Tower Research Capital LLC (TRC)
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 15, 2024), Tower Research Capital LLC (TRC) reported 5,738 stock positions worth $4.2 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 8.2% of the portfolio, followed by Microsoft (MSFT, 5.1%) and Nvidia (NVDA, 4.5%). Compared with Q4 2023, it opened 480 new positions, sold out of 566, added to 1,558 and reduced 3,519. The biggest buy was iShares Russell 2000 ETF (IWM, shares +257%) and the biggest sale Apple (AAPL, shares −55%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001533421
- Portfolio Value
- $4.2B (Q1 2024)
- SEC Filing
- 0001533421-24-000007 ↗ filed May 15, 2024
Holdings Value
Holdings 5,738 stocks · $4.2B
| SPY SS SPDR S&P 500 ETF Trust-US | 8.17% | 648,577 | $339.3M | Reduce -11.1% |
| MSFT Microsoft Corp. | 5.06% | 499,518 | $210.2M | Reduce -56.5% |
| NVDA Nvidia Corp. | 4.51% | 207,288 | $187.3M | Reduce -43.5% |
| AAPL Apple Inc. | 4.18% | 1,013,353 | $173.8M | Reduce -55.1% |
| AMZN Amazon.com Inc. | 2.63% | 605,508 | $109.2M | Reduce -55.6% |
| META Meta Platforms Inc. Class A | 2.18% | 186,245 | $90.4M | Reduce -49.3% |
| IWM iShares Russell 2000 ETF | 2.17% | 428,888 | $90.2M | Add +256.9% |
| GOOGL Alphabet Inc. Class A | 1.56% | 429,865 | $64.9M | Reduce -52.9% |
| AVGO Broadcom Inc. | 1.47% | 45,934 | $60.9M | Reduce -39.2% |
| GOOG Alphabet Inc. Class C | 1.36% | 371,620 | $56.6M | Reduce -50.5% |
| QQQ Invesco QQQ Trust Series 1 | 1.16% | 108,387 | $48.1M | Reduce -22.7% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.92% | 95,581 | $38.0M | Add +145.7% |
| V Visa Inc. Class A | 0.82% | 121,993 | $34.0M | Reduce -50.6% |
| IVV iShares Core S&P 500 ETF | 0.82% | 64,438 | $33.9M | Add +83585.7% |
| HD Home Depot Inc. | 0.75% | 81,326 | $31.2M | Reduce -46.7% |
| COST Costco Wholesale Corp. | 0.67% | 37,955 | $27.8M | Reduce -45.6% |
| CRM Salesforce Inc. | 0.61% | 84,063 | $25.3M | Reduce -41.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.60% | 59,406 | $25.0M | Reduce -77.6% |
| PG The Procter & Gamble Co. | 0.59% | 152,029 | $24.7M | Reduce -50.2% |
| JPM JPMorgan Chase & Co. | 0.58% | 120,430 | $24.1M | Reduce -72.0% |
| UNH Unitedhealth Group Inc. | 0.57% | 47,850 | $23.7M | Reduce -66.4% |
| ADBE Adobe Inc. | 0.55% | 45,659 | $23.0M | Reduce -45.3% |
| NFLX Netflix Inc. | 0.54% | 36,793 | $22.3M | Reduce -54.7% |
| GS Goldman Sachs Group Inc. | 0.53% | 53,007 | $22.1M | Reduce -16.7% |
| MCD McDonald's Corp. | 0.52% | 77,231 | $21.8M | Reduce -35.6% |
| TSLA Tesla Inc. | 0.52% | 122,906 | $21.6M | Reduce -71.3% |
| CAT Caterpillar Inc. | 0.51% | 57,346 | $21.0M | Reduce -31.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.48% | 163,533 | $20.0M | Reduce -42.3% |
| CSCO Cisco Systems Inc. | 0.46% | 379,309 | $18.9M | Reduce -49.2% |
| PEP Pepsico Inc. | 0.45% | 107,069 | $18.7M | Reduce -50.5% |
| IJH iShares Core S&P Midcap ETF | 0.44% | 301,461 | $18.3M | Add +112.7% |
| AMD Advanced Micro Devices | 0.43% | 98,990 | $17.9M | Reduce -64.7% |
| TMUS T-Mobile US Inc. | 0.42% | 108,105 | $17.6M | Reduce -7.8% |
| INTC Intel Corp. | 0.42% | 397,992 | $17.6M | Reduce -44.3% |
| LIN Linde PLC | 0.42% | 37,695 | $17.5M | Reduce -30.4% |
| MA Mastercard Inc. Class A | 0.40% | 34,440 | $16.6M | Reduce -69.3% |
| AMGN Amgen Inc. | 0.38% | 56,045 | $15.9M | Reduce -45.9% |
| LLY Eli Lilly & Co. | 0.38% | 20,365 | $15.8M | Reduce -81.1% |
