Sovereign Investment Advisors, LLC

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 14, 2026), Sovereign Investment Advisors, LLC reported 109 stock positions worth $532.7 million. Its top holding was iShares Core S&P 500 ETF (IVV) at 12.8% of the portfolio, followed by Invesco QQQ Trust Series 1 (QQQ, 7.1%) and SS SPDR S&P 500 ETF Trust-US (SPY, 6.9%). Compared with Q1 2026, it opened 12 new positions, sold out of 9, added to 36 and reduced 13. The biggest buy was Vanguard Russell 3000 (VTHR, shares +2940%) and the biggest sale an exit from iShares S&P 500 Growth ETF (IVW).

Most Recent 13F
Q2 2026
Location
PHOENIX, AZ
CIK
0001908165
Portfolio Value
$532.7M (Q2 2026)
SEC Filing
0001908165-26-000009 ↗ filed Aug 14, 2026

Holdings Value

0$200.0M$400.0M$600.0M Q1 2024: $289.9M Q1 2024 Q2 2024: $268.2M Q2 2024 Q3 2024: $304.9M Q3 2024 Q4 2024: $336.1M Q4 2024 Q1 2025: $287.3M Q1 2025 Q2 2025: $363.6M Q2 2025 Q3 2025: $366.5M Q3 2025 Q4 2025: $399.8M Q4 2025 Q1 2026: $472.1M Q1 2026 Q2 2026: $532.7M $532.7M Q2 2026

