Walled Lake Planning & Wealth Management, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Walled Lake Planning & Wealth Management, LLC reported 117 stock positions worth $243.4 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 9.8% of the portfolio, followed by iShares MSCI USA Min Vol Fac (USMV, 5.2%) and Schwab US DVD Equity ETF (SCHD, 4.6%). Compared with Q4 2023, it opened 16 new positions, sold out of 4, added to 51 and reduced 29. The biggest buy was a new position in Genpact (G) and the biggest sale an exit from iShares Select Dividend ETF (DVY).

Most Recent 13F
Q2 2026
Location
HIGHLAND PARK, IL
CIK
0001812177
Portfolio Value
$243.4M (Q1 2024)
SEC Filing
0001104659-24-060741 ↗ filed May 14, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $243.4M $243.4M Q1 2024 Q2 2024: $244.6M Q2 2024 Q3 2024: $266.0M Q3 2024 Q4 2024: $268.5M Q4 2024 Q1 2025: $281.4M Q1 2025 Q2 2025: $306.2M Q2 2025 Q3 2025: $304.1M Q3 2025 Q4 2025: $316.0M Q4 2025 Q1 2026: $340.1M Q1 2026 Q2 2026: $396.0M Q2 2026

Holdings 117 stocks · $243.4M
CAPE Doubleline Shiller Cape US 9.79% 851,103 $23.8M Add +0.6%
USMV iShares MSCI USA Min Vol Fac 5.24% 152,645 $12.8M Add +5.7%
SCHD Schwab US DVD Equity ETF 4.59% 138,707 $11.2M Reduce -0.2%
EUSA iShares MSCI USA Equal Weigh 4.55% 121,718 $11.1M Add +7.0%
RSPH Invesco S&P 500 Equal Weight 3.92% 299,943 $9.5M Add +17.8%
AAPL Apple Inc. 3.59% 50,915 $8.7M Add +3.2%
IWF iShares Russell 1000 Growth 3.46% 25,018 $8.4M Reduce -0.0%
MRK Merck & Co. Inc. 3.25% 59,879 $7.9M Reduce -1.1%
HII Huntington Ingalls Industrie 3.16% 26,374 $7.7M Reduce -1.7%
ROST Ross Stores Inc. 3.04% 50,469 $7.4M Reduce -1.4%
LMT Lockheed Martin Corp. 3.03% 16,237 $7.4M Reduce -0.5%
RSPT Invesco S&P 500 Equal Weight 3.03% 209,285 $7.4M Add +0.4%
VYM Vanguard High DVD Yield ETF 2.81% 56,493 $6.8M Reduce -1.3%
JNPR Juniper Networks Inc. 2.63% 172,680 $6.4M Reduce -1.5%
GILD Gilead Sciences Inc. 2.58% 85,789 $6.3M Add +0.0%
CSCO Cisco Systems Inc. 2.57% 125,267 $6.3M Reduce -0.1%
HLI Houlihan Lokey Inc. 2.51% 47,599 $6.1M Reduce -1.1%
DG Dollar General Corp. 2.38% 37,050 $5.8M Reduce -0.2%
NVS Novartis AG-Sponsored ADR 2.10% 52,786 $5.1M Reduce -1.0%
MO Altria Group Inc. 2.02% 112,897 $4.9M Add +58.4%
ACN Accenture PLC Class A 1.66% 11,689 $4.1M Reduce -0.4%
FLO Flowers Foods Inc. 1.58% 161,483 $3.8M Add +189.1%
G Genpact Ltd. 1.47% 108,541 $3.6M New
GOOGL Alphabet Inc. Class A 1.44% 23,184 $3.5M Reduce -4.7%
PFE Pfizer Inc. 1.42% 124,967 $3.5M Add +230.7%
MA Mastercard Inc. Class A 1.16% 5,857 $2.8M Add +0.1%
VOO Vanguard S&P 500 ETF 1.06% 5,393 $2.6M Add +8.4%
IVV iShares Core S&P 500 ETF 1.01% 4,688 $2.5M Add +9.6%
