Tower Research Capital LLC (TRC)
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Tower Research Capital LLC (TRC) reported 5,588 stock positions worth $5.0 billion. Its top holding was Apple (AAPL) at 5.5% of the portfolio, followed by Microsoft (MSFT, 4.7%) and Nvidia (NVDA, 4.6%). Compared with Q3 2024, it opened 559 new positions, sold out of 569, added to 2,714 and reduced 2,146. The biggest buy was Apple (AAPL, shares +168%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −97%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0001533421
- Portfolio Value
- $5.0B (Q4 2024)
- SEC Filing
- 0001533421-25-000001 ↗ filed Feb 13, 2025
Holdings Value
Holdings 5,588 stocks · $5.0B
| AAPL Apple Inc. | 5.55% | 1,116,378 | $279.6M | Add +167.9% |
| MSFT Microsoft Corp. | 4.75% | 567,394 | $239.2M | Add +144.1% |
| NVDA Nvidia Corp. | 4.64% | 1,742,933 | $234.1M | Add +114.5% |
| AMZN Amazon.com Inc. | 3.13% | 719,552 | $157.9M | Add +142.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.17% | 186,361 | $109.2M | Reduce -49.1% |
| META Meta Platforms Inc. Class A | 2.17% | 186,369 | $109.1M | Add +129.7% |
| GOOGL Alphabet Inc. Class A | 1.91% | 508,924 | $96.3M | Add +247.0% |
| AVGO Broadcom Inc. | 1.79% | 389,011 | $90.2M | Add +95.0% |
| TSLA Tesla Inc. | 1.63% | 203,657 | $82.2M | Add +99.9% |
| GOOG Alphabet Inc. Class C | 1.59% | 420,416 | $80.1M | Add +233.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.16% | 128,470 | $58.2M | Add +153.8% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 1.08% | 127,386 | $54.2M | Add +1408.6% |
| XLV SS Health Care Select Sector | 0.87% | 318,724 | $43.8M | Add +8530.5% |
| JPM JPMorgan Chase & Co. | 0.81% | 169,238 | $40.6M | Add +41.8% |
| NFLX Netflix Inc. | 0.77% | 43,544 | $38.8M | Add +96.8% |
| V Visa Inc. Class A | 0.77% | 122,560 | $38.7M | Add +58.8% |
| COST Costco Wholesale Corp. | 0.75% | 41,501 | $38.0M | Add +141.4% |
| WMT Walmart Inc. | 0.64% | 355,931 | $32.2M | Add +92.2% |
| PG The Procter & Gamble Co. | 0.60% | 181,799 | $30.5M | Add +49.1% |
| XLI SS Industrial Select Sector | 0.60% | 227,634 | $30.0M | Add +402.4% |
| LLY Eli Lilly & Co. | 0.56% | 36,316 | $28.0M | Add +79.3% |
| UNH Unitedhealth Group Inc. | 0.55% | 54,849 | $27.7M | Add +6.5% |
| HD Home Depot Inc. | 0.52% | 66,893 | $26.0M | Add +27.1% |
| MA Mastercard Inc. Class A | 0.50% | 47,963 | $25.3M | Add +74.5% |
| XOM Exxon Mobil Corp. | 0.49% | 229,207 | $24.7M | Add +53.6% |
| IWM iShares Russell 2000 ETF | 0.49% | 110,992 | $24.5M | Reduce -69.7% |
| AMD Advanced Micro Devices | 0.48% | 200,028 | $24.2M | Add +189.8% |
| CRM Salesforce Inc. | 0.48% | 71,606 | $23.9M | Reduce -1.0% |
| JNJ Johnson & Johnson | 0.46% | 158,825 | $23.0M | Add +71.4% |
| IWN iShares Russell 2000 Value E | 0.43% | 130,717 | $21.5M | Add +353189.2% |
| QCOM Qualcomm Inc. | 0.41% | 135,487 | $20.8M | Add +135.7% |
