Walled Lake Planning & Wealth Management, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 12, 2025), Walled Lake Planning & Wealth Management, LLC reported 129 stock positions worth $268.5 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 9.7% of the portfolio, followed by iShares MSCI USA Min Vol Fac (USMV, 5.5%) and Apple (AAPL, 4.7%). Compared with Q3 2024, it opened 6 new positions, sold out of 7, added to 59 and reduced 32. The biggest buy was a new position in GSK PLC-Spon ADR (GSK) and the biggest sale Pfizer (PFE, shares −68%).

Most Recent 13F
Q2 2026
Location
HIGHLAND PARK, IL
CIK
0001812177
Portfolio Value
$268.5M (Q4 2024)
SEC Filing
0001104659-25-012067 ↗ filed Feb 12, 2025

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $243.4M Q1 2024 Q2 2024: $244.6M Q2 2024 Q3 2024: $266.0M Q3 2024 Q4 2024: $268.5M $268.5M Q4 2024 Q1 2025: $281.4M Q1 2025 Q2 2025: $306.2M Q2 2025 Q3 2025: $304.1M Q3 2025 Q4 2025: $316.0M Q4 2025 Q1 2026: $340.1M Q1 2026 Q2 2026: $396.0M Q2 2026

Holdings 129 stocks · $268.5M
CAPE Doubleline Shiller Cape US 9.67% 866,211 $26.0M Add +1.5%
USMV iShares MSCI USA Min Vol Fac 5.49% 166,151 $14.8M Add +3.1%
AAPL Apple Inc. 4.71% 50,507 $12.6M Add +1.8%
SCHD Schwab US DVD Equity ETF 4.23% 415,640 $11.4M Add +1.8%
RSPH Invesco S&P 500 Equal Weight 3.99% 365,639 $10.7M Add +5.3%
RSP Invesco S&P 500 Equal Weight 3.63% 55,657 $9.8M Add +5.6%
IWF iShares Russell 1000 Growth 3.61% 24,142 $9.7M Reduce -1.6%
GILD Gilead Sciences Inc. 2.94% 85,435 $7.9M Add +1.4%
RSPT Invesco S&P 500 Equal Weight 2.90% 208,461 $7.8M Reduce -1.0%
LMT Lockheed Martin Corp. 2.87% 15,849 $7.7M Add +1.3%
CSCO Cisco Systems Inc. 2.75% 124,552 $7.4M Add +0.9%
VYM Vanguard High DVD Yield ETF 2.65% 55,745 $7.1M Add +1.3%
JNPR Juniper Networks Inc. 2.29% 164,524 $6.2M Reduce -0.2%
MO Altria Group Inc. 2.28% 117,026 $6.1M Add +3.7%
HLI Houlihan Lokey Inc. 1.92% 29,620 $5.1M Reduce -34.2%
NVS Novartis AG-Sponsored ADR 1.90% 52,399 $5.1M Add +1.2%
G Genpact Ltd. 1.73% 108,287 $4.7M Add +1.4%
MRK Merck & Co. Inc. 1.73% 46,640 $4.6M Add +2.1%
HII Huntington Ingalls Industrie 1.71% 24,279 $4.6M Reduce -4.0%
CTSH Cognizant Tech Solutions-A 1.66% 57,986 $4.5M Add +1.5%
GOOGL Alphabet Inc. Class A 1.58% 22,428 $4.2M Reduce -0.9%
GSK GSK PLC-Spon ADR 1.51% 119,507 $4.0M New
ROST Ross Stores Inc. 1.40% 24,919 $3.8M Add +1.4%
FLO Flowers Foods Inc. 1.24% 161,592 $3.3M Add +2.3%
ACN Accenture PLC Class A 1.23% 9,414 $3.3M Reduce -18.1%
VOO Vanguard S&P 500 ETF 1.22% 6,094 $3.3M Add +3.4%
MSFT Microsoft Corp. 1.18% 7,497 $3.2M Add +2.2%
IVV iShares Core S&P 500 ETF 1.17% 5,339 $3.1M Add +3.5%
MA Mastercard Inc. Class A 1.16% 5,915 $3.1M Reduce -0.4%
LYB Lyondellbasell Indu Class A 1.13% 40,904 $3.0M New
AMZN Amazon.com Inc. 1.11% 13,559 $3.0M Add +0.4%
JPM JPMorgan Chase & Co. 0.97% 10,916 $2.6M Add +31.0%
IWY iShares Russell Top 200 Grow 0.91% 10,423 $2.5M Reduce -2.2%
