Walled Lake Planning & Wealth Management, LLC

Name: WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC 13F holdings, Q1 2026
Creator: WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC
Published: 2026-04-30

Q2 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 30, 2026), Walled Lake Planning & Wealth Management, LLC reported 134 stock positions worth $340.1 million. Its top holding was PIMCO Ultra SHRT Govt Active (BILZ) at 8.3% of the portfolio, followed by Doubleline Shiller Cape US (CAPE, 7.4%) and JPMorgan US Quality Factor (JQUA, 6.6%). Compared with Q4 2025, it opened 11 new positions, sold out of 11, added to 58 and reduced 44. The biggest buy was a new position in Wisdomtree US Multifactor Fu (USMF) and the biggest sale Doubleline Shiller Cape US (CAPE, shares −4%).

Most Recent 13F: Q2 2026
Location: HIGHLAND PARK, IL
CIK: 0001812177
Portfolio Value: $340.1M (Q1 2026)
SEC Filing: 0001104659-26-052565 ↗ filed Apr 30, 2026

Holdings Value

Holdings 134 stocks · $340.1M


BILZ PIMCO Ultra SHRT Govt Active	8.29%	279,132	$28.2M	Add +5.7%
CAPE Doubleline Shiller Cape US	7.36%	811,372	$25.0M	Reduce -3.6%
JQUA JPMorgan US Quality Factor	6.57%	364,507	$22.4M	Add +2.6%
USMF Wisdomtree US Multifactor Fu	5.20%	358,110	$17.7M	New
USMV iShares MSCI USA Min Vol Fac	4.69%	172,101	$16.0M	Reduce -0.6%
FMDE Fidelity Enhanced Mid Cap Co.	4.51%	426,130	$15.3M	New
SCHD Schwab US DVD Equity ETF	4.17%	462,196	$14.2M	Add +1.8%
RSPH Invesco S&P 500 Equal Weight	3.91%	440,394	$13.3M	Add +3.0%
RSP Invesco S&P 500 Equal Weight	3.84%	68,058	$13.1M	Add +11.5%
AAPL Apple Inc.	3.38%	45,234	$11.5M	Add +0.4%
HII Huntington Ingalls Industrie	2.78%	24,848	$9.4M	Reduce -1.0%
NVS Novartis AG-Sponsored ADR	2.25%	50,002	$7.6M	Add +0.8%
MO Altria Group Inc.	2.21%	113,857	$7.5M	Add +1.8%
GILD Gilead Sciences Inc.	2.20%	53,766	$7.5M	Reduce -0.2%
LMT Lockheed Martin Corp.	2.19%	12,329	$7.5M	Add +0.5%
GSK GSK PLC-Spon ADR	1.93%	118,898	$6.6M	Reduce -0.1%
RSPT Invesco S&P 500 Equal Weight	1.71%	128,256	$5.8M	Reduce -34.3%
MRK Merck & Co. Inc.	1.68%	47,444	$5.7M	Add +0.5%
DG Dollar General Corp.	1.45%	41,538	$4.9M	Add +0.2%