| CSCO Cisco Systems Inc. | 0.40% | 341,738 | $20.2M | Add +118.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.40% | 457,115 | $20.1M | Add +114.7% |
| PEP Pepsico Inc. | 0.39% | 128,552 | $19.5M | Add +162.7% |
| WFC Wells Fargo & Co. | 0.38% | 271,392 | $19.1M | Add +209.6% |
| ADBE Adobe Inc. | 0.38% | 42,567 | $18.9M | Add +131.7% |
| KO The Coca-Cola Co. | 0.37% | 296,378 | $18.5M | Add +72.3% |
| TXN Texas Instruments Inc. | 0.36% | 97,656 | $18.3M | Add +87.7% |
| MU Micron Technology Inc. | 0.35% | 207,996 | $17.5M | Add +230.1% |
| GS Goldman Sachs Group Inc. | 0.34% | 30,008 | $17.2M | Reduce -13.3% |
| NOW ServiceNow Inc. | 0.34% | 16,137 | $17.1M | Add +193.2% |
| PLTR Palantir Technologies Inc. Class A | 0.34% | 224,358 | $17.0M | Add +157.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 151,505 | $16.9M | Add +50.8% |
| ORCL Oracle Corp. | 0.33% | 101,189 | $16.9M | Add +163.4% |
| LIN Linde PLC | 0.33% | 39,839 | $16.7M | Add +126.0% |
| ABBV Abbvie Inc. | 0.33% | 92,927 | $16.5M | Add +79.2% |
| XLRE SS Real Estate Select Sector | 0.32% | 401,120 | $16.3M | Add +588.6% |
| INTU Intuit Inc. | 0.32% | 25,835 | $16.2M | Add +165.9% |
| ISRG Intuitive Surgical Inc. | 0.31% | 29,783 | $15.5M | Add +123.1% |
| AMAT Applied Materials Inc. | 0.30% | 93,660 | $15.2M | Add +173.5% |
| HON Honeywell International Inc. | 0.30% | 67,032 | $15.1M | Add +52.0% |
| TMUS T-Mobile US Inc. | 0.29% | 67,089 | $14.8M | Add +102.4% |
| AMGN Amgen Inc. | 0.29% | 55,806 | $14.5M | Add +62.1% |
| CMCSA Comcast Corp. Class A | 0.28% | 382,187 | $14.3M | Add +133.4% |
| PM Philip Morris International | 0.28% | 118,663 | $14.3M | Add +95.0% |
| ACN Accenture PLC Class A | 0.28% | 39,746 | $14.0M | Add +50.5% |
| CVX Chevron Corp. | 0.27% | 95,375 | $13.8M | Add +28.2% |
| MCD McDonald's Corp. | 0.27% | 46,885 | $13.6M | Reduce -2.3% |
| MTUM iShares MSCI USA Momentum Fa | 0.27% | 65,276 | $13.5M | Add +2113.5% |
| MRK Merck & Co. Inc. | 0.26% | 132,915 | $13.2M | Add +10.3% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.25% | 57,802 | $12.7M | Add +15.6% |
| AXP American Express Co. | 0.24% | 40,989 | $12.2M | Reduce -14.7% |
| LRCX Lam Research Corp. | 0.24% | 165,481 | $12.0M | Add +186.1% |
| KLAC KLA Corp. | 0.24% | 18,895 | $11.9M | Add +139.7% |
| PANW Palo Alto Networks Inc. | 0.23% | 63,551 | $11.6M | Add +121.5% |
| CAT Caterpillar Inc. | 0.23% | 31,778 | $11.5M | Reduce -22.9% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.23% | 33,690 | $11.5M | Add +120.0% |
| ADI Analog Devices Inc. | 0.23% | 53,948 | $11.5M | Add +68.2% |
| BKNG Booking Holdings Inc. | 0.23% | 2,293 | $11.4M | Add +65.7% |
| T AT&T Inc. | 0.22% | 495,070 | $11.3M | Add +187.2% |
| BA The Boeing Co. | 0.22% | 63,540 | $11.2M | Add +43.9% |
| TMO Thermo Fisher Scientific Inc. | 0.22% | 21,330 | $11.1M | Add +72.2% |
| GE General Electric filed as GE AEROSPACE | 0.22% | 65,517 | $10.9M | Add +195.7% |
