Walled Lake Planning & Wealth Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), Walled Lake Planning & Wealth Management, LLC reported 117 stock positions worth $243.4 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 9.8% of the portfolio, followed by iShares MSCI USA Min Vol Fac (USMV, 5.2%) and Schwab US DVD Equity ETF (SCHD, 4.6%). Compared with Q4 2023, it opened 16 new positions, sold out of 4, added to 51 and reduced 29. The biggest buy was a new position in Genpact (G) and the biggest sale an exit from iShares Select Dividend ETF (DVY).
- Most Recent 13F
- Q2 2026
- Location
- HIGHLAND PARK, IL
- CIK
- 0001812177
- Portfolio Value
- $243.4M (Q1 2024)
- SEC Filing
- 0001104659-24-060741 ↗ filed May 14, 2024
Holdings Value
Holdings 117 stocks · $243.4M
| CAPE Doubleline Shiller Cape US | 9.79% | 851,103 | $23.8M | Add +0.6% |
| USMV iShares MSCI USA Min Vol Fac | 5.24% | 152,645 | $12.8M | Add +5.7% |
| SCHD Schwab US DVD Equity ETF | 4.59% | 138,707 | $11.2M | Reduce -0.2% |
| EUSA iShares MSCI USA Equal Weigh | 4.55% | 121,718 | $11.1M | Add +7.0% |
| RSPH Invesco S&P 500 Equal Weight | 3.92% | 299,943 | $9.5M | Add +17.8% |
| AAPL Apple Inc. | 3.59% | 50,915 | $8.7M | Add +3.2% |
| IWF iShares Russell 1000 Growth | 3.46% | 25,018 | $8.4M | Reduce -0.0% |
| MRK Merck & Co. Inc. | 3.25% | 59,879 | $7.9M | Reduce -1.1% |
| HII Huntington Ingalls Industrie | 3.16% | 26,374 | $7.7M | Reduce -1.7% |
| ROST Ross Stores Inc. | 3.04% | 50,469 | $7.4M | Reduce -1.4% |
| LMT Lockheed Martin Corp. | 3.03% | 16,237 | $7.4M | Reduce -0.5% |
| RSPT Invesco S&P 500 Equal Weight | 3.03% | 209,285 | $7.4M | Add +0.4% |
| VYM Vanguard High DVD Yield ETF | 2.81% | 56,493 | $6.8M | Reduce -1.3% |
| JNPR Juniper Networks Inc. | 2.63% | 172,680 | $6.4M | Reduce -1.5% |
| GILD Gilead Sciences Inc. | 2.58% | 85,789 | $6.3M | Add +0.0% |
| CSCO Cisco Systems Inc. | 2.57% | 125,267 | $6.3M | Reduce -0.1% |
| HLI Houlihan Lokey Inc. | 2.51% | 47,599 | $6.1M | Reduce -1.1% |
| DG Dollar General Corp. | 2.38% | 37,050 | $5.8M | Reduce -0.2% |
| NVS Novartis AG-Sponsored ADR | 2.10% | 52,786 | $5.1M | Reduce -1.0% |
| MO Altria Group Inc. | 2.02% | 112,897 | $4.9M | Add +58.4% |
| ACN Accenture PLC Class A | 1.66% | 11,689 | $4.1M | Reduce -0.4% |
| FLO Flowers Foods Inc. | 1.58% | 161,483 | $3.8M | Add +189.1% |
| G Genpact Ltd. | 1.47% | 108,541 | $3.6M | New |
| GOOGL Alphabet Inc. Class A | 1.44% | 23,184 | $3.5M | Reduce -4.7% |
| PFE Pfizer Inc. | 1.42% | 124,967 | $3.5M | Add +230.7% |
| MA Mastercard Inc. Class A | 1.16% | 5,857 | $2.8M | Add +0.1% |
| VOO Vanguard S&P 500 ETF | 1.06% | 5,393 | $2.6M | Add +8.4% |
