Walled Lake Planning & Wealth Management, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Walled Lake Planning & Wealth Management, LLC reported 130 stock positions worth $266.0 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 9.5% of the portfolio, followed by iShares MSCI USA Min Vol Fac (USMV, 5.5%) and Apple (AAPL, 4.3%). Compared with Q2 2024, it opened 12 new positions, sold out of 4, added to 67 and reduced 25. The biggest buy was a new position in Invesco S&P 500 Equal Weight (RSP) and the biggest sale an exit from Invesco Russell 1000 DYN M/F (OMFL).

Most Recent 13F
Q2 2026
Location
HIGHLAND PARK, IL
CIK
0001812177
Portfolio Value
$266.0M (Q3 2024)
SEC Filing
0001104659-24-118610 ↗ filed Nov 14, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $243.4M Q1 2024 Q2 2024: $244.6M Q2 2024 Q3 2024: $266.0M $266.0M Q3 2024 Q4 2024: $268.5M Q4 2024 Q1 2025: $281.4M Q1 2025 Q2 2025: $306.2M Q2 2025 Q3 2025: $304.1M Q3 2025 Q4 2025: $316.0M Q4 2025 Q1 2026: $340.1M Q1 2026 Q2 2026: $396.0M Q2 2026

Holdings 130 stocks · $266.0M
CAPE Doubleline Shiller Cape US 9.49% 853,639 $25.3M Add +0.0%
USMV iShares MSCI USA Min Vol Fac 5.53% 161,099 $14.7M Add +1.5%
AAPL Apple Inc. 4.34% 49,602 $11.6M Reduce -0.2%
SCHD Schwab US DVD Equity ETF 4.33% 136,137 $11.5M Add +1.4%
RSPH Invesco S&P 500 Equal Weight 4.20% 347,104 $11.2M Add +4.3%
RSP Invesco S&P 500 Equal Weight 3.55% 52,724 $9.4M New
IWF iShares Russell 1000 Growth 3.46% 24,525 $9.2M Reduce -1.3%
LMT Lockheed Martin Corp. 3.44% 15,640 $9.1M Add +0.3%
RSPT Invesco S&P 500 Equal Weight 2.98% 210,654 $7.9M Reduce -0.3%
HLI Houlihan Lokey Inc. 2.67% 45,025 $7.1M Reduce -0.4%
GILD Gilead Sciences Inc. 2.66% 84,270 $7.1M Add +0.7%
VYM Vanguard High DVD Yield ETF 2.65% 55,032 $7.1M Add +0.5%
HII Huntington Ingalls Industrie 2.51% 25,304 $6.7M Add +0.3%
CSCO Cisco Systems Inc. 2.47% 123,453 $6.6M Add +1.2%
JNPR Juniper Networks Inc. 2.42% 164,848 $6.4M Reduce -0.5%
NVS Novartis AG-Sponsored ADR 2.24% 51,795 $6.0M Reduce -0.2%
MO Altria Group Inc. 2.17% 112,880 $5.8M Add +1.4%
MRK Merck & Co. Inc. 1.95% 45,698 $5.2M Reduce -3.1%
CTSH Cognizant Tech Solutions-A 1.66% 57,122 $4.4M Add +0.5%
G Genpact Ltd. 1.57% 106,809 $4.2M Add +0.5%
ACN Accenture PLC Class A 1.53% 11,488 $4.1M Reduce -0.1%
GOOGL Alphabet Inc. Class A 1.41% 22,635 $3.8M Add +0.4%
PFE Pfizer Inc. 1.41% 129,653 $3.8M Add +1.3%
ROST Ross Stores Inc. 1.39% 24,562 $3.7M Add +0.3%
FLO Flowers Foods Inc. 1.37% 157,955 $3.6M Add +0.9%
MSFT Microsoft Corp. 1.19% 7,335 $3.2M Add +5.2%
VOO Vanguard S&P 500 ETF 1.17% 5,893 $3.1M Add +2.4%
DG Dollar General Corp. 1.16% 36,563 $3.1M Add +0.7%
IVV iShares Core S&P 500 ETF 1.12% 5,161 $3.0M Add +2.7%
MA Mastercard Inc. Class A 1.10% 5,937 $2.9M Add +0.1%
AMZN Amazon.com Inc. 0.95% 13,501 $2.5M Add +0.4%
IWY iShares Russell Top 200 Grow 0.88% 10,661 $2.3M Reduce -2.7%
OEF iShares S&P 100 ETF 0.74% 7,112 $2.0M Reduce -0.0%
