Walled Lake Planning & Wealth Management, LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 12, 2026), Walled Lake Planning & Wealth Management, LLC reported 134 stock positions worth $316.0 million. Its top holding was Doubleline Shiller Cape US (CAPE) at 8.6% of the portfolio, followed by PIMCO Ultra SHRT Govt Active (BILZ, 8.4%) and JPMorgan US Quality Factor (JQUA, 7.1%). Compared with Q3 2025, it opened 4 new positions, sold out of 9, added to 69 and reduced 30. The biggest buy was Novo-Nordisk A/S-Spons ADR (NVO, shares +252%) and the biggest sale an exit from Palantir Technologies Class A (PLTR).

Most Recent 13F
Q2 2026
Location
HIGHLAND PARK, IL
CIK
0001812177
Portfolio Value
$316.0M (Q4 2025)
SEC Filing
0001104659-26-014093 ↗ filed Feb 12, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M Q1 2024: $243.4M Q1 2024 Q2 2024: $244.6M Q2 2024 Q3 2024: $266.0M Q3 2024 Q4 2024: $268.5M Q4 2024 Q1 2025: $281.4M Q1 2025 Q2 2025: $306.2M Q2 2025 Q3 2025: $304.1M Q3 2025 Q4 2025: $316.0M $316.0M Q4 2025 Q1 2026: $340.1M Q1 2026 Q2 2026: $396.0M Q2 2026

Holdings 134 stocks · $316.0M
CAPE Doubleline Shiller Cape US 8.59% 841,761 $27.1M Add +0.6%
BILZ PIMCO Ultra SHRT Govt Active 8.42% 264,153 $26.6M Add +5.2%
JQUA JPMorgan US Quality Factor 7.10% 355,381 $22.5M Add +0.5%
USMV iShares MSCI USA Min Vol Fac 5.16% 173,103 $16.3M Add +2.8%
RSPH Invesco S&P 500 Equal Weight 4.31% 427,644 $13.6M Add +3.4%
SCHD Schwab US DVD Equity ETF 3.94% 453,950 $12.5M Add +1.0%
AAPL Apple Inc. 3.88% 45,054 $12.2M Reduce -1.3%
RSP Invesco S&P 500 Equal Weight 3.70% 61,034 $11.7M Add +2.4%
RSPT Invesco S&P 500 Equal Weight 2.81% 195,072 $8.9M Reduce -1.1%
HII Huntington Ingalls Industrie 2.70% 25,099 $8.5M Reduce -0.6%
NVS Novartis AG-Sponsored ADR 2.17% 49,632 $6.8M Reduce -0.3%
GILD Gilead Sciences Inc. 2.09% 53,856 $6.6M Reduce -0.1%
MO Altria Group Inc. 2.04% 111,830 $6.4M Add +0.5%
CSCO Cisco Systems Inc. 1.90% 78,008 $6.0M Reduce -0.1%
LMT Lockheed Martin Corp. 1.88% 12,265 $5.9M Add +0.8%
GSK GSK PLC-Spon ADR 1.85% 119,066 $5.8M Add +0.1%
DG Dollar General Corp. 1.74% 41,449 $5.5M Add +0.4%
MRK Merck & Co. Inc. 1.57% 47,192 $5.0M Add +1.1%
HLI Houlihan Lokey Inc. 1.54% 28,000 $4.9M Add +0.1%
G Genpact Ltd. 1.50% 101,144 $4.7M Reduce -0.1%
CTSH Cognizant Tech Solutions-A 1.46% 55,750 $4.6M Add +0.4%
ROST Ross Stores Inc. 1.38% 24,169 $4.4M Add +0.1%
VOO Vanguard S&P 500 ETF 1.09% 5,486 $3.4M Reduce -0.9%
MA Mastercard Inc. Class A 1.08% 5,990 $3.4M Add +1.2%
GOOGL Alphabet Inc. Class A 1.07% 10,764 $3.4M Reduce -27.3%
MSFT Microsoft Corp. 1.05% 6,888 $3.3M Reduce -0.4%
AMZN Amazon.com Inc. 0.99% 13,524 $3.1M Add +1.4%
IVV iShares Core S&P 500 ETF 0.96% 4,442 $3.0M Add +0.1%
PFE Pfizer Inc. 0.95% 120,885 $3.0M Add +0.7%
PSA Public Storage 0.83% 10,090 $2.6M Add +1.0%
JPM JPMorgan Chase & Co. 0.83% 8,116 $2.6M Reduce -3.4%
OEF iShares S&P 100 ETF 0.76% 6,980 $2.4M Reduce -1.1%
ACN Accenture PLC Class A 0.73% 8,566 $2.3M Add +0.9%
IWD iShares Russell 1000 Value E 0.66% 9,929 $2.1M Reduce -0.9%
