Walled Lake Planning & Wealth Management, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 12, 2025), Walled Lake Planning & Wealth Management, LLC reported 139 stock positions worth $304.1 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 9.0% of the portfolio, followed by PIMCO Ultra SHRT Govt Active (BILZ, 8.4%) and JPMorgan US Quality Factor (JQUA, 7.3%). Compared with Q2 2025, it opened 7 new positions, sold out of 7, added to 45 and reduced 55. The biggest buy was PIMCO Ultra SHRT Govt Active (BILZ, shares +10%) and the biggest sale an exit from Juniper Networks (JNPR).
- Most Recent 13F
- Q2 2026
- Location
- HIGHLAND PARK, IL
- CIK
- 0001812177
- Portfolio Value
- $304.1M (Q3 2025)
- SEC Filing
- 0001104659-25-110426 ↗ filed Nov 12, 2025
Holdings Value
Holdings 139 stocks · $304.1M
| CAPE Doubleline Shiller Cape US | 8.96% | 836,621 | $27.3M | Reduce -4.2% |
| BILZ PIMCO Ultra SHRT Govt Active | 8.35% | 251,056 | $25.4M | Add +9.9% |
| JQUA JPMorgan US Quality Factor | 7.32% | 353,785 | $22.3M | Reduce -3.8% |
| USMV iShares MSCI USA Min Vol Fac | 5.27% | 168,471 | $16.0M | Reduce -2.2% |
| SCHD Schwab US DVD Equity ETF | 4.04% | 449,626 | $12.3M | Add +7.4% |
| RSPH Invesco S&P 500 Equal Weight | 4.00% | 413,772 | $12.2M | Add +1.5% |
| AAPL Apple Inc. | 3.82% | 45,643 | $11.6M | Reduce -4.3% |
| RSP Invesco S&P 500 Equal Weight | 3.72% | 59,627 | $11.3M | Reduce -2.0% |
| RSPT Invesco S&P 500 Equal Weight | 2.89% | 197,351 | $8.8M | Reduce -3.5% |
| MO Altria Group Inc. | 2.42% | 111,276 | $7.4M | Reduce -5.5% |
| HII Huntington Ingalls Industrie | 2.39% | 25,240 | $7.3M | Reduce -5.5% |
| NVS Novartis AG-Sponsored ADR | 2.10% | 49,796 | $6.4M | Reduce -5.5% |
| LMT Lockheed Martin Corp. | 2.00% | 12,166 | $6.1M | Reduce -1.6% |
| GILD Gilead Sciences Inc. | 1.97% | 53,938 | $6.0M | Reduce -4.6% |
| HLI Houlihan Lokey Inc. | 1.89% | 27,977 | $5.7M | Reduce -4.9% |
| CSCO Cisco Systems Inc. | 1.76% | 78,102 | $5.3M | Reduce -2.0% |
| GSK GSK PLC-Spon ADR | 1.69% | 118,895 | $5.1M | Reduce -4.0% |
| DG Dollar General Corp. | 1.40% | 41,293 | $4.3M | Reduce -4.3% |
| G Genpact Ltd. | 1.40% | 101,277 | $4.2M | Reduce -4.4% |
| MRK Merck & Co. Inc. | 1.29% | 46,670 | $3.9M | Reduce -3.9% |
| CTSH Cognizant Tech Solutions-A | 1.22% | 55,511 | $3.7M | Reduce -3.8% |
| ROST Ross Stores Inc. | 1.21% | 24,137 | $3.7M | Reduce -4.2% |
| GOOGL Alphabet Inc. Class A | 1.18% | 14,795 | $3.6M | Reduce -24.1% |
| MSFT Microsoft Corp. | 1.18% | 6,917 | $3.6M | Reduce -1.0% |
| VOO Vanguard S&P 500 ETF | 1.12% | 5,538 | $3.4M | Add +2.2% |
| MA Mastercard Inc. Class A | 1.11% | 5,919 | $3.4M | Reduce -0.1% |
| PFE Pfizer Inc. | 1.01% | 120,051 | $3.1M | Reduce -3.9% |
| IVV iShares Core S&P 500 ETF | 0.98% | 4,439 | $3.0M | Reduce -3.3% |
| AMZN Amazon.com Inc. | 0.96% | 13,335 | $2.9M | Reduce -0.1% |
| PSA Public Storage | 0.95% | 9,991 | $2.9M | Reduce -4.0% |
| JPM JPMorgan Chase & Co. | 0.87% | 8,398 | $2.6M | Reduce -5.4% |
| OEF iShares S&P 100 ETF | 0.77% | 7,060 | $2.3M | Reduce -0.2% |
