Tower Research Capital LLC (TRC)
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Tower Research Capital LLC (TRC) reported 5,598 stock positions worth $3.8 billion. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 7.8% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 5.6%) and Super Micro Computer (SMCI, 4.1%). Compared with Q2 2024, it opened 538 new positions, sold out of 515, added to 1,412 and reduced 3,476. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +1786%) and the biggest sale Microsoft (MSFT, shares −67%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001533421
- Portfolio Value
- $3.8B (Q3 2024)
- SEC Filing
- 0001533421-24-000021 ↗ filed Nov 14, 2024
Holdings Value
Holdings 5,598 stocks · $3.8B
| QQQ Invesco QQQ Trust Series 1 | 7.76% | 600,383 | $293.0M | Add +1786.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 5.56% | 366,135 | $210.1M | Add +5.4% |
| SMCI Super Micro Computer Inc. | 4.13% | 374,372 | $155.9M | Add +2733.6% |
| MSFT Microsoft Corp. | 2.65% | 232,472 | $100.0M | Reduce -67.1% |
| NVDA Nvidia Corp. | 2.61% | 812,438 | $98.7M | Reduce -61.9% |
| AAPL Apple Inc. | 2.57% | 416,692 | $97.1M | Reduce -69.8% |
| IWM iShares Russell 2000 ETF | 2.14% | 366,294 | $80.9M | Add +350.4% |
| SPXL Direxion Daily S&P 500 Bull | 2.05% | 472,233 | $77.4M | Add +2726.9% |
| AMZN Amazon.com Inc. | 1.47% | 297,329 | $55.4M | Reduce -68.6% |
| META Meta Platforms Inc. Class A | 1.23% | 81,138 | $46.4M | Reduce -70.1% |
| IVV iShares Core S&P 500 ETF | 0.92% | 60,240 | $34.7M | Add +125400.0% |
| AVGO Broadcom Inc. | 0.91% | 199,500 | $34.4M | Reduce -66.1% |
| IWB iShares Russell 1000 ETF | 0.81% | 97,081 | $30.5M | Add +691.6% |
| UNH Unitedhealth Group Inc. | 0.80% | 51,484 | $30.1M | Reduce -4.0% |
| TSLA Tesla Inc. | 0.71% | 101,872 | $26.7M | Reduce -68.8% |
| JPM JPMorgan Chase & Co. | 0.67% | 119,341 | $25.2M | Reduce -13.5% |
| GOOGL Alphabet Inc. Class A | 0.64% | 146,661 | $24.3M | Reduce -73.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.62% | 50,620 | $23.3M | Reduce -45.9% |
| HD Home Depot Inc. | 0.56% | 52,625 | $21.3M | Add +2.9% |
| V Visa Inc. Class A | 0.56% | 77,170 | $21.2M | Reduce -23.3% |
| PG The Procter & Gamble Co. | 0.56% | 121,918 | $21.1M | Reduce -7.2% |
| GOOG Alphabet Inc. Class C | 0.56% | 126,268 | $21.1M | Reduce -76.7% |
| CRM Salesforce Inc. | 0.52% | 72,351 | $19.8M | Add +30.3% |
| LLY Eli Lilly & Co. | 0.47% | 20,259 | $17.9M | Reduce -27.7% |
| XOM Exxon Mobil Corp. | 0.46% | 149,244 | $17.5M | Reduce -33.9% |
| GS Goldman Sachs Group Inc. | 0.45% | 34,605 | $17.1M | Add +94.2% |
| VNQ Vanguard Real Estate ETF | 0.43% | 168,182 | $16.4M | Add +98.8% |
| CAT Caterpillar Inc. | 0.43% | 41,194 | $16.1M | Add +19.2% |
| NFLX Netflix Inc. | 0.42% | 22,131 | $15.7M | Reduce -64.5% |
| COST Costco Wholesale Corp. | 0.40% | 17,191 | $15.2M | Reduce -68.1% |
| JNJ Johnson & Johnson | 0.40% | 92,682 | $15.0M | Reduce -2.5% |
| WMT Walmart Inc. | 0.40% | 185,206 | $15.0M | Reduce -9.8% |
| MCD McDonald's Corp. | 0.39% | 48,006 | $14.6M | Add +48.8% |
| MRK Merck & Co. Inc. | 0.36% | 120,497 | $13.7M | Reduce -41.0% |
| MA Mastercard Inc. Class A | 0.36% | 27,494 | $13.6M | Reduce -33.7% |
| MDY State Street SPDR S&P Midcap | 0.36% | 23,719 | $13.5M | Add +601.5% |