IWD iShares Russell 1000 Value E 0.74% 10,345 $2.0M Reduce -1.3%
JPM JPMorgan Chase & Co. 0.66% 8,334 $1.8M Add +70.6%
HPQ HP Inc. 0.64% 47,482 $1.7M Reduce -2.9%
FXY Invesco Currencyshares Japan 0.60% 24,750 $1.6M Add +11.6%
EUSA iShares MSCI USA Equal Weigh 0.56% 15,620 $1.5M Reduce -3.7%
PG The Procter & Gamble Co. 0.49% 7,494 $1.3M Reduce -2.6%
V Visa Inc. Class A 0.47% 4,547 $1.3M Add +0.9%
META Meta Platforms Inc. Class A 0.39% 1,834 $1.0M Add +0.1%
GOOG Alphabet Inc. Class C 0.36% 5,736 $959K Reduce -30.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.34% 4,044 $894K Add +5.5%
CSX CSX Corp. 0.33% 25,677 $887K New
MOAT Vaneck Morningstar Wide Moat 0.31% 8,548 $829K Add +3.5%
VTI VG Morningstar TS MKT ETF-US 0.30% 2,828 $801K Add +5.9%
IJH iShares Core S&P Midcap ETF 0.29% 12,456 $776K Reduce -0.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.28% 2,782 $734K Add +5.5%
IOO iShares Global 100 ETF 0.27% 7,272 $721K Add +4.4%
TSLA Tesla Inc. 0.26% 2,688 $703K Add +130.1%
IWR iShares Russell Mid-Cap ETF 0.26% 7,856 $692K Add +5.5%
IWP iShares Russell Mid-Cap Grow 0.25% 5,763 $676K Add +5.5%
SPGP Invesco S&P 500 Garp ETF 0.25% 6,390 $669K Add +7.2%
DLY Doubleline Yield Opport 0.25% 40,142 $666K Add +18.3%
IGM iShares Expanded Tech Sector 0.24% 6,745 $647K Add +3.9%
LLY Eli Lilly & Co. 0.24% 714 $632K Add +2.7%
HPE Hewlett Packard Enterprise 0.23% 30,537 $625K Add +0.1%
JEPI JPMorgan Equity Premium Inco 0.22% 9,921 $590K Add +1.1%
PEG Public Service Enterprise GP 0.21% 6,366 $568K New
ABBV Abbvie Inc. 0.20% 2,736 $540K Add +5.8%
HD Home Depot Inc. 0.20% 1,314 $532K Add +14.9%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.20% 4,445 $522K Add +0.2%
MPLX MPLX LP 0.19% 11,485 $511K Add +0.2%
DSL Doubleline Income Solutions 0.19% 39,201 $509K Add +0.4%
WFC Wells Fargo & Co. 0.19% 8,952 $506K Add +0.0%
SGRY Surgery Partners Inc. 0.19% 15,632 $504K No change
SLYG SS SPDR S&P 600 SC GR ETF 0.19% 5,302 $494K Add +5.4%
RLI Rli Corp. 0.17% 3,001 $465K No change
ED Consolidated Edison Inc. 0.17% 4,430 $461K New
MCD McDonald's Corp. 0.17% 1,512 $460K Add +1.2%
EFA iShares MSCI Eafe ETF 0.17% 5,484 $459K Reduce -1.8%
IVW iShares S&P 500 Growth ETF 0.17% 4,676 $448K Reduce -1.0%
COST Costco Wholesale Corp. 0.17% 505 $448K Add +0.2%
JPC Nuveen Prefered & Income Opp 0.17% 55,269 $446K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.16% 2,588 $434K Reduce -0.1%
GBTC Grayscale Bitcoin Trust ETF 0.16% 8,300 $419K Add +8.2%
PEP Pepsico Inc. 0.16% 2,457 $418K Add +6.7%
XOM Exxon Mobil Corp. 0.15% 3,501 $410K Reduce -20.6%
BRK.B Berkshire Hathaway Inc. Class B 0.15% 884 $407K No change
EXAS Exact Sciences Corp. 0.15% 5,950 $405K No change
EHC Encompass Health Corp. 0.15% 4,192 $405K No change
PDI PIMCO Dynamic Income Fund 0.15% 19,470 $395K Add +0.6%
ET Energy Transfer LP 0.15% 24,164 $388K Reduce -0.9%
KMI Kinder Morgan Inc. 0.14% 17,105 $378K Add +0.1%