| ACN Accenture PLC Class A | 0.69% | 8,490 | $2.1M | Reduce -3.7% |
| IWD iShares Russell 1000 Value E | 0.67% | 10,015 | $2.0M | Reduce -0.4% |
| MKTX Marketaxess Holdings Inc. | 0.58% | 10,161 | $1.8M | New |
| V Visa Inc. Class A | 0.45% | 4,001 | $1.4M | Reduce -2.3% |
| AVGO Broadcom Inc. | 0.44% | 4,044 | $1.3M | Add +9.8% |
| EUSA iShares MSCI USA Equal Weigh | 0.43% | 12,650 | $1.3M | Reduce -0.6% |
| HPQ HP Inc. | 0.43% | 47,785 | $1.3M | Reduce -2.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.42% | 4,542 | $1.3M | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.38% | 7,424 | $1.1M | Reduce -3.3% |
| META Meta Platforms Inc. Class A | 0.35% | 1,448 | $1.1M | Reduce -5.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.32% | 2,940 | $965K | Reduce -3.5% |
| GOOG Alphabet Inc. Class C | 0.32% | 3,953 | $963K | Reduce -5.0% |
| IOO iShares Global 100 ETF | 0.28% | 7,082 | $850K | Add +3.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.28% | 1,411 | $847K | Add +107.2% |
| MOAT Vaneck Morningstar Wide Moat | 0.27% | 8,383 | $831K | Add +2.4% |
| XMMO Invesco S&P Midcap Momentum | 0.27% | 6,005 | $812K | New |
| TSLA Tesla Inc. | 0.26% | 1,803 | $802K | No change |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.26% | 2,720 | $799K | Add +5.3% |
| HPE Hewlett Packard Enterprise | 0.26% | 32,383 | $795K | Add +0.1% |
| IJH iShares Core S&P Midcap ETF | 0.26% | 11,912 | $777K | Reduce -0.8% |
| IWP iShares Russell Mid-Cap Grow | 0.25% | 5,286 | $753K | Add +3.9% |
| WFC Wells Fargo & Co. | 0.24% | 8,874 | $744K | No change |
| SPGP Invesco S&P 500 Garp ETF | 0.24% | 6,518 | $741K | Add +3.1% |
| IWR iShares Russell Mid-Cap ETF | 0.24% | 7,632 | $737K | Add +4.7% |
| XOM Exxon Mobil Corp. | 0.23% | 6,309 | $711K | Reduce -5.8% |
| ABBV Abbvie Inc. | 0.23% | 3,012 | $697K | Add +0.1% |
| FLO Flowers Foods Inc. | 0.23% | 52,603 | $686K | Reduce -68.2% |
| WTV Wisdomtree U.S. Value Fund | 0.22% | 7,515 | $684K | Add +4.4% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.20% | 11,085 | $615K | Reduce -70.8% |
| UTG Reaves Utility Income Fund | 0.20% | 15,385 | $610K | Add +9.5% |
| GRNY Fundstr Gran SH US LRG Cap | 0.20% | 24,363 | $609K | New |
| DLY Doubleline Yield Opport | 0.20% | 40,142 | $605K | No change |
| LKQ LKQ Corp. | 0.19% | 19,401 | $593K | Reduce -71.6% |
| ORCL Oracle Corp. | 0.19% | 2,081 | $585K | Add +0.1% |
| DSL Doubleline Income Solutions | 0.19% | 47,445 | $583K | Add +20.6% |
| IDMO Invesco S&P International DE | 0.19% | 10,535 | $569K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.18% | 1,095 | $551K | No change |
| LLY Eli Lilly & Co. | 0.18% | 715 | $545K | Add +0.1% |
| NVDA Nvidia Corp. | 0.18% | 2,921 | $545K | Reduce -4.8% |
| IAUM iShares Gold Trust Micro | 0.18% | 14,036 | $540K | No change |
| EHC Encompass Health Corp. | 0.18% | 4,194 | $533K | Add +0.0% |
| SLYG SS SPDR S&P 600 SC GR ETF | 0.16% | 5,254 | $496K | Add +5.5% |
| WMT Walmart Inc. | 0.16% | 4,768 | $491K | Add +0.2% |
| ET Energy Transfer LP | 0.16% | 28,105 | $482K | Add +0.3% |