Holdings 109 stocks · $532.7M
IVV iShares Core S&P 500 ETF 12.85% 91,398 $68.4M Add +0.3%
QQQ Invesco QQQ Trust Series 1 7.13% 51,500 $38.0M Reduce -1.6%
SPY SS SPDR S&P 500 ETF Trust-US 6.91% 49,146 $36.8M Add +19.3%
IEFA iShares Core MSCI Eafe ETF 5.92% 326,439 $31.5M Add +1.6%
BKGI BNY Mellon GLBL Infra Inc. 5.88% 696,182 $31.3M Reduce -6.8%
VNLA Janus Henderson Short Durati 5.02% 545,365 $26.8M Add +0.6%
VTHR Vanguard Russell 3000 4.21% 67,720 $22.4M Add +2939.5%
IDEV iShares Core MSCI Dev MKTS 4.09% 245,035 $21.8M Add +53.6%
MPLX MPLX LP 3.95% 373,955 $21.1M No change
BND Vanguard Total Bond Market 2.74% 198,831 $14.6M Add +14.0%
USMV iShares MSCI USA Min Vol Fac 2.72% 149,994 $14.5M Reduce -6.6%
IEMG iShares Core MSCI Emerging 2.60% 167,158 $13.8M Reduce -13.6%
EPD Enterprise Products Partners 2.29% 332,382 $12.2M No change
WES Western Midstream Partners L 2.25% 274,479 $12.0M No change
PAA Plains All Amer Pipeline LP 2.21% 528,931 $11.8M No change
VTI VG Morningstar TS MKT ETF-US 2.16% 31,078 $11.5M Add +0.3%
SMTH Alps SMTH Cor BD Plus ETF 1.81% 373,742 $9.6M No change
JAAA Janus Henderson Aaa Clo ETF 1.73% 181,410 $9.2M Reduce -1.3%
OKE Oneok Inc. 1.56% 95,849 $8.3M No change
VMBS Vanguard Mortgage-Backed Sec 1.53% 173,909 $8.1M Add +1.0%
EMXC iShares MSCI Emr MRK Ex Chna 1.39% 72,632 $7.4M Reduce -3.7%
IJH iShares Core S&P Midcap ETF 1.36% 93,739 $7.2M Reduce -0.5%
PSX Phillips 66 1.34% 42,129 $7.1M No change
AGG iShares Core U.S. Aggregate 1.31% 70,318 $7.0M Add +1.0%
LVHD Franklin U.S. Low Volatility 1.28% 154,793 $6.8M Add +0.8%
BIV Vanguard Intermediate-Term B 1.26% 87,243 $6.7M Add +1.1%
BIL SS SPDR BB 1-3M T-Bill ETF 1.01% 58,855 $5.4M Reduce -9.1%
VXUS Vanguard Total Intl Stock 0.97% 60,482 $5.2M Add +0.4%
JNK SS SPDR BB High Yield Bond 0.91% 50,383 $4.9M Add +1.6%
TRP TC Energy Corp. 0.69% 55,254 $3.7M No change
SPLV Invesco S&P 500 Low Volatili 0.57% 40,458 $3.0M Add +0.6%
SUN Sunoco LP 0.55% 43,522 $2.9M No change
MBB iShares MBS ETF 0.44% 24,800 $2.3M Add +22.2%
IJT iShares S&P Small-Cap 600 GR 0.39% 11,684 $2.1M Add +0.1%
VWO Vanguard Ftse Emerging Marke 0.32% 28,704 $1.7M Add +0.1%
VCSH Vanguard S/T Corp. Bond ETF 0.29% 19,667 $1.6M No change
EEM iShares MSCI Emerging Market 0.26% 20,337 $1.4M Add +185.9%
JELH JH Eq Linked High Inc. ETF 0.23% 48,422 $1.2M New
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.19% 22,236 $1.0M No change
AVGO Broadcom Inc. 0.19% 2,676 $1.0M Add +1.9%
JPM JPMorgan Chase & Co. 0.17% 2,790 $913K No change
GOOGL Alphabet Inc. Class A 0.17% 2,499 $893K Reduce -9.1%
NVDA Nvidia Corp. 0.15% 3,971 $795K Add +8.2%
IVOO Vanguard S&P Mid-Cap 400 ETF 0.15% 5,934 $774K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.14% 8,880 $765K No change
AEP American Electric Power 0.14% 5,549 $759K Add +2.8%
RTX RTX Corp. 0.14% 3,985 $756K Add +2.6%
AMD Advanced Micro Devices 0.14% 1,250 $726K Reduce -18.0%
MSFT Microsoft Corp. 0.13% 1,870 $698K No change
ABBV Abbvie Inc. 0.13% 2,760 $695K Add +42.3%
EMR Emerson Electric Co. 0.13% 4,661 $667K No change
AAPL Apple Inc. 0.12% 2,289 $662K Add +32.2%
INTC Intel Corp. 0.12% 4,547 $635K Reduce -8.1%
TLT iShares 20+ Year Treasury BD 0.11% 7,050 $609K No change
WMT Walmart Inc. 0.11% 5,197 $589K Add +2.0%
DFAS Dimensional US Small Cap ETF 0.11% 6,862 $565K No change
ADI Analog Devices Inc. 0.10% 1,368 $543K No change
AMZN Amazon.com Inc. 0.10% 2,244 $535K Reduce -61.9%
GE General Electric filed as GE AEROSPACE 0.10% 1,414 $528K No change
JEPI JPMorgan Equity Premium Inco 0.10% 9,327 $527K Add +31.7%
GLW Corning Inc. 0.10% 2,040 $521K No change
LIN Linde PLC 0.10% 1,003 $520K No change
PANW Palo Alto Networks Inc. 0.10% 1,508 $514K Add +9.0%
META Meta Platforms Inc. Class A 0.09% 879 $495K Add +6.0%
MS Morgan Stanley 0.09% 2,350 $491K New
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.09% 6,053 $484K Add +0.9%
CAT Caterpillar Inc. 0.09% 452 $481K Reduce -10.0%
ROK Rockwell Automation Inc. 0.08% 883 $437K No change
TSM Taiwan Semiconductor-SP ADR 0.08% 875 $419K No change
GS Goldman Sachs Group Inc. 0.08% 410 $415K No change
KRE SS SPDR S&P Regional Bank 0.08% 5,424 $406K No change
JNJ Johnson & Johnson 0.08% 1,587 $403K No change
SOBO South Bow Corp. 0.07% 11,049 $395K No change
NEE Nextera Energy Inc. 0.07% 4,411 $387K No change
PH Parker Hannifin Corp. 0.07% 376 $368K No change
COST Costco Wholesale Corp. 0.07% 383 $358K Add +35.3%
O Realty Income Corp. 0.07% 5,732 $357K No change
ATO Atmos Energy Corp. 0.06% 2,006 $346K No change
WEC WEC Energy Group Inc. 0.06% 2,937 $343K No change
SO The Southern Co. 0.06% 3,277 $314K No change
CB Chubb Ltd. 0.06% 907 $310K Add +12.4%
LLY Eli Lilly & Co. 0.06% 257 $308K Add +6.2%
MCD McDonald's Corp. 0.06% 1,120 $303K No change
DUK Duke Energy Corp. 0.05% 2,268 $287K No change
MRK Merck & Co. Inc. 0.05% 2,200 $285K No change
TXN Texas Instruments Inc. 0.05% 925 $276K New
AFL Aflac Inc. 0.05% 2,305 $270K No change
V Visa Inc. Class A 0.05% 777 $267K New
TQQQ Proshares Ultrapro QQQ 0.05% 3,232 $262K New
TGT Target Corp. 0.05% 2,000 $261K New
KO The Coca-Cola Co. 0.05% 3,141 $257K No change
ORLY O'reilly Automotive Inc. 0.05% 2,790 $257K No change
PM Philip Morris International 0.05% 1,350 $246K No change
RSP Invesco S&P 500 Equal Weight 0.05% 1,143 $243K No change
VZ Verizon Communications Inc. 0.04% 5,528 $234K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.04% 982 $234K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.04% 1,519 $230K Add +7.0%
NFLX Netflix Inc. 0.04% 3,220 $230K Add +8.4%
ITW Illinois Tool Works 0.04% 843 $229K No change
VB Vanguard Most SM-Cap ETF-Usd 0.04% 742 $225K New
PG The Procter & Gamble Co. 0.04% 1,533 $225K No change
ISRG Intuitive Surgical Inc. 0.04% 543 $216K Add +10.1%
CVX Chevron Corp. 0.04% 1,281 $212K No change
SNOW Snowflake Inc. 0.04% 823 $209K New
USB US Bancorp 0.04% 3,422 $208K New
VLO Valero Energy Corp. 0.04% 800 $208K New
PLD Prologis Inc. 0.04% 1,500 $203K New
BLK BlackRock Inc. 0.04% 210 $202K No change
EMNT PIMCO Enhcd St M-Active ESG 0.04% 2,026 $200K New