| CMCSA Comcast Corp. Class A | 0.38% | 361,313 | $15.7M | Reduce -52.0% |
| WMT Walmart Inc. | 0.37% | 253,422 | $15.2M | Reduce -59.9% |
| ACN Accenture PLC Class A | 0.36% | 43,514 | $15.1M | Reduce -54.6% |
| AXP American Express Co. | 0.36% | 65,201 | $14.8M | Reduce -32.4% |
| INTU Intuit Inc. | 0.35% | 22,449 | $14.6M | Reduce -55.7% |
| AMAT Applied Materials Inc. | 0.35% | 70,710 | $14.6M | Reduce -54.8% |
| BA The Boeing Co. | 0.35% | 74,871 | $14.4M | Reduce -20.4% |
| USO United States Oil Fund LP | 0.34% | 179,975 | $14.2M | Add +7542.3% |
| JNJ Johnson & Johnson | 0.33% | 86,451 | $13.7M | Reduce -75.4% |
| GILD Gilead Sciences Inc. | 0.33% | 186,500 | $13.7M | Reduce -7.2% |
| HON Honeywell International Inc. | 0.32% | 64,892 | $13.3M | Reduce -45.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.31% | 68,449 | $13.1M | Reduce -54.8% |
| TXN Texas Instruments Inc. | 0.31% | 74,529 | $13.0M | Reduce -58.8% |
| VZ Verizon Communications Inc. | 0.31% | 308,161 | $12.9M | Reduce -52.4% |
| XLB SS Materials Select Sector | 0.30% | 136,177 | $12.6M | Add +3751.2% |
| KO The Coca-Cola Co. | 0.30% | 204,031 | $12.5M | Reduce -58.5% |
| ISRG Intuitive Surgical Inc. | 0.29% | 30,310 | $12.1M | Reduce -48.5% |
| LRCX Lam Research Corp. | 0.29% | 12,409 | $12.1M | Reduce -48.3% |
| QCOM Qualcomm Inc. | 0.28% | 69,214 | $11.7M | Reduce -67.4% |
| OIH Vaneck Oil Services ETF | 0.27% | 33,208 | $11.2M | Reduce -15.2% |
| MDLZ Mondelez International Inc. Class A | 0.26% | 151,587 | $10.6M | Reduce -28.9% |
| IGV iShares Expanded Tech-Softwa | 0.26% | 124,188 | $10.6M | Add +22.4% |
| TRV The Travelers Cos Inc. | 0.25% | 45,811 | $10.5M | Reduce -11.5% |
| BKNG Booking Holdings Inc. | 0.24% | 2,748 | $10.0M | Reduce -56.0% |
| NKE Nike Inc. Class B | 0.24% | 104,617 | $9.8M | Reduce -48.7% |
| ORCL Oracle Corp. | 0.23% | 76,792 | $9.6M | Reduce -66.7% |
| T AT&T Inc. | 0.22% | 525,383 | $9.2M | Reduce -48.8% |
| IWO iShares Russell 2000 Growth | 0.22% | 33,868 | $9.2M | Add +49.1% |
| EEM iShares MSCI Emerging Market | 0.22% | 220,818 | $9.1M | Add +31.1% |
| KLAC KLA Corp. | 0.22% | 12,837 | $9.0M | Reduce -49.1% |
| MU Micron Technology Inc. | 0.21% | 74,011 | $8.7M | Reduce -63.0% |
| CDNS Cadence Design SYS Inc. | 0.21% | 27,535 | $8.6M | Reduce -46.3% |
| SPLV Invesco S&P 500 Low Volatili | 0.20% | 129,043 | $8.5M | Add +690.5% |
| SBUX Starbucks Corp. | 0.20% | 90,715 | $8.3M | Reduce -53.4% |
| PANW Palo Alto Networks Inc. | 0.20% | 29,089 | $8.3M | Reduce -45.3% |
| REGN Regeneron Pharmaceuticals | 0.20% | 8,524 | $8.2M | Reduce -54.1% |
| ADP Automatic Data Processing | 0.19% | 31,842 | $8.0M | Reduce -57.1% |
| WFC Wells Fargo & Co. | 0.19% | 134,968 | $7.8M | Reduce -77.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.18% | 201,402 | $7.6M | Reduce -80.6% |
| SNPS Synopsys Inc. | 0.18% | 13,246 | $7.6M | Reduce -51.0% |
| MNST Monster Beverage Corp. | 0.18% | 126,209 | $7.5M | Reduce -4.5% |
| MAR Marriott International Class A | 0.18% | 29,527 | $7.4M | Reduce -38.0% |
| VRTX Vertex Pharmaceuticals Inc. | 0.18% | 17,773 | $7.4M | Reduce -61.0% |
| MRK Merck & Co. Inc. | 0.18% | 56,119 | $7.4M | Reduce -84.9% |
| NXPI NXP Semiconductors NV | 0.18% | 29,461 | $7.3M | Reduce -41.1% |
| IYR iShares US Real Estate ETF | 0.17% | 80,836 | $7.3M | Add +11514.4% |
| LOW Lowe's Cos Inc. | 0.17% | 28,463 | $7.3M | Reduce -71.9% |
| MMM 3M Co. | 0.17% | 66,798 | $7.1M | Reduce -18.7% |
