Walled Lake Planning & Wealth Management, LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 12, 2026), Walled Lake Planning & Wealth Management, LLC reported 134 stock positions worth $316.0 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 8.6% of the portfolio, followed by PIMCO Ultra SHRT Govt Active (BILZ, 8.4%) and JPMorgan US Quality Factor (JQUA, 7.1%). Compared with Q3 2025, it opened 4 new positions, sold out of 9, added to 69 and reduced 30. The biggest buy was Novo-Nordisk A/S-Spons ADR (NVO, shares +252%) and the biggest sale an exit from Palantir Technologies Class A (PLTR).
- Most Recent 13F
- Q2 2026
- Location
- HIGHLAND PARK, IL
- CIK
- 0001812177
- Portfolio Value
- $316.0M (Q4 2025)
- SEC Filing
- 0001104659-26-014093 ↗ filed Feb 12, 2026
Holdings Value
Holdings 134 stocks · $316.0M
| CAPE Doubleline Shiller Cape US | 8.59% | 841,761 | $27.1M | Add +0.6% |
| BILZ PIMCO Ultra SHRT Govt Active | 8.42% | 264,153 | $26.6M | Add +5.2% |
| JQUA JPMorgan US Quality Factor | 7.10% | 355,381 | $22.5M | Add +0.5% |
| USMV iShares MSCI USA Min Vol Fac | 5.16% | 173,103 | $16.3M | Add +2.8% |
| RSPH Invesco S&P 500 Equal Weight | 4.31% | 427,644 | $13.6M | Add +3.4% |
| SCHD Schwab US DVD Equity ETF | 3.94% | 453,950 | $12.5M | Add +1.0% |
| AAPL Apple Inc. | 3.88% | 45,054 | $12.2M | Reduce -1.3% |
| RSP Invesco S&P 500 Equal Weight | 3.70% | 61,034 | $11.7M | Add +2.4% |
| RSPT Invesco S&P 500 Equal Weight | 2.81% | 195,072 | $8.9M | Reduce -1.1% |
| HII Huntington Ingalls Industrie | 2.70% | 25,099 | $8.5M | Reduce -0.6% |
| NVS Novartis AG-Sponsored ADR | 2.17% | 49,632 | $6.8M | Reduce -0.3% |
| GILD Gilead Sciences Inc. | 2.09% | 53,856 | $6.6M | Reduce -0.1% |
| MO Altria Group Inc. | 2.04% | 111,830 | $6.4M | Add +0.5% |
| CSCO Cisco Systems Inc. | 1.90% | 78,008 | $6.0M | Reduce -0.1% |
| LMT Lockheed Martin Corp. | 1.88% | 12,265 | $5.9M | Add +0.8% |
| GSK GSK PLC-Spon ADR | 1.85% | 119,066 | $5.8M | Add +0.1% |
| DG Dollar General Corp. | 1.74% | 41,449 | $5.5M | Add +0.4% |
| MRK Merck & Co. Inc. | 1.57% | 47,192 | $5.0M | Add +1.1% |
| HLI Houlihan Lokey Inc. | 1.54% | 28,000 | $4.9M | Add +0.1% |
| G Genpact Ltd. | 1.50% | 101,144 | $4.7M | Reduce -0.1% |
| CTSH Cognizant Tech Solutions-A | 1.46% | 55,750 | $4.6M | Add +0.4% |
| ROST Ross Stores Inc. | 1.38% | 24,169 | $4.4M | Add +0.1% |
| VOO Vanguard S&P 500 ETF | 1.09% | 5,486 | $3.4M | Reduce -0.9% |
| MA Mastercard Inc. Class A | 1.08% | 5,990 | $3.4M | Add +1.2% |
| GOOGL Alphabet Inc. Class A | 1.07% | 10,764 | $3.4M | Reduce -27.3% |
| MSFT Microsoft Corp. | 1.05% | 6,888 | $3.3M | Reduce -0.4% |
| AMZN Amazon.com Inc. | 0.99% | 13,524 | $3.1M | Add +1.4% |
