Wambolt & Associates, LLC
In its 13F for Q1 2025 (holdings as of March 31, 2025, filed May 12, 2025), Wambolt & Associates, LLC reported 168 stock positions worth $293.4 million. Its top holding was Apple (AAPL) at 4.0% of the portfolio, followed by Nvidia (NVDA, 3.3%) and Microsoft (MSFT, 3.2%). Compared with Q4 2024, it opened 2 new positions, sold out of 15, added to 46 and reduced 111. The biggest buy was Progressive (PGR, shares +1%) and the biggest sale an exit from Prosperity Bancshares (PB).
- Most Recent 13F
- Q2 2025
- Location
- LITTLETON, CO
- CIK
- 0001755723
- Portfolio Value
- $293.4M (Q1 2025)
- SEC Filing
- 0001755723-25-000002 ↗ filed May 12, 2025
Holdings Value
Holdings 168 stocks · $293.4M
| AAPL Apple Inc. | 4.00% | 52,525 | $11.7M | Reduce -3.9% |
| NVDA Nvidia Corp. | 3.27% | 87,007 | $9.6M | Reduce -1.0% |
| MSFT Microsoft Corp. | 3.24% | 24,878 | $9.5M | Reduce -6.9% |
| EMXC iShares MSCI Emr MRK Ex Chna | 2.80% | 148,389 | $8.2M | Add +4.7% |
| VB Vanguard Most SM-Cap ETF-Usd | 2.36% | 31,083 | $6.9M | Add +7.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 2.32% | 12,777 | $6.8M | Reduce -0.9% |
| AMZN Amazon.com Inc. | 2.26% | 34,472 | $6.6M | Reduce -0.1% |
| GOOG Alphabet Inc. Class C | 2.04% | 37,633 | $6.0M | Add +0.8% |
| V Visa Inc. Class A | 1.98% | 16,768 | $5.8M | Reduce -8.8% |
| INTU Intuit Inc. | 1.84% | 8,782 | $5.4M | Add +1.4% |
| MA Mastercard Inc. Class A | 1.76% | 9,434 | $5.2M | Reduce -2.7% |
| UPS United Parcel Service Class B | 1.69% | 45,490 | $5.0M | Reduce -0.3% |
| ARCC Ares Capital Corp. | 1.64% | 215,245 | $4.8M | Reduce -0.6% |
| PGR Progressive Corp. | 1.62% | 16,701 | $4.7M | Add +0.6% |
| ABBV Abbvie Inc. | 1.57% | 22,340 | $4.6M | Reduce -6.6% |
| MAIN Main Street Capital Corp. | 1.47% | 74,675 | $4.3M | Reduce -0.7% |
| WMT Walmart Inc. | 1.47% | 48,407 | $4.3M | Reduce -7.1% |
| COST Costco Wholesale Corp. | 1.46% | 4,503 | $4.3M | Reduce -8.2% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.36% | 49,202 | $4.0M | Reduce -2.6% |
| WM Waste Management Inc. | 1.34% | 16,763 | $3.9M | Reduce -3.6% |
| UNH Unitedhealth Group Inc. | 1.28% | 7,182 | $3.8M | Reduce -0.6% |
| PANW Palo Alto Networks Inc. | 1.26% | 21,634 | $3.7M | Add +1.3% |
| KR Kroger Co. | 1.24% | 53,399 | $3.6M | Reduce -2.6% |
| TSLX Sixth Street Specialty Lendi | 1.23% | 160,515 | $3.6M | Reduce -0.9% |
| BX Blackstone Inc. | 1.21% | 24,861 | $3.6M | Add +1.8% |
| PG The Procter & Gamble Co. | 1.13% | 19,396 | $3.3M | Reduce -0.3% |
| ETN Eaton Corp. PLC | 1.12% | 11,924 | $3.3M | Reduce -1.9% |
| TMUS T-Mobile US Inc. | 1.08% | 11,853 | $3.2M | Reduce -2.9% |
| MCD McDonald's Corp. | 1.03% | 9,633 | $3.0M | Reduce -3.0% |
