Walled Lake Planning & Wealth Management, LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 12, 2025), Walled Lake Planning & Wealth Management, LLC reported 139 stock positions worth $304.1 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 9.0% of the portfolio, followed by PIMCO Ultra SHRT Govt Active (BILZ, 8.4%) and JPMorgan US Quality Factor (JQUA, 7.3%). Compared with Q2 2025, it opened 7 new positions, sold out of 7, added to 45 and reduced 55. The biggest buy was PIMCO Ultra SHRT Govt Active (BILZ, shares +10%) and the biggest sale an exit from Juniper Networks (JNPR).

Most Recent 13F
Q2 2026
Location
HIGHLAND PARK, IL
CIK
0001812177
Portfolio Value
$304.1M (Q3 2025)
SEC Filing
0001104659-25-110426 ↗ filed Nov 12, 2025

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $243.4M Q1 2024 Q2 2024: $244.6M Q2 2024 Q3 2024: $266.0M Q3 2024 Q4 2024: $268.5M Q4 2024 Q1 2025: $281.4M Q1 2025 Q2 2025: $306.2M Q2 2025 Q3 2025: $304.1M $304.1M Q3 2025 Q4 2025: $316.0M Q4 2025 Q1 2026: $340.1M Q1 2026 Q2 2026: $396.0M Q2 2026

Holdings 139 stocks · $304.1M
CAPE Doubleline Shiller Cape US 8.96% 836,621 $27.3M Reduce -4.2%
BILZ PIMCO Ultra SHRT Govt Active 8.35% 251,056 $25.4M Add +9.9%
JQUA JPMorgan US Quality Factor 7.32% 353,785 $22.3M Reduce -3.8%
USMV iShares MSCI USA Min Vol Fac 5.27% 168,471 $16.0M Reduce -2.2%
SCHD Schwab US DVD Equity ETF 4.04% 449,626 $12.3M Add +7.4%
RSPH Invesco S&P 500 Equal Weight 4.00% 413,772 $12.2M Add +1.5%
AAPL Apple Inc. 3.82% 45,643 $11.6M Reduce -4.3%
RSP Invesco S&P 500 Equal Weight 3.72% 59,627 $11.3M Reduce -2.0%
RSPT Invesco S&P 500 Equal Weight 2.89% 197,351 $8.8M Reduce -3.5%
MO Altria Group Inc. 2.42% 111,276 $7.4M Reduce -5.5%
HII Huntington Ingalls Industrie 2.39% 25,240 $7.3M Reduce -5.5%
NVS Novartis AG-Sponsored ADR 2.10% 49,796 $6.4M Reduce -5.5%
LMT Lockheed Martin Corp. 2.00% 12,166 $6.1M Reduce -1.6%
GILD Gilead Sciences Inc. 1.97% 53,938 $6.0M Reduce -4.6%
HLI Houlihan Lokey Inc. 1.89% 27,977 $5.7M Reduce -4.9%
CSCO Cisco Systems Inc. 1.76% 78,102 $5.3M Reduce -2.0%
GSK GSK PLC-Spon ADR 1.69% 118,895 $5.1M Reduce -4.0%
DG Dollar General Corp. 1.40% 41,293 $4.3M Reduce -4.3%
G Genpact Ltd. 1.40% 101,277 $4.2M Reduce -4.4%
MRK Merck & Co. Inc. 1.29% 46,670 $3.9M Reduce -3.9%
CTSH Cognizant Tech Solutions-A 1.22% 55,511 $3.7M Reduce -3.8%
ROST Ross Stores Inc. 1.21% 24,137 $3.7M Reduce -4.2%
GOOGL Alphabet Inc. Class A 1.18% 14,795 $3.6M Reduce -24.1%
MSFT Microsoft Corp. 1.18% 6,917 $3.6M Reduce -1.0%
VOO Vanguard S&P 500 ETF 1.12% 5,538 $3.4M Add +2.2%