| XOM Exxon Mobil Corp. | 0.17% | 60,338 | $7.0M | Reduce -88.5% |
| ADI Analog Devices Inc. | 0.17% | 35,048 | $6.9M | Reduce -62.6% |
| ODFL Old Dominion Freight Line | 0.17% | 31,233 | $6.8M | Reduce -7.3% |
| UNP Union Pacific Corp. | 0.16% | 27,424 | $6.7M | Reduce -64.1% |
| ORLY O'reilly Automotive Inc. | 0.16% | 5,970 | $6.7M | Reduce -45.8% |
| SPGI S&P Global Inc. | 0.16% | 15,543 | $6.6M | Reduce -69.5% |
| MTUM iShares MSCI USA Momentum Fa | 0.16% | 34,653 | $6.5M | Add +30033.0% |
| UBER Uber Technologies Inc. | 0.16% | 84,244 | $6.5M | Reduce -63.3% |
| DOG Proshares Short DOW30 | 0.15% | 225,957 | $6.4M | Add +97.1% |
| PM Philip Morris International | 0.15% | 69,799 | $6.4M | Reduce -67.2% |
| XLV SS Health Care Select Sector | 0.15% | 43,211 | $6.4M | Add +332.3% |
| XLY SS Consumer Disc Select Sect | 0.15% | 34,435 | $6.3M | Reduce -69.5% |
| SPXL Direxion Daily S&P 500 Bull | 0.15% | 46,794 | $6.3M | Add +16.4% |
| SOXL Direx Dail Semi Bu 3X Et-Usd | 0.15% | 133,630 | $6.2M | Add +4157.1% |
Other holdings (101): bonds, preferreds, convertibles and warrants · $148K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 2,734 | $38K | Add +414.9% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 548 | $35K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 541 | $21K | Add +336.3% |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 3,717 | $15K | Add +9.3% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 109 | $13K | Add +62.7% |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,430 | $11K | No change |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 304 | $7K | New |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 150 | $2K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 90 | $2K | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 36 | $2K | New |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 17 | $460 | New |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 78 | $229 | Add +457.1% |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | 100 | $224 | New |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | 88 | $202 | No change |
| SCLXW Vickers Vantage Corp. I -CW27 | *W EXP 11/10/202 | 418 | $153 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 247 | $119 | No change |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | 182 | $116 | No change |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | 94 | $113 | No change |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | 123 | $111 | No change |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | 126 | $98 | New |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 358 | $90 | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 702 | $56 | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 24 | $55 | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 120 | $52 | No change |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 73 | $47 | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 18 | $43 | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1 | $43 | No change |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | 42 | $42 | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 274 | $38 | New |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 58 | $38 | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 46 | $37 | No change |