Portfolio Sells Q1 2026 → Q2 2026
IVW iShares S&P 500 Growth ETF Sold out 0.00% −2.01
BKGI BNY Mellon GLBL Infra Inc. Reduce -6.8% 5.88% −1.17
USMV iShares MSCI USA Min Vol Fac Reduce -6.6% 2.72% −0.44
IEMG iShares Core MSCI Emerging Reduce -13.6% 2.60% −0.26
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -9.1% 1.01% −0.24
JAAA Janus Henderson Aaa Clo ETF Reduce -1.3% 1.73% −0.24
AMZN Amazon.com Inc. Reduce -61.9% 0.10% −0.16
XOM Exxon Mobil Corp. Sold out 0.00% −0.14
LMT Lockheed Martin Corp. Sold out 0.00% −0.05
BRK.B Berkshire Hathaway Inc. Class B Sold out 0.00% −0.05
QCOM Qualcomm Inc. Sold out 0.00% −0.05
IBM Intl Business Machines Corp. Sold out 0.00% −0.05
PEP Pepsico Inc. Sold out 0.00% −0.05
SLB SLB Ltd. Sold out 0.00% −0.04
SYK Stryker Corp. Sold out 0.00% −0.04
GOOGL Alphabet Inc. Class A Reduce -9.1% 0.17% +0.00
IJH iShares Core S&P Midcap ETF Reduce -0.5% 1.36% +0.01
CAT Caterpillar Inc. Reduce -10.0% 0.09% +0.01
AMD Advanced Micro Devices Reduce -18.0% 0.14% +0.07
INTC Intel Corp. Reduce -8.1% 0.12% +0.07
EMXC iShares MSCI Emr MRK Ex Chna Reduce -3.7% 1.39% +0.14
QQQ Invesco QQQ Trust Series 1 Reduce -1.6% 7.13% +0.73