FDL First Trust Morn DVD Lead Inc. 0.81% 54,022 $2.2M New
OEF iShares S&P 100 ETF 0.77% 7,127 $2.1M Add +0.2%
IWD iShares Russell 1000 Value E 0.71% 10,339 $1.9M Reduce -0.1%
HPQ HP Inc. 0.60% 49,070 $1.6M Add +3.3%
V Visa Inc. Class A 0.53% 4,504 $1.4M Reduce -0.9%
EUSA iShares MSCI USA Equal Weigh 0.50% 13,973 $1.3M Reduce -10.5%
PG The Procter & Gamble Co. 0.47% 7,503 $1.3M Add +0.1%
PFE Pfizer Inc. 0.40% 40,987 $1.1M Reduce -68.4%
TSLA Tesla Inc. 0.40% 2,685 $1.1M Reduce -0.1%
META Meta Platforms Inc. Class A 0.40% 1,815 $1.1M Reduce -1.0%
GOOG Alphabet Inc. Class C 0.38% 5,386 $1.0M Reduce -6.1%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.33% 4,063 $893K Add +0.5%
MOAT Vaneck Morningstar Wide Moat 0.33% 9,436 $875K Add +10.4%
VTI VG Morningstar TS MKT ETF-US 0.31% 2,880 $835K Add +1.8%
CSX CSX Corp. 0.31% 25,677 $829K No change
DG Dollar General Corp. 0.30% 10,693 $811K Reduce -70.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.30% 3,005 $794K Add +8.0%
IOO iShares Global 100 ETF 0.29% 7,822 $788K Add +7.6%
IWP iShares Russell Mid-Cap Grow 0.29% 6,128 $777K Add +6.3%
IJH iShares Core S&P Midcap ETF 0.29% 12,449 $776K Reduce -0.1%
IWR iShares Russell Mid-Cap ETF 0.28% 8,477 $749K Add +7.9%
SPGP Invesco S&P 500 Garp ETF 0.27% 6,932 $727K Add +8.5%
IGM iShares Expanded Tech Sector 0.27% 7,021 $717K Add +4.1%
XOM Exxon Mobil Corp. 0.26% 6,485 $698K Add +85.2%
HPE Hewlett Packard Enterprise 0.26% 32,260 $689K Add +5.6%
DLY Doubleline Yield Opport 0.24% 40,142 $635K No change
WFC Wells Fargo & Co. 0.23% 8,952 $629K No change
GBTC Grayscale Bitcoin Trust ETF 0.23% 8,406 $622K Add +1.3%
JEPI JPMorgan Equity Premium Inco 0.21% 9,763 $562K Reduce -1.6%
JQUA JPMorgan US Quality Factor 0.21% 9,778 $560K New
LLY Eli Lilly & Co. 0.21% 714 $551K No change
ABBV Abbvie Inc. 0.20% 3,062 $544K Add +11.9%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.20% 4,453 $538K Add +0.2%
PEG Public Service Enterprise GP 0.20% 6,367 $538K Add +0.0%
HD Home Depot Inc. 0.19% 1,317 $512K Add +0.2%
SLYG SS SPDR S&P 600 SC GR ETF 0.19% 5,651 $511K Add +6.6%
DSL Doubleline Income Solutions 0.18% 39,356 $495K Add +0.4%
RLI Rli Corp. 0.18% 3,001 $495K No change
COST Costco Wholesale Corp. 0.17% 505 $463K No change
IVW iShares S&P 500 Growth ETF 0.17% 4,495 $456K Reduce -3.9%
MPLX MPLX LP 0.17% 9,419 $451K Reduce -18.0%
MCD McDonald's Corp. 0.16% 1,514 $439K Add +0.1%
JPC Nuveen Prefered & Income Opp 0.16% 55,269 $434K No change
ET Energy Transfer LP 0.16% 21,734 $426K Reduce -10.1%
KMI Kinder Morgan Inc. 0.16% 15,490 $424K Reduce -9.4%
EFA iShares MSCI Eafe ETF 0.15% 5,484 $415K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.15% 2,548 $412K Reduce -1.6%
NVDA Nvidia Corp. 0.15% 3,064 $411K Add +5.2%
PLTR Palantir Technologies Inc. Class A 0.15% 5,392 $408K Reduce -18.9%
BRK.B Berkshire Hathaway Inc. Class B 0.15% 897 $407K Add +1.5%