| IVV iShares Core S&P 500 ETF | 1.01% | 4,688 | $2.5M | Add +9.6% |
| AMZN Amazon.com Inc. | 0.98% | 13,235 | $2.4M | Reduce -0.6% |
| MSFT Microsoft Corp. | 0.93% | 5,396 | $2.3M | Reduce -1.1% |
| IWY iShares Russell Top 200 Grow | 0.86% | 10,701 | $2.1M | Add +0.6% |
| IWD iShares Russell 1000 Value E | 0.74% | 10,007 | $1.8M | Add +1.9% |
| OEF iShares S&P 100 ETF | 0.72% | 7,055 | $1.7M | Add +1.3% |
| GOOG Alphabet Inc. Class C | 0.69% | 11,025 | $1.7M | Reduce -30.1% |
| HPQ HP Inc. | 0.61% | 48,992 | $1.5M | Reduce -0.3% |
| FXY Invesco Currencyshares Japan | 0.56% | 22,172 | $1.4M | Add +105.4% |
| V Visa Inc. Class A | 0.55% | 4,768 | $1.3M | Add +0.1% |
| PG The Procter & Gamble Co. | 0.45% | 6,791 | $1.1M | Reduce -1.6% |
| META Meta Platforms Inc. Class A | 0.37% | 1,872 | $909K | Reduce -19.8% |
| JPM JPMorgan Chase & Co. | 0.34% | 4,182 | $838K | Reduce -12.3% |
| IJH iShares Core S&P Midcap ETF | 0.30% | 12,215 | $742K | Add +3.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.30% | 3,810 | $728K | Add +0.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.28% | 2,609 | $678K | Add +10.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.26% | 7,147 | $642K | Add +24.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.23% | 2,233 | $558K | Add +30.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.22% | 5,385 | $546K | Add +0.2% |
| DLY Doubleline Yield Opport | 0.22% | 33,942 | $541K | Add +40.4% |
| HPE Hewlett Packard Enterprise | 0.22% | 30,459 | $540K | Add +0.1% |
| IOO iShares Global 100 ETF | 0.22% | 6,027 | $539K | Add +17.9% |
| SPGP Invesco S&P 500 Garp ETF | 0.22% | 5,012 | $534K | Add +22.3% |
| IWP iShares Russell Mid-Cap Grow | 0.22% | 4,657 | $532K | Add +19.6% |
| IWR iShares Russell Mid-Cap ETF | 0.22% | 6,252 | $526K | Add +20.0% |
| LLY Eli Lilly & Co. | 0.22% | 675 | $525K | No change |
| WFC Wells Fargo & Co. | 0.21% | 8,874 | $514K | No change |
| IGM iShares Expanded Tech Sector | 0.21% | 5,924 | $511K | Add +17.5% |
| MCD McDonald's Corp. | 0.20% | 1,745 | $492K | No change |
| GBTC Grayscale Bitcoin Trust ETF | 0.20% | 7,671 | $485K | New |
| JEPI JPMorgan Equity Premium Inco | 0.19% | 8,124 | $470K | Add +1.0% |
| ABBV Abbvie Inc. | 0.19% | 2,565 | $467K | Add +0.1% |
| SGRY Surgery Partners Inc. | 0.19% | 15,632 | $466K | No change |
| AVGO Broadcom Inc. | 0.19% | 347 | $460K | Add +0.3% |
| CTSH Cognizant Tech Solutions-A | 0.19% | 6,166 | $452K | Add +0.3% |
| RLI Rli Corp. | 0.18% | 3,001 | $446K | No change |
| HD Home Depot Inc. | 0.18% | 1,142 | $438K | Reduce -3.8% |
| MPLX MPLX LP | 0.18% | 10,465 | $435K | No change |