AMZN Amazon.com Inc. 0.98% 13,235 $2.4M Reduce -0.6%
MSFT Microsoft Corp. 0.93% 5,396 $2.3M Reduce -1.1%
IWY iShares Russell Top 200 Grow 0.86% 10,701 $2.1M Add +0.6%
IWD iShares Russell 1000 Value E 0.74% 10,007 $1.8M Add +1.9%
OEF iShares S&P 100 ETF 0.72% 7,055 $1.7M Add +1.3%
GOOG Alphabet Inc. Class C 0.69% 11,025 $1.7M Reduce -30.1%
HPQ HP Inc. 0.61% 48,992 $1.5M Reduce -0.3%
FXY Invesco Currencyshares Japan 0.56% 22,172 $1.4M Add +105.4%
V Visa Inc. Class A 0.55% 4,768 $1.3M Add +0.1%
PG The Procter & Gamble Co. 0.45% 6,791 $1.1M Reduce -1.6%
META Meta Platforms Inc. Class A 0.37% 1,872 $909K Reduce -19.8%
JPM JPMorgan Chase & Co. 0.34% 4,182 $838K Reduce -12.3%
IJH iShares Core S&P Midcap ETF 0.30% 12,215 $742K Add +3.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.30% 3,810 $728K Add +0.3%
VTI VG Morningstar TS MKT ETF-US 0.28% 2,609 $678K Add +10.0%
MOAT Vaneck Morningstar Wide Moat 0.26% 7,147 $642K Add +24.3%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.23% 2,233 $558K Add +30.5%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.22% 5,385 $546K Add +0.2%
DLY Doubleline Yield Opport 0.22% 33,942 $541K Add +40.4%
HPE Hewlett Packard Enterprise 0.22% 30,459 $540K Add +0.1%
IOO iShares Global 100 ETF 0.22% 6,027 $539K Add +17.9%
SPGP Invesco S&P 500 Garp ETF 0.22% 5,012 $534K Add +22.3%
IWP iShares Russell Mid-Cap Grow 0.22% 4,657 $532K Add +19.6%
IWR iShares Russell Mid-Cap ETF 0.22% 6,252 $526K Add +20.0%
LLY Eli Lilly & Co. 0.22% 675 $525K No change
WFC Wells Fargo & Co. 0.21% 8,874 $514K No change
IGM iShares Expanded Tech Sector 0.21% 5,924 $511K Add +17.5%
MCD McDonald's Corp. 0.20% 1,745 $492K No change
GBTC Grayscale Bitcoin Trust ETF 0.20% 7,671 $485K New
JEPI JPMorgan Equity Premium Inco 0.19% 8,124 $470K Add +1.0%
ABBV Abbvie Inc. 0.19% 2,565 $467K Add +0.1%
SGRY Surgery Partners Inc. 0.19% 15,632 $466K No change
AVGO Broadcom Inc. 0.19% 347 $460K Add +0.3%
CTSH Cognizant Tech Solutions-A 0.19% 6,166 $452K Add +0.3%
RLI Rli Corp. 0.18% 3,001 $446K No change
HD Home Depot Inc. 0.18% 1,142 $438K Reduce -3.8%
MPLX MPLX LP 0.18% 10,465 $435K No change
CME Cme Group Inc. 0.17% 1,938 $417K No change
EXAS Exact Sciences Corp. 0.17% 5,950 $411K New
VOE Vngrd Mrngstr MD-Cap Val ETF 0.17% 2,611 $407K Add +0.2%
IVW iShares S&P 500 Growth ETF 0.16% 4,741 $400K Reduce -0.4%
JPC Nuveen Prefered & Income Opp 0.16% 55,269 $397K Add +13.4%
XOM Exxon Mobil Corp. 0.16% 3,295 $383K Add +2.5%
COST Costco Wholesale Corp. 0.16% 520 $381K Add +1.6%
BRK.B Berkshire Hathaway Inc. Class B 0.15% 884 $372K No change
PDI PIMCO Dynamic Income Fund 0.15% 19,239 $371K Add +38.1%