| CDNS Cadence Design SYS Inc. | 1.02% | 11,569 | $3.0M | Add +1.5% |
| MFC Manulife Financial Corp. | 1.01% | 93,484 | $3.0M | Add +2.2% |
| NVS Novartis AG-Sponsored ADR | 1.01% | 27,021 | $3.0M | Add +1.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.88% | 50,843 | $2.6M | Reduce -5.1% |
| TXN Texas Instruments Inc. | 0.87% | 14,359 | $2.6M | Reduce -2.0% |
| PEP Pepsico Inc. | 0.85% | 16,610 | $2.5M | Add +0.8% |
| PRU Prudential Financial Inc. | 0.84% | 22,075 | $2.5M | Add +0.2% |
| MDLZ Mondelez International Inc. Class A | 0.83% | 36,150 | $2.4M | Add +4.2% |
| SHEL Shell PLC-ADR | 0.83% | 33,425 | $2.4M | Add +2.0% |
| RY Royal Bank of Canada | 0.83% | 21,449 | $2.4M | Reduce -2.2% |
| COP Conocophillips | 0.83% | 22,992 | $2.4M | Reduce -0.4% |
| VZ Verizon Communications Inc. | 0.82% | 53,244 | $2.4M | Add +2.8% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.80% | 34,695 | $2.4M | Add +7.0% |
| JNJ Johnson & Johnson | 0.80% | 15,344 | $2.4M | Reduce -0.1% |
| HON Honeywell International Inc. | 0.79% | 10,871 | $2.3M | Reduce -1.2% |
| STLD Steel Dynamics Inc. | 0.79% | 18,633 | $2.3M | Reduce -0.3% |
| ODFL Old Dominion Freight Line | 0.78% | 13,752 | $2.3M | Add +3.5% |
| IX Orix - Sponsored ADR filed as ORIX CORP | 0.76% | 106,352 | $2.2M | Add +2.5% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.72% | 13,086 | $2.1M | Add +12.3% |
| MKC McCormick & Co.-Non VTG SHRS | 0.71% | 25,196 | $2.1M | Add +1.6% |
| AVGO Broadcom Inc. | 0.70% | 12,212 | $2.1M | Add +14.5% |
| WELL Welltower Inc. | 0.70% | 13,282 | $2.0M | Reduce -2.8% |
| CTVA Corteva Inc. | 0.70% | 32,207 | $2.0M | Add +4.0% |
| EFG iShares MSCI Eafe Growth ETF | 0.70% | 20,412 | $2.0M | Reduce -0.4% |
| PLD Prologis Inc. | 0.69% | 18,177 | $2.0M | Reduce -1.1% |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | 0.68% | 22,898 | $2.0M | Reduce -3.9% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.68% | 55,033 | $2.0M | Reduce -7.7% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.65% | 7,694 | $1.9M | Add +7.3% |
| PLTR Palantir Technologies Inc. Class A | 0.64% | 22,124 | $1.9M | Add +11.4% |
| CBOE Cboe Global Markets Inc. | 0.61% | 7,914 | $1.8M | Reduce -2.4% |
| NGG National Grid PLC-SP ADR | 0.60% | 26,938 | $1.8M | Add +6.9% |
| PPA Invesco Aerospace & Defense | 0.58% | 14,446 | $1.7M | Reduce -2.2% |
| CNI Canadian Natl Railway Co. | 0.57% | 16,848 | $1.7M | Add +2.9% |
| CVX Chevron Corp. | 0.56% | 9,800 | $1.7M | Reduce -0.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.56% | 2,942 | $1.7M | Reduce -8.1% |
| RF Regions Financial Corp. | 0.55% | 75,243 | $1.6M | Reduce -17.4% |
| META Meta Platforms Inc. Class A | 0.55% | 2,736 | $1.6M | Add +9.5% |