| AXP American Express Co. | 0.34% | 48,043 | $13.0M | Add +24.6% |
| KO The Coca-Cola Co. | 0.33% | 172,061 | $12.4M | Reduce -25.0% |
| AMD Advanced Micro Devices | 0.30% | 69,027 | $11.3M | Reduce -79.9% |
| VZ Verizon Communications Inc. | 0.29% | 247,422 | $11.1M | Add +12.8% |
| AMGN Amgen Inc. | 0.29% | 34,424 | $11.1M | Reduce -49.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.29% | 50,000 | $11.1M | Reduce -1.1% |
| CVX Chevron Corp. | 0.29% | 74,398 | $11.0M | Reduce -38.2% |
| TXN Texas Instruments Inc. | 0.28% | 52,041 | $10.8M | Reduce -58.0% |
| XBI SS SPDR S&P Biotech ETF | 0.28% | 108,485 | $10.7M | Add +10105.5% |
| NEE Nextera Energy Inc. | 0.28% | 123,421 | $10.4M | Reduce -54.1% |
| IWR iShares Russell Mid-Cap ETF | 0.27% | 116,538 | $10.3M | Add +1627.8% |
| ABBV Abbvie Inc. | 0.27% | 51,845 | $10.2M | Add +3.3% |
| QCOM Qualcomm Inc. | 0.26% | 57,482 | $9.8M | Reduce -63.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.26% | 100,470 | $9.7M | Reduce -32.6% |
| ADBE Adobe Inc. | 0.25% | 18,372 | $9.5M | Reduce -67.8% |
| ACN Accenture PLC Class A | 0.25% | 26,404 | $9.3M | Reduce -25.3% |
| HON Honeywell International Inc. | 0.24% | 44,112 | $9.1M | Reduce -54.2% |
| FDN First Trust DJ Internet Ind | 0.24% | 42,374 | $9.0M | Add +1027.6% |
| XLB SS Materials Select Sector | 0.24% | 93,124 | $9.0M | Reduce -32.0% |
| INTC Intel Corp. | 0.23% | 365,672 | $8.6M | Reduce -34.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.22% | 212,931 | $8.4M | Reduce -50.0% |
| LIN Linde PLC | 0.22% | 17,625 | $8.4M | Reduce -56.3% |
| SVXY Proshares Short Vix St Futur | 0.22% | 167,031 | $8.4M | Add +284.4% |
| CSCO Cisco Systems Inc. | 0.22% | 156,773 | $8.3M | Reduce -69.4% |
| PEP Pepsico Inc. | 0.22% | 48,942 | $8.3M | Reduce -69.9% |
| AMT American Tower Corp. | 0.22% | 34,950 | $8.1M | Reduce -16.2% |
| PLD Prologis Inc. | 0.21% | 62,448 | $7.9M | Add +61.3% |
| TRV The Travelers Cos Inc. | 0.21% | 33,218 | $7.8M | Add +63.3% |
| TMO Thermo Fisher Scientific Inc. | 0.20% | 12,384 | $7.7M | Reduce -46.5% |
| PROSHARES TR II | 0.20% | 298,929 | $7.5M | Add +238.3% |
| PM Philip Morris International | 0.20% | 60,869 | $7.4M | Reduce -34.0% |
| ADI Analog Devices Inc. | 0.20% | 32,075 | $7.4M | Reduce -56.8% |
| PFE Pfizer Inc. | 0.19% | 246,674 | $7.1M | Add +37.1% |
| AMAT Applied Materials Inc. | 0.18% | 34,242 | $6.9M | Reduce -69.8% |
| XLK SS Technology Select Sector | 0.18% | 30,595 | $6.9M | Reduce -74.4% |
| CMCSA Comcast Corp. Class A | 0.18% | 163,743 | $6.8M | Reduce -58.6% |
| TMUS T-Mobile US Inc. | 0.18% | 33,142 | $6.8M | Reduce -74.0% |
| IYW iShares Ustechnology ETF | 0.18% | 45,025 | $6.8M | New |
| BA The Boeing Co. | 0.18% | 44,165 | $6.7M | Reduce -2.0% |
| CB Chubb Ltd. | 0.18% | 23,137 | $6.7M | Reduce -4.4% |
| ISRG Intuitive Surgical Inc. | 0.17% | 13,347 | $6.6M | Reduce -69.0% |
| ORCL Oracle Corp. | 0.17% | 38,412 | $6.5M | Reduce -58.2% |
| MU Micron Technology Inc. | 0.17% | 63,018 | $6.5M | Reduce -64.8% |
| TQQQ Proshares Ultrapro QQQ | 0.17% | 89,992 | $6.5M | Add +242.5% |
| DUK Duke Energy Corp. | 0.17% | 56,004 | $6.5M | Reduce -59.3% |
| NKE Nike Inc. Class B | 0.16% | 70,221 | $6.2M | Add +26.1% |
| XLI SS Industrial Select Sector | 0.16% | 45,313 | $6.1M | Add +173.6% |