TMUS T-Mobile US Inc. 0.14% 1,827 $377K Add +0.2%
EPD Enterprise Products Partners 0.14% 12,804 $373K Add +0.2%
UTG Reaves Utility Income Fund 0.13% 10,870 $357K Add +43.6%
CMCSA Comcast Corp. Class A 0.13% 8,511 $356K New
NVDA Nvidia Corp. 0.13% 2,912 $354K Add +3.2%
ORCL Oracle Corp. 0.13% 2,062 $351K Add +0.1%
SPYX SS SPDR S&P 500 Foss FL ETF 0.13% 7,250 $343K Add +0.3%
IWV iShares Russell 3000 ETF 0.13% 1,027 $336K Add +0.3%
IJK iShares S&P Mid-Cap 400 Grow 0.13% 3,625 $333K Add +0.1%
HYT BlackRock Corp. Hi YLD 0.12% 32,320 $325K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.12% 566 $325K Reduce -28.8%
CME Cme Group Inc. 0.12% 1,421 $314K No change
XIFR XPLR Infrastructure LP filed as NEXTERA ENERGY PARTNERS LP 0.12% 11,194 $309K Add +21.4%
QQQ Invesco QQQ Trust Series 1 0.11% 621 $303K Reduce -20.3%
MFIC Midcap Financial Investment 0.11% 22,271 $298K New
OKE Oneok Inc. 0.11% 3,269 $298K Add +1.2%
QLD Proshares Ultra QQQ 0.11% 2,870 $289K No change
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.11% 2,629 $288K No change
BST BlackRock Science & Tech TR 0.11% 8,074 $286K Add +2.2%
DLR Digital Realty Trust Inc. 0.11% 1,735 $281K Add +0.8%
EMB iShares JP Morgan Usd Emergi 0.10% 2,930 $274K No change
JNJ Johnson & Johnson 0.10% 1,611 $261K Reduce -39.9%
WMT Walmart Inc. 0.10% 3,187 $257K Add +0.2%
AM Antero Midstream Corp. 0.09% 16,775 $252K No change
NEW AMERICA HIGH INCOME FUND 0.09% 30,175 $251K No change
AVGO Broadcom Inc. 0.09% 1,439 $248K Reduce -58.5%
PLTR Palantir Technologies Inc. Class A 0.09% 6,646 $247K New
DFP Flaherty & Crumrine DYN Pref 0.09% 10,950 $235K No change
BGB Blackstone Strategic Credit 0.09% 19,075 $235K No change
BX Blackstone Inc. 0.09% 1,511 $231K New
ARES Ares Management Corp. Class A 0.09% 1,457 $227K New
CET Central Securities Corp. 0.08% 4,875 $223K No change
NPFD Nuveen Var RT Pref & Inc. 0.08% 11,767 $223K No change
APO Apollo Global Management Inc. 0.08% 1,776 $222K Add +0.3%
FSK FS KKR Capital Corp. 0.08% 11,219 $221K No change
AMLP Alerian MLP ETF 0.08% 4,650 $219K No change
XPHTX Pioneer High Income Fund 0.08% 26,900 $215K No change
GE General Electric filed as GE AEROSPACE 0.08% 1,141 $215K New
SBUX Starbucks Corp. 0.08% 2,185 $213K New
PFN PIMCO Income Strategy FD II 0.08% 27,800 $212K No change
HIO Western Asset Hi Inc. Opport 0.08% 50,985 $206K No change
RVT Royce Small-Cap Trust Inc. 0.08% 12,950 $203K New
PDT John Hancock Prem DVD FND 0.07% 13,261 $175K No change
XNROX Neu Re Est Sec Inc. FD Inc.-US filed as NEUBERGER BERMAN REAL ESTATE 0.05% 32,700 $134K No change
FSCO FS Credit Opportunities Corp. 0.04% 17,650 $112K No change
NCZ Virtus Convertible & Inc. FD 0.04% 34,800 $108K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $220K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 170$216KNo change
DAVEW Dave Inc. -CW27 *W EXP 01/05/202 65,598$3KNo change

Total filed on the 13F, all lines: $266.3M.