NVO Novo-Nordisk A/S-Spons ADR 0.63% 38,985 $2.0M Add +251.7%
MKTX Marketaxess Holdings Inc. 0.59% 10,332 $1.9M Add +1.7%
FLO Flowers Foods Inc. 0.54% 156,573 $1.7M Add +197.7%
AVGO Broadcom Inc. 0.48% 4,347 $1.5M Add +7.5%
V Visa Inc. Class A 0.43% 3,850 $1.4M Reduce -3.8%
EUSA iShares MSCI USA Equal Weigh 0.41% 12,450 $1.3M Reduce -1.6%
GOOG Alphabet Inc. Class C 0.41% 4,092 $1.3M Add +3.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.40% 4,308 $1.3M Reduce -5.2%
PG The Procter & Gamble Co. 0.34% 7,439 $1.1M Add +0.2%
HPQ HP Inc. 0.32% 45,958 $1.0M Reduce -3.8%
VTI VG Morningstar TS MKT ETF-US 0.31% 2,956 $991K Add +0.5%
META Meta Platforms Inc. Class A 0.30% 1,449 $957K Add +0.1%
WFC Wells Fargo & Co. 0.30% 10,034 $935K Add +13.1%
IOO iShares Global 100 ETF 0.28% 6,983 $885K Reduce -1.4%
QQQ Invesco QQQ Trust Series 1 0.27% 1,410 $866K Reduce -0.1%
MOAT Vaneck Morningstar Wide Moat 0.27% 8,154 $844K Reduce -2.7%
LLY Eli Lilly & Co. 0.26% 776 $834K Add +8.5%
XMMO Invesco S&P Midcap Momentum 0.26% 6,012 $832K Add +0.1%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.25% 2,767 $803K Add +1.7%
IJH iShares Core S&P Midcap ETF 0.25% 11,977 $790K Add +0.6%
XOM Exxon Mobil Corp. 0.25% 6,557 $789K Add +3.9%
HPE Hewlett Packard Enterprise 0.25% 32,417 $779K Add +0.1%
SPGP Invesco S&P 500 Garp ETF 0.24% 6,606 $752K Add +1.4%
IWR iShares Russell Mid-Cap ETF 0.24% 7,751 $746K Add +1.6%
IWP iShares Russell Mid-Cap Grow 0.23% 5,394 $739K Add +2.0%
WTV Wisdomtree U.S. Value Fund 0.22% 7,606 $710K Add +1.2%
ABBV Abbvie Inc. 0.22% 3,011 $688K Reduce -0.0%
DSL Doubleline Income Solutions 0.20% 56,524 $637K Add +19.1%
IAUM iShares Gold Trust Micro 0.20% 14,636 $629K Add +4.3%
LKQ LKQ Corp. 0.19% 20,303 $613K Add +4.7%
EXAS Exact Sciences Corp. 0.19% 5,950 $604K No change
GRNY Fundstr Gran SH US LRG Cap 0.19% 24,338 $603K Reduce -0.1%
IDMO Invesco S&P International DE 0.19% 10,764 $598K Add +2.2%
DLY Doubleline Yield Opport 0.18% 40,142 $584K No change
UTG Reaves Utility Income Fund 0.18% 15,385 $563K No change
NVDA Nvidia Corp. 0.17% 2,921 $545K No change
TSLA Tesla Inc. 0.17% 1,195 $537K Reduce -33.7%
WMT Walmart Inc. 0.17% 4,768 $531K No change
SLYG SS SPDR S&P 600 SC GR ETF 0.16% 5,357 $505K Add +2.0%
MPLX MPLX LP 0.16% 9,419 $503K No change
CSX CSX Corp. 0.15% 13,235 $480K Add +2.7%
SA Seabridge Gold Inc. 0.15% 16,095 $476K New
ET Energy Transfer LP 0.15% 28,189 $465K Add +0.3%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.15% 2,996 $460K No change
IVW iShares S&P 500 Growth ETF 0.15% 3,721 $459K Reduce -3.8%
MCD McDonald's Corp. 0.14% 1,498 $458K Add +0.1%
BRK.B Berkshire Hathaway Inc. Class B 0.14% 897 $451K Reduce -18.1%
JPC Nuveen Prefered & Income Opp 0.14% 55,269 $448K No change
EHC Encompass Health Corp. 0.14% 4,194 $445K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.14% 2,444 $434K Reduce -0.1%
ORCL Oracle Corp. 0.14% 2,211 $431K Add +6.3%
SPYX SS SPDR S&P 500 Foss FL ETF 0.13% 7,335 $412K Add +0.2%
HD Home Depot Inc. 0.13% 1,189 $409K Add +0.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.13% 597 $407K Add +4.9%