| LYB Lyondellbasell Indu Class A | 0.54% | 22,599 | $1.6M | Reduce -1.2% |
| GOOGL Alphabet Inc. Class A | 0.51% | 9,600 | $1.5M | Reduce -11.6% |
| DGX Quest Diagnostics Inc. | 0.49% | 8,520 | $1.4M | Reduce -2.0% |
| PSA Public Storage | 0.46% | 4,548 | $1.4M | Add +1.6% |
| LDOS Leidos Holdings Inc. | 0.46% | 9,916 | $1.3M | No change |
| AVB Avalonbay Communities Inc. | 0.45% | 6,155 | $1.3M | Reduce -0.7% |
| VLO Valero Energy Corp. | 0.43% | 9,361 | $1.3M | Reduce -2.6% |
| VMI Valmont Industries | 0.42% | 4,289 | $1.2M | Reduce -0.3% |
| RUSHA Rush Enterprises Inc. Class A | 0.42% | 22,067 | $1.2M | Add +1.5% |
| EVR Evercore Inc. Class A | 0.42% | 6,103 | $1.2M | Reduce -2.2% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.38% | 14,100 | $1.1M | Add +0.7% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.38% | 21,989 | $1.1M | Reduce -7.1% |
| JPM JPMorgan Chase & Co. | 0.37% | 4,461 | $1.1M | Reduce -18.5% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.36% | 20,124 | $1.1M | Reduce -3.5% |
| HD Home Depot Inc. | 0.36% | 2,880 | $1.1M | Add +7.1% |
| TMO Thermo Fisher Scientific Inc. | 0.36% | 2,167 | $1.0M | Reduce -2.3% |
| WY Weyerhaeuser Co. | 0.35% | 35,530 | $1.0M | Add +4.3% |
| SAIC Science Applications Inte | 0.35% | 8,988 | $1.0M | No change |
| PM Philip Morris International | 0.34% | 6,225 | $984K | Reduce -0.1% |
| WES Western Midstream Partners L | 0.31% | 22,209 | $911K | No change |
| XOM Exxon Mobil Corp. | 0.31% | 7,535 | $897K | Reduce -2.5% |
| ARW Arrow Electronics Inc. | 0.30% | 8,571 | $885K | Add +7.1% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.30% | 16,820 | $878K | Reduce -7.1% |
| BKNG Booking Holdings Inc. | 0.30% | 186 | $872K | Reduce -6.5% |
| TSLA Tesla Inc. | 0.28% | 3,088 | $829K | Add +11.4% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.28% | 10,527 | $813K | Reduce -3.0% |
| TT Trane Technologies PLC | 0.28% | 2,379 | $813K | Reduce -3.9% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.26% | 6,209 | $762K | Reduce -6.3% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.26% | 17,930 | $759K | Reduce -9.7% |
| APH Amphenol Corp. Class A | 0.25% | 11,276 | $745K | Reduce -2.0% |
| CI The Cigna Group | 0.25% | 2,231 | $738K | Reduce -0.2% |
| LOW Lowe's Cos Inc. | 0.25% | 3,073 | $719K | Reduce -4.9% |
| ICF iShares Select U.S. REIT ETF | 0.23% | 10,870 | $670K | Add +0.0% |
| RSP Invesco S&P 500 Equal Weight | 0.22% | 3,794 | $658K | Add +0.8% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 485 | $589K | Add +0.2% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 480 | $573K | No change |
Total filed on the 13F, all lines: $294.5M.
