Wambolt & Associates, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 12, 2024), Wambolt & Associates, LLC reported 192 stock positions worth $364.6 million. Its top holding was Apple (AAPL) at 5.2% of the portfolio, followed by Microsoft (MSFT, 3.7%) and Nvidia (NVDA, 3.2%). Compared with Q2 2024, it opened 9 new positions, sold out of 18, added to 86 and reduced 85. The biggest buy was Vanguard Most SM-Cap ETF-Usd (VB, shares +18%) and the biggest sale Schwab Fndmn Intl LRG Co. ETF (FNDF, shares −45%).
- Most Recent 13F
- Q2 2025
- Location
- LITTLETON, CO
- CIK
- 0001755723
- Portfolio Value
- $364.6M (Q3 2024)
- SEC Filing
- 0001755723-24-000001 ↗ filed Nov 12, 2024
Holdings Value
Holdings 192 stocks · $364.6M
| AAPL Apple Inc. | 5.15% | 83,027 | $18.8M | Add +0.4% |
| MSFT Microsoft Corp. | 3.71% | 32,178 | $13.5M | Add +2.5% |
| NVDA Nvidia Corp. | 3.24% | 100,960 | $11.8M | Add +0.1% |
| EMXC iShares MSCI Emr MRK Ex Chna | 2.71% | 162,948 | $9.9M | Add +18.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 2.26% | 35,037 | $8.2M | Add +17.7% |
| GOOG Alphabet Inc. Class C | 2.05% | 44,467 | $7.5M | Add +4.7% |
| AMZN Amazon.com Inc. | 2.01% | 39,519 | $7.3M | Add +13.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 1.98% | 15,757 | $7.2M | Reduce -3.8% |
| V Visa Inc. Class A | 1.76% | 23,064 | $6.4M | Add +7.7% |
| UPS United Parcel Service Class B | 1.69% | 46,190 | $6.2M | Add +0.8% |
| INTU Intuit Inc. | 1.61% | 9,682 | $5.9M | Add +3.3% |
| ABBV Abbvie Inc. | 1.57% | 29,060 | $5.7M | Add +2.0% |
| MA Mastercard Inc. Class A | 1.53% | 11,205 | $5.6M | Add +8.9% |
| COST Costco Wholesale Corp. | 1.49% | 6,207 | $5.4M | Reduce -1.0% |
| PGR Progressive Corp. | 1.42% | 20,422 | $5.2M | Add +6.8% |
| WMT Walmart Inc. | 1.42% | 63,662 | $5.2M | Reduce -6.4% |
| ARCC Ares Capital Corp. | 1.40% | 245,278 | $5.1M | Add +5.5% |
| UNH Unitedhealth Group Inc. | 1.35% | 8,457 | $4.9M | Add +6.7% |
| BX Blackstone Inc. | 1.26% | 30,220 | $4.6M | Add +8.3% |
| PG The Procter & Gamble Co. | 1.23% | 25,933 | $4.5M | Add +1.1% |
| SPYG SS SPDR P S&P 500 Growth ETF | 1.22% | 54,589 | $4.5M | Add +4.3% |
| PB Prosperity Bancshares Inc. | 1.22% | 63,156 | $4.4M | Reduce -3.9% |
| ETN Eaton Corp. PLC | 1.21% | 13,452 | $4.4M | Reduce -1.2% |
| MAIN Main Street Capital Corp. | 1.17% | 84,861 | $4.2M | Add +3.7% |
| NVO Novo-Nordisk A/S-Spons ADR | 1.16% | 35,716 | $4.2M | Add +9.0% |
| PANW Palo Alto Networks Inc. | 1.13% | 12,544 | $4.1M | Add +9.2% |
| WM Waste Management Inc. | 1.13% | 19,795 | $4.1M | Reduce -1.2% |
| TSLX Sixth Street Specialty Lendi | 1.02% | 184,045 | $3.7M | Add +4.7% |