COST Costco Wholesale Corp. 0.13% 459 $395K Add +0.7%
IWV iShares Russell 3000 ETF 0.12% 1,007 $390K Reduce -3.3%
CME Cme Group Inc. 0.12% 1,421 $388K No change
RLI Rli Corp. 0.12% 6,002 $384K No change
BST BlackRock Science & Tech TR 0.12% 9,177 $372K Add +4.8%
JEPI JPMorgan Equity Premium Inco 0.12% 6,449 $369K Add +2.7%
APO Apollo Global Management Inc. 0.11% 2,388 $346K Add +0.3%
PEP Pepsico Inc. 0.11% 2,390 $343K No change
EPD Enterprise Products Partners 0.11% 10,623 $341K Add +2.5%
JNJ Johnson & Johnson 0.11% 1,621 $336K Add +6.9%
ARES Ares Management Corp. Class A 0.11% 2,068 $334K Add +0.5%
IJK iShares S&P Mid-Cap 400 Grow 0.10% 3,291 $319K Reduce -1.7%
TMUS T-Mobile US Inc. 0.10% 1,569 $319K Add +1.9%
HOOD Robinhood Markets Inc. Class A 0.10% 2,758 $312K Add +14.2%
BX Blackstone Inc. 0.10% 1,998 $308K Add +0.7%
GE General Electric filed as GE AEROSPACE 0.10% 985 $303K Reduce -14.2%
TLTW iShares 20+ Bond Buywrite 0.09% 13,155 $298K Add +49.9%
GBTC Grayscale Bitcoin Trust ETF 0.09% 4,337 $296K Add +3.0%
UTF Cohen & Steers Infrastructur 0.09% 12,275 $296K No change
HYT BlackRock Corp. Hi YLD 0.09% 32,320 $288K No change
FSCO FS Credit Opportunities Corp. 0.09% 45,650 $288K No change
IWF iShares Russell 1000 Growth 0.09% 603 $286K No change
EMB iShares JP Morgan Usd Emergi 0.09% 2,930 $282K No change
DLR Digital Realty Trust Inc. 0.09% 1,787 $277K No change
AM Antero Midstream Corp. 0.09% 15,098 $269K No change
PEG Public Service Enterprise GP 0.08% 3,296 $265K Add +0.8%
OKE Oneok Inc. 0.08% 3,507 $258K Add +2.6%
BTI British American Tob-SP ADR 0.08% 4,420 $250K No change
GLXY Galaxy Digital Inc. Class A 0.08% 11,108 $248K No change
CET Central Securities Corp. 0.08% 4,875 $247K No change
NEM Newmont Corp. 0.08% 2,440 $244K New
SGRY Surgery Partners Inc. 0.08% 15,632 $242K No change
ED Consolidated Edison Inc. 0.07% 2,331 $232K Add +0.9%
CMCSA Comcast Corp. Class A 0.07% 7,732 $231K Reduce -1.9%
IJR iShares Core S&P Small-Cap E 0.07% 1,901 $228K Add +0.4%
DFP Flaherty & Crumrine DYN Pref 0.07% 10,950 $228K No change
BGB Blackstone Strategic Credit 0.07% 19,075 $225K No change
NPFD Nuveen Var RT Pref & Inc. 0.07% 11,767 $224K No change
PFN PIMCO Income Strategy FD II 0.07% 27,800 $209K No change
AMD Advanced Micro Devices 0.06% 949 $203K New
PM Philip Morris International 0.06% 1,267 $203K Add +0.2%
AXP American Express Co. 0.06% 541 $200K New
HIO Western Asset Hi Inc. Opport 0.06% 50,985 $189K No change
PDT John Hancock Prem DVD FND 0.05% 13,261 $168K No change
DNP DNP Select Income Fund Inc. 0.03% 10,550 $105K No change
XNROX Neu Re Est Sec Inc. FD Inc.-US filed as NEUBERGER REAL ESTATE 0.03% 32,700 $99K No change
Other holdings (2): bonds, preferreds, convertibles and warrants · $251K (not counted above)
SecurityClassShares / PrincipalValueChange
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 170$213KNo change
DAVEW Dave Inc. -CW27 *W EXP 01/05/202 42,598$38KReduce -4.5%

Total filed on the 13F, all lines: $316.3M.