HLI Houlihan Lokey Inc.	1.20%	28,407	$4.1M	Add +1.4%
G Genpact Ltd.	1.12%	102,202	$3.8M	Add +1.1%
CTSH Cognizant Tech Solutions-A	1.03%	56,943	$3.5M	Add +2.1%
PFE Pfizer Inc.	1.00%	120,555	$3.4M	Reduce -0.3%
VOO Vanguard S&P 500 ETF	0.93%	5,265	$3.1M	Reduce -4.0%
GOOGL Alphabet Inc. Class A	0.90%	10,683	$3.1M	Reduce -0.8%
MA Mastercard Inc. Class A	0.88%	5,997	$3.0M	Add +0.1%
AKRE Akre Focus ETF filed as PROFESIONALLY MANAGED PORTFO	0.87%	55,689	$2.9M	New
CSCO Cisco Systems Inc.	0.86%	37,657	$2.9M	Reduce -51.7%
MSFT Microsoft Corp.	0.86%	7,883	$2.9M	Add +14.4%
AMZN Amazon.com Inc.	0.83%	13,624	$2.8M	Add +0.7%
PSA Public Storage	0.82%	10,343	$2.8M	Add +2.5%
IVV iShares Core S&P 500 ETF	0.80%	4,184	$2.7M	Reduce -5.8%
ROST Ross Stores Inc.	0.71%	11,209	$2.4M	Reduce -53.6%
JPM JPMorgan Chase & Co.	0.68%	7,807	$2.3M	Reduce -3.8%
OEF iShares S&P 100 ETF	0.63%	6,740	$2.1M	Reduce -3.4%
IWD iShares Russell 1000 Value E	0.60%	9,494	$2.0M	Reduce -4.4%
ACN Accenture PLC Class A	0.52%	8,878	$1.8M	Add +3.6%
MKTX Marketaxess Holdings Inc.	0.51%	10,544	$1.7M	Add +2.0%
AVGO Broadcom Inc.	0.39%	4,305	$1.3M	Reduce -1.0%
XOM Exxon Mobil Corp.	0.36%	7,125	$1.2M	Add +8.7%
V Visa Inc. Class A	0.35%	3,958	$1.2M	Add +2.8%
EUSA iShares MSCI USA Equal Weigh	0.34%	11,474	$1.2M	Reduce -7.8%
GOOG Alphabet Inc. Class C	0.34%	4,010	$1.2M	Reduce -2.0%
IAUM iShares Gold Trust Micro	0.33%	24,358	$1.1M	Add +66.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS	0.31%	4,329	$1.0M	Add +0.5%
PG The Procter & Gamble Co.	0.31%	7,193	$1.0M	Reduce -3.3%
VTI VG Morningstar TS MKT ETF-US	0.28%	2,966	$951K	Add +0.3%
HPQ HP Inc.	0.26%	45,282	$870K	Reduce -1.5%
META Meta Platforms Inc. Class A	0.23%	1,352	$774K	Reduce -6.7%
HPE Hewlett Packard Enterprise	0.23%	32,456	$773K	Add +0.1%
IJH iShares Core S&P Midcap ETF	0.23%	11,344	$766K	Reduce -5.3%
IOO iShares Global 100 ETF	0.22%	6,320	$764K	Reduce -9.5%
UTG Reaves Utility Income Fund	0.22%	19,260	$757K	Add +25.2%
MOAT Vaneck Morningstar Wide Moat	0.22%	7,570	$732K	Reduce -7.2%
VO Vngrd Mrngstr MD-Cap ETF-Usd	0.21%	2,541	$730K	Reduce -8.2%
QQQ Invesco QQQ Trust Series 1	0.21%	1,256	$725K	Reduce -10.9%
WFC Wells Fargo & Co.	0.21%	8,874	$706K	Reduce -11.6%