| CME Cme Group Inc. | 0.17% | 1,938 | $417K | No change |
| EXAS Exact Sciences Corp. | 0.17% | 5,950 | $411K | New |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.17% | 2,611 | $407K | Add +0.2% |
| IVW iShares S&P 500 Growth ETF | 0.16% | 4,741 | $400K | Reduce -0.4% |
| JPC Nuveen Prefered & Income Opp | 0.16% | 55,269 | $397K | Add +13.4% |
| XOM Exxon Mobil Corp. | 0.16% | 3,295 | $383K | Add +2.5% |
| COST Costco Wholesale Corp. | 0.16% | 520 | $381K | Add +1.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.15% | 884 | $372K | No change |
| PDI PIMCO Dynamic Income Fund | 0.15% | 19,239 | $371K | Add +38.1% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.14% | 4,017 | $350K | Add +22.5% |
| EHC Encompass Health Corp. | 0.14% | 4,191 | $346K | No change |
| AIF Apollo Tactical Income Fund | 0.14% | 23,590 | $337K | No change |
| IJK iShares S&P Mid-Cap 400 Grow | 0.14% | 3,696 | $337K | Reduce -1.7% |
| EPD Enterprise Products Partners | 0.14% | 11,521 | $336K | No change |
| DSL Doubleline Income Solutions | 0.13% | 25,405 | $323K | No change |
| HYT BlackRock Corp. Hi YLD | 0.13% | 32,320 | $316K | Add +189.3% |
| ET Energy Transfer LP | 0.13% | 19,933 | $314K | Add +1.6% |
| KMI Kinder Morgan Inc. | 0.13% | 17,082 | $313K | Add +0.1% |
| SPYX SS SPDR S&P 500 Foss FL ETF | 0.13% | 7,211 | $309K | Add +0.3% |
| IWV iShares Russell 3000 ETF | 0.13% | 1,023 | $307K | Add +0.9% |
| TMUS T-Mobile US Inc. | 0.12% | 1,826 | $298K | Add +0.5% |
| BST BlackRock Science & Tech TR | 0.12% | 7,741 | $286K | Add +2.1% |
| STLA Stellantis NV | 0.11% | 9,453 | $268K | No change |
| EMB iShares JP Morgan Usd Emergi | 0.11% | 2,930 | $263K | No change |
| ORCL Oracle Corp. | 0.11% | 2,055 | $258K | Add +0.2% |
| QLD Proshares Ultra QQQ | 0.10% | 2,870 | $251K | No change |
| DLR Digital Realty Trust Inc. | 0.10% | 1,708 | $246K | Add +1.8% |
| JNJ Johnson & Johnson | 0.10% | 1,525 | $241K | Reduce -21.4% |
| FLNG Flex LNG Ltd. | 0.10% | 9,284 | $236K | Reduce -20.0% |
| AM Antero Midstream Corp. | 0.10% | 16,775 | $236K | New |
| BGB Blackstone Strategic Credit | 0.09% | 19,075 | $227K | No change |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.09% | 2,558 | $224K | Reduce -13.4% |
| TGT Target Corp. | 0.09% | 1,255 | $222K | New |
| ABR Arbor Realty Trust Inc. | 0.09% | 16,740 | $222K | No change |
| AMLP Alerian MLP ETF | 0.09% | 4,650 | $221K | New |
Other holdings (2): bonds, preferreds, convertibles and warrants · $207K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 170 | $203K | New |
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | 65,598 | $4K | No change |
Total filed on the 13F, all lines: $243.7M.