| PEP Pepsico Inc. | 1.02% | 21,626 | $3.7M | Add +5.3% |
| NVS Novartis AG-Sponsored ADR | 0.99% | 31,589 | $3.6M | Add +4.6% |
| KR Kroger Co. | 0.99% | 63,370 | $3.6M | Add +3.7% |
| CDNS Cadence Design SYS Inc. | 0.98% | 13,523 | $3.6M | Add +16.9% |
| MCD McDonald's Corp. | 0.95% | 11,448 | $3.5M | Add +6.3% |
| TXN Texas Instruments Inc. | 0.92% | 16,721 | $3.4M | Add +5.4% |
| MDLZ Mondelez International Inc. Class A | 0.84% | 42,194 | $3.1M | Add +7.7% |
| ODFL Old Dominion Freight Line | 0.84% | 15,783 | $3.1M | Add +8.9% |
| TMUS T-Mobile US Inc. | 0.83% | 14,747 | $3.0M | Add +8.3% |
| RY Royal Bank of Canada | 0.82% | 24,260 | $3.0M | Add +0.1% |
| COP Conocophillips | 0.82% | 27,459 | $3.0M | Add +3.4% |
| PRU Prudential Financial Inc. | 0.82% | 25,124 | $3.0M | Add +6.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.82% | 56,623 | $3.0M | Add +5.2% |
| JNJ Johnson & Johnson | 0.81% | 18,310 | $3.0M | Add +1.7% |
| MFC Manulife Financial Corp. | 0.81% | 100,391 | $3.0M | Add +8.1% |
| SHEL Shell PLC-ADR | 0.77% | 42,164 | $2.8M | Add +9.3% |
| STLD Steel Dynamics Inc. | 0.76% | 21,506 | $2.8M | Add +11.8% |
| LYB Lyondellbasell Indu Class A | 0.74% | 28,355 | $2.7M | Add +11.3% |
| VZ Verizon Communications Inc. | 0.74% | 59,374 | $2.7M | Add +6.2% |
| HON Honeywell International Inc. | 0.72% | 12,720 | $2.6M | Add +8.0% |
| PLD Prologis Inc. | 0.71% | 20,876 | $2.6M | Reduce -6.0% |
| IX Orix - Sponsored ADR filed as ORIX CORP | 0.69% | 21,560 | $2.5M | Add +5.3% |
| MKC McCormick & Co.-Non VTG SHRS | 0.68% | 29,628 | $2.5M | Add +11.8% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.67% | 65,244 | $2.4M | Reduce -44.6% |
| GOOGL Alphabet Inc. Class A | 0.66% | 14,338 | $2.4M | Add +0.8% |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | 0.65% | 26,590 | $2.4M | Reduce -2.9% |
| EFG iShares MSCI Eafe Growth ETF | 0.62% | 21,148 | $2.3M | Add +9.6% |
| LDOS Leidos Holdings Inc. | 0.58% | 12,917 | $2.1M | No change |
| CTVA Corteva Inc. | 0.58% | 36,752 | $2.1M | Add +9.6% |
| WELL Welltower Inc. | 0.58% | 16,615 | $2.1M | Add +2.7% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.58% | 12,549 | $2.1M | Add +4.9% |
| RF Regions Financial Corp. | 0.56% | 91,316 | $2.1M | Add +1.8% |
| NGG National Grid PLC-SP ADR | 0.56% | 29,176 | $2.0M | Reduce -1.6% |
| CBOE Cboe Global Markets Inc. | 0.55% | 9,629 | $2.0M | Add +0.9% |
| ON On Semiconductor | 0.55% | 28,344 | $2.0M | Add +6.5% |
| CNI Canadian Natl Railway Co. | 0.55% | 17,126 | $2.0M | Add +16.9% |
| PPA Invesco Aerospace & Defense | 0.55% | 17,169 | $2.0M | Add +4.3% |