| KLAC KLA Corp. | 0.16% | 7,883 | $6.1M | Reduce -49.1% |
| INTU Intuit Inc. | 0.16% | 9,716 | $6.0M | Reduce -73.1% |
| SBUX Starbucks Corp. | 0.16% | 60,761 | $5.9M | Reduce -66.9% |
| AZO AutoZone Inc. | 0.15% | 1,859 | $5.9M | Add +183.8% |
| BKNG Booking Holdings Inc. | 0.15% | 1,384 | $5.8M | Reduce -69.0% |
| IYR iShares US Real Estate ETF | 0.15% | 56,565 | $5.8M | Reduce -44.7% |
| SO The Southern Co. | 0.15% | 63,808 | $5.8M | Reduce -57.1% |
| ARKK ARK Innovation ETF | 0.15% | 119,595 | $5.7M | Reduce -4.7% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.15% | 17,457 | $5.6M | Add +2441.1% |
| ITB iShares U.S. Home Constructi | 0.15% | 43,319 | $5.5M | Add +24.4% |
| MMM 3M Co. | 0.14% | 40,012 | $5.5M | Reduce -13.5% |
| PGR Progressive Corp. | 0.14% | 21,423 | $5.4M | Reduce -52.0% |
| EQIX Equinix Inc. | 0.14% | 6,049 | $5.4M | Reduce -31.4% |
| DHR Danaher Corp. | 0.14% | 19,290 | $5.4M | Reduce -48.7% |
| SVIX -1X Short Vix Futures ETF | 0.14% | 197,710 | $5.4M | Add +197610.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.14% | 29,805 | $5.2M | Add +3469.5% |
| VTR Ventas Inc. | 0.14% | 80,047 | $5.1M | Add +556.5% |
Other holdings (91): bonds, preferreds, convertibles and warrants · $363K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 2,339 | $130K | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 2,574 | $119K | Add +394.1% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 890 | $61K | New |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 160 | $21K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 16 | $20K | New |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,430 | $6K | No change |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 150 | $2K | No change |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | 551 | $2K | New |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | 100 | $1K | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 18 | $212 | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 22 | $148 | No change |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | 46 | $146 | No change |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | 88 | $145 | No change |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | 733 | $139 | No change |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | 94 | $125 | No change |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 73 | $124 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 247 | $111 | No change |
| SCLXW Vickers Vantage Corp. I -CW27 | *W EXP 11/10/202 | 418 | $92 | No change |
| CDROW Codere Online Luxembou -CW | *W EXP 11/23/202 | 78 | $78 | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 29 | $77 | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 24 | $73 | No change |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 358 | $70 | No change |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | 42 | $42 | No change |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | 123 | $34 | No change |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 36 | $30 | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1 | $30 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 155 | $30 | No change |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 