Portfolio Sells Q4 2024 → Q1 2025
| PB Prosperity Bancshares Inc. | Sold out | 0.00% | −1.53 |
| NVDA Nvidia Corp. | Reduce -1.0% | 3.27% | −0.52 |
| AAPL Apple Inc. | Reduce -3.9% | 4.00% | −0.40 |
| MSFT Microsoft Corp. | Reduce -6.9% | 3.24% | −0.38 |
| XLK SS Technology Select Sector | Reduce -49.7% | 0.17% | −0.19 |
| AMZN Amazon.com Inc. | Reduce -0.1% | 2.26% | −0.17 |
| ETN Eaton Corp. PLC | Reduce -1.9% | 1.12% | −0.17 |
| UPS United Parcel Service Class B | Reduce -0.3% | 1.69% | −0.15 |
| GOOGL Alphabet Inc. Class A | Reduce -11.6% | 0.51% | −0.15 |
| EVR Evercore Inc. Class A | Reduce -2.2% | 0.42% | −0.14 |
| RF Regions Financial Corp. | Reduce -17.4% | 0.55% | −0.13 |
| VTEB Vanguard Tax-Exempt Bond ETF | Sold out | 0.00% | −0.11 |
| VOOG Vanguard S&P 500 Growth ETF | Sold out | 0.00% | −0.11 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.11 |
| DAL Delta Air Lines Inc. | Sold out | 0.00% | −0.10 |
| NSSC Napco Security Technologies | Sold out | 0.00% | −0.09 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -47.6% | 0.10% | −0.08 |
| ZBRA Zebra Technologies Corp. Class A | Sold out | 0.00% | −0.08 |
| MRK Merck & Co. Inc. | Sold out | 0.00% | −0.08 |
| BAH Booz Allen Hamilton Holdings | Sold out | 0.00% | −0.08 |
| RGLD Royal Gold Inc. | Sold out | 0.00% | −0.07 |
| DES Wisdomtree US Smallcap Divid | Sold out | 0.00% | −0.07 |
| IJR iShares Core S&P Small-Cap E | Sold out | 0.00% | −0.07 |
| KO The Coca-Cola Co. | Sold out | 0.00% | −0.07 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -2.6% | 1.36% | −0.07 |
| GLW Corning Inc. | Sold out | 0.00% | −0.07 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -18.5% | 0.37% | −0.05 |
| ACN Accenture PLC Class A | Reduce -25.1% | 0.12% | −0.05 |
| WMT Walmart Inc. | Reduce -7.1% | 1.47% | −0.05 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.1% | 0.56% | −0.04 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -24.8% | 0.10% | −0.03 |
| APO Apollo Global Management Inc. | Reduce -15.1% | 0.10% | −0.03 |
| ADBE Adobe Inc. | Reduce -6.7% | 0.18% | −0.03 |
| MET Metlife Inc. | Reduce -25.0% | 0.10% | −0.03 |
| TM Toyota Motor Corp. -Spon ADR | Reduce -10.6% | 0.15% | −0.03 |
| IRM Iron Mountain Inc. | Reduce -5.8% | 0.12% | −0.03 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -16.7% | 0.12% | −0.02 |
| BLK BlackRock Inc. | Reduce -12.0% | 0.14% | −0.02 |
| CRM Salesforce Inc. | Reduce -5.4% | 0.09% | −0.02 |
| BKNG Booking Holdings Inc. | Reduce -6.5% | 0.30% | −0.02 |
| ORCL Oracle Corp. | Reduce -0.8% | 0.17% | −0.02 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -2.8% | 0.14% | −0.02 |
| RY Royal Bank of Canada | Reduce -2.2% | 0.83% | −0.02 |
| MDY State Street SPDR S&P Midcap | Reduce -19.4% | 0.07% | −0.02 |
| TT Trane Technologies PLC | Reduce -3.9% | 0.28% | −0.02 |
| ISRG Intuitive Surgical Inc. | Reduce -12.6% | 0.11% | −0.01 |
| TMO Thermo Fisher Scientific Inc. | Reduce -2.3% | 0.36% | −0.01 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -9.7% | 0.26% | −0.01 |
| BKLN Invesco Senior Loan ETF | Reduce -11.2% | 0.15% | −0.01 |
Portfolio Buys Q4 2024 → Q1 2025
| PGR Progressive Corp. | Add +0.6% | 1.62% | +0.34 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +4.7% | 2.80% | +0.28 |