Portfolio Sells Q2 2024 → Q3 2024
OMFL Invesco Russell 1000 DYN M/F Sold out 0.00% −3.85
MRK Merck & Co. Inc. Reduce -3.1% 1.95% −0.44
GOOG Alphabet Inc. Class C Reduce -30.6% 0.36% −0.26
IWF iShares Russell 1000 Growth Reduce -1.3% 3.46% −0.24
RSPT Invesco S&P 500 Equal Weight Reduce -0.3% 2.98% −0.18
AIF Apollo Tactical Income Fund Sold out 0.00% −0.14
AVGO Broadcom Inc. Reduce -58.5% 0.09% −0.13
IVE iShares S&P 500 Value ETF Sold out 0.00% −0.09
IWY iShares Russell Top 200 Grow Reduce -2.7% 0.88% −0.08
ABR Arbor Realty Trust Inc. Sold out 0.00% −0.07
JNJ Johnson & Johnson Reduce -39.9% 0.10% −0.06
HPQ HP Inc. Reduce -2.9% 0.64% −0.06
SPY SS SPDR S&P 500 ETF Trust-US Reduce -28.8% 0.12% −0.05
XOM Exxon Mobil Corp. Reduce -20.6% 0.15% −0.05
JNPR Juniper Networks Inc. Reduce -0.5% 2.42% −0.05
QQQ Invesco QQQ Trust Series 1 Reduce -20.3% 0.11% −0.04
PG The Procter & Gamble Co. Reduce -2.6% 0.49% −0.03
OEF iShares S&P 100 ETF Reduce -0.0% 0.74% −0.03
EUSA iShares MSCI USA Equal Weigh Reduce -3.7% 0.56% −0.02
NVS Novartis AG-Sponsored ADR Reduce -0.2% 2.24% −0.02
ET Energy Transfer LP Reduce -0.9% 0.15% −0.02
IVW iShares S&P 500 Growth ETF Reduce -1.0% 0.17% −0.01
IWD iShares Russell 1000 Value E Reduce -1.3% 0.74% −0.01
IJH iShares Core S&P Midcap ETF Reduce -0.7% 0.29% −0.01
EFA iShares MSCI Eafe ETF Reduce -1.8% 0.17% −0.01
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -0.1% 0.16% +0.00
AAPL Apple Inc. Reduce -0.2% 4.34% +0.06
ACN Accenture PLC Class A Reduce -0.1% 1.53% +0.10
HLI Houlihan Lokey Inc. Reduce -0.4% 2.67% +0.18

Portfolio Buys Q2 2024 → Q3 2024
RSP Invesco S&P 500 Equal Weight New 3.55% +3.55
LMT Lockheed Martin Corp. Add +0.3% 3.44% +0.46
CSX CSX Corp. New 0.33% +0.33
GILD Gilead Sciences Inc. Add +0.7% 2.66% +0.31
JPM JPMorgan Chase & Co. Add +70.6% 0.66% +0.26
PEG Public Service Enterprise GP New 0.21% +0.21
G Genpact Ltd. Add +0.5% 1.57% +0.18
ED Consolidated Edison Inc. New 0.17% +0.17
TSLA Tesla Inc. Add +130.1% 0.26% +0.17
CMCSA Comcast Corp. Class A New 0.13% +0.13
RSPH Invesco S&P 500 Equal Weight Add +4.3% 4.20% +0.12
MFIC Midcap Financial Investment New 0.11% +0.11
CSCO Cisco Systems Inc. Add +1.2% 2.47% +0.10
MO Altria Group Inc. Add +1.4% 2.17% +0.09
PLTR Palantir Technologies Inc. Class A New 0.09% +0.09