| CDROW Codere Online Luxembou -CW | *W EXP 11/23/202 | 78 | $37 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 135 | $34 | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 22 | $29 | New |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 29 | $28 | No change |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 151 | $27 | No change |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 44 | $27 | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 100 | $27 | No change |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 77 | $26 | No change |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | 306 | $22 | New |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 93 | $19 | No change |
| ADTHW Adtheorent Holdings Co.-CW27 | *W EXP 12/26/202 | 107 | $18 | No change |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 8 | $16 | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 137 | $16 | New |
| MOBXW Chavrant Capital Acq -CW23 | *W EXP 12/21/202 | 73 | $15 | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 6 | $14 | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 269 | $14 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 155 | $14 | No change |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 135 | $12 | New |
| OUSTZ Ouster Inc. -CW25 | *W EXP 03/11/202 | 144 | $12 | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 226 | $12 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 36 | $10 | No change |
| AWINW Pono Capital Corp. -CW22 | *W EXP 02/03/202 | 749 | $9 | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 38 | $9 | No change |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 126 | $9 | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 28 | $8 | No change |
| AMBWQ Ambipar Emergency Respons-28 | *W EXP 03/03/202 | 26 | $8 | No change |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 26 | $8 | No change |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 29 | $7 | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 128 | $7 | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 65 | $7 | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 23 | $6 | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 87 | $6 | New |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 32 | $6 | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 200 | $6 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 334 | $6 | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 57 | $5 | No change |
| MYPSW Playstudios Inc. -CW26 | *W EXP 99/99/999 | 44 | $5 | No change |
| DFLIW Chardan Nextech Acquisi-CW27 | *W EXP 10/07/202 | 213 | $4 | No change |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 137 | $4 | No change |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 3 | $4 | No change |
| SATLW Satellogic Inc.-A -23 | *W EXP 01/25/202 | 41 | $4 | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 23 | $3 | No change |
| EFTRW Effector Therape -CW27 | *W EXP 12/31/202 | 23 | $3 | No change |
| NRXPW NRX Pharmaceuticals Inc.-CW22 | *W EXP 05/24/202 | 15 | $3 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 316 | $3 | No change |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 37 | $3 | No change |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 22 | $2 | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 5 | $2 | New |
| HIPOW Hippo Holdings Inc. A-CW27 | *W EXP 08/02/202 | 124 | $2 | No change |
| JETAI INC | *W EXP 08/10/202 | 29 | $2 | No change |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 24 | $2 | Reduce -83.6% |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | 48 | $2 | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 50 | $2 | No change |