| NVS Novartis AG-Sponsored ADR | Add +1.7% | 1.01% | +0.18 |
| SHEL Shell PLC-ADR | Add +2.0% | 0.83% | +0.17 |
| MDLZ Mondelez International Inc. Class A | Add +4.2% | 0.83% | +0.17 |
| VZ Verizon Communications Inc. | Add +2.8% | 0.82% | +0.16 |
| PLTR Palantir Technologies Inc. Class A | Add +11.4% | 0.64% | +0.16 |
| BIL SS SPDR BB 1-3M T-Bill ETF | New | 0.15% | +0.15 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +7.9% | 2.36% | +0.13 |
| CTVA Corteva Inc. | Add +4.0% | 0.70% | +0.13 |
| NGG National Grid PLC-SP ADR | Add +6.9% | 0.60% | +0.12 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +12.3% | 0.72% | +0.11 |
| MFC Manulife Financial Corp. | Add +2.2% | 1.01% | +0.11 |
| IBM Intl Business Machines Corp. | Add +122.1% | 0.17% | +0.11 |
| MKC McCormick & Co.-Non VTG SHRS | Add +1.6% | 0.71% | +0.10 |
| INTU Intuit Inc. | Add +1.4% | 1.84% | +0.09 |
| META Meta Platforms Inc. Class A | Add +9.5% | 0.55% | +0.08 |
| MPLX MPLX LP | New | 0.07% | +0.07 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Add +7.3% | 0.65% | +0.06 |
| IX Orix - Sponsored ADR | Add +2.5% | 0.76% | +0.05 |
| WY Weyerhaeuser Co. | Add +4.3% | 0.35% | +0.04 |
| PEP Pepsico Inc. | Add +0.8% | 0.85% | +0.04 |
| CB Chubb Ltd. | Add +11.9% | 0.18% | +0.04 |
| MO Altria Group Inc. | Add +11.8% | 0.14% | +0.04 |
| RUSHA Rush Enterprises Inc. Class A | Add +1.5% | 0.42% | +0.03 |
| PSA Public Storage | Add +1.6% | 0.46% | +0.03 |
| CNI Canadian Natl Railway Co. | Add +2.9% | 0.57% | +0.03 |
| ODFL Old Dominion Freight Line | Add +3.5% | 0.78% | +0.03 |
| MELI MercadoLibre Inc. | Add +17.2% | 0.09% | +0.03 |
| HD Home Depot Inc. | Add +7.1% | 0.36% | +0.02 |
| ICF iShares Select U.S. REIT ETF | Add +0.0% | 0.23% | +0.02 |
| PANW Palo Alto Networks Inc. | Add +1.3% | 1.26% | +0.01 |
| ASML ASML Holding NV-NY Reg SHS | Add +10.0% | 0.13% | +0.01 |
| RSP Invesco S&P 500 Equal Weight | Add +0.8% | 0.22% | +0.01 |
| ARW Arrow Electronics Inc. | Add +7.1% | 0.30% | +0.01 |
| XLV SS Health Care Select Sector | Add +0.4% | 0.09% | +0.01 |
| CL Colgate-Palmolive Co. | Add +0.5% | 0.09% | +0.01 |
| PRU Prudential Financial Inc. | Add +0.2% | 0.84% | +0.00 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +0.7% | 0.38% | −0.01 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +0.0% | 0.21% | −0.01 |
| EMR Emerson Electric Co. | Add +0.1% | 0.12% | −0.01 |
| ULTA Ulta Beauty Inc. | Add +1.6% | 0.21% | −0.02 |
| TSLA Tesla Inc. | Add +11.4% | 0.28% | −0.08 |
| CDNS Cadence Design SYS Inc. | Add +1.5% | 1.02% | −0.08 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +7.0% | 0.80% | −0.09 |
| AVGO Broadcom Inc. | Add +14.5% | 0.70% | −0.09 |
| BX Blackstone Inc. | Add +1.8% | 1.21% | −0.14 |
| GOOG Alphabet Inc. Class C | Add +0.8% | 2.04% | −0.25 |
Notes & Other Activity Q4 2024 → Q1 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.2% | 485 | $589K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2025 | 169 | $296.1M | NVDA, MSFT, AAPL, EMXC, AMZN |
| Q1 2025 | 168 | $293.4M | AAPL, NVDA, MSFT, EMXC, VB |
| Q4 2024 | 181 | $311.4M | AAPL, NVDA, MSFT, EMXC, AMZN |
| Q3 2024 | 192 | $364.6M | AAPL, MSFT, NVDA, EMXC, VB |
| Q2 2024 | 201 | $343.2M | AAPL, MSFT, NVDA, EMXC, GOOG |
| Q1 2024 | 217 | $333.2M | AAPL, MSFT, NVDA, UPS, EMXC |