| EVR Evercore Inc. Class A | 0.53% | 7,754 | $1.9M | Add +0.3% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.53% | 7,954 | $1.9M | Add +6.9% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.51% | 3,275 | $1.9M | Add +3.7% |
| PSA Public Storage | 0.51% | 5,164 | $1.9M | Add +5.3% |
| JPM JPMorgan Chase & Co. | 0.50% | 8,739 | $1.8M | Reduce -6.6% |
| CVX Chevron Corp. | 0.49% | 11,989 | $1.8M | Add +8.9% |
| LLY Eli Lilly & Co. | 0.44% | 1,816 | $1.6M | Add +0.5% |
| META Meta Platforms Inc. Class A | 0.44% | 2,774 | $1.6M | Reduce -0.2% |
| DGX Quest Diagnostics Inc. | 0.43% | 10,267 | $1.6M | Reduce -4.0% |
| AVB Avalonbay Communities Inc. | 0.43% | 7,047 | $1.6M | Add +7.8% |
| VMI Valmont Industries | 0.42% | 5,300 | $1.5M | Add +6.0% |
| VLO Valero Energy Corp. | 0.41% | 10,991 | $1.5M | Add +9.3% |
| HD Home Depot Inc. | 0.39% | 3,435 | $1.4M | Add +14.5% |
| RUSHA Rush Enterprises Inc. Class A | 0.38% | 26,651 | $1.4M | Add +9.2% |
| SAIC Science Applications Inte | 0.38% | 9,787 | $1.4M | No change |
| TMO Thermo Fisher Scientific Inc. | 0.37% | 2,215 | $1.4M | Reduce -1.7% |
| WY Weyerhaeuser Co. | 0.37% | 40,074 | $1.4M | Add +20.5% |
| IGLB iShares 10+ Year Inv GR Corp. | 0.36% | 24,308 | $1.3M | Add +8.8% |
| XOM Exxon Mobil Corp. | 0.36% | 10,835 | $1.3M | Reduce -4.9% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.35% | 14,786 | $1.3M | Reduce -3.6% |
| ARW Arrow Electronics Inc. | 0.34% | 9,355 | $1.2M | Add +8.2% |
| IGIB iShares 5-10Y Inv Grade Corp. | 0.32% | 21,456 | $1.2M | Add +9.2% |
| LOW Lowe's Cos Inc. | 0.31% | 4,151 | $1.1M | Reduce -14.6% |
| ADM Archer-Daniels-Midland Co. | 0.30% | 18,260 | $1.1M | Reduce -2.0% |
| TT Trane Technologies PLC | 0.29% | 2,752 | $1.1M | Reduce -8.9% |
| SHYG iShares 0-5 YR HY Corp. Bond | 0.28% | 23,314 | $1.0M | Reduce -7.6% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.27% | 18,608 | $978K | Add +10.6% |
| BKNG Booking Holdings Inc. | 0.25% | 225 | $923K | Reduce -2.6% |
| MDYV SS SPDR S&P 400 MC Val ETF | 0.25% | 11,602 | $913K | Reduce -8.6% |
| RTX RTX Corp. | 0.24% | 7,149 | $889K | Reduce -19.4% |
| PM Philip Morris International | 0.23% | 6,951 | $838K | Reduce -0.8% |
| AVGO Broadcom Inc. | 0.22% | 4,724 | $791K | Add +30.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.21% | 6,685 | $780K | Reduce -1.6% |
| CI The Cigna Group | 0.21% | 2,231 | $777K | Reduce -7.5% |
| ULTA Ulta Beauty Inc. | 0.21% | 2,012 | $763K | Reduce -0.5% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 480 | $615K | No change |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 485 | $612K | No change |
Total filed on the 13F, all lines: $365.9M.
