Wambolt & Associates, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 30, 2024), Wambolt & Associates, LLC reported 217 stock positions worth $333.2 million. Its top holding was Apple (AAPL) at 4.0% of the portfolio, followed by Microsoft (MSFT, 3.9%) and Nvidia (NVDA, 2.7%). Compared with Q4 2023, it opened 9 new positions, sold out of 26, added to 79 and reduced 119. The biggest buy was Amazon.com (AMZN, shares +302%) and the biggest sale an exit from Cisco Systems (CSCO).
- Most Recent 13F
- Q2 2025
- Location
- LITTLETON, CO
- CIK
- 0001755723
- Portfolio Value
- $333.2M (Q1 2024)
- SEC Filing
- 0001085146-24-002145 ↗ filed Apr 30, 2024
Holdings Value
Holdings 217 stocks · $333.2M
| AAPL Apple Inc. | 4.00% | 78,441 | $13.3M | Reduce -43.2% |
| MSFT Microsoft Corp. | 3.86% | 30,324 | $12.9M | Add +5.0% |
| NVDA Nvidia Corp. | 2.66% | 9,825 | $8.9M | Add +14.1% |
| UPS United Parcel Service Class B | 2.03% | 45,821 | $6.8M | Reduce -0.1% |
| EMXC iShares MSCI Emr MRK Ex Chna | 2.03% | 117,759 | $6.8M | Add +101.7% |
| GOOG Alphabet Inc. Class C | 1.88% | 40,119 | $6.3M | Add +47.8% |
| INTU Intuit Inc. | 1.72% | 8,967 | $5.7M | Add +9.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.72% | 13,632 | $5.7M | Add +23.5% |
| V Visa Inc. Class A | 1.68% | 20,102 | $5.6M | Add +15.6% |
| AMZN Amazon.com Inc. | 1.66% | 30,643 | $5.5M | Add +302.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 1.61% | 23,649 | $5.4M | Add +135.6% |
| ABBV Abbvie Inc. | 1.49% | 27,547 | $5.0M | Add +0.3% |
| MA Mastercard Inc. Class A | 1.39% | 9,647 | $4.6M | Add +28.8% |
| ARCC Ares Capital Corp. | 1.38% | 225,024 | $4.6M | Add +14.3% |
| COST Costco Wholesale Corp. | 1.36% | 6,302 | $4.5M | Reduce -3.3% |
| PB Prosperity Bancshares Inc. | 1.30% | 67,116 | $4.3M | Reduce -1.1% |
| ETN Eaton Corp. PLC | 1.29% | 13,765 | $4.3M | Reduce -13.5% |
| WM Waste Management Inc. | 1.27% | 19,816 | $4.2M | Reduce -2.9% |
| PG The Procter & Gamble Co. | 1.23% | 25,479 | $4.1M | Add +13.3% |
| WMT Walmart Inc. | 1.22% | 67,540 | $4.1M | Reduce -6.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 1.16% | 30,270 | $3.9M | Add +17.7% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.13% | 51,536 | $3.8M | Add +8.9% |
| UNH Unitedhealth Group Inc. | 1.12% | 7,608 | $3.7M | Add +16.9% |
| MAIN Main Street Capital Corp. | 1.12% | 79,392 | $3.7M | Add +17.6% |
| PGR Progressive Corp. | 1.08% | 17,218 | $3.6M | Add +49.1% |
| TSLX Sixth Street Specialty Lendi | 1.08% | 170,536 | $3.6M | Add +12.2% |
| PEP Pepsico Inc. | 1.01% | 19,363 | $3.3M | Add +12.4% |
| BX Blackstone Inc. | 1.00% | 25,423 | $3.3M | Add +48.4% |
| KR Kroger Co. | 1.00% | 58,277 | $3.3M | Add +7.7% |
| COP Conocophillips | 0.99% | 25,667 | $3.3M | Reduce -1.0% |
| CDNS Cadence Design SYS Inc. | 0.99% | 10,517 | $3.3M | Add +62.4% |
| MCD McDonald's Corp. | 0.86% | 10,189 | $2.9M | Reduce -3.4% |