SLYG SS SPDR S&P 600 SC GR ETF 0.14% 4,017 $350K Add +22.5%
EHC Encompass Health Corp. 0.14% 4,191 $346K No change
AIF Apollo Tactical Income Fund 0.14% 23,590 $337K No change
IJK iShares S&P Mid-Cap 400 Grow 0.14% 3,696 $337K Reduce -1.7%
EPD Enterprise Products Partners 0.14% 11,521 $336K No change
DSL Doubleline Income Solutions 0.13% 25,405 $323K No change
HYT BlackRock Corp. Hi YLD 0.13% 32,320 $316K Add +189.3%
ET Energy Transfer LP 0.13% 19,933 $314K Add +1.6%
KMI Kinder Morgan Inc. 0.13% 17,082 $313K Add +0.1%
SPYX SS SPDR S&P 500 Foss FL ETF 0.13% 7,211 $309K Add +0.3%
IWV iShares Russell 3000 ETF 0.13% 1,023 $307K Add +0.9%
TMUS T-Mobile US Inc. 0.12% 1,826 $298K Add +0.5%
BST BlackRock Science & Tech TR 0.12% 7,741 $286K Add +2.1%
STLA Stellantis NV 0.11% 9,453 $268K No change
EMB iShares JP Morgan Usd Emergi 0.11% 2,930 $263K No change
ORCL Oracle Corp. 0.11% 2,055 $258K Add +0.2%
QLD Proshares Ultra QQQ 0.10% 2,870 $251K No change
DLR Digital Realty Trust Inc. 0.10% 1,708 $246K Add +1.8%
JNJ Johnson & Johnson 0.10% 1,525 $241K Reduce -21.4%
FLNG Flex LNG Ltd. 0.10% 9,284 $236K Reduce -20.0%
AM Antero Midstream Corp. 0.10% 16,775 $236K New
BGB Blackstone Strategic Credit 0.09% 19,075 $227K No change
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.09% 2,558 $224K Reduce -13.4%
TGT Target Corp. 0.09% 1,255 $222K New
ABR Arbor Realty Trust Inc. 0.09% 16,740 $222K No change
AMLP Alerian MLP ETF 0.09% 4,650 $221K New
NEW AMERICA HIGH INCOME FUND 0.09% 30,175 $220K No change
FSK FS KKR Capital Corp. 0.09% 11,219 $214K No change
QQQ Invesco QQQ Trust Series 1 0.09% 477 $212K Reduce -25.5%
NPFD Nuveen Var RT Pref & Inc. 0.09% 11,767 $211K No change
DFP Flaherty & Crumrine DYN Pref 0.09% 10,950 $210K New
TSLA Tesla Inc. 0.09% 1,193 $210K Reduce -4.0%
ALL Allstate Corp. 0.09% 1,208 $209K New
PFN PIMCO Income Strategy FD II 0.08% 27,700 $207K No change
GE General Electric 0.08% 1,166 $205K New
UTG Reaves Utility Income Fund 0.08% 7,570 $204K New
CET Central Securities Corp. 0.08% 4,875 $204K New
SBUX Starbucks Corp. 0.08% 2,226 $203K Add +0.0%
HIO Western Asset Hi Inc. Opport 0.08% 50,985 $199K New
PDT John Hancock Prem DVD FND 0.06% 13,261 $154K New
XNROX Neu Re Est Sec Inc. FD Inc.-US filed as NEUBERGER BERMAN REAL ESTATE 0.04% 32,700 $109K New
FSCO FS Credit Opportunities Corp. 0.04% 17,650 $105K New
BKKT Bakkt Inc. filed as BAKKT HOLDINGS INC COM CL A NEW 0.01% 37,485 $17K New
Other holdings (2): bonds, preferreds, convertibles and warrants · $207K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 170$203KNew
DAVEW Dave Inc. -CW27 *W EXP 01/05/202 65,598$4KNo change

Total filed on the 13F, all lines: $243.7M.