| NEE Nextera Energy Inc. | 0.21% | 144,209 | $10.3M | Add +16.8% |
| ABT Abbott Laboratories | 0.20% | 89,342 | $10.1M | Add +165.1% |
| GILD Gilead Sciences Inc. | 0.20% | 109,283 | $10.1M | Add +184.5% |
| VZ Verizon Communications Inc. | 0.20% | 251,047 | $10.0M | Add +1.5% |
| MS Morgan Stanley | 0.20% | 78,806 | $9.9M | Add +86.3% |
| XBI SS SPDR S&P Biotech ETF | 0.19% | 107,652 | $9.7M | Reduce -0.8% |
| SBUX Starbucks Corp. | 0.19% | 106,118 | $9.7M | Add +74.7% |
| C Citigroup Inc. | 0.19% | 137,218 | $9.7M | Add +189.6% |
| ADP Automatic Data Processing | 0.18% | 31,554 | $9.2M | Add +100.7% |
| MRVL Marvell Technology Inc. | 0.18% | 82,061 | $9.1M | Add +186.9% |
| INTC Intel Corp. | 0.18% | 449,920 | $9.0M | Add +23.0% |
| MAGS Roundhill Magnificent Seven | 0.18% | 162,869 | $8.9M | Add +5359.9% |
| PFE Pfizer Inc. | 0.17% | 321,708 | $8.5M | Add +30.4% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.17% | 70,616 | $8.5M | Add +170.6% |
| PGR Progressive Corp. | 0.17% | 35,093 | $8.4M | Add +63.8% |
| VRTX Vertex Pharmaceuticals Inc. | 0.17% | 20,680 | $8.3M | Add +188.7% |
| BLK BlackRock Inc. | 0.16% | 8,097 | $8.3M | Add +110.2% |
| UBER Uber Technologies Inc. | 0.16% | 135,614 | $8.2M | Add +157.1% |
| RTX RTX Corp. | 0.16% | 70,569 | $8.2M | Add +244.1% |
| SYK Stryker Corp. | 0.16% | 22,350 | $8.0M | Add +63.6% |
| IVV iShares Core S&P 500 ETF | 0.16% | 13,622 | $8.0M | Reduce -77.4% |
| MDLZ Mondelez International Inc. Class A | 0.16% | 132,559 | $7.9M | Add +101.1% |
| OIH Vaneck Oil Services ETF | 0.16% | 29,103 | $7.9M | Add +106.9% |
| SCHW Schwab (charles) Corp. | 0.16% | 106,243 | $7.9M | Add +190.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.15% | 15,218 | $7.8M | Reduce -97.5% |
| APH Amphenol Corp. Class A | 0.15% | 111,519 | $7.7M | Add +258.3% |
| PYPL PayPal Holdings Inc. | 0.15% | 89,467 | $7.6M | Add +106.1% |
Other holdings (88): bonds, preferreds, convertibles and warrants · $81K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 419 | $36K | Reduce -52.9% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 466 | $19K | Reduce -81.9% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 309 | $13K | New |
| HPKEW Highpeak Energy Inc. | *W EXP 08/21/202 | 1,430 | $6K | No change |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 150 | $2K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 21 | $788 | New |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | 228 | $734 | New |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 20 | $545 | New |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 18 | $252 | No change |
| CLSKW Cleanspark Inc.-29 | *W EXP 12/29/202 | 306 | $220 | New |
| PDYNW Sarcos Technology -CW27 | *W EXP 09/24/202 | 269 | $206 | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 22 | $181 | No change |
| AVPTW Avepoint Inc.-CW24 | *W EXP 09/18/202 | 29 | $164 | No change |