151 | $29 | No change |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 14 | $26 | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 552 | $22 | New |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 274 | $20 | No change |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 93 | $19 | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 100 | $17 | New |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 44 | $17 | No change |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 28 | $17 | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 120 | $16 | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 702 | $14 | No change |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 8 | $13 | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 57 | $12 | No change |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 77 | $11 | No change |
| MOBXW Chavrant Capital Acq -CW23 | *W EXP 12/21/202 | 73 | $11 | No change |
| BZFDW Buzzfeed Inc. -CW27 | *W EXP 12/03/202 | 100 | $10 | No change |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | 306 | $10 | No change |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 58 | $10 | No change |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 269 | $10 | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 128 | $10 | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 100 | $9 | No change |
| AMBWQ Ambipar Emergency Respons-28 | *W EXP 03/03/202 | 26 | $8 | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 6 | $7 | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 137 | $7 | No change |
| DFLIW Chardan Nextech Acquisi-CW27 | *W EXP 10/07/202 | 213 | $6 | No change |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 135 | $6 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 334 | $6 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 135 | $5 | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 156 | $5 | Reduce -31.0% |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 22 | $4 | No change |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 3 | $4 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 316 | $4 | No change |
| SDSTW Global Partner Acq A -CW27 | *W EXP 06/21/202 | 10 | $4 | New |
| PRENW Prenetics Global Ltd. -CW26 | *W EXP 05/18/202 | 339 | $4 | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 37 | $3 | No change |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 29 | $3 | No change |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 03/15/202 | 14 | $3 | No change |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 140 | $3 | New |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 37 | $3 | No change |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 26 | $3 | No change |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | 137 | $2 | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 23 | $2 | No change |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | 48 | $2 | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 32 | $2 | No change |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 200 | $2 | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 65 | $2 | No change |
| SATLW Satellogic Inc.-A -23 | *W EXP 01/25/202 | 41 | $2 | No change |