Portfolio Sells Q2 2024 → Q3 2024
| FNDF Schwab Fndmn Intl LRG Co. ETF | Reduce -44.6% | 0.67% | −0.54 |
| BLK BlackRock Finance Inc. | Sold out | 0.00% | −0.17 |
| STZ Constellation Brands Inc. Class A | Sold out | 0.00% | −0.10 |
| WM Waste Management Inc. | Reduce -1.2% | 1.13% | −0.09 |
| LRCX Lam Research Corp. | Sold out | 0.00% | −0.08 |
| UL Unilever PLC | Sold out | 0.00% | −0.08 |
| HDV iShares Core High Dividend E | Sold out | 0.00% | −0.08 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.08 |
| CPAY Corpay Inc. | Sold out | 0.00% | −0.08 |
| FM iShares Frontier and Select | Sold out | 0.00% | −0.08 |
| BBY Best Buy Co. Inc. | Sold out | 0.00% | −0.07 |
| JPM JPMorgan Chase & Co. | Reduce -6.6% | 0.50% | −0.06 |
| NTR Nutrien Ltd. | Sold out | 0.00% | −0.06 |
| TM Toyota Motor Corp. -Spon ADR | Reduce -10.4% | 0.17% | −0.06 |
| DG Dollar General Corp. | Sold out | 0.00% | −0.06 |
| T AT&T Inc. | Sold out | 0.00% | −0.06 |
| BSCS Invesco Bulletshares 2028 CB | Sold out | 0.00% | −0.06 |
| CQP Cheniere Energy Partners LP | Sold out | 0.00% | −0.06 |
| BKLN Invesco Senior Loan ETF | Reduce -17.8% | 0.19% | −0.06 |
| BSCQ Invesco Bulletshares 2026 CB | Sold out | 0.00% | −0.06 |
| BSCR Invesco Bulletshares 2027 CB | Sold out | 0.00% | −0.06 |
| QQQE Dirx Nasdaq-100EQ Wi ETF-Usd | Reduce -2.9% | 0.65% | −0.06 |
| NSSC Napco Security Technologies | Reduce -14.0% | 0.08% | −0.05 |
| IRM Iron Mountain Inc. | Reduce -36.6% | 0.19% | −0.05 |
| COST Costco Wholesale Corp. | Reduce -1.0% | 1.49% | −0.05 |
| CWI State Street SPDR MSCI Acwi | Reduce -32.0% | 0.10% | −0.05 |
| EFV iShares MSCI Eafe Value ETF | Reduce -26.1% | 0.13% | −0.05 |
| DUK Duke Energy Corp. | Reduce -46.1% | 0.06% | −0.04 |
| PFE Pfizer Inc. | Reduce -31.6% | 0.08% | −0.04 |
| IDOG Alps International Sector Di | Reduce -33.5% | 0.08% | −0.04 |
| PGX Invesco Preferred ETF | Sold out | 0.00% | −0.04 |
| TSLA Tesla Inc. | Reduce -28.3% | 0.18% | −0.04 |
| EMR Emerson Electric Co. | Reduce -22.8% | 0.10% | −0.04 |
| SLF Sun Life Financial Inc. | Reduce -44.7% | 0.06% | −0.04 |
| RSP Invesco S&P 500 Equal Weight | Reduce -17.5% | 0.19% | −0.03 |
| BR Broadridge Financial Solutio | Reduce -28.6% | 0.09% | −0.03 |
| PFLT Pennantpark Floating Rate Ca | Sold out | 0.00% | −0.03 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -7.6% | 0.28% | −0.03 |
| ACN Accenture PLC Class A | Reduce -23.9% | 0.16% | −0.03 |
| SLYV SS SPDR S&P 600 SC Val ETF | Reduce -28.3% | 0.09% | −0.03 |
| ETN Eaton Corp. PLC | Reduce -1.2% | 1.21% | −0.03 |
| ADM Archer-Daniels-Midland Co. | Reduce -2.0% | 0.30% | −0.03 |
| ISRG Intuitive Surgical Inc. | Reduce -24.8% | 0.10% | −0.03 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -26.6% | 0.09% | −0.03 |
| INDA iShares MSCI India ETF | Reduce -19.3% | 0.09% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -4.9% | 0.36% | −0.03 |
| WPC WP Carey Inc. | Reduce -27.5% | 0.08% | −0.02 |
| TIP iShares Tips Bond ETF | Reduce -19.0% | 0.08% | −0.02 |
| BAC Bank of America Corp. | Reduce -3.7% | 0.16% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -13.4% | 0.20% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| VB Vanguard Most SM-Cap ETF-Usd | Add +17.7% | 2.26% | +0.38 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +18.4% | 2.71% | +0.34 |