| IVV iShares Core S&P 500 ETF | 0.96% | 4,442 | $3.0M | Add +0.1% |
| PFE Pfizer Inc. | 0.95% | 120,885 | $3.0M | Add +0.7% |
| PSA Public Storage | 0.83% | 10,090 | $2.6M | Add +1.0% |
| JPM JPMorgan Chase & Co. | 0.83% | 8,116 | $2.6M | Reduce -3.4% |
| OEF iShares S&P 100 ETF | 0.76% | 6,980 | $2.4M | Reduce -1.1% |
| ACN Accenture PLC Class A | 0.73% | 8,566 | $2.3M | Add +0.9% |
| IWD iShares Russell 1000 Value E | 0.66% | 9,929 | $2.1M | Reduce -0.9% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.63% | 38,985 | $2.0M | Add +251.7% |
| MKTX Marketaxess Holdings Inc. | 0.59% | 10,332 | $1.9M | Add +1.7% |
| FLO Flowers Foods Inc. | 0.54% | 156,573 | $1.7M | Add +197.7% |
| AVGO Broadcom Inc. | 0.48% | 4,347 | $1.5M | Add +7.5% |
| V Visa Inc. Class A | 0.43% | 3,850 | $1.4M | Reduce -3.8% |
| EUSA iShares MSCI USA Equal Weigh | 0.41% | 12,450 | $1.3M | Reduce -1.6% |
| GOOG Alphabet Inc. Class C | 0.41% | 4,092 | $1.3M | Add +3.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.40% | 4,308 | $1.3M | Reduce -5.2% |
| PG The Procter & Gamble Co. | 0.34% | 7,439 | $1.1M | Add +0.2% |
| HPQ HP Inc. | 0.32% | 45,958 | $1.0M | Reduce -3.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.31% | 2,956 | $991K | Add +0.5% |
| META Meta Platforms Inc. Class A | 0.30% | 1,449 | $957K | Add +0.1% |
| WFC Wells Fargo & Co. | 0.30% | 10,034 | $935K | Add +13.1% |
| IOO iShares Global 100 ETF | 0.28% | 6,983 | $885K | Reduce -1.4% |
| QQQ Invesco QQQ Trust Series 1 | 0.27% | 1,410 | $866K | Reduce -0.1% |
| MOAT Vaneck Morningstar Wide Moat | 0.27% | 8,154 | $844K | Reduce -2.7% |
| LLY Eli Lilly & Co. | 0.26% | 776 | $834K | Add +8.5% |
| XMMO Invesco S&P Midcap Momentum | 0.26% | 6,012 | $832K | Add +0.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.25% | 2,767 | $803K | Add +1.7% |
| IJH iShares Core S&P Midcap ETF | 0.25% | 11,977 | $790K | Add +0.6% |
| XOM Exxon Mobil Corp. | 0.25% | 6,557 | $789K | Add +3.9% |
| HPE Hewlett Packard Enterprise | 0.25% | 32,417 | $779K | Add +0.1% |
| SPGP Invesco S&P 500 Garp ETF | 0.24% | 6,606 | $752K | Add +1.4% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 7,751 | $746K | Add +1.6% |
| IWP iShares Russell Mid-Cap Grow | 0.23% | 5,394 | $739K | Add +2.0% |
| WTV Wisdomtree U.S. Value Fund | 0.22% | 7,606 | $710K | Add +1.2% |
| ABBV Abbvie Inc. | 0.22% | 3,011 | $688K | Reduce -0.0% |
| DSL Doubleline Income Solutions | 0.20% | 56,524 | $637K | Add +19.1% |
| IAUM iShares Gold Trust Micro | 0.20% | 14,636 | $629K | Add +4.3% |
| LKQ LKQ Corp. | 0.19% | 20,303 | $613K | Add +4.7% |
| EXAS Exact Sciences Corp. | 0.19% | 5,950 | $604K | No change |