| UKOMW Ucommune International -CW25 | *W EXP 11/01/202 | 206 | $2 | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 23 | $1 | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 77 | $1 | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 30 | $1 | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 5 | $1 | No change |
| HOFVW Hall of Fame Resort -CW | *W EXP 07/01/202 | 100 | $1 | No change |
| NRXPW NRX Pharmaceuticals Inc.-CW22 | *W EXP 05/24/202 | 15 | $1 | No change |
| MYPSW Playstudios Inc. -CW26 | *W EXP 99/99/999 | 44 | $1 | No change |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 24 | $1 | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 50 | $1 | No change |
| MLECW Moolec Science SA | *W EXP 12/30/202 | 29 | $1 | No change |
| KPLTW Katapult Holdings Inc. -CW26 | *W EXP 06/09/202 | 14 | $0 | No change |
| LTRYW Sports Entertainment-CW21 | *W EXP 10/15/202 | 1 | $0 | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 87 | $0 | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 1 | $0 | No change |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 5 | $0 | No change |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | 7 | $0 | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 23 | $0 | No change |
Total filed on the 13F, all lines: $3.8B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -67.1% | 2.65% | −2.68 |
| AAPL Apple Inc. | Reduce -69.8% | 2.57% | −2.34 |
| NVDA Nvidia Corp. | Reduce -61.9% | 2.61% | −1.84 |
| AMZN Amazon.com Inc. | Reduce -68.6% | 1.47% | −1.62 |
| GOOG Alphabet Inc. Class C | Reduce -76.7% | 0.56% | −1.12 |
| META Meta Platforms Inc. Class A | Reduce -70.1% | 1.23% | −1.08 |
| GOOGL Alphabet Inc. Class A | Reduce -73.5% | 0.64% | −1.06 |
| AVGO Broadcom Inc. | Reduce -66.1% | 0.91% | −0.68 |
| AMD Advanced Micro Devices | Reduce -79.9% | 0.30% | −0.64 |
| TSLA Tesla Inc. | Reduce -68.8% | 0.71% | −0.39 |
| COST Costco Wholesale Corp. | Reduce -68.1% | 0.40% | −0.37 |
| NFLX Netflix Inc. | Reduce -64.5% | 0.42% | −0.30 |
| ADBE Adobe Inc. | Reduce -67.8% | 0.25% | −0.28 |
| XLK SS Technology Select Sector | Reduce -74.4% | 0.18% | −0.27 |
| XLF SS Financial Select Sector | Reduce -89.5% | 0.06% | −0.27 |
| QCOM Qualcomm Inc. | Reduce -63.4% | 0.26% | −0.27 |
| AMAT Applied Materials Inc. | Reduce -69.8% | 0.18% | −0.27 |
| INTU Intuit Inc. | Reduce -73.1% | 0.16% | −0.24 |
| PEP Pepsico Inc. | Reduce -69.9% | 0.22% | −0.23 |
| MU Micron Technology Inc. | Reduce -64.8% | 0.17% | −0.22 |
| CEG Constellation Energy | Reduce -85.1% | 0.09% | −0.22 |
| ICLR Icon PLC | Reduce -95.0% | 0.02% | −0.21 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -80.3% | 0.09% | −0.20 |
| TMUS T-Mobile US Inc. | Reduce -74.0% | 0.18% | −0.20 |
| LRCX Lam Research Corp. | Reduce -67.5% | 0.12% | −0.19 |
| CSCO Cisco Systems Inc. | Reduce -69.4% | 0.22% | −0.19 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -66.3% | 0.11% | −0.18 |
| APO Apollo Global Management Inc. | Reduce -94.2% | 0.02% | −0.17 |
| IWO iShares Russell 2000 Growth | Sold out | 0.00% | −0.16 |
| FIX Comfort Systems USA Inc. | Reduce -95.2% | 0.02% | −0.15 |
| XLRE SS Real Estate Select Sector | Reduce -82.8% | 0.07% | −0.15 |
| ISRG Intuitive Surgical Inc. | Reduce -69.0% | 0.17% | −0.15 |