| HD Home Depot Inc. | 0.16% | 1,182 | $479K | Add +0.4% |
| PLTR Palantir Technologies Inc. Class A | 0.16% | 2,612 | $476K | Reduce -27.7% |
| MPLX MPLX LP | 0.15% | 9,419 | $470K | No change |
| IVW iShares S&P 500 Growth ETF | 0.15% | 3,866 | $467K | Reduce -8.8% |
| CSX CSX Corp. | 0.15% | 12,889 | $458K | Add +0.4% |
| MCD McDonald's Corp. | 0.15% | 1,496 | $455K | Add +0.2% |
| JPC Nuveen Prefered & Income Opp | 0.15% | 55,269 | $453K | No change |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.14% | 2,996 | $433K | Reduce -4.1% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.14% | 2,446 | $427K | Reduce -2.3% |
| COST Costco Wholesale Corp. | 0.14% | 456 | $422K | No change |
| SPYX SS SPDR S&P 500 Foss FL ETF | 0.13% | 7,318 | $401K | Add +0.1% |
| IWV iShares Russell 3000 ETF | 0.13% | 1,041 | $395K | Add +0.2% |
| RLI Rli Corp. | 0.13% | 6,002 | $391K | No change |
| CME Cme Group Inc. | 0.13% | 1,421 | $384K | No change |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.12% | 569 | $379K | Add +0.2% |
| GBTC Grayscale Bitcoin Trust ETF | 0.12% | 4,212 | $378K | Reduce -49.9% |
| GLXY Galaxy Digital Inc. Class A | 0.12% | 11,108 | $376K | No change |
| TMUS T-Mobile US Inc. | 0.12% | 1,540 | $369K | Reduce -2.0% |
| BST BlackRock Science & Tech TR | 0.12% | 8,753 | $362K | Add +1.9% |
| JEPI JPMorgan Equity Premium Inco | 0.12% | 6,278 | $358K | Reduce -22.7% |
| HOOD Robinhood Markets Inc. Class A | 0.11% | 2,415 | $346K | New |
| GE General Electric filed as GE AEROSPACE | 0.11% | 1,148 | $345K | Add +0.1% |
| BX Blackstone Inc. | 0.11% | 1,984 | $339K | Add +0.5% |
| SGRY Surgery Partners Inc. | 0.11% | 15,632 | $338K | No change |
Options reported separately and not counted above: ORACLE CORP calls ($281K).
Other holdings (3): bonds, preferreds, convertibles and warrants · $267K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 170 | $218K | No change |
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | 44,598 | $48K | Reduce -32.0% |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 12,275 | $957 | No change |
Total filed on the 13F, all lines: $304.3M.
Portfolio Sells Q2 2025 → Q3 2025
| JNPR Juniper Networks Inc. | Sold out | 0.00% | −2.06 |
| LYB Lyondellbasell Indu Class A | Sold out | 0.00% | −0.77 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -70.8% | 0.20% | −0.65 |
| FLO Flowers Foods Inc. | Reduce -68.2% | 0.23% | −0.64 |
| LKQ LKQ Corp. | Reduce -71.6% | 0.19% | −0.63 |
| CTSH Cognizant Tech Solutions-A | Reduce -3.8% | 1.22% | −0.25 |
| DG Dollar General Corp. | Reduce -4.3% | 1.40% | −0.21 |
| ACN Accenture PLC Class A | Reduce -3.7% | 0.69% | −0.17 |
| KMI Kinder Morgan Inc. | Sold out | 0.00% | −0.15 |
| G Genpact Ltd. | Reduce -4.4% | 1.40% | −0.13 |
| GBTC Grayscale Bitcoin Trust ETF | Reduce -49.9% | 0.12% | −0.11 |
| CAPE Doubleline Shiller Cape US | Reduce -4.2% | 8.96% | −0.10 |
| GILD Gilead Sciences Inc. | Reduce -4.6% | 1.97% | −0.08 |
| DAVE Dave Inc. | Sold out | 0.00% | −0.07 |