Portfolio Sells Q4 2023 → Q1 2024
DVY iShares Select Dividend ETF Sold out 0.00% −1.13
NVS Novartis AG-Sponsored ADR Reduce -1.0% 2.10% −0.41
LMT Lockheed Martin Corp. Reduce -0.5% 3.03% −0.40
CSCO Cisco Systems Inc. Reduce -0.1% 2.57% −0.38
GOOG Alphabet Inc. Class C Reduce -30.1% 0.69% −0.34
SCHD Schwab US DVD Equity ETF Reduce -0.2% 4.59% −0.32
ACN Accenture PLC Class A Reduce -0.4% 1.66% −0.25
ROST Ross Stores Inc. Reduce -1.4% 3.04% −0.25
HLI Houlihan Lokey Inc. Reduce -1.1% 2.51% −0.18
VYM Vanguard High DVD Yield ETF Reduce -1.3% 2.81% −0.16
GOOGL Alphabet Inc. Class A Reduce -4.7% 1.44% −0.14
HII Huntington Ingalls Industrie Reduce -1.7% 3.16% −0.08
HPQ HP Inc. Reduce -0.3% 0.61% −0.08
IWF iShares Russell 1000 Growth Reduce -0.0% 3.46% −0.06
FLNG Flex LNG Ltd. Reduce -20.0% 0.10% −0.06
TSLA Tesla Inc. Reduce -4.0% 0.09% −0.06
JNJ Johnson & Johnson Reduce -21.4% 0.10% −0.04
BAKKT HOLDINGS INC Sold out 0.00% −0.04
QQQ Invesco QQQ Trust Series 1 Reduce -25.5% 0.09% −0.03
JPM JPMorgan Chase & Co. Reduce -12.3% 0.34% −0.03
EXAI Exscientia Ltd. Sold out 0.00% −0.03
MSFT Microsoft Corp. Reduce -1.1% 0.93% −0.02
PG The Procter & Gamble Co. Reduce -1.6% 0.45% −0.02
HD Home Depot Inc. Reduce -3.8% 0.18% −0.01
META Meta Platforms Inc. Class A Reduce -19.8% 0.37% −0.01
TTD Trade Desk Inc./the Class A Reduce -13.4% 0.09% −0.01
MYMD PHARMACEUTICALS INC Sold out 0.00% −0.00
IVW iShares S&P 500 Growth ETF Reduce -0.4% 0.16% −0.00
IJK iShares S&P Mid-Cap 400 Grow Reduce -1.7% 0.14% +0.00
DG Dollar General Corp. Reduce -0.2% 2.38% +0.03
AMZN Amazon.com Inc. Reduce -0.6% 0.98% +0.04
MRK Merck & Co. Inc. Reduce -1.1% 3.25% +0.18
JNPR Juniper Networks Inc. Reduce -1.5% 2.63% +0.23

Portfolio Buys Q4 2023 → Q1 2024
G Genpact Ltd. New 1.47% +1.47
FLO Flowers Foods Inc. Add +189.1% 1.58% +0.99
PFE Pfizer Inc. Add +230.7% 1.42% +0.92
MO Altria Group Inc. Add +58.4% 2.02% +0.69
RSPH Invesco S&P 500 Equal Weight Add +17.8% 3.92% +0.39
FXY Invesco Currencyshares Japan Add +105.4% 0.56% +0.23
GBTC Grayscale Bitcoin Trust ETF New 0.20% +0.20
EXAS Exact Sciences Corp. New 0.17% +0.17
AM Antero Midstream Corp. New 0.10% +0.10
TGT Target Corp. New 0.09% +0.09
AMLP Alerian MLP ETF New 0.09% +0.09
DFP Flaherty & Crumrine DYN Pref New 0.09% +0.09
ALL Allstate Corp. New 0.09% +0.09
GE General Electric New 0.08% +0.08
UTG Reaves Utility Income Fund New 0.08% +0.08
