Alps SMTH Cor BD Plus ETFSMTHETF

13F holders, Q2 2026 (June 30)
84holders +2
11new positions
9sold out
2famous investors
$25.50avg. 13F price*

At the end of Q2 2026, 84 institutions reported holding Alps SMTH Cor BD Plus ETF (SMTH) in their 13F filings, up 2 from Q1 2026. 11 opened new positions and 9 sold out. The largest holders were Wealth Enhancement Advisory Services, LLC ($1.3B), Annex Advisory Services, LLC ($237.8M) and Shufro Rose & Co. LLC ($136.4M). 2 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).

Company
Alps SMTH Cor BD Plus ETF
Filed as
ALPS ETF TR (Q2 2026)
CUSIP
00162Q346
Latest filing quarter
Q2 2026

History

Number of 13F holders

020406080100 Q1 2024: 17Q1 2024Q2 2024: 24Q2 2024Q3 2024: 29Q3 2024Q4 2024: 48Q4 2024Q1 2025: 59Q1 2025Q2 2025: 63Q2 2025Q3 2025: 71Q3 2025Q4 2025: 79Q4 2025Q1 2026: 82Q1 2026Q2 2026: 84Q2 2026

Total Exit/New Position Q1 2026 → Q2 2026

InstitutionsTotal Value
New Positions11$3.8M
Exits9$3.5M

All 13F filers, Q1 2026 → Q2 2026: 14,068,861 shares bought and 609,967 shares sold, net +13,458,894 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 84 holders