| XPHTX Pioneer High Income Fund | Sold out | 0.00% | −0.07 |
| PANW Palo Alto Networks Inc. | Sold out | 0.00% | −0.07 |
| AMLP Alerian MLP ETF | Sold out | 0.00% | −0.07 |
| CSCO Cisco Systems Inc. | Reduce -2.0% | 1.76% | −0.05 |
| PSA Public Storage | Reduce -4.0% | 0.95% | −0.05 |
| JEPI JPMorgan Equity Premium Inco | Reduce -22.7% | 0.12% | −0.03 |
| V Visa Inc. Class A | Reduce -2.3% | 0.45% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -3.3% | 0.38% | −0.02 |
| IBM Intl Business Machines Corp. | Reduce -0.8% | 0.42% | −0.02 |
| META Meta Platforms Inc. Class A | Reduce -5.3% | 0.35% | −0.02 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -2.2% | 5.27% | −0.01 |
| GDRX Goodrx Holdings Inc. Class A | Reduce -9.5% | 0.01% | −0.00 |
| PLTR Palantir Technologies Inc. Class A | Reduce -27.7% | 0.16% | −0.00 |
| UBER Uber Technologies Inc. | Reduce -8.3% | 0.07% | −0.00 |
| XOM Exxon Mobil Corp. | Reduce -5.8% | 0.23% | −0.00 |
| TMUS T-Mobile US Inc. | Reduce -2.0% | 0.12% | −0.00 |
| IVW iShares S&P 500 Growth ETF | Reduce -8.8% | 0.15% | +0.00 |
| IJK iShares S&P Mid-Cap 400 Grow | Reduce -2.2% | 0.11% | +0.00 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -2.3% | 0.14% | +0.01 |
| AMZN Amazon.com Inc. | Reduce -0.1% | 0.96% | +0.01 |
| IWF iShares Russell 1000 Growth | Reduce -1.8% | 0.09% | +0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -0.8% | 0.26% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -3.5% | 0.32% | +0.01 |
| EUSA iShares MSCI USA Equal Weigh | Reduce -0.6% | 0.43% | +0.02 |
| TJX TJX Companies Inc. | Reduce -4.1% | 0.14% | +0.02 |
| PFE Pfizer Inc. | Reduce -3.9% | 1.01% | +0.02 |
| NVS Novartis AG-Sponsored ADR | Reduce -5.5% | 2.10% | +0.02 |
| MA Mastercard Inc. Class A | Reduce -0.1% | 1.11% | +0.02 |
| NVDA Nvidia Corp. | Reduce -4.8% | 0.18% | +0.02 |
| JPM JPMorgan Chase & Co. | Reduce -5.4% | 0.87% | +0.03 |
| IWD iShares Russell 1000 Value E | Reduce -0.4% | 0.67% | +0.03 |
| MRK Merck & Co. Inc. | Reduce -3.9% | 1.29% | +0.03 |
| HPQ HP Inc. | Reduce -2.8% | 0.43% | +0.04 |
| MSFT Microsoft Corp. | Reduce -1.0% | 1.18% | +0.04 |
| IVV iShares Core S&P 500 ETF | Reduce -3.3% | 0.98% | +0.05 |
| GOOGL Alphabet Inc. Class A | Reduce -24.1% | 1.18% | +0.06 |
Portfolio Buys Q2 2025 → Q3 2025
| BILZ PIMCO Ultra SHRT Govt Active | Add +9.9% | 8.35% | +0.81 |
| MKTX Marketaxess Holdings Inc. | New | 0.58% | +0.58 |
| SCHD Schwab US DVD Equity ETF | Add +7.4% | 4.04% | +0.41 |
| XMMO Invesco S&P Midcap Momentum | New | 0.27% | +0.27 |
| GRNY Fundstr Gran SH US LRG Cap | New | 0.20% | +0.20 |
| IDMO Invesco S&P International DE | New | 0.19% | +0.19 |
| QQQ Invesco QQQ Trust Series 1 | Add +107.2% | 0.28% | +0.16 |
| RSPH Invesco S&P 500 Equal Weight | Add +1.5% | 4.00% | +0.11 |
| HOOD Robinhood Markets Inc. Class A | New | 0.11% | +0.11 |
| VOO Vanguard S&P 500 ETF | Add +2.2% | 1.12% | +0.11 |
| AVGO Broadcom Inc. | Add +9.8% | 0.44% | +0.11 |
| QBTS D-Wave Quantum Inc. | New | 0.08% | +0.08 |
| TLTW iShares 20+ Bond Buywrite | New | 0.07% | +0.07 |