MA Mastercard Inc. Class A 1.11% 5,919 $3.4M Reduce -0.1%
PFE Pfizer Inc. 1.01% 120,051 $3.1M Reduce -3.9%
IVV iShares Core S&P 500 ETF 0.98% 4,439 $3.0M Reduce -3.3%
AMZN Amazon.com Inc. 0.96% 13,335 $2.9M Reduce -0.1%
PSA Public Storage 0.95% 9,991 $2.9M Reduce -4.0%
JPM JPMorgan Chase & Co. 0.87% 8,398 $2.6M Reduce -5.4%
OEF iShares S&P 100 ETF 0.77% 7,060 $2.3M Reduce -0.2%
ACN Accenture PLC Class A 0.69% 8,490 $2.1M Reduce -3.7%
IWD iShares Russell 1000 Value E 0.67% 10,015 $2.0M Reduce -0.4%
MKTX Marketaxess Holdings Inc. 0.58% 10,161 $1.8M New
V Visa Inc. Class A 0.45% 4,001 $1.4M Reduce -2.3%
AVGO Broadcom Inc. 0.44% 4,044 $1.3M Add +9.8%
EUSA iShares MSCI USA Equal Weigh 0.43% 12,650 $1.3M Reduce -0.6%
HPQ HP Inc. 0.43% 47,785 $1.3M Reduce -2.8%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.42% 4,542 $1.3M Reduce -0.8%
PG The Procter & Gamble Co. 0.38% 7,424 $1.1M Reduce -3.3%
META Meta Platforms Inc. Class A 0.35% 1,448 $1.1M Reduce -5.3%
VTI VG Morningstar TS MKT ETF-US 0.32% 2,940 $965K Reduce -3.5%
GOOG Alphabet Inc. Class C 0.32% 3,953 $963K Reduce -5.0%
IOO iShares Global 100 ETF 0.28% 7,082 $850K Add +3.2%
QQQ Invesco QQQ Trust Series 1 0.28% 1,411 $847K Add +107.2%
MOAT Vaneck Morningstar Wide Moat 0.27% 8,383 $831K Add +2.4%
XMMO Invesco S&P Midcap Momentum 0.27% 6,005 $812K New
TSLA Tesla Inc. 0.26% 1,803 $802K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.26% 2,720 $799K Add +5.3%
HPE Hewlett Packard Enterprise 0.26% 32,383 $795K Add +0.1%
IJH iShares Core S&P Midcap ETF 0.26% 11,912 $777K Reduce -0.8%
IWP iShares Russell Mid-Cap Grow 0.25% 5,286 $753K Add +3.9%
WFC Wells Fargo & Co. 0.24% 8,874 $744K No change
SPGP Invesco S&P 500 Garp ETF 0.24% 6,518 $741K Add +3.1%
IWR iShares Russell Mid-Cap ETF 0.24% 7,632 $737K Add +4.7%
XOM Exxon Mobil Corp. 0.23% 6,309 $711K Reduce -5.8%
ABBV Abbvie Inc. 0.23% 3,012 $697K Add +0.1%
FLO Flowers Foods Inc. 0.23% 52,603 $686K Reduce -68.2%
WTV Wisdomtree U.S. Value Fund 0.22% 7,515 $684K Add +4.4%
NVO Novo-Nordisk A/S-Spons ADR 0.20% 11,085 $615K Reduce -70.8%
UTG Reaves Utility Income Fund 0.20% 15,385 $610K Add +9.5%
GRNY Fundstr Gran SH US LRG Cap 0.20% 24,363 $609K New
DLY Doubleline Yield Opport 0.20% 40,142 $605K No change
LKQ LKQ Corp. 0.19% 19,401 $593K Reduce -71.6%
ORCL Oracle Corp. 0.19% 2,081 $585K Add +0.1%
DSL Doubleline Income Solutions 0.19% 47,445 $583K Add +20.6%
IDMO Invesco S&P International DE 0.19% 10,535 $569K New
BRK.B Berkshire Hathaway Inc. Class B 0.18% 1,095 $551K No change
LLY Eli Lilly & Co. 0.18% 715 $545K Add +0.1%