| EEM iShares MSCI Emerging Market | Reduce -99.5% | 0.00% | −0.15 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -76.9% | 0.09% | −0.15 |
| BKNG Booking Holdings Inc. | Reduce -69.0% | 0.15% | −0.14 |
| IJS iShares S&P Small-Cap 600 Va | Reduce -100.0% | 0.00% | −0.13 |
| PCAR Paccar Inc. | Reduce -76.7% | 0.07% | −0.13 |
| MAR Marriott International Class A | Reduce -78.8% | 0.07% | −0.13 |
| TXN Texas Instruments Inc. | Reduce -58.0% | 0.28% | −0.12 |
| TT Trane Technologies PLC | Reduce -84.4% | 0.05% | −0.12 |
| DASH DoorDash Inc. Class A | Reduce -87.2% | 0.04% | −0.12 |
| MRNA Moderna Inc. | Reduce -76.9% | 0.03% | −0.12 |
| CPRT Copart Inc. | Reduce -79.4% | 0.05% | −0.11 |
| SNPS Synopsys Inc. | Reduce -59.9% | 0.13% | −0.11 |
| APH Amphenol Corp. Class A | Reduce -78.2% | 0.05% | −0.11 |
| HON Honeywell International Inc. | Reduce -54.2% | 0.24% | −0.11 |
| ABT Abbott Laboratories | Reduce -71.5% | 0.10% | −0.11 |
| SLYV SS SPDR S&P 600 SC Val ETF | Sold out | 0.00% | −0.10 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -100.0% | 0.00% | −0.10 |
| MPC Marathon Petroleum Corp. | Reduce -83.4% | 0.03% | −0.10 |
Portfolio Buys Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Add +1786.3% | 7.76% | +7.50 |
| SMCI Super Micro Computer Inc. | Add +2733.6% | 4.13% | +3.94 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +5.4% | 5.56% | +2.37 |
| SPXL Direxion Daily S&P 500 Bull | Add +2726.9% | 2.05% | +2.01 |
| IWM iShares Russell 2000 ETF | Add +350.4% | 2.14% | +1.86 |
| IVV iShares Core S&P 500 ETF | Add +125400.0% | 0.92% | +0.92 |
| IWB iShares Russell 1000 ETF | Add +691.6% | 0.81% | +0.75 |
| MDY State Street SPDR S&P Midcap | Add +601.5% | 0.36% | +0.33 |
| GS Goldman Sachs Group Inc. | Add +94.2% | 0.45% | +0.32 |
| VNQ Vanguard Real Estate ETF | Add +98.8% | 0.43% | +0.31 |
| CRM Salesforce Inc. | Add +30.3% | 0.52% | +0.28 |
| XBI SS SPDR S&P Biotech ETF | Add +10105.5% | 0.28% | +0.28 |
| HD Home Depot Inc. | Add +2.9% | 0.56% | +0.27 |
| IWR iShares Russell Mid-Cap ETF | Add +1627.8% | 0.27% | +0.26 |
| MCD McDonald's Corp. | Add +48.8% | 0.39% | +0.25 |
| CAT Caterpillar Inc. | Add +19.2% | 0.43% | +0.23 |
| FDN First Trust DJ Internet Ind | Add +1027.6% | 0.24% | +0.22 |
| AXP American Express Co. | Add +24.6% | 0.34% | +0.19 |
| IYW iShares Ustechnology ETF | New | 0.18% | +0.18 |
| SVXY Proshares Short Vix St Futur | Add +284.4% | 0.22% | +0.18 |
| PROSHARES TR II | Add +238.3% | 0.20% | +0.16 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +2441.1% | 0.15% | +0.15 |
| SVIX -1X Short Vix Futures ETF | Add +197610.0% | 0.14% | +0.14 |
| VZ Verizon Communications Inc. | Add +12.8% | 0.29% | +0.14 |
| TQQQ Proshares Ultrapro QQQ | Add +242.5% | 0.17% | +0.14 |
| TRV The Travelers Cos Inc. | Add +63.3% | 0.21% | +0.14 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +3469.5% | 0.14% | +0.14 |
| PLD Prologis Inc. | Add +61.3% | 0.21% | +0.14 |
| XLI SS Industrial Select Sector | Add +173.6% | 0.16% | +0.13 |
| ABBV Abbvie Inc. | Add +3.3% | 0.27% | +0.13 |
| VTR Ventas Inc. | Add +556.5% | 0.14% | +0.13 |
| AZO AutoZone Inc. | Add +183.8% | 0.15% | +0.12 |
| IGV iShares Expanded Tech-Softwa | New | 0.11% | +0.11 |
| VXF Vanguard Extended Market ETF | Add +263.9% | 0.13% | +0.11 |