| BX Blackstone Inc. | Add +8.3% | 1.26% | +0.26 |
| PGR Progressive Corp. | Add +6.8% | 1.42% | +0.26 |
| MA Mastercard Inc. Class A | Add +8.9% | 1.53% | +0.21 |
| UNH Unitedhealth Group Inc. | Add +6.7% | 1.35% | +0.21 |
| MCD McDonald's Corp. | Add +6.3% | 0.95% | +0.17 |
| ABBV Abbvie Inc. | Add +2.0% | 1.57% | +0.15 |
| MKC McCormick & Co.-Non VTG SHRS | Add +11.8% | 0.68% | +0.14 |
| TMUS T-Mobile US Inc. | Add +8.3% | 0.83% | +0.12 |
| V Visa Inc. Class A | Add +7.7% | 1.76% | +0.11 |
| PSA Public Storage | Add +5.3% | 0.51% | +0.11 |
| WY Weyerhaeuser Co. | Add +20.5% | 0.37% | +0.10 |
| MFC Manulife Financial Corp. | Add +8.1% | 0.81% | +0.10 |
| MDLZ Mondelez International Inc. Class A | Add +7.7% | 0.84% | +0.10 |
| HD Home Depot Inc. | Add +14.5% | 0.39% | +0.09 |
| WELL Welltower Inc. | Add +2.7% | 0.58% | +0.09 |
| ODFL Old Dominion Freight Line | Add +8.9% | 0.84% | +0.09 |
| RUSHA Rush Enterprises Inc. Class A | Add +9.2% | 0.38% | +0.09 |
| KR Kroger Co. | Add +3.7% | 0.99% | +0.09 |
| XLK SS Technology Select Sector | New | 0.09% | +0.09 |
| HACK Amplify Cybersecurity ETF | New | 0.08% | +0.08 |
| CBOE Cboe Global Markets Inc. | Add +0.9% | 0.55% | +0.08 |
| RY Royal Bank of Canada | Add +0.1% | 0.82% | +0.08 |
| RGLD Royal Gold Inc. | New | 0.07% | +0.07 |
| CTVA Corteva Inc. | Add +9.6% | 0.58% | +0.07 |
| BAH Booz Allen Hamilton Holdings | New | 0.07% | +0.07 |
| DE Deere & Co. | New | 0.06% | +0.06 |
| SO The Southern Co. | New | 0.06% | +0.06 |
| IJR iShares Core S&P Small-Cap E | New | 0.06% | +0.06 |
| DHR Danaher Corp. | New | 0.06% | +0.06 |
| EVR Evercore Inc. Class A | Add +0.3% | 0.53% | +0.06 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +5.2% | 0.82% | +0.06 |
| VYM Vanguard High DVD Yield ETF | New | 0.06% | +0.06 |
| PPA Invesco Aerospace & Defense | Add +4.3% | 0.55% | +0.06 |
| VZ Verizon Communications Inc. | Add +6.2% | 0.74% | +0.06 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Add +4.9% | 0.58% | +0.06 |
| NVS Novartis AG-Sponsored ADR | Add +4.6% | 0.99% | +0.06 |
| CNI Canadian Natl Railway Co. | Add +16.9% | 0.55% | +0.05 |
| EFG iShares MSCI Eafe Growth ETF | Add +9.6% | 0.62% | +0.05 |
| SPSM SS SPDR P S&P 600 Small Cap | Add +28.6% | 0.19% | +0.05 |
| JNJ Johnson & Johnson | Add +1.7% | 0.81% | +0.04 |
| RF Regions Financial Corp. | Add +1.8% | 0.56% | +0.04 |
| AVGO Broadcom Inc. | Add +30.1% | 0.22% | +0.04 |
| LYB Lyondellbasell Indu Class A | Add +11.3% | 0.74% | +0.04 |
| PEP Pepsico Inc. | Add +5.3% | 1.02% | +0.04 |
| AVB Avalonbay Communities Inc. | Add +7.8% | 0.43% | +0.04 |
| STLD Steel Dynamics Inc. | Add +11.8% | 0.76% | +0.04 |
| ARW Arrow Electronics Inc. | Add +8.2% | 0.34% | +0.04 |
| IGLB iShares 10+ Year Inv GR Corp. | Add +8.8% | 0.36% | +0.04 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2025 | 169 | $296.1M | NVDA, MSFT, AAPL, EMXC, AMZN |
| Q1 2025 | 168 | $293.4M | AAPL, NVDA, MSFT, EMXC, VB |
| Q4 2024 | 181 | $311.4M | AAPL, NVDA, MSFT, EMXC, AMZN |
| Q3 2024 | 192 | $364.6M | AAPL, MSFT, NVDA, EMXC, VB |
| Q2 2024 | 201 | $343.2M | AAPL, MSFT, NVDA, EMXC, GOOG |
| Q1 2024 | 217 | $333.2M | AAPL, MSFT, NVDA, UPS, EMXC |