NVDA Nvidia Corp. 0.18% 2,921 $545K Reduce -4.8%
IAUM iShares Gold Trust Micro 0.18% 14,036 $540K No change
EHC Encompass Health Corp. 0.18% 4,194 $533K Add +0.0%
SLYG SS SPDR S&P 600 SC GR ETF 0.16% 5,254 $496K Add +5.5%
WMT Walmart Inc. 0.16% 4,768 $491K Add +0.2%
ET Energy Transfer LP 0.16% 28,105 $482K Add +0.3%
HD Home Depot Inc. 0.16% 1,182 $479K Add +0.4%
PLTR Palantir Technologies Inc. Class A 0.16% 2,612 $476K Reduce -27.7%
MPLX MPLX LP 0.15% 9,419 $470K No change
IVW iShares S&P 500 Growth ETF 0.15% 3,866 $467K Reduce -8.8%
CSX CSX Corp. 0.15% 12,889 $458K Add +0.4%
MCD McDonald's Corp. 0.15% 1,496 $455K Add +0.2%
JPC Nuveen Prefered & Income Opp 0.15% 55,269 $453K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.14% 2,996 $433K Reduce -4.1%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.14% 2,446 $427K Reduce -2.3%
COST Costco Wholesale Corp. 0.14% 456 $422K No change
SPYX SS SPDR S&P 500 Foss FL ETF 0.13% 7,318 $401K Add +0.1%
IWV iShares Russell 3000 ETF 0.13% 1,041 $395K Add +0.2%
RLI Rli Corp. 0.13% 6,002 $391K No change
CME Cme Group Inc. 0.13% 1,421 $384K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.12% 569 $379K Add +0.2%
GBTC Grayscale Bitcoin Trust ETF 0.12% 4,212 $378K Reduce -49.9%
GLXY Galaxy Digital Inc. Class A 0.12% 11,108 $376K No change
TMUS T-Mobile US Inc. 0.12% 1,540 $369K Reduce -2.0%
BST BlackRock Science & Tech TR 0.12% 8,753 $362K Add +1.9%
JEPI JPMorgan Equity Premium Inco 0.12% 6,278 $358K Reduce -22.7%
HOOD Robinhood Markets Inc. Class A 0.11% 2,415 $346K New
GE General Electric filed as GE AEROSPACE 0.11% 1,148 $345K Add +0.1%
BX Blackstone Inc. 0.11% 1,984 $339K Add +0.5%
SGRY Surgery Partners Inc. 0.11% 15,632 $338K No change
PEP Pepsico Inc. 0.11% 2,390 $336K Add +0.1%
ARES Ares Management Corp. Class A 0.11% 2,057 $329K Add +0.6%
EXAS Exact Sciences Corp. 0.11% 5,950 $326K No change
EPD Enterprise Products Partners 0.11% 10,369 $324K No change
IJK iShares S&P Mid-Cap 400 Grow 0.11% 3,349 $321K Reduce -2.2%
APO Apollo Global Management Inc. 0.10% 2,381 $317K Add +0.3%
FSCO FS Credit Opportunities Corp. 0.10% 45,650 $315K No change
DLR Digital Realty Trust Inc. 0.10% 1,787 $309K Add +0.7%
HYT BlackRock Corp. Hi YLD 0.10% 32,320 $307K No change
UTF Cohen & Steers Infrastructur 0.10% 12,275 $304K No change
AM Antero Midstream Corp. 0.10% 15,098 $294K No change
IWF iShares Russell 1000 Growth 0.09% 603 $283K Reduce -1.8%
JNJ Johnson & Johnson 0.09% 1,517 $281K Add +0.3%
EMB iShares JP Morgan Usd Emergi 0.09% 2,930 $279K No change