| PRENW Prenetics Global Ltd. -CW26 | *W EXP 05/18/202 | 339 | $2 | No change |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | 201 | $2 | No change |
| UKOMW Ucommune International -CW25 | *W EXP 11/01/202 | 206 | $2 | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 77 | $1 | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 30 | $1 | New |
| HOFVW Hall of Fame Resort -CW | *W EXP 07/01/202 | 100 | $1 | No change |
| MKFGW Markforged Holding -CW25 | *W EXP 07/14/202 | 20 | $1 | No change |
| VLDXW VELO3D Inc. -CW25 | *W EXP 09/29/202 | 17 | $1 | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 23 | $1 | No change |
| MLECW Moolec Science SA | *W EXP 12/30/202 | 29 | $1 | No change |
| FOACW Finance of America Cos -CW26 | *W EXP 04/08/202 | 15 | $0 | No change |
| KPLTW Katapult Holdings Inc. -CW26 | *W EXP 06/09/202 | 14 | $0 | No change |
| LTRYW Sports Entertainment-CW21 | *W EXP 10/15/202 | 1 | $0 | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 1 | $0 | No change |
| VIWWQ View Inc. -CW27 | *W EXP 03/08/202 | 4 | $0 | No change |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 03/15/202 | 14 | $0 | No change |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 7 | $0 | No change |
Total filed on the 13F, all lines: $4.2B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -55.1% | 4.18% | −1.19 |
| TSLA Tesla Inc. | Reduce -71.3% | 0.52% | −0.79 |
| XLF SS Financial Select Sector | Sold out | 0.00% | −0.62 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -77.6% | 0.60% | −0.57 |
| XOM Exxon Mobil Corp. | Reduce -88.5% | 0.17% | −0.48 |
| MDY State Street SPDR S&P Midcap | Sold out | 0.00% | −0.45 |
| XLI SS Industrial Select Sector | Reduce -100.0% | 0.00% | −0.40 |
| LLY Eli Lilly & Co. | Reduce -81.1% | 0.38% | −0.39 |
| UNH Unitedhealth Group Inc. | Reduce -66.4% | 0.57% | −0.35 |
| JNJ Johnson & Johnson | Reduce -75.4% | 0.33% | −0.35 |
| ABBV Abbvie Inc. | Reduce -87.1% | 0.14% | −0.33 |
| JPM JPMorgan Chase & Co. | Reduce -72.0% | 0.58% | −0.32 |
| MRK Merck & Co. Inc. | Reduce -84.9% | 0.18% | −0.32 |
| MSFT Microsoft Corp. | Reduce -56.5% | 5.06% | −0.28 |
| CVX Chevron Corp. | Reduce -82.5% | 0.15% | −0.26 |
| XLP SS Consumer Staples Sel Sect | Reduce -99.8% | 0.00% | −0.26 |
| BAC Bank of America Corp. | Reduce -80.6% | 0.18% | −0.25 |
| TMO Thermo Fisher Scientific Inc. | Reduce -82.2% | 0.14% | −0.23 |
| ABT Abbott Laboratories | Reduce -85.5% | 0.09% | −0.22 |
| DHR Danaher Corp. | Reduce -85.0% | 0.09% | −0.19 |
| MA Mastercard Inc. Class A | Reduce -69.3% | 0.40% | −0.19 |
| PFE Pfizer Inc. | Reduce -85.6% | 0.07% | −0.18 |
| WFC Wells Fargo & Co. | Reduce -77.2% | 0.19% | −0.17 |
| GE General Electric | Reduce -90.9% | 0.05% | −0.16 |
| BMY Bristol-Myers Squibb Co. | Reduce -88.6% | 0.04% | −0.13 |
| CVS CVS Health Corp. | Reduce -89.0% | 0.04% | −0.13 |
| MDT Medtronic PLC | Reduce -85.3% | 0.06% | −0.13 |
| ELV Elevance Health Inc. | Reduce -85.5% | 0.06% | −0.13 |
| BX Blackstone Inc. | Reduce -84.8% | 0.05% | −0.12 |
| NOW ServiceNow Inc. | Reduce -74.3% | 0.14% | −0.12 |
| SPGI S&P Global Inc. | Reduce -69.5% | 0.16% | −0.12 |
| PLD Prologis Inc. | Reduce -72.5% | 0.13% | −0.12 |
| SYK Stryker Corp. | Reduce -83.9% | 0.07% | −0.11 |
| SCHW Schwab (charles) Corp. | Reduce -77.9% | 0.09% | −0.11 |
| NEE Nextera Energy Inc. | Reduce -76.5% | 0.10% | −0.11 |