| ABBV Abbvie Inc. | Add +0.1% | 0.23% | +0.05 |
| HPE Hewlett Packard Enterprise | Add +0.1% | 0.26% | +0.05 |
| ORCL Oracle Corp. | Add +0.1% | 0.19% | +0.04 |
| IOO iShares Global 100 ETF | Add +3.2% | 0.28% | +0.04 |
| UTG Reaves Utility Income Fund | Add +9.5% | 0.20% | +0.03 |
| DSL Doubleline Income Solutions | Add +20.6% | 0.19% | +0.03 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +5.3% | 0.26% | +0.03 |
| IWR iShares Russell Mid-Cap ETF | Add +4.7% | 0.24% | +0.02 |
| MOAT Vaneck Morningstar Wide Moat | Add +2.4% | 0.27% | +0.02 |
| WTV Wisdomtree U.S. Value Fund | Add +4.4% | 0.22% | +0.02 |
| SPGP Invesco S&P 500 Garp ETF | Add +3.1% | 0.24% | +0.02 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +5.5% | 0.16% | +0.02 |
| GE General Electric | Add +0.1% | 0.11% | +0.02 |
| IWP iShares Russell Mid-Cap Grow | Add +3.9% | 0.25% | +0.02 |
| JNJ Johnson & Johnson | Add +0.3% | 0.09% | +0.02 |
| HD Home Depot Inc. | Add +0.4% | 0.16% | +0.02 |
| BX Blackstone Inc. | Add +0.5% | 0.11% | +0.01 |
| CSX CSX Corp. | Add +0.4% | 0.15% | +0.01 |
| BST BlackRock Science & Tech TR | Add +1.9% | 0.12% | +0.01 |
| IWV iShares Russell 3000 ETF | Add +0.2% | 0.13% | +0.01 |
| SPYX SS SPDR S&P 500 Foss FL ETF | Add +0.1% | 0.13% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +0.2% | 0.12% | +0.01 |
| WMT Walmart Inc. | Add +0.2% | 0.16% | +0.01 |
| IJR iShares Core S&P Small-Cap E | Add +1.8% | 0.07% | +0.01 |
| PEP Pepsico Inc. | Add +0.1% | 0.11% | +0.01 |
| EHC Encompass Health Corp. | Add +0.0% | 0.18% | +0.01 |
| MCD McDonald's Corp. | Add +0.2% | 0.15% | +0.01 |
| ED Consolidated Edison Inc. | Add +0.9% | 0.08% | +0.00 |
| DLR Digital Realty Trust Inc. | Add +0.7% | 0.10% | +0.00 |
| PEG Public Service Enterprise GP | Add +0.7% | 0.09% | +0.00 |
| T AT&T Inc. | Add +0.2% | 0.08% | −0.00 |
| LLY Eli Lilly & Co. | Add +0.1% | 0.18% | −0.00 |
| ARCC Ares Capital Corp. | Add +2.3% | 0.07% | −0.00 |
| APO Apollo Global Management Inc. | Add +0.3% | 0.10% | −0.01 |
| ET Energy Transfer LP | Add +0.3% | 0.16% | −0.01 |
| ARES Ares Management Corp. Class A | Add +0.6% | 0.11% | −0.01 |
| PM Philip Morris International | Add +0.1% | 0.07% | −0.01 |
Options Activity Q2 2025 → Q3 2025
| ORACLE CORP | call | New | 1,000 | $281K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| DAVEW Dave Inc. -CW27 | *W EXP 01/05/202 | Reduce -32.0% | 44,598 | $48K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 141 | $396.0M | STPZ, BILZ, JQUA, CAPE, FMDE |
| Q1 2026 | 134 | $340.1M | BILZ, CAPE, JQUA, USMF, USMV |
| Q4 2025 | 134 | $316.0M | CAPE, BILZ, JQUA, USMV, RSPH |
| Q3 2025 | 139 | $304.1M | CAPE, BILZ, JQUA, USMV, SCHD |
| Q2 2025 | 139 | $306.2M | CAPE, BILZ, JQUA, USMV, RSPH |
| Q1 2025 | 131 | $281.4M | CAPE, USMV, JQUA, SCHD, RSPH |
| Q4 2024 | 129 | $268.5M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q3 2024 | 130 | $266.0M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q2 2024 | 122 | $244.6M | CAPE, USMV, AAPL, SCHD, RSPH |
| Q1 2024 | 117 | $243.4M | CAPE, USMV, SCHD, EUSA, RSPH |