PEG Public Service Enterprise GP 0.09% 3,270 $273K Add +0.7%
MFIC Midcap Financial Investment 0.09% 22,271 $267K No change
CET Central Securities Corp. 0.08% 4,875 $250K No change
OKE Oneok Inc. 0.08% 3,419 $250K Add +1.4%
CMCSA Comcast Corp. Class A 0.08% 7,886 $248K Add +0.8%
DFP Flaherty & Crumrine DYN Pref 0.08% 10,950 $237K No change
QBTS D-Wave Quantum Inc. 0.08% 9,566 $236K New
NPFD Nuveen Var RT Pref & Inc. 0.08% 11,767 $235K No change
T AT&T Inc. 0.08% 8,312 $235K Add +0.2%
BTI British American Tob-SP ADR 0.08% 4,420 $235K No change
ED Consolidated Edison Inc. 0.08% 2,311 $232K Add +0.9%
BGB Blackstone Strategic Credit 0.08% 19,075 $232K No change
IJR iShares Core S&P Small-Cap E 0.07% 1,893 $225K Add +1.8%
UBER Uber Technologies Inc. 0.07% 2,200 $216K Reduce -8.3%
ARCC Ares Capital Corp. 0.07% 10,552 $215K Add +2.3%
PFN PIMCO Income Strategy FD II 0.07% 27,800 $211K No change
NFLX Netflix Inc. 0.07% 173 $208K No change
PM Philip Morris International 0.07% 1,265 $205K Add +0.1%
TLTW iShares 20+ Bond Buywrite 0.07% 8,775 $205K New
HIO Western Asset Hi Inc. Opport 0.06% 50,985 $196K No change
PDT John Hancock Prem DVD FND 0.06% 13,261 $177K No change
FSK FS KKR Capital Corp. 0.06% 11,219 $167K No change
XNROX Neu Re Est Sec Inc. FD Inc.-US filed as NEUBERGER BERMAN REAL ESTATE 0.03% 32,700 $106K No change
DNP DNP Select Income Fund Inc. 0.03% 10,550 $106K No change
GDRX Goodrx Holdings Inc. Class A 0.01% 10,027 $42K Reduce -9.5%

Options reported separately and not counted above: ORACLE CORP calls ($281K).

Other holdings (3): bonds, preferreds, convertibles and warrants · $267K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 170$218KNo change
DAVEW Dave Inc. -CW27 *W EXP 01/05/202 44,598$48KReduce -32.0%
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 12,275$957No change

Total filed on the 13F, all lines: $304.3M.

Portfolio Sells Q2 2025 → Q3 2025
JNPR Juniper Networks Inc. Sold out 0.00% −2.06
LYB Lyondellbasell Indu Class A Sold out 0.00% −0.77
NVO Novo-Nordisk A/S-Spons ADR Reduce -70.8% 0.20% −0.65
FLO Flowers Foods Inc. Reduce -68.2% 0.23% −0.64
LKQ LKQ Corp. Reduce -71.6% 0.19% −0.63
CTSH Cognizant Tech Solutions-A Reduce -3.8% 1.22% −0.25
DG Dollar General Corp. Reduce -4.3% 1.40% −0.21
ACN Accenture PLC Class A Reduce -3.7% 0.69% −0.17
KMI Kinder Morgan Inc. Sold out 0.00% −0.15
G Genpact Ltd. Reduce -4.4% 1.40% −0.13
GBTC Grayscale Bitcoin Trust ETF Reduce -49.9% 0.12% −0.11
CAPE Doubleline Shiller Cape US Reduce -4.2% 8.96% −0.10
GILD Gilead Sciences Inc. Reduce -4.6% 1.97% −0.08