PEP Pepsico Inc.	0.21%	4,492	$698K	Add +88.0%
WMT Walmart Inc.	0.20%	5,527	$687K	Add +15.9%
GRNY Fundstr Gran SH US LRG Cap	0.20%	28,774	$687K	Add +18.2%
WTV Wisdomtree U.S. Value Fund	0.20%	7,242	$686K	Reduce -4.8%
IWR iShares Russell Mid-Cap ETF	0.20%	6,896	$671K	Reduce -11.0%
XMMO Invesco S&P Midcap Momentum	0.19%	4,535	$658K	Reduce -24.6%
ABBV Abbvie Inc.	0.19%	3,014	$655K	Add +0.1%
SLV iShares Silver Trust	0.19%	9,611	$655K	New
SPGP Invesco S&P 500 Garp ETF	0.19%	5,932	$638K	Reduce -10.2%
IWP iShares Russell Mid-Cap Grow	0.18%	4,722	$605K	Reduce -12.5%
MPLX MPLX LP	0.17%	9,915	$566K	Add +5.3%
HD Home Depot Inc.	0.16%	1,701	$560K	Add +43.1%
DLY Doubleline Yield Opport	0.16%	40,142	$559K	No change
ET Energy Transfer LP	0.16%	28,266	$546K	Add +0.3%
CSX CSX Corp.	0.16%	13,282	$545K	Add +0.4%
IDMO Invesco S&P International DE	0.16%	9,830	$539K	Reduce -8.7%
NVDA Nvidia Corp.	0.16%	3,055	$533K	Add +4.6%
LLY Eli Lilly & Co.	0.15%	566	$521K	Reduce -27.1%
SLYG SS SPDR S&P 600 SC GR ETF	0.14%	5,042	$487K	Reduce -5.9%
JNJ Johnson & Johnson	0.14%	1,988	$486K	Add +22.6%
MCD McDonald's Corp.	0.14%	1,501	$467K	Add +0.2%
COST Costco Wholesale Corp.	0.13%	459	$457K	No change
SA Seabridge Gold Inc.	0.13%	16,095	$456K	No change
TSLA Tesla Inc.	0.13%	1,224	$455K	Add +2.4%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.13%	2,444	$450K	No change
NEM Newmont Corp.	0.13%	4,081	$442K	Add +67.3%
BRK.B Berkshire Hathaway Inc. Class B	0.13%	897	$430K	No change
TJX TJX Companies Inc. filed as TJX COS INC NEW	0.13%	2,687	$429K	Reduce -10.3%
CME Cme Group Inc.	0.12%	1,421	$420K	No change
JPC Nuveen Prefered & Income Opp	0.12%	55,269	$417K	No change
IVW iShares S&P 500 Growth ETF	0.12%	3,627	$410K	Reduce -2.5%
EHC Encompass Health Corp.	0.12%	4,194	$406K	No change
EPD Enterprise Products Partners	0.12%	10,627	$402K	Add +0.0%
T AT&T Inc.	0.12%	13,770	$399K	New
SPYX SS SPDR S&P 500 Foss FL ETF	0.11%	7,353	$390K	Add +0.3%
SPY SS SPDR S&P 500 ETF Trust-US	0.11%	598	$389K	Add +0.2%
DSL Doubleline Income Solutions	0.11%	35,833	$388K	Reduce -36.6%
IWV iShares Russell 3000 ETF	0.11%	1,007	$373K	No change
JEPI JPMorgan Equity Premium Inco	0.11%	6,536	$370K	Add +1.4%