| GRND.WS Grindr Inc. -26 | *W EXP 11/18/202 | 24 | $162 | No change |
| SOUNW Soundhound AI Inc. | *W EXP 04/26/202 | 14 | $162 | No change |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | 40 | $156 | Add +8.1% |
| EOS ENERGY ENTER -CW26 | *W EXP 11/17/202 | 151 | $148 | No change |
| BBAI.WS Bigbear.ai Holdings -CW28 | *W EXP 12/08/202 | 77 | $122 | No change |
| AFRIW Forafric Global PLC -CW27 | *W EXP 06/09/202 | 94 | $112 | No change |
| FASWF Stonebridge Acquisition-CW23 | *W EXP 04/02/202 | 733 | $95 | No change |
| SCLXW Vickers Vantage Corp. I -CW27 | *W EXP 11/10/202 | 418 | $88 | No change |
| ABLLW East Resources Acquis -CW27 | *W EXP 06/30/202 | 73 | $77 | No change |
| DRTSW Alpha Tau Medical Ltd. -27 | *W EXP 99/99/999 | 358 | $75 | No change |
| OPFI.WS Oppfi Inc. -CW26 | *W EXP 07/20/202 | 57 | $50 | No change |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | 100 | $49 | New |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | 83 | $48 | Reduce -10.8% |
| CDROW Codere Online Luxembou -CW | *W EXP 11/23/202 | 78 | $47 | No change |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 58 | $46 | No change |
| TLSIW Medtech Acquisition Corp.-CW | *W EXP 08/10/202 | 42 | $46 | No change |
| SEATW Vivid Seats Inc. -CW26 | *W EXP 10/18/202 | 123 | $44 | No change |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | 235 | $43 | Add +74.1% |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | 36 | $38 | No change |
| TBLAW Taboola.com Ltd. -CW27 | *W EXP 99/99/999 | 120 | $38 | No change |
| RUMBW Rumble Inc.-CW28 | *W EXP 09/16/202 | 6 | $30 | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 1 | $28 | No change |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 247 | $27 | No change |
| GRMLW Anew Medical Inc. | *W EXP 06/21/202 | 552 | $26 | No change |
| BRLSW Oxus Acquisition Corp. -CW23 | *W EXP 02/07/202 | 274 | $21 | No change |
| WGSWW Genedx Holdings Corp. | *W EXP 07/22/202 | 128 | $20 | No change |
| BZFDW Buzzfeed Inc. -CW27 | *W EXP 12/03/202 | 100 | $18 | No change |
| SATLW Satellogic Inc.-A -23 | *W EXP 01/25/202 | 41 | $15 | No change |
| ZEOWW Esgen Acquisition A -CW23 | *W EXP 03/13/202 | 137 | $14 | No change |
| EVLVW Evolv Technologies -CW26 | *W EXP 07/16/202 | 44 | $13 | No change |
| EUDAW 8I Acquisition 2 Corp. -CW22 | *W EXP 11/22/202 | 100 | $13 | No change |
| STRATA CRITICAL MEDICAL INC | *W EXP 05/07/202 | 22 | $9 | No change |
| MOBXW Chavrant Capital Acq -CW23 | *W EXP 12/21/202 | 73 | $9 | No change |
| PGYWW Pagaya Technologies Ltd. -27 | *W EXP 99/99/999 | 155 | $9 | No change |
| AMBWQ Ambipar Emergency Respons-28 | *W EXP 03/03/202 | 26 | $8 | No change |
| DFLIW Chardan Nextech Acquisi-CW27 | *W EXP 10/07/202 | 213 | $6 | No change |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | 4 | $6 | New |
| UWM HOLDINGS CORPORATION | *W EXP 01/21/202 | 28 | $6 | No change |