Portfolio Sells Q3 2025 → Q4 2025
PLTR Palantir Technologies Inc. Class A Sold out 0.00% −0.16
MSFT Microsoft Corp. Reduce -0.4% 1.05% −0.12
GOOGL Alphabet Inc. Class A Reduce -27.3% 1.07% −0.12
HPQ HP Inc. Reduce -3.8% 0.32% −0.10
TSLA Tesla Inc. Reduce -33.7% 0.17% −0.09
MFIC Midcap Financial Investment Sold out 0.00% −0.09
RSPT Invesco S&P 500 Equal Weight Reduce -1.1% 2.81% −0.08
QBTS D-Wave Quantum Inc. Sold out 0.00% −0.08
T AT&T Inc. Sold out 0.00% −0.08
UBER Uber Technologies Inc. Sold out 0.00% −0.07
ARCC Ares Capital Corp. Sold out 0.00% −0.07
NFLX Netflix Inc. Sold out 0.00% −0.07
FSK FS KKR Capital Corp. Sold out 0.00% −0.06
JPM JPMorgan Chase & Co. Reduce -3.4% 0.83% −0.04
BRK.B Berkshire Hathaway Inc. Class B Reduce -18.1% 0.14% −0.04
VOO Vanguard S&P 500 ETF Reduce -0.9% 1.09% −0.03
V Visa Inc. Class A Reduce -3.8% 0.43% −0.02
EUSA iShares MSCI USA Equal Weigh Reduce -1.6% 0.41% −0.02
IBM Intl Business Machines Corp. Reduce -5.2% 0.40% −0.02
GE General Electric Reduce -14.2% 0.10% −0.02
OEF iShares S&P 100 ETF Reduce -1.1% 0.76% −0.02
GDRX Goodrx Holdings Inc. Class A Sold out 0.00% −0.01
ABBV Abbvie Inc. Reduce -0.0% 0.22% −0.01
IWD iShares Russell 1000 Value E Reduce -0.9% 0.66% −0.01
GRNY Fundstr Gran SH US LRG Cap Reduce -0.1% 0.19% −0.01
CMCSA Comcast Corp. Class A Reduce -1.9% 0.07% −0.01
IVW iShares S&P 500 Growth ETF Reduce -3.8% 0.15% −0.01
IWV iShares Russell 3000 ETF Reduce -3.3% 0.12% −0.01
MOAT Vaneck Morningstar Wide Moat Reduce -2.7% 0.27% −0.01
IJK iShares S&P Mid-Cap 400 Grow Reduce -1.7% 0.10% −0.00
QQQ Invesco QQQ Trust Series 1 Reduce -0.1% 0.27% −0.00
VOE Vngrd Mrngstr MD-Cap Val ETF Reduce -0.1% 0.14% −0.00
IOO iShares Global 100 ETF Reduce -1.4% 0.28% +0.00
AAPL Apple Inc. Reduce -1.3% 3.88% +0.05
NVS Novartis AG-Sponsored ADR Reduce -0.3% 2.17% +0.07
G Genpact Ltd. Reduce -0.1% 1.50% +0.10
GILD Gilead Sciences Inc. Reduce -0.1% 2.09% +0.12
CSCO Cisco Systems Inc. Reduce -0.1% 1.90% +0.14
HII Huntington Ingalls Industrie Reduce -0.6% 2.70% +0.31

Portfolio Buys Q3 2025 → Q4 2025
NVO Novo-Nordisk A/S-Spons ADR Add +251.7% 0.63% +0.43
DG Dollar General Corp. Add +0.4% 1.74% +0.34
FLO Flowers Foods Inc. Add +197.7% 0.54% +0.31
RSPH Invesco S&P 500 Equal Weight Add +3.4% 4.31% +0.31
MRK Merck & Co. Inc. Add +1.1% 1.57% +0.28
CTSH Cognizant Tech Solutions-A Add +0.4% 1.46% +0.24
ROST Ross Stores Inc. Add +0.1% 1.38% +0.17
GSK GSK PLC-Spon ADR Add +0.1% 1.85% +0.16
SA Seabridge Gold Inc. New 0.15% +0.15
GOOG Alphabet Inc. Class C Add +3.5% 0.41% +0.09
LLY Eli Lilly & Co. Add +8.5% 0.26% +0.08
NEM Newmont Corp. New 0.08% +0.08
BILZ PIMCO Ultra SHRT Govt Active Add +5.2% 8.42% +0.07