DAVE Dave Inc. Sold out 0.00% −0.07
XPHTX Pioneer High Income Fund Sold out 0.00% −0.07
PANW Palo Alto Networks Inc. Sold out 0.00% −0.07
AMLP Alerian MLP ETF Sold out 0.00% −0.07
CSCO Cisco Systems Inc. Reduce -2.0% 1.76% −0.05
PSA Public Storage Reduce -4.0% 0.95% −0.05
JEPI JPMorgan Equity Premium Inco Reduce -22.7% 0.12% −0.03
V Visa Inc. Class A Reduce -2.3% 0.45% −0.03
PG The Procter & Gamble Co. Reduce -3.3% 0.38% −0.02
IBM Intl Business Machines Corp. Reduce -0.8% 0.42% −0.02
META Meta Platforms Inc. Class A Reduce -5.3% 0.35% −0.02
USMV iShares MSCI USA Min Vol Fac Reduce -2.2% 5.27% −0.01
GDRX Goodrx Holdings Inc. Class A Reduce -9.5% 0.01% −0.00
PLTR Palantir Technologies Inc. Class A Reduce -27.7% 0.16% −0.00
UBER Uber Technologies Inc. Reduce -8.3% 0.07% −0.00
XOM Exxon Mobil Corp. Reduce -5.8% 0.23% −0.00
TMUS T-Mobile US Inc. Reduce -2.0% 0.12% −0.00
IVW iShares S&P 500 Growth ETF Reduce -8.8% 0.15% +0.00
IJK iShares S&P Mid-Cap 400 Grow Reduce -2.2% 0.11% +0.00
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -2.3% 0.14% +0.01
AMZN Amazon.com Inc. Reduce -0.1% 0.96% +0.01
IWF iShares Russell 1000 Growth Reduce -1.8% 0.09% +0.01
IJH iShares Core S&P Midcap ETF Reduce -0.8% 0.26% +0.01
VTI VG Morningstar TS MKT ETF-US Reduce -3.5% 0.32% +0.01
EUSA iShares MSCI USA Equal Weigh Reduce -0.6% 0.43% +0.02
TJX TJX Companies Inc. Reduce -4.1% 0.14% +0.02
PFE Pfizer Inc. Reduce -3.9% 1.01% +0.02
NVS Novartis AG-Sponsored ADR Reduce -5.5% 2.10% +0.02
MA Mastercard Inc. Class A Reduce -0.1% 1.11% +0.02
NVDA Nvidia Corp. Reduce -4.8% 0.18% +0.02
JPM JPMorgan Chase & Co. Reduce -5.4% 0.87% +0.03
IWD iShares Russell 1000 Value E Reduce -0.4% 0.67% +0.03
MRK Merck & Co. Inc. Reduce -3.9% 1.29% +0.03
HPQ HP Inc. Reduce -2.8% 0.43% +0.04
MSFT Microsoft Corp. Reduce -1.0% 1.18% +0.04
IVV iShares Core S&P 500 ETF Reduce -3.3% 0.98% +0.05
GOOGL Alphabet Inc. Class A Reduce -24.1% 1.18% +0.06

Portfolio Buys Q2 2025 → Q3 2025
BILZ PIMCO Ultra SHRT Govt Active Add +9.9% 8.35% +0.81
MKTX Marketaxess Holdings Inc. New 0.58% +0.58
SCHD Schwab US DVD Equity ETF Add +7.4% 4.04% +0.41
XMMO Invesco S&P Midcap Momentum New 0.27% +0.27
GRNY Fundstr Gran SH US LRG Cap New 0.20% +0.20
IDMO Invesco S&P International DE New 0.19% +0.19
QQQ Invesco QQQ Trust Series 1 Add +107.2% 0.28% +0.16
RSPH Invesco S&P 500 Equal Weight Add +1.5% 4.00% +0.11
HOOD Robinhood Markets Inc. Class A New 0.11% +0.11
VOO Vanguard S&P 500 ETF Add +2.2% 1.12% +0.11
AVGO Broadcom Inc. Add +9.8% 0.44% +0.11
QBTS D-Wave Quantum Inc. New 0.08% +0.08