| GRNY Fundstr Gran SH US LRG Cap | 0.19% | 24,338 | $603K | Reduce -0.1% |
| IDMO Invesco S&P International DE | 0.19% | 10,764 | $598K | Add +2.2% |
| DLY Doubleline Yield Opport | 0.18% | 40,142 | $584K | No change |
| UTG Reaves Utility Income Fund | 0.18% | 15,385 | $563K | No change |
| NVDA Nvidia Corp. | 0.17% | 2,921 | $545K | No change |
| TSLA Tesla Inc. | 0.17% | 1,195 | $537K | Reduce -33.7% |
| WMT Walmart Inc. | 0.17% | 4,768 | $531K | No change |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.16% | 5,357 | $505K | Add +2.0% |
| MPLX MPLX LP | 0.16% | 9,419 | $503K | No change |
| CSX CSX Corp. | 0.15% | 13,235 | $480K | Add +2.7% |
| SA Seabridge Gold Inc. | 0.15% | 16,095 | $476K | New |
| ET Energy Transfer LP | 0.15% | 28,189 | $465K | Add +0.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.15% | 2,996 | $460K | No change |
| IVW iShares S&P 500 Growth ETF | 0.15% | 3,721 | $459K | Reduce -3.8% |
| MCD McDonald's Corp. | 0.14% | 1,498 | $458K | Add +0.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.14% | 897 | $451K | Reduce -18.1% |
| JPC Nuveen Prefered & Income Opp | 0.14% | 55,269 | $448K | No change |
| EHC Encompass Health Corp. | 0.14% | 4,194 | $445K | No change |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.14% | 2,444 | $434K | Reduce -0.1% |
| ORCL Oracle Corp. | 0.14% | 2,211 | $431K | Add +6.3% |
| SPYX SS SPDR S&P 500 Foss FL ETF | 0.13% | 7,335 | $412K | Add +0.2% |
| HD Home Depot Inc. | 0.13% | 1,189 | $409K | Add +0.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.13% | 597 | $407K | Add +4.9% |
| COST Costco Wholesale Corp. | 0.13% | 459 | $395K | Add +0.7% |
| IWV iShares Russell 3000 ETF | 0.12% | 1,007 | $390K | Reduce -3.3% |
| CME Cme Group Inc. | 0.12% | 1,421 | $388K | No change |
| RLI Rli Corp. | 0.12% | 6,002 | $384K | No change |
| BST BlackRock Science & Tech TR | 0.12% | 9,177 | $372K | Add +4.8% |
| JEPI JPMorgan Equity Premium Inco | 0.12% | 6,449 | $369K | Add +2.7% |
| APO Apollo Global Management Inc. | 0.11% | 2,388 | $346K | Add +0.3% |
| PEP Pepsico Inc. | 0.11% | 2,390 | $343K | No change |
| EPD Enterprise Products Partners | 0.11% | 10,623 | $341K | Add +2.5% |
| JNJ Johnson & Johnson | 0.11% | 1,621 | $336K | Add +6.9% |
| ARES Ares Management Corp. Class A | 0.11% | 2,068 | $334K | Add +0.5% |
| IJK iShares S&P Mid-Cap 400 Grow | 0.10% | 3,291 | $319K | Reduce -1.7% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $251K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 170 | $213K | No change |
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | 42,598 | $38K | Reduce -4.5% |
Total filed on the 13F, all lines: $316.3M.