Portfolio Sells Q4 2023 → Q1 2024
| DVY iShares Select Dividend ETF | Sold out | 0.00% | −1.13 |
| NVS Novartis AG-Sponsored ADR | Reduce -1.0% | 2.10% | −0.41 |
| LMT Lockheed Martin Corp. | Reduce -0.5% | 3.03% | −0.40 |
| CSCO Cisco Systems Inc. | Reduce -0.1% | 2.57% | −0.38 |
| GOOG Alphabet Inc. Class C | Reduce -30.1% | 0.69% | −0.34 |
| SCHD Schwab US DVD Equity ETF | Reduce -0.2% | 4.59% | −0.32 |
| ACN Accenture PLC Class A | Reduce -0.4% | 1.66% | −0.25 |
| ROST Ross Stores Inc. | Reduce -1.4% | 3.04% | −0.25 |
| HLI Houlihan Lokey Inc. | Reduce -1.1% | 2.51% | −0.18 |
| VYM Vanguard High DVD Yield ETF | Reduce -1.3% | 2.81% | −0.16 |
| GOOGL Alphabet Inc. Class A | Reduce -4.7% | 1.44% | −0.14 |
| HII Huntington Ingalls Industrie | Reduce -1.7% | 3.16% | −0.08 |
| HPQ HP Inc. | Reduce -0.3% | 0.61% | −0.08 |
| IWF iShares Russell 1000 Growth | Reduce -0.0% | 3.46% | −0.06 |
| FLNG Flex LNG Ltd. | Reduce -20.0% | 0.10% | −0.06 |
| TSLA Tesla Inc. | Reduce -4.0% | 0.09% | −0.06 |
| JNJ Johnson & Johnson | Reduce -21.4% | 0.10% | −0.04 |
| BAKKT HOLDINGS INC | Sold out | 0.00% | −0.04 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -25.5% | 0.09% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -12.3% | 0.34% | −0.03 |
| EXAI Exscientia Ltd. | Sold out | 0.00% | −0.03 |
| MSFT Microsoft Corp. | Reduce -1.1% | 0.93% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -1.6% | 0.45% | −0.02 |
| HD Home Depot Inc. | Reduce -3.8% | 0.18% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -19.8% | 0.37% | −0.01 |
| TTD Trade Desk Inc./the Class A | Reduce -13.4% | 0.09% | −0.01 |
| MYMD PHARMACEUTICALS INC | Sold out | 0.00% | −0.00 |
| IVW iShares S&P 500 Growth ETF | Reduce -0.4% | 0.16% | −0.00 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -1.7% | 0.14% | +0.00 |
| DG Dollar General Corp. | Reduce -0.2% | 2.38% | +0.03 |
| AMZN Amazon.com Inc. | Reduce -0.6% | 0.98% | +0.04 |
| MRK Merck & Co. Inc. | Reduce -1.1% | 3.25% | +0.18 |
| JNPR Juniper Networks Inc. | Reduce -1.5% | 2.63% | +0.23 |
Portfolio Buys Q4 2023 → Q1 2024
| G Genpact Ltd. | New | 1.47% | +1.47 |
| FLO Flowers Foods Inc. | Add +189.1% | 1.58% | +0.99 |
| PFE Pfizer Inc. | Add +230.7% | 1.42% | +0.92 |
| MO Altria Group Inc. | Add +58.4% | 2.02% | +0.69 |
| RSPH Invesco S&P 500 Equal Weight | Add +17.8% | 3.92% | +0.39 |
| FXY Invesco Currencyshares Japan | Add +105.4% | 0.56% | +0.23 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.20% | +0.20 |
| EXAS Exact Sciences Corp. | New | 0.17% | +0.17 |
| AM Antero Midstream Corp. | New | 0.10% | +0.10 |
| TGT Target Corp. | New | 0.09% | +0.09 |
| AMLP Alerian MLP ETF | New | 0.09% | +0.09 |
| DFP Flaherty & Crumrine DYN Pref | New | 0.09% | +0.09 |
| ALL Allstate Corp. | New | 0.09% | +0.09 |
| GE General Electric | New | 0.08% | +0.08 |
| UTG Reaves Utility Income Fund | New | 0.08% | +0.08 |