BX Blackstone Inc. New 0.09% +0.09
ARES Ares Management Corp. Class A New 0.09% +0.09
USMV iShares MSCI USA Min Vol Fac Add +1.5% 5.53% +0.08
GE General Electric New 0.08% +0.08
SBUX Starbucks Corp. New 0.08% +0.08
CTSH Cognizant Tech Solutions-A Add +0.5% 1.66% +0.08
FXY Invesco Currencyshares Japan Add +11.6% 0.60% +0.08
RVT Royce Small-Cap Trust Inc. New 0.08% +0.08
IBM Intl Business Machines Corp. Add +5.5% 0.34% +0.07
SCHD Schwab US DVD Equity ETF Add +1.4% 4.33% +0.06
UTG Reaves Utility Income Fund Add +43.6% 0.13% +0.05
HD Home Depot Inc. Add +14.9% 0.20% +0.04
MA Mastercard Inc. Class A Add +0.1% 1.10% +0.03
DLY Doubleline Yield Opport Add +18.3% 0.25% +0.03
ABBV Abbvie Inc. Add +5.8% 0.20% +0.02
MOAT Vaneck Morningstar Wide Moat Add +3.5% 0.31% +0.02
MCD McDonald's Corp. Add +1.2% 0.17% +0.02
META Meta Platforms Inc. Class A Add +0.1% 0.39% +0.02
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +5.5% 0.28% +0.01
IWR iShares Russell Mid-Cap ETF Add +5.5% 0.26% +0.01
ORCL Oracle Corp. Add +0.1% 0.13% +0.01
XIFR XPLR Infrastructure LP Add +21.4% 0.12% +0.01
TMUS T-Mobile US Inc. Add +0.2% 0.14% +0.01
SLYG SS SPDR S&P 600 SC GR ETF Add +5.4% 0.19% +0.01
VTI VG Morningstar TS MKT ETF-US Add +5.9% 0.30% +0.01
WMT Walmart Inc. Add +0.2% 0.10% +0.01
IWP iShares Russell Mid-Cap Grow Add +5.5% 0.25% +0.01
OKE Oneok Inc. Add +1.2% 0.11% +0.00
KMI Kinder Morgan Inc. Add +0.1% 0.14% +0.00
PEP Pepsico Inc. Add +6.7% 0.16% +0.00
SPGP Invesco S&P 500 Garp ETF Add +7.2% 0.25% +0.00
PDI PIMCO Dynamic Income Fund Add +0.6% 0.15% −0.00
DLR Digital Realty Trust Inc. Add +0.8% 0.11% −0.00
VYM Vanguard High DVD Yield ETF Add +0.5% 2.65% −0.00
APO Apollo Global Management Inc. Add +0.3% 0.08% −0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 141$396.0MSTPZ, BILZ, JQUA, CAPE, FMDE
Q1 2026 134$340.1MBILZ, CAPE, JQUA, USMF, USMV
Q4 2025 134$316.0MCAPE, BILZ, JQUA, USMV, RSPH
Q3 2025 139$304.1MCAPE, BILZ, JQUA, USMV, SCHD
Q2 2025 139$306.2MCAPE, BILZ, JQUA, USMV, RSPH
Q1 2025 131$281.4MCAPE, USMV, JQUA, SCHD, RSPH
Q4 2024 129$268.5MCAPE, USMV, AAPL, SCHD, RSPH
Q3 2024 130$266.0MCAPE, USMV, AAPL, SCHD, RSPH
Q2 2024 122$244.6MCAPE, USMV, AAPL, SCHD, RSPH
Q1 2024 117$243.4MCAPE, USMV, SCHD, EUSA, RSPH