Portfolio Sells Q3 2025 → Q4 2025
| PLTR Palantir Technologies Inc. Class A | Sold out | 0.00% | −0.16 |
| MSFT Microsoft Corp. | Reduce -0.4% | 1.05% | −0.12 |
| GOOGL Alphabet Inc. Class A | Reduce -27.3% | 1.07% | −0.12 |
| HPQ HP Inc. | Reduce -3.8% | 0.32% | −0.10 |
| TSLA Tesla Inc. | Reduce -33.7% | 0.17% | −0.09 |
| MFIC Midcap Financial Investment | Sold out | 0.00% | −0.09 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -1.1% | 2.81% | −0.08 |
| QBTS D-Wave Quantum Inc. | Sold out | 0.00% | −0.08 |
| T AT&T Inc. | Sold out | 0.00% | −0.08 |
| UBER Uber Technologies Inc. | Sold out | 0.00% | −0.07 |
| ARCC Ares Capital Corp. | Sold out | 0.00% | −0.07 |
| NFLX Netflix Inc. | Sold out | 0.00% | −0.07 |
| FSK FS KKR Capital Corp. | Sold out | 0.00% | −0.06 |
| JPM JPMorgan Chase & Co. | Reduce -3.4% | 0.83% | −0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -18.1% | 0.14% | −0.04 |
| VOO Vanguard S&P 500 ETF | Reduce -0.9% | 1.09% | −0.03 |
| V Visa Inc. Class A | Reduce -3.8% | 0.43% | −0.02 |
| EUSA iShares MSCI USA Equal Weigh | Reduce -1.6% | 0.41% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -5.2% | 0.40% | −0.02 |
| GE General Electric | Reduce -14.2% | 0.10% | −0.02 |
| OEF iShares S&P 100 ETF | Reduce -1.1% | 0.76% | −0.02 |
| GDRX Goodrx Holdings Inc. Class A | Sold out | 0.00% | −0.01 |
| ABBV Abbvie Inc. | Reduce -0.0% | 0.22% | −0.01 |
| IWD iShares Russell 1000 Value E | Reduce -0.9% | 0.66% | −0.01 |
| GRNY Fundstr Gran SH US LRG Cap | Reduce -0.1% | 0.19% | −0.01 |
| CMCSA Comcast Corp. Class A | Reduce -1.9% | 0.07% | −0.01 |
| IVW iShares S&P 500 Growth ETF | Reduce -3.8% | 0.15% | −0.01 |
| IWV iShares Russell 3000 ETF | Reduce -3.3% | 0.12% | −0.01 |
| MOAT Vaneck Morningstar Wide Moat | Reduce -2.7% | 0.27% | −0.01 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -1.7% | 0.10% | −0.00 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -0.1% | 0.27% | −0.00 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -0.1% | 0.14% | −0.00 |
| IOO iShares Global 100 ETF | Reduce -1.4% | 0.28% | +0.00 |
| AAPL Apple Inc. | Reduce -1.3% | 3.88% | +0.05 |
| NVS Novartis AG-Sponsored ADR | Reduce -0.3% | 2.17% | +0.07 |
| G Genpact Ltd. | Reduce -0.1% | 1.50% | +0.10 |
| GILD Gilead Sciences Inc. | Reduce -0.1% | 2.09% | +0.12 |
| CSCO Cisco Systems Inc. | Reduce -0.1% | 1.90% | +0.14 |
| HII Huntington Ingalls Industrie | Reduce -0.6% | 2.70% | +0.31 |
Portfolio Buys Q3 2025 → Q4 2025
| NVO Novo-Nordisk A/S-Spons ADR | Add +251.7% | 0.63% | +0.43 |
| DG Dollar General Corp. | Add +0.4% | 1.74% | +0.34 |
| FLO Flowers Foods Inc. | Add +197.7% | 0.54% | +0.31 |
| RSPH Invesco S&P 500 Equal Weight | Add +3.4% | 4.31% | +0.31 |
| MRK Merck & Co. Inc. | Add +1.1% | 1.57% | +0.28 |
| CTSH Cognizant Tech Solutions-A | Add +0.4% | 1.46% | +0.24 |
| ROST Ross Stores Inc. | Add +0.1% | 1.38% | +0.17 |
| GSK GSK PLC-Spon ADR | Add +0.1% | 1.85% | +0.16 |
| SA Seabridge Gold Inc. | New | 0.15% | +0.15 |
| GOOG Alphabet Inc. Class C | Add +3.5% | 0.41% | +0.09 |
| LLY Eli Lilly & Co. | Add +8.5% | 0.26% | +0.08 |
| NEM Newmont Corp. | New | 0.08% | +0.08 |
| BILZ PIMCO Ultra SHRT Govt Active | Add +5.2% | 8.42% | +0.07 |