| BHP BHP Group Ltd.-Spon ADR | 0.85% | 48,654 | $2.8M | Add +18.8% |
| PANW Palo Alto Networks Inc. | 0.85% | 10,106 | $2.8M | Add +73.9% |
| ODFL Old Dominion Freight Line | 0.84% | 12,899 | $2.8M | Add +27.9% |
| PLD Prologis Inc. | 0.84% | 21,970 | $2.8M | Reduce -15.4% |
| MDT Medtronic PLC | 0.82% | 31,484 | $2.7M | Add +18.0% |
| NVS Novartis AG-Sponsored ADR | 0.81% | 28,225 | $2.7M | Add +13.8% |
| PRU Prudential Financial Inc. | 0.80% | 23,007 | $2.7M | Add +13.0% |
| STLD Steel Dynamics Inc. | 0.79% | 17,650 | $2.6M | Add +26.1% |
| MDLZ Mondelez International Inc. Class A | 0.78% | 37,390 | $2.6M | Add +22.8% |
| TXN Texas Instruments Inc. | 0.76% | 14,715 | $2.5M | Add +33.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.76% | 51,026 | $2.5M | Add +10.1% |
| JNJ Johnson & Johnson | 0.76% | 16,087 | $2.5M | Add +9.7% |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | 0.73% | 27,512 | $2.4M | Reduce -13.8% |
| RY Royal Bank of Canada | 0.72% | 23,822 | $2.4M | Reduce -4.1% |
| LYB Lyondellbasell Indu Class A | 0.70% | 22,922 | $2.3M | Add +23.7% |
| GOOGL Alphabet Inc. Class A | 0.69% | 14,877 | $2.3M | Add +11.4% |
| SHEL Shell PLC-ADR | 0.68% | 33,552 | $2.3M | Add +60.1% |
| HON Honeywell International Inc. | 0.67% | 11,129 | $2.2M | Add +38.6% |
| MFC Manulife Financial Corp. | 0.67% | 90,868 | $2.2M | Add +15.8% |
| VZ Verizon Communications Inc. | 0.67% | 52,858 | $2.2M | Add +29.0% |
| IX Orix - Sponsored ADR filed as ORIX CORP | 0.62% | 19,800 | $2.1M | Reduce -4.7% |
| EFG iShares MSCI Eafe Growth ETF | 0.62% | 19,952 | $2.1M | Add +17.4% |
| TMUS T-Mobile US Inc. | 0.61% | 12,587 | $2.0M | Add +35.0% |
| NGG National Grid PLC-SP ADR | 0.58% | 28,280 | $1.9M | Add +7.7% |
| MKC McCormick & Co.-Non VTG SHRS | 0.57% | 24,779 | $1.9M | Add +58.0% |
| JPM JPMorgan Chase & Co. | 0.56% | 9,317 | $1.9M | Reduce -33.4% |
| RF Regions Financial Corp. | 0.55% | 89,716 | $1.8M | Reduce -11.3% |
| BCE Bce Inc. | 0.55% | 54,050 | $1.8M | Add +5.7% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.53% | 11,511 | $1.8M | Add +13.2% |
| ON On Semiconductor | 0.53% | 24,037 | $1.8M | Add +41.2% |
| DEO Diageo PLC-Sponsored ADR | 0.51% | 11,536 | $1.7M | Add +17.2% |
| LDOS Leidos Holdings Inc. | 0.51% | 12,917 | $1.7M | No change |
| CNI Canadian Natl Railway Co. | 0.50% | 12,781 | $1.7M | Add +39.8% |
| CTVA Corteva Inc. | 0.50% | 28,723 | $1.7M | Add +39.0% |
| VLO Valero Energy Corp. | 0.50% | 9,585 | $1.7M | Add +25.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.50% | 3,164 | $1.7M | Reduce -4.2% |
| CVX Chevron Corp. | 0.49% | 10,351 | $1.6M | Add +20.6% |
| CBOE Cboe Global Markets Inc. | 0.49% | 9,021 | $1.6M | Add +9.8% |
| PPA Invesco Aerospace & Defense | 0.47% | 15,631 | $1.6M | Add +31.5% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.47% | 6,687 | $1.6M | Add +32.0% |
| WELL Welltower Inc. | 0.42% | 15,357 | $1.4M | Add +20.9% |