UTF Cohen & Steers Infrastructur	0.11%	14,260	$369K	Add +16.2%
AM Antero Midstream Corp.	0.10%	15,098	$344K	No change
RLI Rli Corp.	0.10%	6,002	$342K	No change
BST BlackRock Science & Tech TR	0.10%	9,356	$340K	Add +1.9%
TMUS T-Mobile US Inc.	0.10%	1,580	$332K	Add +0.7%
IJK iShares S&P Mid-Cap 400 Grow	0.10%	3,284	$330K	Reduce -0.2%
DLR Digital Realty Trust Inc.	0.10%	1,813	$327K	Add +1.4%
ORCL Oracle Corp.	0.10%	2,214	$326K	Add +0.1%
OKE Oneok Inc.	0.09%	3,551	$321K	Add +1.3%
BGB Blackstone Strategic Credit	0.09%	27,575	$307K	Add +44.6%
TLTW iShares 20+ Bond Buywrite	0.09%	13,155	$298K	No change
GE General Electric filed as GE AEROSPACE	0.09%	1,032	$293K	Add +4.8%
ED Consolidated Edison Inc.	0.08%	2,549	$289K	Add +9.3%
PFN PIMCO Income Strategy FD II	0.08%	41,300	$285K	Add +48.6%
EMB iShares JP Morgan Usd Emergi	0.08%	2,930	$275K	No change
PEG Public Service Enterprise GP	0.08%	3,323	$269K	Add +0.8%
BTI British American Tob-SP ADR	0.08%	4,420	$258K	No change
IWF iShares Russell 1000 Growth	0.08%	602	$257K	Reduce -0.2%
APO Apollo Global Management Inc.	0.08%	2,293	$256K	Reduce -4.0%
VZ Verizon Communications Inc.	0.07%	5,046	$253K	New
CET Central Securities Corp.	0.07%	4,875	$242K	No change
D Dominion Energy Inc.	0.07%	3,885	$240K	New
IJR iShares Core S&P Small-Cap E	0.07%	1,867	$232K	Reduce -1.8%
BX Blackstone Inc.	0.07%	2,016	$232K	Add +0.9%
ARES Ares Management Corp. Class A	0.07%	2,089	$228K	Add +1.0%
DFP Flaherty & Crumrine DYN Pref	0.06%	10,950	$220K	No change
CMCSA Comcast Corp. Class A	0.06%	7,560	$217K	Reduce -2.2%
NPFD Nuveen Var RT Pref & Inc.	0.06%	11,767	$214K	No change
GEV GE Vernova Inc.	0.06%	244	$213K	New
NCZ Virtus Convertible & Income	0.06%	15,890	$213K	New
PM Philip Morris International	0.06%	1,268	$210K	Add +0.1%
B Barrick Mining Corp.	0.06%	4,980	$203K	New
ENB Enbridge Inc.	0.06%	3,745	$203K	New
SGRY Surgery Partners Inc.	0.05%	15,632	$186K	No change
HIO Western Asset Hi Inc. Opport	0.05%	50,985	$185K	No change
PDT John Hancock Prem DVD FND	0.05%	13,261	$174K	No change
DNP DNP Select Income Fund Inc.	0.03%	10,550	$109K	No change
HYT BlackRock Corp. Hi YLD	0.03%	10,750	$92K	Reduce -66.7%