| COP Conocophillips | Reduce -79.8% | 0.08% | −0.11 |
| MS Morgan Stanley | Reduce -76.5% | 0.09% | −0.11 |
| LOW Lowe's Cos Inc. | Reduce -71.9% | 0.17% | −0.10 |
| AMT American Tower Corp. | Reduce -74.2% | 0.09% | −0.10 |
| CI The Cigna Group | Reduce -87.3% | 0.04% | −0.10 |
| BSX Boston Scientific Corp. | Reduce -84.2% | 0.06% | −0.10 |
| ZTS Zoetis Inc. | Reduce -76.7% | 0.06% | −0.10 |
| BDX Becton Dickinson and Co. | Reduce -86.3% | 0.04% | −0.10 |
| QCOM Qualcomm Inc. | Reduce -67.4% | 0.28% | −0.10 |
| XLY SS Consumer Disc Select Sect | Reduce -69.5% | 0.15% | −0.10 |
| EQIX Equinix Inc. | Reduce -78.8% | 0.07% | −0.09 |
| PM Philip Morris International | Reduce -67.2% | 0.15% | −0.09 |
| MCO Moody's Corp. | Reduce -88.4% | 0.03% | −0.09 |
| TJX TJX Companies Inc. | Reduce -75.4% | 0.10% | −0.09 |
| IHE iShares US Pharmaceuticals E | Reduce -95.1% | 0.01% | −0.09 |
Portfolio Buys Q4 2023 → Q1 2024
| IWM iShares Russell 2000 ETF | Add +256.9% | 2.17% | +1.87 |
| IVV iShares Core S&P 500 ETF | Add +83585.7% | 0.82% | +0.82 |
| DIA SS SPDR Dow Jones Indus Avg | Add +145.7% | 0.92% | +0.73 |
| IJH iShares Core S&P Midcap ETF | Add +112.7% | 0.44% | +0.34 |
| USO United States Oil Fund LP | Add +7542.3% | 0.34% | +0.34 |
| XLB SS Materials Select Sector | Add +3751.2% | 0.30% | +0.30 |
| SPLV Invesco S&P 500 Low Volatili | Add +690.5% | 0.20% | +0.19 |
| IYR iShares US Real Estate ETF | Add +11514.4% | 0.17% | +0.17 |
| MTUM iShares MSCI USA Momentum Fa | Add +30033.0% | 0.16% | +0.16 |
| IGV iShares Expanded Tech-Softwa | Add +22.4% | 0.26% | +0.15 |
| IWO iShares Russell 2000 Growth | Add +49.1% | 0.22% | +0.15 |
| SOXL Direx Dail Semi Bu 3X Et-Usd | Add +4157.1% | 0.15% | +0.15 |
| DVY iShares Select Dividend ETF | Add +5143.9% | 0.15% | +0.15 |
| ESGU iShares ESG Aware MSCI USA | Add +95266.7% | 0.14% | +0.14 |
| SSO Proshares Ultra S&P500 | Add +37887.5% | 0.14% | +0.14 |
| XLV SS Health Care Select Sector | Add +332.3% | 0.15% | +0.14 |
| EEM iShares MSCI Emerging Market | Add +31.1% | 0.22% | +0.13 |
| IVW iShares S&P 500 Growth ETF | Add +8554.6% | 0.12% | +0.12 |
| OEF iShares S&P 100 ETF | Add +764.9% | 0.12% | +0.11 |
| DOG Proshares Short DOW30 | Add +97.1% | 0.15% | +0.11 |
| SVXY Proshares Short Vix St Futur | Add +65.7% | 0.14% | +0.10 |
| SPXL Direxion Daily S&P 500 Bull | Add +16.4% | 0.15% | +0.10 |
| QID Proshares TR | Add +1086.3% | 0.10% | +0.10 |
| ITOT iShares Core S&P Total U.S. | Add +56155.0% | 0.09% | +0.09 |
| SDY SS SPDR S&P Dividend ETF | Add +27122.0% | 0.09% | +0.09 |
| IJT iShares S&P Small-Cap 600 GR | New | 0.09% | +0.09 |
| VNQ Vanguard Real Estate ETF | Add +13884.3% | 0.08% | +0.08 |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | Add +84712.5% | 0.08% | +0.08 |
| TQQQ Proshares Ultrapro QQQ | Add +5.3% | 0.13% | +0.08 |
| DXD Proshares Ultrashort DOW30 | Add +103.2% | 0.10% | +0.07 |
| ENB Enbridge Inc. | Add +647.1% | 0.07% | +0.07 |
| ROIV Roivant Sciences Ltd. | Add +2620.0% | 0.07% | +0.07 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +1179.2% | 0.07% | +0.06 |
| MELI MercadoLibre Inc. | Add +2.8% | 0.13% | +0.06 |
| SPYM Ste STR SPDR PT S&P 500 ETF | New | 0.06% | +0.06 |
| BITO Proshares Bitcoin ETF-Usd | New | 0.06% | +0.06 |
| FOXF Fox Factory Holding Corp. | Add +543.0% | 0.06% | +0.06 |
| SHOP Shopify Inc. Class A | Add +242.4% | 0.07% | +0.06 |
| FERG Ferguson Jersey Ltd. | Add +1220.9% | 0.06% | +0.06 |