TMUS T-Mobile US Inc. 0.15% 1,833 $405K Add +0.3%
APO Apollo Global Management Inc. 0.15% 2,436 $402K Add +37.2%
ED Consolidated Edison Inc. 0.15% 4,432 $395K Add +0.1%
EHC Encompass Health Corp. 0.14% 4,192 $387K No change
PEP Pepsico Inc. 0.13% 2,379 $362K Reduce -3.2%
SPYX SS SPDR S&P 500 Foss FL ETF 0.13% 7,270 $350K Add +0.3%
ORCL Oracle Corp. 0.13% 2,089 $348K Add +1.3%
ARES Ares Management Corp. Class A 0.13% 1,953 $346K Add +34.0%
UTG Reaves Utility Income Fund 0.13% 10,870 $344K No change
IWV iShares Russell 3000 ETF 0.13% 1,028 $344K Add +0.1%
BX Blackstone Inc. 0.13% 1,978 $341K Add +30.9%
QQQ Invesco QQQ Trust Series 1 0.13% 658 $336K Add +6.0%
EXAS Exact Sciences Corp. 0.12% 5,950 $334K No change
AVGO Broadcom Inc. 0.12% 1,439 $334K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.12% 567 $332K Add +0.2%
OKE Oneok Inc. 0.12% 3,298 $331K Add +0.9%
SGRY Surgery Partners Inc. 0.12% 15,632 $331K No change
CME Cme Group Inc. 0.12% 1,421 $330K No change
EPD Enterprise Products Partners 0.12% 10,369 $325K Reduce -19.0%
IJK iShares S&P Mid-Cap 400 Grow 0.12% 3,571 $325K Reduce -1.5%
HYT BlackRock Corp. Hi YLD 0.12% 32,320 $317K No change
QLD Proshares Ultra QQQ 0.12% 2,870 $311K No change
DLR Digital Realty Trust Inc. 0.11% 1,735 $308K No change
TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC 0.11% 2,606 $306K Reduce -0.9%
BST BlackRock Science & Tech TR 0.11% 8,240 $301K Add +2.1%
MFIC Midcap Financial Investment 0.11% 22,271 $300K No change
CMCSA Comcast Corp. Class A 0.11% 7,701 $289K Reduce -9.5%
WMT Walmart Inc. 0.11% 3,187 $288K No change
EMB iShares JP Morgan Usd Emergi 0.10% 2,930 $261K No change
NEW AMERICA HIGH INCOME FUND 0.09% 30,175 $247K No change
FSK FS KKR Capital Corp. 0.09% 11,219 $244K No change
JNJ Johnson & Johnson 0.09% 1,617 $234K Add +0.4%
BGB Blackstone Strategic Credit 0.09% 19,075 $233K No change
AM Antero Midstream Corp. 0.08% 15,098 $228K Reduce -10.0%
CET Central Securities Corp. 0.08% 4,875 $223K No change
DFP Flaherty & Crumrine DYN Pref 0.08% 10,950 $218K No change
NPFD Nuveen Var RT Pref & Inc. 0.08% 11,767 $215K No change
ARCC Ares Capital Corp. 0.08% 9,757 $214K New
XPHTX Pioneer High Income Fund 0.08% 26,900 $208K No change
PFN PIMCO Income Strategy FD II 0.08% 27,800 $207K No change
PANW Palo Alto Networks Inc. 0.08% 1,136 $207K New
AMLP Alerian MLP ETF 0.08% 4,185 $202K Reduce -10.0%
HIO Western Asset Hi Inc. Opport 0.07% 50,985 $200K No change
FSCO FS Credit Opportunities Corp. 0.04% 17,650 $120K No change
XNROX Neu Re Est Sec Inc. FD Inc.-US filed as NEUBERGER BERMAN REAL ESTATE 0.04% 32,700 $116K No change
NCZ Virtus Convertible & Inc. FD 0.04% 34,800 $109K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $218K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 170$207KNo change
DAVEW Dave Inc. -CW27 *W EXP 01/05/202 65,598$11KNo change

Total filed on the 13F, all lines: $268.7M.

