrivent Financial for Lutherans | 0.04% | Add +33.4% | 976,388 | $25.1M |
| Meridian Wealth Management, LLC | 0.74% | Add +8.0% | 923,625 | $23.8M |
| Vise Technologies, Inc. | 0.23% | Add +70.2% | 790,997 | $20.4M |
| Adapt Wealth Advisors, LLC | 5.75% | Reduce -5.4% | 682,887 | $17.6M |
| Traction Financial Partners, LLC | 9.26% | Add +0.0% | 677,300 | $17.4M |
| Principle Wealth Partners LLC | 0.82% | Reduce -5.0% | 642,470 | $16.5M |
| NorthCrest Asset Manangement, LLC | 0.37% | Add +5.2% | 557,618 | $14.3M |
| Guardian Financial Partners, LLC | 5.31% | Add +6.9% | 529,672 | $13.6M |
| Sentinel Pension Advisors, LLC | 1.61% | Add +9.9% | 481,227 | $12.3M |
| World Investment Advisors | 0.19% | No change | 436,043 | $11.2M |
| Old Port Advisors | 2.19% | Add +11.7% | 431,023 | $11.1M |
| Ethos Financial Group, LLC | 0.73% | Add +42.4% | 424,943 | $10.9M |
| Prasad Wealth Partners, LLC | 2.35% | Reduce -5.1% | 378,849 | $9.8M |
| Sovereign Investment Advisors, LLC | 1.81% | No change | 373,742 | $9.6M |
| Gallacher Capital Management LLC | 4.47% | Reduce -18.5% | 309,268 | $8.0M |
| Nixon Peabody Trust Co. | 0.56% | Add +6.1% | 306,809 | $7.9M |
| Tenzing Financial LLC | 5.14% | Reduce -0.6% | 291,152 | $7.5M |
| Sbe LLC Dba Cedar Cove Wealth Partners | 3.44% | Add +30.2% | 284,270 | $7.3M |
| Spectrum Investment Advisors, Inc. | 2.59% | Add +26.6% | 246,241 | $6.3M |
| Riverbend Wealth Management, LLC | 2.22% | Reduce -12.6% | 169,716 | $4.4M |
| Raymond James Financial Inc. | 0.00% | Add +12.5% | 159,183 | $4.1M |
| LPL Financial LLC | 0.00% | Reduce -2.6% | 131,627 | $3.4M |
| Alps Advisors Inc. | 0.02% | Reduce -11.1% | 131,117 | $3.4M |
| Blue Line Capital, LLC / IL | 2.39% | Add +22.7% | 107,187 | $2.8M |
| Crestwood Advisors Group, LLC | 0.04% | Add +17.4% | 107,036 | $2.8M |
| First Foundation Advisors | 0.10% | Reduce -8.7% | 104,582 | $2.7M |
| Citadel Advisors | 0.00% | Add +2.3% | 96,686 | $2.5M |
| Fermata Advisors, LLC | 0.42% | Reduce -2.6% | 80,196 | $2.1M |
| Arsenal Capital Advisors LLC | 1.05% | Reduce -12.7% | 69,082 | $1.8M |
| Tidal Investments LLC | 0.00% | Add +9.9% | 66,900 | $1.7M |
| Mgo One Seven LLC | 0.03% | New | 64,514 | $1.7M |
| JPMorgan Chase & Co. | 0.00% | Add +42.6% | 56,672 | $1.5M |
| Wells Fargo & Company | 0.00% | Reduce -46.7% | 34,679 | $893K |
| Envestnet Asset Management Inc. | 0.00% | Reduce -0.9% | 34,290 | $883K |
| Legacy Capital Wealth Partners, LLC | 0.17% | No change | 33,627 | $866K |
| Wealth Enhancement Trust Services, Inc. | 0.09% | Add +2.1% | 31,194 | $803K |
| Integras Partners LLC | 0.41% | New | 28,913 | $744K |
| G&S Capital LLC | 0.22% | Reduce -25.5% | 28,910 | $744K |
| Apollon Wealth Management, LLC | 0.01% | Reduce -3.8% | 25,700 | $662K |
| Concurrent Investment Advisors, LLC | 0.01% | Add +59.9% | 24,278 | $625K |
| Coastal Bridge Advisors, LLC | 0.04% | Add +0.2% | 24,048 | $619K |
| Osaic Holdings, Inc. | 0.00% | Add +1.1% | 23,410 | $603K |
| Commonwealth Equity Services, LLC | 0.00% | Reduce -5.2% | 23,260 | $599K |
| Signal Advisors Wealth, LLC | 0.03% | Reduce -60.4% | 22,444 | $578K |
| Royal Bank of Canada | 0.00% | New | 22,263 | $573K |
| AQR Capital Management | 0.00% | Add +17.7% | 21,198 | $546K |
| Triumph Capital Management | 0.10% | Reduce -40.6% | 20,996 | $540K |
| Arax Advisory Partners | 0.00% | Add +0.2% | 19,942 | $513K |
| Morgan Stanley | 0.00% | Reduce -2.4% | 16,772 | $432K |
| Quantinno Capital Management LP | 0.00% | Add +101.3% | 16,142 | $415K |
| Kestra Advisory Services, LLC | 0.00% | Reduce -18.6% | 13,180 | $339K |
| Tribridge Partners Financial LLC | 0.13% | No change | 12,791 | $324K |
| Summit Financial, LLC | 0.00% | Add +6.4% | 11,396 | $293K |
| Appleton Partners Inc. | 0.02% | New | 10,000 | $257K |
| Strategic Financial Concepts, LLC | 0.07% | Reduce -3.7% | 9,259 | $238K |
| Stifel Financial Corp. | 0.00% | Reduce -11.9% | 8,821 | $227K |
| Susquehanna International Group, LLP | 0.00% | New | 8,048 | $207K |
| Two Sigma Securities, LLC | 0.02% | New | 7,953 | $205K |
| Fifth Third Bancorp | 0.00% | No change | 7,486 | $193K |
| BlackRock, Inc. | 0.00% | New | 4,796 | $123K |
| Johnson Financial Group, Inc. | 0.00% | No change | 2,087 | $54K |
| Farther Finance Advisors, LLC | 0.00% | New | 1,095 | $28K |
| Franklin Resources Inc. | 0.00% | No change | 934 | $24K |
| Security National Bank of Sioux City Iowa | 0.01% | New | 680 | $18K |
| Family Capital Trust Co | 0.01% | No change | 633 | $16K |
| AE Wealth Management LLC | 0.00% | Reduce -0.2% | 630 | $16K |
| Meramec Financial Planners, LLC | 0.01% | New | 624 | $16K |
| Signature Resources Capital Management, LLC | 0.00% | No change | 414 | $11K |
| Operose Advisors LLC | 0.00% | No change | 256 | $7K |
| FWL Investment Management, LLC | 0.00% | No change | 178 | $5K |
| Golden State Wealth Management, LLC | 0.00% | New | 72 | $2K |
| Assetmark, Inc. | 0.00% | Reduce -41.7% | 56 | $1K |
| Allworth Financial LP | 0.00% | No change | 36 | $927 |
| Smartleaf Asset Management LLC | 0.00% | No change | 5 | $129 |
"% of holder's portfolio" is SMTH's weight in each manager's 13F, not the share of Alps SMTH Cor BD Plus ETF the manager owns.