| EVR Evercore Inc. Class A | 0.42% | 7,426 | $1.4M | Add +21.5% |
| DGX Quest Diagnostics Inc. | 0.41% | 10,231 | $1.4M | Reduce -0.8% |
| LLY Eli Lilly & Co. | 0.41% | 1,807 | $1.4M | Add +33.1% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.41% | 15,694 | $1.4M | Reduce -14.8% |
| META Meta Platforms Inc. Class A | 0.41% | 2,749 | $1.4M | Add +6.8% |
| XOM Exxon Mobil Corp. | 0.40% | 11,332 | $1.3M | Reduce -9.2% |
| PSA Public Storage | 0.40% | 4,601 | $1.3M | Add +22.3% |
| TMO Thermo Fisher Scientific Inc. | 0.39% | 2,261 | $1.3M | Reduce -0.1% |
| LOW Lowe's Cos Inc. | 0.38% | 5,135 | $1.3M | Reduce -27.5% |
| SAIC Science Applications Inte | 0.38% | 9,787 | $1.3M | No change |
| RUSHA Rush Enterprises Inc. Class A | 0.36% | 22,855 | $1.2M | Add +24.8% |
| HD Home Depot Inc. | 0.34% | 3,082 | $1.1M | Reduce -18.9% |
| TM Toyota Motor Corp. -Spon ADR | 0.34% | 4,683 | $1.1M | Reduce -40.7% |
| ADM Archer-Daniels-Midland Co. | 0.33% | 17,645 | $1.1M | Reduce -37.5% |
| AVB Avalonbay Communities Inc. | 0.32% | 5,794 | $1.1M | Add +70.6% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.32% | 20,775 | $1.1M | Add +42.1% |
| ULTA Ulta Beauty Inc. | 0.31% | 1,975 | $1.0M | Add +7.9% |
| WY Weyerhaeuser Co. | 0.31% | 29,287 | $1.0M | Add +75.0% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.31% | 13,814 | $1.0M | Reduce -30.9% |
| TT Trane Technologies PLC | 0.31% | 3,491 | $1.0M | Reduce -41.1% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.31% | 24,470 | $1.0M | Reduce -44.0% |
| VMI Valmont Industries | 0.31% | 4,539 | $1.0M | Add +30.2% |
| ARW Arrow Electronics Inc. | 0.31% | 7,879 | $1.0M | Add +40.1% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.29% | 27,224 | $964K | Add +32.4% |
| BKLN Invesco Senior Loan ETF | 0.29% | 45,371 | $959K | Reduce -36.8% |
| RTX RTX Corp. | 0.28% | 9,670 | $945K | Reduce -20.9% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.27% | 17,746 | $906K | Add +44.7% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 480 | $581K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 485 | $579K | No change |
Total filed on the 13F, all lines: $334.3M.
Portfolio Sells Q4 2023 → Q1 2024
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.53 |
| ETF MANAGERS TR | Sold out | 0.00% | −0.40 |
| AAPL Apple Inc. | Reduce -43.2% | 4.00% | −0.38 |
| ADM Archer-Daniels-Midland Co. | Reduce -37.5% | 0.33% | −0.34 |
| UPS United Parcel Service Class B | Reduce -0.1% | 2.03% | −0.34 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -44.0% | 0.31% | −0.30 |
| PLD Prologis Inc. | Reduce -15.4% | 0.84% | −0.29 |
| CRM Salesforce Inc. | Reduce -99.9% | 0.11% | −0.29 |
| TSLA Tesla Inc. | Reduce -34.0% | 0.20% | −0.27 |
| EFV iShares MSCI Eafe Value ETF | Reduce -45.5% | 0.25% | −0.24 |
| BLK BlackRock Finance Inc. | Reduce -44.5% | 0.24% | −0.23 |
| JPM JPMorgan Chase & Co. | Reduce -33.4% | 0.56% | −0.22 |
| IRM Iron Mountain Inc. | Reduce -47.7% | 0.26% | −0.22 |