Portfolio Sells Q3 2024 → Q4 2024
PFE Pfizer Inc. Reduce -68.4% 0.40% −1.01
DG Dollar General Corp. Reduce -70.8% 0.30% −0.86
HII Huntington Ingalls Industrie Reduce -4.0% 1.71% −0.81
HLI Houlihan Lokey Inc. Reduce -34.2% 1.92% −0.76
FXY Invesco Currencyshares Japan Sold out 0.00% −0.60
ACN Accenture PLC Class A Reduce -18.1% 1.23% −0.29
PDI PIMCO Dynamic Income Fund Sold out 0.00% −0.15
JNPR Juniper Networks Inc. Reduce -0.2% 2.29% −0.12
XIFR XPLR Infrastructure LP Sold out 0.00% −0.12
GE General Electric Sold out 0.00% −0.08
RSPT Invesco S&P 500 Equal Weight Reduce -1.0% 2.90% −0.08
SBUX Starbucks Corp. Sold out 0.00% −0.08
RVT Royce Small-Cap Trust Inc. Sold out 0.00% −0.08
PDT John Hancock Prem DVD FND Sold out 0.00% −0.07
EUSA iShares MSCI USA Equal Weigh Reduce -10.5% 0.50% −0.07
CMCSA Comcast Corp. Class A Reduce -9.5% 0.11% −0.03
IWD iShares Russell 1000 Value E Reduce -0.1% 0.71% −0.03
MPLX MPLX LP Reduce -18.0% 0.17% −0.02
PEP Pepsico Inc. Reduce -3.2% 0.13% −0.02
EPD Enterprise Products Partners Reduce -19.0% 0.12% −0.02
JEPI JPMorgan Equity Premium Inco Reduce -1.6% 0.21% −0.01
AM Antero Midstream Corp. Reduce -10.0% 0.08% −0.01
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -1.6% 0.15% −0.01
AMLP Alerian MLP ETF Reduce -10.0% 0.08% −0.01
IJK iShares S&P Mid-Cap 400 Grow Reduce -1.5% 0.12% −0.00
IJH iShares Core S&P Midcap ETF Reduce -0.1% 0.29% −0.00
META Meta Platforms Inc. Class A Reduce -1.0% 0.40% +0.00
IVW iShares S&P 500 Growth ETF Reduce -3.9% 0.17% +0.00
TTD Trade Desk Inc./the Class A Reduce -0.9% 0.11% +0.01
ET Energy Transfer LP Reduce -10.1% 0.16% +0.01
KMI Kinder Morgan Inc. Reduce -9.4% 0.16% +0.02
GOOG Alphabet Inc. Class C Reduce -6.1% 0.38% +0.02
IWY iShares Russell Top 200 Grow Reduce -2.2% 0.91% +0.03
MA Mastercard Inc. Class A Reduce -0.4% 1.16% +0.06
PLTR Palantir Technologies Inc. Class A Reduce -18.9% 0.15% +0.06
V Visa Inc. Class A Reduce -0.9% 0.53% +0.06
TSLA Tesla Inc. Reduce -0.1% 0.40% +0.14
IWF iShares Russell 1000 Growth Reduce -1.6% 3.61% +0.15
GOOGL Alphabet Inc. Class A Reduce -0.9% 1.58% +0.17

Portfolio Buys Q3 2024 → Q4 2024
GSK GSK PLC-Spon ADR New 1.51% +1.51
LYB Lyondellbasell Indu Class A New 1.13% +1.13
FDL First Trust Morn DVD Lead Inc. New 0.81% +0.81
AAPL Apple Inc. Add +1.8% 4.71% +0.37
JPM JPMorgan Chase & Co. Add +31.0% 0.97% +0.31
GILD Gilead Sciences Inc. Add +1.4% 2.94% +0.28
CSCO Cisco Systems Inc. Add +0.9% 2.75% +0.28
JQUA JPMorgan US Quality Factor New 0.21% +0.21
CAPE Doubleline Shiller Cape US Add +1.5% 9.67% +0.17