| CET Central Securities Corp. | New | 0.08% | +0.08 |
| EUSA iShares MSCI USA Equal Weigh | Add +7.0% | 4.55% | +0.08 |
| HIO Western Asset Hi Inc. Opport | New | 0.08% | +0.08 |
| HYT BlackRock Corp. Hi YLD | Add +189.3% | 0.13% | +0.08 |
| PDT John Hancock Prem DVD FND | New | 0.06% | +0.06 |
| IVV iShares Core S&P 500 ETF | Add +9.6% | 1.01% | +0.06 |
| DLY Doubleline Yield Opport | Add +40.4% | 0.22% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +8.4% | 1.06% | +0.05 |
| XNROX Neu Re Est Sec Inc. FD Inc.-US | New | 0.04% | +0.04 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +30.5% | 0.23% | +0.04 |
| FSCO FS Credit Opportunities Corp. | New | 0.04% | +0.04 |
| MOAT Vaneck Morningstar Wide Moat | Add +24.3% | 0.26% | +0.04 |
| PDI PIMCO Dynamic Income Fund | Add +38.1% | 0.15% | +0.04 |
| IGM iShares Expanded Tech Sector | Add +17.5% | 0.21% | +0.03 |
| SPGP Invesco S&P 500 Garp ETF | Add +22.3% | 0.22% | +0.03 |
| IOO iShares Global 100 ETF | Add +17.9% | 0.22% | +0.03 |
| IWP iShares Russell Mid-Cap Grow | Add +19.6% | 0.22% | +0.03 |
| IWR iShares Russell Mid-Cap ETF | Add +20.0% | 0.22% | +0.03 |
| VTI VG Morningstar TS MKT ETF-US | Add +10.0% | 0.28% | +0.02 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +22.5% | 0.14% | +0.02 |
| JPC Nuveen Prefered & Income Opp | Add +13.4% | 0.16% | +0.01 |
| IBM Intl Business Machines Corp. | Add +0.3% | 0.30% | +0.01 |
| AVGO Broadcom Inc. | Add +0.3% | 0.19% | +0.01 |
| XOM Exxon Mobil Corp. | Add +2.5% | 0.16% | +0.01 |
| ABBV Abbvie Inc. | Add +0.1% | 0.19% | +0.01 |
| BKKT Bakkt Inc. | New | 0.01% | +0.01 |
| ORCL Oracle Corp. | Add +0.2% | 0.11% | +0.01 |
| USMV iShares MSCI USA Min Vol Fac | Add +5.7% | 5.24% | +0.00 |
| ET Energy Transfer LP | Add +1.6% | 0.13% | +0.00 |
| IJH iShares Core S&P Midcap ETF | Add +3.4% | 0.30% | +0.00 |
| COST Costco Wholesale Corp. | Add +1.6% | 0.16% | −0.00 |
| BST BlackRock Science & Tech TR | Add +2.1% | 0.12% | −0.00 |
| MA Mastercard Inc. Class A | Add +0.1% | 1.16% | −0.00 |
| IWV iShares Russell 3000 ETF | Add +0.9% | 0.13% | −0.00 |
| SPYX SS SPDR S&P 500 Foss FL ETF | Add +0.3% | 0.13% | −0.00 |
Notes & Other Activity Q4 2023 → Q1 2024
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 170 | $203K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 141 | $396.0M | STPZ, BILZ, JQUA, CAPE, FMDE |
| Q1 2026 | 134 | $340.1M | BILZ, CAPE, JQUA, USMF, USMV |
| Q4 2025 | 134 | $316.0M | CAPE, BILZ, JQUA, USMV, RSPH |
| Q3 2025 | 139 | $304.1M | CAPE, BILZ, JQUA, USMV, SCHD |
| Q2 2025 | 139 | $306.2M | CAPE, BILZ, JQUA, USMV, RSPH |
| Q1 2025 | 131 | $281.4M | CAPE, USMV, JQUA, SCHD, RSPH |
| Q4 2024 | 129 | $268.5M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q3 2024 | 130 | $266.0M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q2 2024 | 122 | $244.6M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q1 2024 | 117 | $243.4M | CAPE, USMV, SCHD, EUSA, RSPH |