Portfolio Buys Q1 2026 → Q2 2026
VTHR Vanguard Russell 3000 Add +2939.5% 4.21% +4.08
IDEV iShares Core MSCI Dev MKTS Add +53.6% 4.09% +1.27
SPY SS SPDR S&P 500 ETF Trust-US Add +19.3% 6.91% +1.22
IVV iShares Core S&P 500 ETF Add +0.3% 12.85% +0.24
JELH JH Eq Linked High Inc. ETF New 0.23% +0.23
EEM iShares MSCI Emerging Market Add +185.9% 0.26% +0.18
MS Morgan Stanley New 0.09% +0.09
VTI VG Morningstar TS MKT ETF-US Add +0.3% 2.16% +0.05
TXN Texas Instruments Inc. New 0.05% +0.05
V Visa Inc. Class A New 0.05% +0.05
PANW Palo Alto Networks Inc. Add +9.0% 0.10% +0.05
TQQQ Proshares Ultrapro QQQ New 0.05% +0.05
TGT Target Corp. New 0.05% +0.05
VB Vanguard Most SM-Cap ETF-Usd New 0.04% +0.04
ABBV Abbvie Inc. Add +42.3% 0.13% +0.04
SNOW Snowflake Inc. New 0.04% +0.04
USB US Bancorp New 0.04% +0.04
VLO Valero Energy Corp. New 0.04% +0.04
PLD Prologis Inc. New 0.04% +0.04
EMNT PIMCO Enhcd St M-Active ESG New 0.04% +0.04
IJT iShares S&P Small-Cap 600 GR Add +0.1% 0.39% +0.03
MBB iShares MBS ETF Add +22.2% 0.44% +0.03
AAPL Apple Inc. Add +32.2% 0.12% +0.03
BND Vanguard Total Bond Market Add +14.0% 2.74% +0.02
AVGO Broadcom Inc. Add +1.9% 0.19% +0.02
JEPI JPMorgan Equity Premium Inco Add +31.7% 0.10% +0.01
NVDA Nvidia Corp. Add +8.2% 0.15% +0.01
LLY Eli Lilly & Co. Add +6.2% 0.06% +0.01
COST Costco Wholesale Corp. Add +35.3% 0.07% +0.01
CB Chubb Ltd. Add +12.4% 0.06% +0.00
TJX TJX Companies Inc. Add +7.0% 0.04% −0.00
VWO Vanguard Ftse Emerging Marke Add +0.1% 0.32% −0.01
AEP American Electric Power Add +2.8% 0.14% −0.01
META Meta Platforms Inc. Class A Add +6.0% 0.09% −0.01
ISRG Intuitive Surgical Inc. Add +10.1% 0.04% −0.01
HYG Ishr Ibx Usd Hiyld CB ETF-Ui Add +0.9% 0.09% −0.01
VXUS Vanguard Total Intl Stock Add +0.4% 0.97% −0.01
RTX RTX Corp. Add +2.6% 0.14% −0.02
NFLX Netflix Inc. Add +8.4% 0.04% −0.02
WMT Walmart Inc. Add +2.0% 0.11% −0.02
SPLV Invesco S&P 500 Low Volatili Add +0.6% 0.57% −0.05
JNK SS SPDR BB High Yield Bond Add +1.6% 0.91% −0.09
LVHD Franklin U.S. Low Volatility Add +0.8% 1.28% −0.11
BIV Vanguard Intermediate-Term B Add +1.1% 1.26% −0.15
AGG iShares Core U.S. Aggregate Add +1.0% 1.31% −0.16
VMBS Vanguard Mortgage-Backed Sec Add +1.0% 1.53% −0.18
IEFA iShares Core MSCI Eafe ETF Add +1.6% 5.92% −0.24
VNLA Janus Henderson Short Durati Add +0.6% 5.02% −0.61

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 109$532.7MIVV, QQQ, SPY, IEFA, BKGI
Q1 2026 106$472.1MIVV, BKGI, QQQ, IEFA, SPY
Q4 2025 39$399.8MIVV, QQQ, IEFA, VNLA, BKGI
Q3 2025 35$366.5MIVV, USMV, VNLA, IEFA, BKGI
Q2 2025 36$363.6MIVV, USMV, VNLA, BKGI, IEFA
Q1 2025 33$287.3MIVV, VNLA, USMV, JAAA, IEFA
Q4 2024 93$336.1MIVV, VNLA, USMV, MPLX, JAAA
Q3 2024 34$304.9MIVV, VNLA, USMV, JAAA, IEFA
Q2 2024 33$268.2MIVV, VNLA, USMV, JAAA, IEFA
Q1 2024 34$289.9MIVV, VNLA, USMV, JAAA, IEFA