AMZN Amazon.com Inc. Add +0.4% 1.11% +0.16
G Genpact Ltd. Add +1.4% 1.73% +0.16
MO Altria Group Inc. Add +3.7% 2.28% +0.11
XOM Exxon Mobil Corp. Add +85.2% 0.26% +0.11
RSP Invesco S&P 500 Equal Weight Add +5.6% 3.63% +0.08
ARCC Ares Capital Corp. New 0.08% +0.08
PANW Palo Alto Networks Inc. New 0.08% +0.08
GBTC Grayscale Bitcoin Trust ETF Add +1.3% 0.23% +0.07
APO Apollo Global Management Inc. Add +37.2% 0.15% +0.07
VOO Vanguard S&P 500 ETF Add +3.4% 1.22% +0.05
IVV iShares Core S&P 500 ETF Add +3.5% 1.17% +0.05
ARES Ares Management Corp. Class A Add +34.0% 0.13% +0.04
BX Blackstone Inc. Add +30.9% 0.13% +0.04
IWP iShares Russell Mid-Cap Grow Add +6.3% 0.29% +0.04
OEF iShares S&P 100 ETF Add +0.2% 0.77% +0.03
IGM iShares Expanded Tech Sector Add +4.1% 0.27% +0.02
IOO iShares Global 100 ETF Add +7.6% 0.29% +0.02
HPE Hewlett Packard Enterprise Add +5.6% 0.26% +0.02
NVDA Nvidia Corp. Add +5.2% 0.15% +0.02
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +8.0% 0.30% +0.02
SPGP Invesco S&P 500 Garp ETF Add +8.5% 0.27% +0.02
IWR iShares Russell Mid-Cap ETF Add +7.9% 0.28% +0.02
MOAT Vaneck Morningstar Wide Moat Add +10.4% 0.33% +0.01
ROST Ross Stores Inc. Add +1.4% 1.40% +0.01
OKE Oneok Inc. Add +0.9% 0.12% +0.01
QQQ Invesco QQQ Trust Series 1 Add +6.0% 0.13% +0.01
VTI VG Morningstar TS MKT ETF-US Add +1.8% 0.31% +0.01
TMUS T-Mobile US Inc. Add +0.3% 0.15% +0.01
BST BlackRock Science & Tech TR Add +2.1% 0.11% +0.00
SLYG SS SPDR S&P 600 SC GR ETF Add +6.6% 0.19% +0.00
TJX TJX Companies Inc. Add +0.2% 0.20% +0.00
CTSH Cognizant Tech Solutions-A Add +1.5% 1.66% +0.00
IWV iShares Russell 3000 ETF Add +0.1% 0.13% +0.00
SPY SS SPDR S&P 500 ETF Trust-US Add +0.2% 0.12% +0.00
SPYX SS SPDR S&P 500 Foss FL ETF Add +0.3% 0.13% +0.00
ABBV Abbvie Inc. Add +11.9% 0.20% −0.00
BRK.B Berkshire Hathaway Inc. Class B Add +1.5% 0.15% −0.00
ORCL Oracle Corp. Add +1.3% 0.13% −0.00
VYM Vanguard High DVD Yield ETF Add +1.3% 2.65% −0.00
IBM Intl Business Machines Corp. Add +0.5% 0.33% −0.00
DSL Doubleline Income Solutions Add +0.4% 0.18% −0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 141$396.0MSTPZ, BILZ, JQUA, CAPE, FMDE
Q1 2026 134$340.1MBILZ, CAPE, JQUA, USMF, USMV
Q4 2025 134$316.0MCAPE, BILZ, JQUA, USMV, RSPH
Q3 2025 139$304.1MCAPE, BILZ, JQUA, USMV, SCHD
Q2 2025 139$306.2MCAPE, BILZ, JQUA, USMV, RSPH
Q1 2025 131$281.4MCAPE, USMV, JQUA, SCHD, RSPH
Q4 2024 129$268.5MCAPE, USMV, AAPL, SCHD, RSPH
Q3 2024 130$266.0MCAPE, USMV, AAPL, SCHD, RSPH
Q2 2024 122$244.6MCAPE, USMV, AAPL, SCHD, RSPH
Q1 2024 117$243.4MCAPE, USMV, SCHD, EUSA, RSPH