| NOTEW Fiscalnote Holdings Inc.-CW25 | *W EXP 07/29/202 | 29 | $5 | No change |
| SESCW Ivanhoe Capital Class A -CW27 | *W EXP 12/10/202 | 24 | $5 | No change |
| AERTW Aeries Technology Inc. -CW23 | *W EXP 11/06/202 | 156 | $5 | No change |
| SWVLW Pivotal Holdings Corp. -CW27 | *W EXP 99/99/999 | 334 | $5 | No change |
| ALURW Allurion Technologies-28 | *W EXP 08/01/203 | 135 | $4 | No change |
| HYZON MOTORS INC | *W EXP 10/02/202 | 702 | $4 | No change |
| RSVRW Reservoir Media-CW26 | *W EXP 08/26/202 | 3 | $4 | No change |
| SABSW Sab Biotherapeutics Inc. Class W | *W EXP 10/22/202 | 48 | $4 | No change |
| MKDWW MKD Tech Inc. -29 | *W EXP 06/10/202 | 140 | $4 | No change |
| INVZW Innoviz Technologies -CW26 | *W EXP 04/05/202 | 26 | $4 | No change |
| EXELA TECHNOLOGIES INC (XELA 6 PERP B) | 6% CONV PFD SR B | 8 | $3 | No change |
| MNYWW Moneyhero Ltd.-28 | *W EXP 09/13/202 | 65 | $3 | No change |
| PERFF Perfect Corp. | *W EXP 10/28/202 | 37 | $3 | No change |
| PRENW Prenetics Global Ltd. -CW26 | *W EXP 05/18/202 | 339 | $3 | No change |
| DHAIW Aurora Technology Acquis -28 | *W EXP 04/20/202 | 30 | $2 | No change |
| ETWOW E2OPEN Parent Ho -CW25 | *W EXP 02/04/202 | 100 | $2 | No change |
| NRXPW NRX Pharmaceuticals Inc.-CW22 | *W EXP 05/24/202 | 15 | $2 | No change |
| SONWQ Gores Metropoulos II -CW28 | *W EXP 01/18/202 | 316 | $2 | No change |
| SDSTW Global Partner Acq A -CW27 | *W EXP 06/21/202 | 10 | $2 | No change |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 11/14/202 | 14 | $2 | New |
| APLMW Apollomics Inc.-27 | *W EXP 04/01/202 | 200 | $2 | No change |
| LANWF Lanvin Group Holdings Ltd.-27 | *W EXP 01/14/202 | 50 | $2 | No change |
| BENFW Beneficient Co. Group -28 | *W EXP 06/07/202 | 77 | $1 | No change |
| GCTS.WS Concord Acq Class A -CW28 | *W EXP 03/01/202 | 5 | $1 | No change |
| LVWR.WS Livewire Group Inc.-27 | *W EXP 09/26/202 | 23 | $1 | No change |
| CEROW Phoenix Biotech Acq -CW26 | *W EXP 02/13/202 | 87 | $1 | No change |
| MYPSW Playstudios Inc. -CW26 | *W EXP 99/99/999 | 44 | $1 | No change |
| BAERW Wildfire New Pubco Inc.-27 | *W EXP 01/24/202 | 32 | $1 | No change |
| ECXWW Ecarx Holdings Inc. Class A-27 | *W EXP 99/99/999 | 23 | $1 | No change |
| UKOMW Ucommune International -CW25 | *W EXP 11/01/202 | 206 | $1 | No change |
| MLECW Moolec Science SA | *W EXP 12/30/202 | 29 | $1 | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 23 | $0 | No change |
| HOFVW Hall of Fame Resort -CW | *W EXP 07/01/202 | 100 | $0 | No change |
| KPLTW Katapult Holdings Inc. -CW26 | *W EXP 06/09/202 | 14 | $0 | No change |
| LTRYW Sports Entertainment-CW21 | *W EXP 10/15/202 | 1 | $0 | No change |
| VGASW Cenaq Energy Corp. Class A -CW27 | *W EXP 02/15/202 | 1 | $0 | No change |
| DSYWW Big Tree Cloud Holdings -29 | *W EXP 05/31/202 | 5 | $0 | No change |
Total filed on the 13F, all lines: $5.0B.