CET Central Securities Corp. New 0.08% +0.08
EUSA iShares MSCI USA Equal Weigh Add +7.0% 4.55% +0.08
HIO Western Asset Hi Inc. Opport New 0.08% +0.08
HYT BlackRock Corp. Hi YLD Add +189.3% 0.13% +0.08
PDT John Hancock Prem DVD FND New 0.06% +0.06
IVV iShares Core S&P 500 ETF Add +9.6% 1.01% +0.06
DLY Doubleline Yield Opport Add +40.4% 0.22% +0.06
VOO Vanguard S&P 500 ETF Add +8.4% 1.06% +0.05
XNROX Neu Re Est Sec Inc. FD Inc.-US New 0.04% +0.04
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +30.5% 0.23% +0.04
FSCO FS Credit Opportunities Corp. New 0.04% +0.04
MOAT Vaneck Morningstar Wide Moat Add +24.3% 0.26% +0.04
PDI PIMCO Dynamic Income Fund Add +38.1% 0.15% +0.04
IGM iShares Expanded Tech Sector Add +17.5% 0.21% +0.03
SPGP Invesco S&P 500 Garp ETF Add +22.3% 0.22% +0.03
IOO iShares Global 100 ETF Add +17.9% 0.22% +0.03
IWP iShares Russell Mid-Cap Grow Add +19.6% 0.22% +0.03
IWR iShares Russell Mid-Cap ETF Add +20.0% 0.22% +0.03
VTI VG Morningstar TS MKT ETF-US Add +10.0% 0.28% +0.02
SLYG SS SPDR S&P 600 SC GR ETF Add +22.5% 0.14% +0.02
JPC Nuveen Prefered & Income Opp Add +13.4% 0.16% +0.01
IBM Intl Business Machines Corp. Add +0.3% 0.30% +0.01
AVGO Broadcom Inc. Add +0.3% 0.19% +0.01
XOM Exxon Mobil Corp. Add +2.5% 0.16% +0.01
ABBV Abbvie Inc. Add +0.1% 0.19% +0.01
BKKT Bakkt Inc. New 0.01% +0.01
ORCL Oracle Corp. Add +0.2% 0.11% +0.01
USMV iShares MSCI USA Min Vol Fac Add +5.7% 5.24% +0.00
ET Energy Transfer LP Add +1.6% 0.13% +0.00
IJH iShares Core S&P Midcap ETF Add +3.4% 0.30% +0.00
COST Costco Wholesale Corp. Add +1.6% 0.16% −0.00
BST BlackRock Science & Tech TR Add +2.1% 0.12% −0.00
MA Mastercard Inc. Class A Add +0.1% 1.16% −0.00
IWV iShares Russell 3000 ETF Add +0.9% 0.13% −0.00
SPYX SS SPDR S&P 500 Foss FL ETF Add +0.3% 0.13% −0.00

Notes & Other Activity Q4 2023 → Q1 2024
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L New 170 $203K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 141$396.0MSTPZ, BILZ, JQUA, CAPE, FMDE
Q1 2026 134$340.1MBILZ, CAPE, JQUA, USMF, USMV
Q4 2025 134$316.0MCAPE, BILZ, JQUA, USMV, RSPH
Q3 2025 139$304.1MCAPE, BILZ, JQUA, USMV, SCHD
Q2 2025 139$306.2MCAPE, BILZ, JQUA, USMV, RSPH
Q1 2025 131$281.4MCAPE, USMV, JQUA, SCHD, RSPH
Q4 2024 129$268.5MCAPE, USMV, AAPL, SCHD, RSPH
Q3 2024 130$266.0MCAPE, USMV, AAPL, SCHD, RSPH
Q2 2024 122$244.6MCAPE, USMV, AAPL, SCHD, RSPH
Q1 2024 117$243.4MCAPE, USMV, SCHD, EUSA, RSPH