| PB Prosperity Bancshares Inc. | Reduce -1.1% | 1.30% | −0.21 |
| BKLN Invesco Senior Loan ETF | Reduce -36.8% | 0.29% | −0.21 |
| ACN Accenture PLC Class A | Reduce -39.4% | 0.24% | −0.21 |
| STZ Constellation Brands Inc. Class A | Reduce -55.4% | 0.17% | −0.20 |
| PFE Pfizer Inc. | Reduce -50.8% | 0.16% | −0.20 |
| BR Broadridge Financial Solutio | Reduce -47.1% | 0.17% | −0.19 |
| IDOG Alps International Sector Di | Reduce -41.9% | 0.20% | −0.18 |
| INDA iShares MSCI India ETF | Reduce -55.5% | 0.14% | −0.18 |
| SLF Sun Life Financial Inc. | Reduce -56.3% | 0.13% | −0.18 |
| MCD McDonald's Corp. | Reduce -3.4% | 0.86% | −0.17 |
| MDYV SS SPDR S&P 400 MC Val ETF | Reduce -30.9% | 0.31% | −0.17 |
| TT Trane Technologies PLC | Reduce -41.1% | 0.31% | −0.16 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -46.3% | 0.18% | −0.16 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -46.6% | 0.14% | −0.15 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | Reduce -13.8% | 0.73% | −0.15 |
| NEE Nextera Energy Inc. | Reduce -58.4% | 0.10% | −0.15 |
| BBY Best Buy Co. Inc. | Reduce -60.9% | 0.09% | −0.14 |
| CMCSA Comcast Corp. Class A | Sold out | 0.00% | −0.14 |
| EWY iShares MSCI South Korea ETF | Sold out | 0.00% | −0.14 |
| VRP Invesco Variable Rate Prefer | Reduce -63.1% | 0.08% | −0.14 |
| CWI State Street SPDR MSCI Acwi | Reduce -39.5% | 0.19% | −0.14 |
| DUK Duke Energy Corp. | Reduce -42.6% | 0.15% | −0.14 |
| NTR Nutrien Ltd. | Reduce -51.3% | 0.10% | −0.14 |
| RSP Invesco S&P 500 Equal Weight | Reduce -33.0% | 0.26% | −0.14 |
| TM Toyota Motor Corp. -Spon ADR | Reduce -40.7% | 0.34% | −0.14 |
| LOW Lowe's Cos Inc. | Reduce -27.5% | 0.38% | −0.13 |
| DES Wisdomtree US Smallcap Divid | Reduce -44.2% | 0.13% | −0.13 |
| XEL Xcel Energy Inc. | Sold out | 0.00% | −0.12 |
| FM iShares Frontier and Select | Reduce -52.9% | 0.11% | −0.12 |
| MTN Vail Resorts Inc. | Sold out | 0.00% | −0.12 |
| TTE Totalenergies SE -Spon ADR | Sold out | 0.00% | −0.12 |
| LIT Global X Lithium & Battery T | Sold out | 0.00% | −0.11 |
| BAC Bank of America Corp. | Reduce -39.1% | 0.18% | −0.11 |
| NSC Norfolk Southern Corp. | Sold out | 0.00% | −0.11 |
| SLYG SS SPDR S&P 600 SC GR ETF | Reduce -44.9% | 0.12% | −0.11 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Reduce -39.1% | 0.16% | −0.11 |
| APD Air Products & Chemicals Inc. | Reduce -39.6% | 0.10% | −0.11 |
Portfolio Buys Q4 2023 → Q1 2024
| AMZN Amazon.com Inc. | Add +302.4% | 1.66% | +1.28 |
| NVDA Nvidia Corp. | Add +14.1% | 2.66% | +1.27 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +101.7% | 2.03% | +0.97 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +135.6% | 1.61% | +0.91 |
| GOOG Alphabet Inc. Class C | Add +47.8% | 1.88% | +0.63 |
| PGR Progressive Corp. | Add +49.1% | 1.08% | +0.48 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +23.5% | 1.72% | +0.43 |