| AMD Advanced Micro Devices | New | 0.06% | +0.06 |
| AXP American Express Co. | New | 0.06% | +0.06 |
| WFC Wells Fargo & Co. | Add +13.1% | 0.30% | +0.05 |
| ACN Accenture PLC Class A | Add +0.9% | 0.73% | +0.04 |
| AVGO Broadcom Inc. | Add +7.5% | 0.48% | +0.04 |
| TLTW iShares 20+ Bond Buywrite | Add +49.9% | 0.09% | +0.03 |
| AMZN Amazon.com Inc. | Add +1.4% | 0.99% | +0.02 |
| IAUM iShares Gold Trust Micro | Add +4.3% | 0.20% | +0.02 |
| XOM Exxon Mobil Corp. | Add +3.9% | 0.25% | +0.02 |
| JNJ Johnson & Johnson | Add +6.9% | 0.11% | +0.01 |
| MKTX Marketaxess Holdings Inc. | Add +1.7% | 0.59% | +0.01 |
| DSL Doubleline Income Solutions | Add +19.1% | 0.20% | +0.01 |
| APO Apollo Global Management Inc. | Add +0.3% | 0.11% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.9% | 0.13% | +0.00 |
| IDMO Invesco S&P International DE | Add +2.2% | 0.19% | +0.00 |
| CSX CSX Corp. | Add +2.7% | 0.15% | +0.00 |
| EPD Enterprise Products Partners | Add +2.5% | 0.11% | +0.00 |
| WTV Wisdomtree U.S. Value Fund | Add +1.2% | 0.22% | −0.00 |
| OKE Oneok Inc. | Add +2.6% | 0.08% | −0.00 |
| LKQ LKQ Corp. | Add +4.7% | 0.19% | −0.00 |
| JEPI JPMorgan Equity Premium Inco | Add +2.7% | 0.12% | −0.00 |
| BST BlackRock Science & Tech TR | Add +4.8% | 0.12% | −0.00 |
| SPYX SS SPDR S&P 500 Foss FL ETF | Add +0.2% | 0.13% | −0.00 |
| IJR iShares Core S&P Small-Cap E | Add +0.4% | 0.07% | −0.00 |
| ARES Ares Management Corp. Class A | Add +0.5% | 0.11% | −0.00 |
| ED Consolidated Edison Inc. | Add +0.9% | 0.07% | −0.00 |
| PM Philip Morris International | Add +0.2% | 0.06% | −0.00 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +2.0% | 0.16% | −0.00 |
| XMMO Invesco S&P Midcap Momentum | Add +0.1% | 0.26% | −0.00 |
| VTI VG Morningstar TS MKT ETF-US | Add +0.5% | 0.31% | −0.00 |
| MCD McDonald's Corp. | Add +0.1% | 0.14% | −0.00 |
| SPGP Invesco S&P 500 Garp ETF | Add +1.4% | 0.24% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Add +0.6% | 0.25% | −0.01 |
| PEG Public Service Enterprise GP | Add +0.8% | 0.08% | −0.01 |
| IWR iShares Russell Mid-Cap ETF | Add +1.6% | 0.24% | −0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +1.7% | 0.25% | −0.01 |
| ET Energy Transfer LP | Add +0.3% | 0.15% | −0.01 |
Options Activity Q3 2025 → Q4 2025
| ORACLE CORP | call | Sold out | 1,000 | $281Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2025 → Q4 2025
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | Reduce -4.5% | 42,598 | $38K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Sold out | 12,275 | $957before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 141 | $396.0M | STPZ, BILZ, JQUA, CAPE, FMDE |
| Q1 2026 | 134 | $340.1M | BILZ, CAPE, JQUA, USMF, USMV |
| Q4 2025 | 134 | $316.0M | CAPE, BILZ, JQUA, USMV, RSPH |
| Q3 2025 | 139 | $304.1M | CAPE, BILZ, JQUA, USMV, SCHD |
| Q2 2025 | 139 | $306.2M | CAPE, BILZ, JQUA, USMV, RSPH |
| Q1 2025 | 131 | $281.4M | CAPE, USMV, JQUA, SCHD, RSPH |
| Q4 2024 | 129 | $268.5M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q3 2024 | 130 | $266.0M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q2 2024 | 122 | $244.6M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q1 2024 | 117 | $243.4M | CAPE, USMV, SCHD, EUSA, RSPH |