| OIH Vaneck Oil Services ETF | Add +15702.3% | 0.11% | +0.11 |
| PFE Pfizer Inc. | Add +37.1% | 0.19% | +0.10 |
| QUAL iShares MSCI USA Quality Fac | New | 0.10% | +0.10 |
| NKE Nike Inc. Class B | Add +26.1% | 0.16% | +0.09 |
| SWN Southwestern Energy Co. | Add +388.6% | 0.10% | +0.09 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +99.5% | 0.13% | +0.09 |
| BABA Alibaba Group Holding-SP ADR | Add +1118.8% | 0.09% | +0.09 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.09% | +0.09 |
| JD Jd.com Inc.-ADR | Add +848.3% | 0.09% | +0.09 |
| ITB iShares U.S. Home Constructi | Add +24.4% | 0.15% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | Add +517.5% | 0.09% | +0.08 |
| NU Nu Holdings Ltd./Cayman Isl-A | Add +2398.9% | 0.08% | +0.08 |
| DLR Digital Realty Trust Inc. | Add +109.8% | 0.11% | +0.08 |
| PPH Vaneck Pharmaceutical ETF | New | 0.07% | +0.07 |
| IT Gartner Inc. | Add +152.8% | 0.09% | +0.07 |
| ACGL Arch Capital Group Ltd. | Add +222.5% | 0.09% | +0.07 |
Notes & Other Activity Q2 2024 → Q3 2024
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | New | 2,339 | $130K |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +394.1% | 2,574 | $119K |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | New | 890 | $61K |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | New | 160 | $21K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 16 | $20K |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | New | 551 | $2K |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | New | 100 | $1K |
| ASTSW Ast Spacemobile Inc.-CW24 | *W EXP 04/06/202 | Sold out | 182 | $770before exit |
| JOBY.WS Joby Aviation Inc. -CW25 | *W EXP 08/10/202 | Sold out | 248 | $141before exit |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | New | 552 | $22 |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | New | 100 | $17 |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | Sold out | 126 | $11before exit |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | Reduce -31.0% | 156 | $5 |
| SDSTW Global Partner Acq A -CW27 | *W EXP 06/21/202 | New | 10 | $4 |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | New | 140 | $3 |
| SLNWF Selina Hospitality PLC-27 | *W EXP 10/27/202 | Sold out | 201 | $3before exit |
| HIPOW Hippo Holdings Inc. A-CW27 | *W EXP 08/02/202 | Sold out | 124 | $2before exit |
| EFTRW Effector Therape -CW27 | *W EXP 12/31/202 | Sold out | 23 | $0before exit |
| FOACW Finance of America Cos -CW26 | *W EXP 04/08/202 | Sold out | 15 | $0before exit |
| MKFGW Markforged Holding -CW25 | *W EXP 07/14/202 | Sold out | 20 | $0before exit |
| VLDXW VELO3D Inc. -CW25 | *W EXP 09/29/202 | Sold out | 17 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,161 | $4.1B | SPY, NVDA, IVV, AAPL, SPIB |
| Q1 2026 | 5,066 | $3.8B | QQQ, SOXL, AAPL, MSFT, MU |
| Q4 2025 | 5,101 | $4.1B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q3 2025 | 5,175 | $3.6B | SPY, NVDA, MSFT, AAPL, AMZN |
| Q2 2025 | 5,219 | $3.7B | SPY, MSFT, NVDA, AAPL, QQQ |
| Q1 2025 | 5,109 | $3.4B | QQQ, MSFT, AAPL, NVDA, AMZN |
| Q4 2024 | 5,588 | $5.0B | AAPL, MSFT, NVDA, AMZN, SPY |
| Q3 2024 | 5,598 | $3.8B | QQQ, SPY, SMCI, MSFT, NVDA |
| Q2 2024 | 5,573 | $5.9B | MSFT, AAPL, NVDA, SPY, AMZN |
| Q1 2024 | 5,738 | $4.2B | SPY, MSFT, NVDA, AAPL, AMZN |