| CDNS Cadence Design SYS Inc. | Add +62.4% | 0.99% | +0.41 |
| MA Mastercard Inc. Class A | Add +28.8% | 1.39% | +0.34 |
| MSFT Microsoft Corp. | Add +5.0% | 3.86% | +0.30 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +17.7% | 1.16% | +0.29 |
| PANW Palo Alto Networks Inc. | Add +73.9% | 0.85% | +0.29 |
| BX Blackstone Inc. | Add +48.4% | 1.00% | +0.26 |
| STLD Steel Dynamics Inc. | Add +26.1% | 0.79% | +0.25 |
| SHEL Shell PLC-ADR | Add +60.1% | 0.68% | +0.23 |
| MKC McCormick & Co.-Non VTG SHRS | Add +58.0% | 0.57% | +0.22 |
| V Visa Inc. Class A | Add +15.6% | 1.68% | +0.19 |
| KR Kroger Co. | Add +7.7% | 1.00% | +0.19 |
| ODFL Old Dominion Freight Line | Add +27.9% | 0.84% | +0.17 |
| CTVA Corteva Inc. | Add +39.0% | 0.50% | +0.17 |
| VLO Valero Energy Corp. | Add +25.7% | 0.50% | +0.17 |
| VZ Verizon Communications Inc. | Add +29.0% | 0.67% | +0.16 |
| MAIN Main Street Capital Corp. | Add +17.6% | 1.12% | +0.16 |
| LLY Eli Lilly & Co. | Add +33.1% | 0.41% | +0.15 |
| WSM Williams-Sonoma Inc. | New | 0.15% | +0.15 |
| PG The Procter & Gamble Co. | Add +13.3% | 1.23% | +0.15 |
| TXN Texas Instruments Inc. | Add +33.1% | 0.76% | +0.15 |
| XLK SS Technology Select Sector | New | 0.13% | +0.13 |
| CNI Canadian Natl Railway Co. | Add +39.8% | 0.50% | +0.13 |
| TMUS T-Mobile US Inc. | Add +35.0% | 0.61% | +0.12 |
| LYB Lyondellbasell Indu Class A | Add +23.7% | 0.70% | +0.12 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +8.9% | 1.13% | +0.12 |
| HON Honeywell International Inc. | Add +38.6% | 0.67% | +0.12 |
| WY Weyerhaeuser Co. | Add +75.0% | 0.31% | +0.12 |
| PPA Invesco Aerospace & Defense | Add +31.5% | 0.47% | +0.11 |
| PRU Prudential Financial Inc. | Add +13.0% | 0.80% | +0.11 |
| AVB Avalonbay Communities Inc. | Add +70.6% | 0.32% | +0.11 |
| META Meta Platforms Inc. Class A | Add +6.8% | 0.41% | +0.11 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +32.0% | 0.47% | +0.11 |
| MFC Manulife Financial Corp. | Add +15.8% | 0.67% | +0.10 |
| MDT Medtronic PLC | Add +18.0% | 0.82% | +0.10 |
| ABBV Abbvie Inc. | Add +0.3% | 1.49% | +0.10 |
| ARCC Ares Capital Corp. | Add +14.3% | 1.38% | +0.08 |
| GOOGL Alphabet Inc. Class A | Add +11.4% | 0.69% | +0.08 |
| VTI VG Morningstar TS MKT ETF-US | New | 0.08% | +0.08 |
| ARW Arrow Electronics Inc. | Add +40.1% | 0.31% | +0.08 |
| EFG iShares MSCI Eafe Growth ETF | Add +17.4% | 0.62% | +0.08 |
| EVR Evercore Inc. Class A | Add +21.5% | 0.42% | +0.08 |
| LRCX Lam Research Corp. | New | 0.08% | +0.08 |
| TSCO Tractor Supply Company | New | 0.08% | +0.08 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2025 | 169 | $296.1M | NVDA, MSFT, AAPL, EMXC, AMZN |
| Q1 2025 | 168 | $293.4M | AAPL, NVDA, MSFT, EMXC, VB |
| Q4 2024 | 181 | $311.4M | AAPL, NVDA, MSFT, EMXC, AMZN |
| Q3 2024 | 192 | $364.6M | AAPL, MSFT, NVDA, EMXC, VB |
| Q2 2024 | 201 | $343.2M | AAPL, MSFT, NVDA, EMXC, GOOG |
| Q1 2024 | 217 | $333.2M | AAPL, MSFT, NVDA, UPS, EMXC |