Portfolio Sells Q3 2024 → Q4 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -97.5% | 0.15% | −7.60 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −4.13 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -49.1% | 2.17% | −3.39 |
| SPXL Direxion Daily S&P 500 Bull | Reduce -92.7% | 0.12% | −1.93 |
| IWM iShares Russell 2000 ETF | Reduce -69.7% | 0.49% | −1.65 |
| IWB iShares Russell 1000 ETF | Sold out | 0.00% | −0.81 |
| IVV iShares Core S&P 500 ETF | Reduce -77.4% | 0.16% | −0.76 |
| VNQ Vanguard Real Estate ETF | Reduce -56.3% | 0.13% | −0.30 |
| IWR iShares Russell Mid-Cap ETF | Reduce -99.9% | 0.00% | −0.27 |
| MDY State Street SPDR S&P Midcap | Reduce -59.9% | 0.11% | −0.25 |
| XLB SS Materials Select Sector | Reduce -99.9% | 0.00% | −0.24 |
| CAT Caterpillar Inc. | Reduce -22.9% | 0.23% | −0.20 |
| XLK SS Technology Select Sector | Reduce -99.9% | 0.00% | −0.18 |
| IYW iShares Ustechnology ETF | Sold out | 0.00% | −0.18 |
| PROSHARES TR II | Reduce -84.5% | 0.02% | −0.18 |
| SVXY Proshares Short Vix St Futur | Reduce -71.1% | 0.05% | −0.17 |
| TQQQ Proshares Ultrapro QQQ | Reduce -99.8% | 0.00% | −0.17 |
| AMT American Tower Corp. | Reduce -64.4% | 0.05% | −0.17 |
| FDN First Trust DJ Internet Ind | Reduce -66.0% | 0.07% | −0.17 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Reduce -99.7% | 0.00% | −0.15 |
| SVIX -1X Short Vix Futures ETF | Reduce -96.5% | 0.00% | −0.14 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -99.9% | 0.00% | −0.14 |
| VXF Vanguard Extended Market ETF | Sold out | 0.00% | −0.13 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Sold out | 0.00% | −0.13 |
| VTR Ventas Inc. | Reduce -83.6% | 0.02% | −0.12 |
| MCD McDonald's Corp. | Reduce -2.3% | 0.27% | −0.12 |
| PLD Prologis Inc. | Reduce -27.1% | 0.10% | −0.11 |
| GS Goldman Sachs Group Inc. | Reduce -13.3% | 0.34% | −0.11 |
| SWN Southwestern Energy Co. | Sold out | 0.00% | −0.10 |
| AXP American Express Co. | Reduce -14.7% | 0.24% | −0.10 |
| QUAL iShares MSCI USA Quality Fac | Sold out | 0.00% | −0.10 |
| TRV The Travelers Cos Inc. | Reduce -30.0% | 0.11% | −0.09 |
| EQIX Equinix Inc. | Reduce -57.4% | 0.05% | −0.09 |
| UPRO Proshares Ultrapro S&P 500 | Reduce -78.9% | 0.02% | −0.09 |
| XBI SS SPDR S&P Biotech ETF | Reduce -0.8% | 0.19% | −0.09 |
| BABA Alibaba Group Holding-SP ADR | Reduce -92.3% | 0.00% | −0.09 |
| JD Jd.com Inc.-ADR | Reduce -79.7% | 0.01% | −0.08 |
| AZO AutoZone Inc. | Reduce -34.4% | 0.08% | −0.08 |
| IYR iShares US Real Estate ETF | Reduce -28.1% | 0.08% | −0.08 |
| ITB iShares U.S. Home Constructi | Reduce -22.9% | 0.07% | −0.08 |
| QLD Proshares Ultra QQQ | Reduce -99.9% | 0.00% | −0.08 |
| VIXY Proshares Vix Short-Term Fut | Reduce -70.7% | 0.02% | −0.07 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -99.7% | 0.00% | −0.07 |
| TLT iShares 20+ Year Treasury BD | Reduce -97.1% | 0.00% | −0.07 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -77.7% | 0.02% | −0.07 |