Other holdings (2): bonds, preferreds, convertibles and warrants · $214K (not counted above)

Security	Class	Shares / Principal	Value	Change
BANK OF AMERICA CORP (BAC 7.25 PERP L)	7.25%CNV PFD L	170	$203K	No change
DAVEW Dave Inc. -CW27	*W EXP 01/05/202	36,837	$11K	Reduce -13.5%

Total filed on the 13F, all lines: $340.3M.

Portfolio Sells Q4 2025 → Q1 2026


CAPE Doubleline Shiller Cape US	Reduce -3.6%	7.36%	−1.22
RSPT Invesco S&P 500 Equal Weight	Reduce -34.3%	1.71%	−1.10
CSCO Cisco Systems Inc.	Reduce -51.7%	0.86%	−1.04
ROST Ross Stores Inc.	Reduce -53.6%	0.71%	−0.66
NVO Novo-Nordisk A/S-Spons ADR	Sold out	0.00%	−0.63
FLO Flowers Foods Inc.	Sold out	0.00%	−0.54
USMV iShares MSCI USA Min Vol Fac	Reduce -0.6%	4.69%	−0.46
LKQ LKQ Corp.	Sold out	0.00%	−0.19
EXAS Exact Sciences Corp.	Sold out	0.00%	−0.19
VOO Vanguard S&P 500 ETF	Reduce -4.0%	0.93%	−0.16
GOOGL Alphabet Inc. Class A	Reduce -0.8%	0.90%	−0.16
IVV iShares Core S&P 500 ETF	Reduce -5.8%	0.80%	−0.16
JPM JPMorgan Chase & Co.	Reduce -3.8%	0.68%	−0.15
OEF iShares S&P 100 ETF	Reduce -3.4%	0.63%	−0.13
LLY Eli Lilly & Co.	Reduce -27.1%	0.15%	−0.11
HOOD Robinhood Markets Inc. Class A	Sold out	0.00%	−0.10
GBTC Grayscale Bitcoin Trust ETF	Sold out	0.00%	−0.09
FSCO FS Credit Opportunities Corp.	Sold out	0.00%	−0.09
WFC Wells Fargo & Co.	Reduce -11.6%	0.21%	−0.09
DSL Doubleline Income Solutions	Reduce -36.6%	0.11%	−0.09
AVGO Broadcom Inc.	Reduce -1.0%	0.39%	−0.08
GLXY Galaxy Digital Inc. Class A	Sold out	0.00%	−0.08
META Meta Platforms Inc. Class A	Reduce -6.7%	0.23%	−0.08
XMMO Invesco S&P Midcap Momentum	Reduce -24.6%	0.19%	−0.07
HPQ HP Inc.	Reduce -1.5%	0.26%	−0.07
GOOG Alphabet Inc. Class C	Reduce -2.0%	0.34%	−0.07
AMD Advanced Micro Devices	Sold out	0.00%	−0.06
IWD iShares Russell 1000 Value E	Reduce -4.4%	0.60%	−0.06
HYT BlackRock Corp. Hi YLD	Reduce -66.7%	0.03%	−0.06
EUSA iShares MSCI USA Equal Weigh	Reduce -7.8%	0.34%	−0.06
AXP American Express Co.	Sold out	0.00%	−0.06
QQQ Invesco QQQ Trust Series 1	Reduce -10.9%	0.21%	−0.06
IWP iShares Russell Mid-Cap Grow	Reduce -12.5%	0.18%	−0.06
IOO iShares Global 100 ETF	Reduce -9.5%	0.22%	−0.06
MOAT Vaneck Morningstar Wide Moat	Reduce -7.2%	0.22%	−0.05
SPGP Invesco S&P 500 Garp ETF	Reduce -10.2%	0.19%	−0.05
VO Vngrd Mrngstr MD-Cap ETF-Usd	Reduce -8.2%	0.21%	−0.04
IWR iShares Russell Mid-Cap ETF	Reduce -11.0%	0.20%	−0.04
APO Apollo Global Management Inc.	Reduce -4.0%	0.08%	−0.03
PG The Procter & Gamble Co.	Reduce -3.3%	0.31%	−0.03
XNROX Neu Re Est Sec Inc. FD Inc.-US	Sold out	0.00%	−0.03
IDMO Invesco S&P International DE	Reduce -8.7%	0.16%	−0.03
IJH iShares Core S&P Midcap ETF	Reduce -5.3%	0.23%	−0.02
IVW iShares S&P 500 Growth ETF	Reduce -2.5%	0.12%	−0.02
WTV Wisdomtree U.S. Value Fund	Reduce -4.8%	0.20%	−0.02
TJX TJX Companies Inc.	Reduce -10.3%	0.13%	−0.02
SLYG SS SPDR S&P 600 SC GR ETF	Reduce -5.9%	0.14%	−0.02
IWF iShares Russell 1000 Growth	Reduce -0.2%	0.08%	−0.01
CMCSA Comcast Corp. Class A	Reduce -2.2%	0.06%	−0.01
IJR iShares Core S&P Small-Cap E	Reduce -1.8%	0.07%	−0.00