Wealth Enhancement Advisory Services, LLC 2.11% Add +18.1% 49,724,983 $1.3B
Annex Advisory Services, LLC 4.06% Add +14.6% 9,237,012 $237.8M
Shufro Rose & Co. LLC 7.85% Add +3.8% 5,299,519 $136.4M
Trilogy Capital Inc. 4.20% Add +115.3% 4,184,387 $107.7M
Stratos Investment Management, LLC 3.05% Reduce -4.3% 3,279,310 $84.4M
Bank of New York Mellon Corp 0.01% Add +2.3% 2,257,775 $58.1M
Lineweaver Wealth Advisors, LLC 4.83% Add +7.8% 1,579,639 $40.7M
Bank of America Corp. 0.00% Add +1140.2% 1,441,110 $37.1M
Hamilton Wealth, LLC 6.31% Add +0.8% 1,336,672 $34.4M
Level Four Advisory Services, LLC 0.91% Add +1.4% 1,255,537 $32.3M
Thrivent Financial for Lutherans 0.04% Add +33.4% 976,388 $25.1M
Meridian Wealth Management, LLC 0.74% Add +8.0% 923,625 $23.8M
Vise Technologies, Inc. 0.23% Add +70.2% 790,997 $20.4M
Adapt Wealth Advisors, LLC 5.75% Reduce -5.4% 682,887 $17.6M
Traction Financial Partners, LLC 9.26% Add +0.0% 677,300 $17.4M
Principle Wealth Partners LLC 0.82% Reduce -5.0% 642,470 $16.5M
NorthCrest Asset Manangement, LLC 0.37% Add +5.2% 557,618 $14.3M
Guardian Financial Partners, LLC 5.31% Add +6.9% 529,672 $13.6M
Sentinel Pension Advisors, LLC 1.61% Add +9.9% 481,227 $12.3M
World Investment Advisors 0.19% No change 436,043 $11.2M
Old Port Advisors 2.19% Add +11.7% 431,023 $11.1M
Ethos Financial Group, LLC 0.73% Add +42.4% 424,943 $10.9M
Prasad Wealth Partners, LLC 2.35% Reduce -5.1% 378,849 $9.8M
Sovereign Investment Advisors, LLC 1.81% No change 373,742 $9.6M
Gallacher Capital Management LLC 4.47% Reduce -18.5% 309,268 $8.0M
Nixon Peabody Trust Co. 0.56% Add +6.1% 306,809 $7.9M
Tenzing Financial LLC 5.14% Reduce -0.6% 291,152 $7.5M
Sbe LLC Dba Cedar Cove Wealth Partners 3.44% Add +30.2% 284,270 $7.3M
Spectrum Investment Advisors, Inc. 2.59% Add +26.6% 246,241 $6.3M
Riverbend Wealth Management, LLC 2.22% Reduce -12.6% 169,716 $4.4M
Raymond James Financial Inc. 0.00% Add +12.5% 159,183 $4.1M
LPL Financial LLC 0.00% Reduce -2.6% 131,627 $3.4M
Alps Advisors Inc. 0.02% Reduce -11.1% 131,117 $3.4M
Blue Line Capital, LLC / IL 2.39% Add +22.7% 107,187 $2.8M
Crestwood Advisors Group, LLC 0.04% Add +17.4% 107,036 $2.8M
First Foundation Advisors 0.10% Reduce -8.7% 104,582 $2.7M
Citadel Advisors 0.00% Add +2.3% 96,686 $2.5M
Fermata Advisors, LLC 0.42% Reduce -2.6% 80,196 $2.1M
Arsenal Capital Advisors LLC 1.05% Reduce -12.7% 69,082 $1.8M
Tidal Investments LLC 0.00% Add +9.9% 66,900 $1.7M
Mgo One Seven LLC 0.03% New 64,514 $1.7M
JPMorgan Chase & Co. 0.00% Add +42.6% 56,672 $1.5M
Wells Fargo & Company 0.00% Reduce -46.7% 34,679 $893K
Envestnet Asset Management Inc. 0.00% Reduce -0.9% 34,290 $883K
Legacy Capital Wealth Partners, LLC 0.17% No change 33,627 $866K
Wealth Enhancement Trust Services, Inc. 0.09% Add +2.1% 31,194 $803K
Integras Partners LLC 0.41% New 28,913 $744K
G&S Capital LLC 0.22% Reduce -25.5% 28,910 $744K
Apollon Wealth Management, LLC 0.01% Reduce -3.8% 25,700 $662K
Concurrent Investment Advisors, LLC 0.01% Add +59.9% 24,278 $625K
Coastal Bridge Advisors, LLC 0.04% Add +0.2% 24,048 $619K
Osaic Holdings, Inc. 0.00% Add +1.1% 23,410 $603K
Commonwealth Equity Services, LLC 0.00% Reduce -5.2% 23,260 $599K
Signal Advisors Wealth, LLC 0.03% Reduce -60.4% 22,444 $578K
Royal Bank of Canada 0.00% New 22,263 $573K
AQR Capital Management 0.00% Add +17.7% 21,198 $546K
Triumph Capital Management 0.10% Reduce -40.6% 20,996 $540K
Arax Advisory Partners 0.00% Add +0.2% 19,942 $513K
Morgan Stanley 0.00% Reduce -2.4% 16,772 $432K
Quantinno Capital Management LP 0.00% Add +101.3% 16,142 $415K
Kestra Advisory Services, LLC 0.00% Reduce -18.6% 13,180 $339K
Tribridge Partners Financial LLC 0.13% No change 12,791 $324K
Summit Financial, LLC 0.00% Add +6.4% 11,396 $293K
Appleton Partners Inc. 0.02% New 10,000 $257K
Strategic Financial Concepts, LLC 0.07% Reduce -3.7% 9,259 $238K
Stifel Financial Corp. 0.00% Reduce -11.9% 8,821 $227K
Susquehanna International Group, LLP 0.00% New 8,048 $207K
Two Sigma Securities, LLC 0.02% New 7,953 $205K
Fifth Third Bancorp 0.00% No change 7,486 $193K
BlackRock, Inc. 0.00% New 4,796 $123K
Johnson Financial Group, Inc. 0.00% No change 2,087 $54K
Farther Finance Advisors, LLC 0.00% New 1,095 $28K
Franklin Resources Inc. 0.00% No change 934 $24K
Security National Bank of Sioux City Iowa 0.01% New 680 $18K
Family Capital Trust Co 0.01% No change 633 $16K
AE Wealth Management LLC 0.00% Reduce -0.2% 630 $16K
Meramec Financial Planners, LLC 0.01% New 624 $16K
Signature Resources Capital Management, LLC 0.00% No change 414 $11K
Operose Advisors LLC 0.00% No change 256 $7K
FWL Investment Management, LLC 0.00% No change 178 $5K
Golden State Wealth Management, LLC 0.00% New 72 $2K
Assetmark, Inc. 0.00% Reduce -41.7% 56 $1K
Allworth Financial LP 0.00% No change 36 $927
Smartleaf Asset Management LLC 0.00% No change 5 $129

"% of holder's portfolio" is SMTH's weight in each manager's 13F, not the share of Alps SMTH Cor BD Plus ETF the manager owns.