TLTW iShares 20+ Bond Buywrite New 0.07% +0.07
ABBV Abbvie Inc. Add +0.1% 0.23% +0.05
HPE Hewlett Packard Enterprise Add +0.1% 0.26% +0.05
ORCL Oracle Corp. Add +0.1% 0.19% +0.04
IOO iShares Global 100 ETF Add +3.2% 0.28% +0.04
UTG Reaves Utility Income Fund Add +9.5% 0.20% +0.03
DSL Doubleline Income Solutions Add +20.6% 0.19% +0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +5.3% 0.26% +0.03
IWR iShares Russell Mid-Cap ETF Add +4.7% 0.24% +0.02
MOAT Vaneck Morningstar Wide Moat Add +2.4% 0.27% +0.02
WTV Wisdomtree U.S. Value Fund Add +4.4% 0.22% +0.02
SPGP Invesco S&P 500 Garp ETF Add +3.1% 0.24% +0.02
SLYG SS SPDR S&P 600 SC GR ETF Add +5.5% 0.16% +0.02
GE General Electric Add +0.1% 0.11% +0.02
IWP iShares Russell Mid-Cap Grow Add +3.9% 0.25% +0.02
JNJ Johnson & Johnson Add +0.3% 0.09% +0.02
HD Home Depot Inc. Add +0.4% 0.16% +0.02
BX Blackstone Inc. Add +0.5% 0.11% +0.01
CSX CSX Corp. Add +0.4% 0.15% +0.01
BST BlackRock Science & Tech TR Add +1.9% 0.12% +0.01
IWV iShares Russell 3000 ETF Add +0.2% 0.13% +0.01
SPYX SS SPDR S&P 500 Foss FL ETF Add +0.1% 0.13% +0.01
SPY SS SPDR S&P 500 ETF Trust-US Add +0.2% 0.12% +0.01
WMT Walmart Inc. Add +0.2% 0.16% +0.01
IJR iShares Core S&P Small-Cap E Add +1.8% 0.07% +0.01
PEP Pepsico Inc. Add +0.1% 0.11% +0.01
EHC Encompass Health Corp. Add +0.0% 0.18% +0.01
MCD McDonald's Corp. Add +0.2% 0.15% +0.01
ED Consolidated Edison Inc. Add +0.9% 0.08% +0.00
DLR Digital Realty Trust Inc. Add +0.7% 0.10% +0.00
PEG Public Service Enterprise GP Add +0.7% 0.09% +0.00
T AT&T Inc. Add +0.2% 0.08% −0.00
LLY Eli Lilly & Co. Add +0.1% 0.18% −0.00
ARCC Ares Capital Corp. Add +2.3% 0.07% −0.00
APO Apollo Global Management Inc. Add +0.3% 0.10% −0.01
ET Energy Transfer LP Add +0.3% 0.16% −0.01
ARES Ares Management Corp. Class A Add +0.6% 0.11% −0.01
PM Philip Morris International Add +0.1% 0.07% −0.01

Options Activity Q2 2025 → Q3 2025
ORACLE CORP call New 1,000 $281K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2025 → Q3 2025
DAVEW Dave Inc. -CW27 *W EXP 01/05/202 Reduce -32.0% 44,598 $48K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 141$396.0MSTPZ, BILZ, JQUA, CAPE, FMDE
Q1 2026 134$340.1MBILZ, CAPE, JQUA, USMF, USMV
Q4 2025 134$316.0MCAPE, BILZ, JQUA, USMV, RSPH
Q3 2025 139$304.1MCAPE, BILZ, JQUA, USMV, SCHD
Q2 2025 139$306.2MCAPE, BILZ, JQUA, USMV, RSPH
Q1 2025 131$281.4MCAPE, USMV, JQUA, SCHD, RSPH
Q4 2024 129$268.5MCAPE, USMV, AAPL, SCHD, RSPH
Q3 2024 130$266.0MCAPE, USMV, AAPL, SCHD, RSPH
Q2 2024 122$244.6MCAPE, USMV, AAPL, SCHD, RSPH
Q1 2024 117$243.4MCAPE, USMV, SCHD, EUSA, RSPH