AMD Advanced Micro Devices New 0.06% +0.06
AXP American Express Co. New 0.06% +0.06
WFC Wells Fargo & Co. Add +13.1% 0.30% +0.05
ACN Accenture PLC Class A Add +0.9% 0.73% +0.04
AVGO Broadcom Inc. Add +7.5% 0.48% +0.04
TLTW iShares 20+ Bond Buywrite Add +49.9% 0.09% +0.03
AMZN Amazon.com Inc. Add +1.4% 0.99% +0.02
IAUM iShares Gold Trust Micro Add +4.3% 0.20% +0.02
XOM Exxon Mobil Corp. Add +3.9% 0.25% +0.02
JNJ Johnson & Johnson Add +6.9% 0.11% +0.01
MKTX Marketaxess Holdings Inc. Add +1.7% 0.59% +0.01
DSL Doubleline Income Solutions Add +19.1% 0.20% +0.01
APO Apollo Global Management Inc. Add +0.3% 0.11% +0.01
SPY SS SPDR S&P 500 ETF Trust-US Add +4.9% 0.13% +0.00
IDMO Invesco S&P International DE Add +2.2% 0.19% +0.00
CSX CSX Corp. Add +2.7% 0.15% +0.00
EPD Enterprise Products Partners Add +2.5% 0.11% +0.00
WTV Wisdomtree U.S. Value Fund Add +1.2% 0.22% −0.00
OKE Oneok Inc. Add +2.6% 0.08% −0.00
LKQ LKQ Corp. Add +4.7% 0.19% −0.00
JEPI JPMorgan Equity Premium Inco Add +2.7% 0.12% −0.00
BST BlackRock Science & Tech TR Add +4.8% 0.12% −0.00
SPYX SS SPDR S&P 500 Foss FL ETF Add +0.2% 0.13% −0.00
IJR iShares Core S&P Small-Cap E Add +0.4% 0.07% −0.00
ARES Ares Management Corp. Class A Add +0.5% 0.11% −0.00
ED Consolidated Edison Inc. Add +0.9% 0.07% −0.00
PM Philip Morris International Add +0.2% 0.06% −0.00
SLYG SS SPDR S&P 600 SC GR ETF Add +2.0% 0.16% −0.00
XMMO Invesco S&P Midcap Momentum Add +0.1% 0.26% −0.00
VTI VG Morningstar TS MKT ETF-US Add +0.5% 0.31% −0.00
MCD McDonald's Corp. Add +0.1% 0.14% −0.00
SPGP Invesco S&P 500 Garp ETF Add +1.4% 0.24% −0.01
IJH iShares Core S&P Midcap ETF Add +0.6% 0.25% −0.01
PEG Public Service Enterprise GP Add +0.8% 0.08% −0.01
IWR iShares Russell Mid-Cap ETF Add +1.6% 0.24% −0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +1.7% 0.25% −0.01
ET Energy Transfer LP Add +0.3% 0.15% −0.01

Options Activity Q3 2025 → Q4 2025
ORACLE CORP call Sold out 1,000 $281Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2025 → Q4 2025
DAVEW Dave Inc. -CW27 *W EXP 01/05/202 Reduce -4.5% 42,598 $38K
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 Sold out 12,275 $957before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 141$396.0MSTPZ, BILZ, JQUA, CAPE, FMDE
Q1 2026 134$340.1MBILZ, CAPE, JQUA, USMF, USMV
Q4 2025 134$316.0MCAPE, BILZ, JQUA, USMV, RSPH
Q3 2025 139$304.1MCAPE, BILZ, JQUA, USMV, SCHD
Q2 2025 139$306.2MCAPE, BILZ, JQUA, USMV, RSPH
Q1 2025 131$281.4MCAPE, USMV, JQUA, SCHD, RSPH
Q4 2024 129$268.5MCAPE, USMV, AAPL, SCHD, RSPH
Q3 2024 130$266.0MCAPE, USMV, AAPL, SCHD, RSPH
Q2 2024 122$244.6MCAPE, USMV, AAPL, SCHD, RSPH
Q1 2024 117$243.4MCAPE, USMV, SCHD, EUSA, RSPH