Portfolio Buys Q4 2025 → Q1 2026


USMF Wisdomtree US Multifactor Fu	New	5.20%	+5.20
FMDE Fidelity Enhanced Mid Cap Co.	New	4.51%	+4.51
AKRE Akre Focus ETF	New	0.87%	+0.87
LMT Lockheed Martin Corp.	Add +0.5%	2.19%	+0.31
SCHD Schwab US DVD Equity ETF	Add +1.8%	4.17%	+0.23
SLV iShares Silver Trust	New	0.19%	+0.19
MO Altria Group Inc.	Add +1.8%	2.21%	+0.17
RSP Invesco S&P 500 Equal Weight	Add +11.5%	3.84%	+0.14
IAUM iShares Gold Trust Micro	Add +66.4%	0.33%	+0.14
T AT&T Inc.	New	0.12%	+0.12
MRK Merck & Co. Inc.	Add +0.5%	1.68%	+0.11
XOM Exxon Mobil Corp.	Add +8.7%	0.36%	+0.11
PEP Pepsico Inc.	Add +88.0%	0.21%	+0.10
NVS Novartis AG-Sponsored ADR	Add +0.8%	2.25%	+0.08
VZ Verizon Communications Inc.	New	0.07%	+0.07
D Dominion Energy Inc.	New	0.07%	+0.07
GEV GE Vernova Inc.	New	0.06%	+0.06
NCZ Virtus Convertible & Income	New	0.06%	+0.06
B Barrick Mining Corp.	New	0.06%	+0.06
ENB Enbridge Inc.	New	0.06%	+0.06
NEM Newmont Corp.	Add +67.3%	0.13%	+0.05
UTG Reaves Utility Income Fund	Add +25.2%	0.22%	+0.04
JNJ Johnson & Johnson	Add +22.6%	0.14%	+0.04
HD Home Depot Inc.	Add +43.1%	0.16%	+0.04
WMT Walmart Inc.	Add +15.9%	0.20%	+0.03
BGB Blackstone Strategic Credit	Add +44.6%	0.09%	+0.02
PFN PIMCO Income Strategy FD II	Add +48.6%	0.08%	+0.02
UTF Cohen & Steers Infrastructur	Add +16.2%	0.11%	+0.01
ET Energy Transfer LP	Add +0.3%	0.16%	+0.01
OKE Oneok Inc.	Add +1.3%	0.09%	+0.01
ED Consolidated Edison Inc.	Add +9.3%	0.08%	+0.01
GRNY Fundstr Gran SH US LRG Cap	Add +18.2%	0.20%	+0.01
EPD Enterprise Products Partners	Add +0.0%	0.12%	+0.01
DLR Digital Realty Trust Inc.	Add +1.4%	0.10%	+0.01
CSX CSX Corp.	Add +0.4%	0.16%	+0.01
MPLX MPLX LP	Add +5.3%	0.17%	+0.01
PM Philip Morris International	Add +0.1%	0.06%	−0.00
TMUS T-Mobile US Inc.	Add +0.7%	0.10%	−0.00
PEG Public Service Enterprise GP	Add +0.8%	0.08%	−0.00
PSA Public Storage	Add +2.5%	0.82%	−0.00
MCD McDonald's Corp.	Add +0.2%	0.14%	−0.01
JEPI JPMorgan Equity Premium Inco	Add +1.4%	0.11%	−0.01
GE General Electric	Add +4.8%	0.09%	−0.01
SPY SS SPDR S&P 500 ETF Trust-US	Add +0.2%	0.11%	−0.01
NVDA Nvidia Corp.	Add +4.6%	0.16%	−0.02
SPYX SS SPDR S&P 500 Foss FL ETF	Add +0.3%	0.11%	−0.02
BST BlackRock Science & Tech TR	Add +1.9%	0.10%	−0.02
HPE Hewlett Packard Enterprise	Add +0.1%	0.23%	−0.02
ABBV Abbvie Inc.	Add +0.1%	0.19%	−0.03
BX Blackstone Inc.	Add +0.9%	0.07%	−0.03

Notes & Other Activity Q4 2025 → Q1 2026


DAVEW Dave Inc. -CW27	*W EXP 01/05/202	Reduce -13.5%	36,837	$11K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	141	$396.0M	STPZ, BILZ, JQUA, CAPE, FMDE
Q1 2026	134	$340.1M	BILZ, CAPE, JQUA, USMF, USMV
Q4 2025	134	$316.0M	CAPE, BILZ, JQUA, USMV, RSPH
Q3 2025	139	$304.1M	CAPE, BILZ, JQUA, USMV, SCHD
Q2 2025	139	$306.2M	CAPE, BILZ, JQUA, USMV, RSPH
Q1 2025	131	$281.4M	CAPE, USMV, JQUA, SCHD, RSPH
Q4 2024	129	$268.5M	CAPE, USMV, AAPL, SCHD, RSPH
Q3 2024	130	$266.0M	CAPE, USMV, AAPL, SCHD, RSPH
Q2 2024	122	$244.6M	CAPE, USMV, AAPL, SCHD, RSPH
Q1 2024	117	$243.4M	CAPE, USMV, SCHD, EUSA, RSPH