| XLC SS Comm Select Sector SPDR | Reduce -98.8% | 0.00% | −0.07 |
| VHT Vanguard Health Care ETF | Reduce -62.8% | 0.02% | −0.07 |
| VICI Vici Properties Inc. | Reduce -61.8% | 0.02% | −0.07 |
| IGV iShares Expanded Tech-Softwa | Reduce -50.6% | 0.05% | −0.06 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Sold out | 0.00% | −0.06 |
Portfolio Buys Q3 2024 → Q4 2024
| AAPL Apple Inc. | Add +167.9% | 5.55% | +2.98 |
| MSFT Microsoft Corp. | Add +144.1% | 4.75% | +2.10 |
| NVDA Nvidia Corp. | Add +114.5% | 4.64% | +2.03 |
| AMZN Amazon.com Inc. | Add +142.0% | 3.13% | +1.67 |
| GOOGL Alphabet Inc. Class A | Add +247.0% | 1.91% | +1.27 |
| GOOG Alphabet Inc. Class C | Add +233.0% | 1.59% | +1.03 |
| DIA SS SPDR Dow Jones Indus Avg | Add +1408.6% | 1.08% | +0.98 |
| META Meta Platforms Inc. Class A | Add +129.7% | 2.17% | +0.94 |
| TSLA Tesla Inc. | Add +99.9% | 1.63% | +0.93 |
| AVGO Broadcom Inc. | Add +95.0% | 1.79% | +0.88 |
| XLV SS Health Care Select Sector | Add +8530.5% | 0.87% | +0.86 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +153.8% | 1.16% | +0.54 |
| XLI SS Industrial Select Sector | Add +402.4% | 0.60% | +0.43 |
| IWN iShares Russell 2000 Value E | Add +353189.2% | 0.43% | +0.43 |
| NFLX Netflix Inc. | Add +96.8% | 0.77% | +0.35 |
| COST Costco Wholesale Corp. | Add +141.4% | 0.75% | +0.35 |
| XLRE SS Real Estate Select Sector | Add +588.6% | 0.32% | +0.25 |
| MTUM iShares MSCI USA Momentum Fa | Add +2113.5% | 0.27% | +0.25 |
| PLTR Palantir Technologies Inc. Class A | Add +157.3% | 0.34% | +0.25 |
| WFC Wells Fargo & Co. | Add +209.6% | 0.38% | +0.25 |
| WMT Walmart Inc. | Add +92.2% | 0.64% | +0.24 |
| NOW ServiceNow Inc. | Add +193.2% | 0.34% | +0.21 |
| V Visa Inc. Class A | Add +58.8% | 0.77% | +0.21 |
| CSCO Cisco Systems Inc. | Add +118.0% | 0.40% | +0.18 |
| AMD Advanced Micro Devices | Add +189.8% | 0.48% | +0.18 |
| BAC Bank of America Corp. | Add +114.7% | 0.40% | +0.18 |
| MU Micron Technology Inc. | Add +230.1% | 0.35% | +0.17 |
| MAGS Roundhill Magnificent Seven | Add +5359.9% | 0.18% | +0.17 |
| PEP Pepsico Inc. | Add +162.7% | 0.39% | +0.17 |
| INTU Intuit Inc. | Add +165.9% | 0.32% | +0.16 |
| ORCL Oracle Corp. | Add +163.4% | 0.33% | +0.16 |
| QCOM Qualcomm Inc. | Add +135.7% | 0.41% | +0.15 |
| MA Mastercard Inc. Class A | Add +74.5% | 0.50% | +0.14 |
| JPM JPMorgan Chase & Co. | Add +41.8% | 0.81% | +0.14 |
| ISRG Intuitive Surgical Inc. | Add +123.1% | 0.31% | +0.14 |
| FAS Dirx DLY Finacial B3X ETF-Ui | Add +5659.0% | 0.13% | +0.13 |
| MRVL Marvell Technology Inc. | Add +186.9% | 0.18% | +0.13 |
| ADBE Adobe Inc. | Add +131.7% | 0.38% | +0.12 |
| T AT&T Inc. | Add +187.2% | 0.22% | +0.12 |
| AMAT Applied Materials Inc. | Add +173.5% | 0.30% | +0.12 |
| USMV iShares MSCI USA Min Vol Fac | New | 0.12% | +0.12 |
| ARKG ARK Genomic Revolution ETF | Add +45400.9% | 0.12% | +0.12 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +120.0% | 0.23% | +0.12 |