| VFH Vanguard Financials ETF | Add +3037.6% | 0.05% | +0.05 |
| CABO Cable One Inc. | Add +1553.9% | 0.05% | +0.05 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +12649.5% | 0.05% | +0.05 |
| IWP iShares Russell Mid-Cap Grow | Add +428175.0% | 0.05% | +0.05 |
| IUSG iShares Core S&P U.S. Growth | Add +1171.6% | 0.05% | +0.04 |
| XYZ Block Inc. | Add +700.5% | 0.05% | +0.04 |
| CNI Canadian Natl Railway Co. | Add +253.3% | 0.05% | +0.04 |
| IWY iShares Russell Top 200 Grow | Add +1575.3% | 0.04% | +0.04 |
| FAS Dirx DLY Finacial B3X ETF-Ui | Add +50409.7% | 0.04% | +0.04 |
| BN Brookfield Corp. | Add +136.9% | 0.05% | +0.04 |
| BCE Bce Inc. | Add +106.1% | 0.06% | +0.04 |
Notes & Other Activity Q4 2023 → Q1 2024
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Add +414.9% | 2,734 | $38K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 548 | $35K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +336.3% | 541 | $21K |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Add +9.3% | 3,717 | $15K |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Add +62.7% | 109 | $13K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Sold out | 8 | $10Kbefore exit |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | New | 304 | $7K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | New | 90 | $2K |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | New | 36 | $2K |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | New | 17 | $460 |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | Add +457.1% | 78 | $229 |
| MIR.WS Mirion Technologies Inc.-CW25 | *W EXP 10/20/202 | New | 100 | $224 |
| THWWW Target Hospitality Corp.-CW25 | *W EXP 03/15/202 | Sold out | 238 | $102before exit |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | New | 126 | $98 |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | Sold out | 99 | $97before exit |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | New | 18 | $43 |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | New | 274 | $38 |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | New | 22 | $29 |
| FREY.WS Freyr Battery SA -CW27 | *W EXP 09/01/202 | Sold out | 140 | $28before exit |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | New | 306 | $22 |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | New | 137 | $16 |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | New | 135 | $12 |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | New | 87 | $6 |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | Reduce -83.6% | 24 | $2 |
| FAZE HOLDINGS INC | *W EXP 03/01/202 | Sold out | 363 | $2before exit |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | New | 5 | $2 |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | New | 30 | $1 |
| KERNW Akerna Corp. | *W EXP 06/17/202 | Sold out | 8 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,161 | $4.1B | SPY, NVDA, IVV, AAPL, SPIB |
| Q1 2026 | 5,066 | $3.8B | QQQ, SOXL, AAPL, MSFT, MU |
| Q4 2025 | 5,101 | $4.1B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q3 2025 | 5,175 | $3.6B | SPY, NVDA, MSFT, AAPL, AMZN |
| Q2 2025 | 5,219 | $3.7B | SPY, MSFT, NVDA, AAPL, QQQ |
| Q1 2025 | 5,109 | $3.4B | QQQ, MSFT, AAPL, NVDA, AMZN |
| Q4 2024 | 5,588 | $5.0B | AAPL, MSFT, NVDA, AMZN, SPY |
| Q3 2024 | 5,598 | $3.8B | QQQ, SPY, SMCI, MSFT, NVDA |
| Q2 2024 | 5,573 | $5.9B | MSFT, AAPL, NVDA, SPY, AMZN |
| Q1 2024 | 5,738 | $4.2B | SPY, MSFT, NVDA, AAPL, AMZN |