| GILD Gilead Sciences Inc. | Add +184.5% | 0.20% | +0.12 |
| C Citigroup Inc. | Add +189.6% | 0.19% | +0.11 |
| TMUS T-Mobile US Inc. | Add +102.4% | 0.29% | +0.11 |
| LRCX Lam Research Corp. | Add +186.1% | 0.24% | +0.11 |
| JPST JPMorgan Ultra-Short Income | New | 0.11% | +0.11 |
| LIN Linde PLC | Add +126.0% | 0.33% | +0.11 |
| GE General Electric | Add +195.7% | 0.22% | +0.11 |
Notes & Other Activity Q3 2024 → Q4 2024
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Sold out | 2,339 | $130Kbefore exit |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Reduce -52.9% | 419 | $36K |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Sold out | 160 | $21Kbefore exit |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Sold out | 16 | $20Kbefore exit |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -81.9% | 466 | $19K |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 309 | $13K |
| SEAPORT ENTERTAINMENT GR-RTS | RIGHT 10/10/2024 | Sold out | 551 | $2Kbefore exit |
| DJTWW Trump Media & Technology Gro | *W EXP 03/25/202 | Sold out | 100 | $1Kbefore exit |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | New | 21 | $788 |
| ACHR.WS Archer Aviation Inc. -CW26 | *W EXP 09/16/202 | New | 228 | $734 |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | New | 20 | $545 |
| CLSKW Cleanspark Inc.-29 | *W EXP 12/29/202 | New | 306 | $220 |
| QBTS.WS D-Wave Quantum Inc. -27 | *W EXP 08/05/202 | Add +8.1% | 40 | $156 |
| SMR.WS Nuscale Power Co. -CW27 | *W EXP 05/02/202 | Sold out | 46 | $146before exit |
| WESTW Westrock Coffee Holdings- 27 | *W EXP 08/29/202 | Sold out | 88 | $145before exit |
| EVEX.WS Eve Holdng Inc. -CW25 | *W EXP 05/09/202 | New | 100 | $49 |
| PL.WS Planet Labs PBC -CW26 | *W EXP 12/06/202 | Reduce -10.8% | 83 | $48 |
| ML.WS Moneylion Inc. -CW27 | *W EXP 09/22/202 | Add +74.1% | 235 | $43 |
| GRDIW Griid Infrastructure Inc.-28 | *W EXP 12/29/202 | Sold out | 306 | $10before exit |
| QETAR Quetta Acquisition Corp.-RTS | RIGHT 99/99/9999 | New | 4 | $6 |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 03/15/202 | Sold out | 14 | $3before exit |
| LEVWQ Lion Electric Co./the -CW26 | *W EXP 05/06/202 | Sold out | 137 | $2before exit |
| ILLRW Agba Acquisition Ltd. -CW24 | *W EXP 11/14/202 | New | 14 | $2 |
| BROGW Brooge Holdings Ltd. | *W EXP 12/20/202 | Sold out | 7 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 5,161 | $4.1B | SPY, NVDA, IVV, AAPL, SPIB |
| Q1 2026 | 5,066 | $3.8B | QQQ, SOXL, AAPL, MSFT, MU |
| Q4 2025 | 5,101 | $4.1B | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q3 2025 | 5,175 | $3.6B | SPY, NVDA, MSFT, AAPL, AMZN |
| Q2 2025 | 5,219 | $3.7B | SPY, MSFT, NVDA, AAPL, QQQ |
| Q1 2025 | 5,109 | $3.4B | QQQ, MSFT, AAPL, NVDA, AMZN |
| Q4 2024 | 5,588 | $5.0B | AAPL, MSFT, NVDA, AMZN, SPY |
| Q3 2024 | 5,598 | $3.8B | QQQ, SPY, SMCI, MSFT, NVDA |
| Q2 2024 | 5,573 | $5.9B | MSFT, AAPL, NVDA, SPY, AMZN |
| Q1 2024 | 5,738 | $4.2B | SPY, MSFT, NVDA, AAPL, AMZN |