Wellington Management Group LLP
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Wellington Management Group LLP reported 1,782 stock positions worth $570.1 billion. Its top holding was Microsoft (MSFT) at 4.1% of the portfolio, followed by Apple (AAPL, 3.9%) and Nvidia (NVDA, 3.1%). Compared with Q2 2024, it opened 175 new positions, sold out of 148, added to 680 and reduced 888. The biggest buy was Broadcom (AVGO, shares +32%) and the biggest sale EOG Resources (EOG, shares −77%).
- Most Recent 13F
- Q2 2026
- Location
- Boston, MA
- CIK
- 0000902219
- Portfolio Value
- $570.1B (Q3 2024)
- SEC Filing
- 0000902219-24-000498 ↗ filed Nov 14, 2024
Holdings Value
Holdings 1,782 stocks · $570.1B
| MSFT Microsoft Corp. | 4.08% | 54,047,170 | $23.3B | Add +0.1% |
| AAPL Apple Inc. | 3.94% | 96,394,516 | $22.5B | Reduce -7.2% |
| NVDA Nvidia Corp. | 3.12% | 146,488,704 | $17.8B | Add +5.4% |
| UNH Unitedhealth Group Inc. | 2.55% | 24,865,003 | $14.5B | Reduce -3.9% |
| AMZN Amazon.com Inc. | 2.30% | 70,372,389 | $13.1B | Reduce -1.0% |
| GOOGL Alphabet Inc. Class A | 1.66% | 57,007,864 | $9.5B | Reduce -0.1% |
| LLY Eli Lilly & Co. | 1.65% | 10,613,796 | $9.4B | Reduce -1.5% |
| MRK Merck & Co. Inc. | 1.51% | 75,809,383 | $8.6B | Add +4.6% |
| AVGO Broadcom Inc. | 1.50% | 49,660,521 | $8.6B | Add +31.6% |
| DHR Danaher Corp. | 1.14% | 23,306,257 | $6.5B | Reduce -4.8% |
| JPM JPMorgan Chase & Co. | 1.10% | 29,799,521 | $6.3B | Reduce -17.0% |
| META Meta Platforms Inc. Class A | 1.08% | 10,739,784 | $6.1B | Reduce -6.7% |
| WFC Wells Fargo & Co. | 0.90% | 91,249,892 | $5.2B | Add +27.0% |
| PFE Pfizer Inc. | 0.83% | 163,727,320 | $4.7B | Reduce -1.6% |
| PG The Procter & Gamble Co. | 0.82% | 27,066,642 | $4.7B | Reduce -17.9% |
| MCD McDonald's Corp. | 0.81% | 15,082,894 | $4.6B | Add +0.9% |
| SPGI S&P Global Inc. | 0.80% | 8,868,375 | $4.6B | Add +3.4% |
| TXN Texas Instruments Inc. | 0.80% | 22,047,525 | $4.6B | Reduce -11.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.78% | 37,707,622 | $4.4B | Reduce -15.2% |
| MA Mastercard Inc. Class A | 0.77% | 8,942,904 | $4.4B | Reduce -4.4% |
| AXP American Express Co. | 0.76% | 16,073,972 | $4.4B | Reduce -15.9% |
| GD General Dynamics Corp. | 0.75% | 14,205,330 | $4.3B | Add +0.8% |
| V Visa Inc. Class A | 0.69% | 14,305,763 | $3.9B | Reduce -18.0% |
| JNJ Johnson & Johnson | 0.68% | 23,925,367 | $3.9B | Reduce -3.7% |
| GOOG Alphabet Inc. Class C | 0.68% | 23,044,585 | $3.9B | Reduce -4.1% |
| HON Honeywell International Inc. | 0.65% | 17,826,700 | $3.7B | Add +8.4% |
| SYK Stryker Corp. | 0.64% | 10,094,496 | $3.6B | Reduce -10.2% |
| ACN Accenture PLC Class A | 0.61% | 9,914,778 | $3.5B | Reduce -0.2% |
| NFLX Netflix Inc. | 0.61% | 4,897,389 | $3.5B | Add +0.5% |
| HD Home Depot Inc. | 0.60% | 8,443,564 | $3.4B | Reduce -14.8% |
| XOM Exxon Mobil Corp. | 0.59% | 28,637,318 | $3.4B | Reduce -0.8% |
| UBER Uber Technologies Inc. | 0.58% | 43,902,595 | $3.3B | Add +15.2% |
| COP Conocophillips | 0.58% | 31,161,897 | $3.3B | Add +20.2% |
| MS Morgan Stanley | 0.57% | 31,171,766 | $3.2B | Reduce -19.1% |
| TMUS T-Mobile US Inc. | 0.56% | 15,524,529 | $3.2B | Add +4.0% |
| LIN Linde PLC | 0.55% | 6,587,639 | $3.1B | Reduce -2.0% |
| DE Deere & Co. | 0.54% | 7,352,465 | $3.1B | Add +32.0% |
| KKR KKR & Co. Inc. | 0.54% | 23,432,827 | $3.1B | Add +0.3% |
| NXPI NXP Semiconductors NV | 0.52% | 12,358,840 | $3.0B | Reduce -12.3% |
| ABT Abbott Laboratories | 0.52% | 25,810,977 | $2.9B | Add +1.1% |
| CSCO Cisco Systems Inc. | 0.51% | 54,619,831 | $2.9B | Reduce -3.3% |
| INTU Intuit Inc. | 0.51% | 4,676,362 | $2.9B | Reduce -2.7% |
| AZN Astrazeneca PLC-Spons ADR | 0.51% | 37,247,083 | $2.9B | Reduce -8.2% |
| GILD Gilead Sciences Inc. | 0.51% | 34,600,676 | $2.9B | Add +50.9% |
| SRE Sempra | 0.50% | 34,324,893 | $2.9B | Add +0.4% |
| HCA HCA Healthcare Inc. | 0.50% | 7,053,399 | $2.9B | Reduce -34.6% |
| NDAQ Nasdaq Inc. | 0.50% | 38,833,510 | $2.8B | Add +163.3% |
| NOW ServiceNow Inc. | 0.50% | 3,169,531 | $2.8B | Add +24.1% |
| BSX Boston Scientific Corp. | 0.48% | 32,820,828 | $2.8B | Add +2.2% |
| EQT Eqt Corp. | 0.48% | 74,153,050 | $2.7B | Add +38.7% |
| ARES Ares Management Corp. Class A | 0.47% | 17,145,631 | $2.7B | Reduce -8.1% |
| AMT American Tower Corp. | 0.46% | 11,380,675 | $2.6B | Reduce -3.8% |
| EXC Exelon Corp. | 0.46% | 65,026,846 | $2.6B | Reduce -20.8% |
| CB Chubb Ltd. | 0.45% | 8,922,021 | $2.6B | Reduce -6.7% |
| PGR Progressive Corp. | 0.43% | 9,716,477 | $2.5B | Reduce -9.2% |
| NKE Nike Inc. Class B | 0.43% | 27,442,145 | $2.4B | Add +5.2% |
| WELL Welltower Inc. | 0.42% | 18,685,844 | $2.4B | Add +10.6% |
| CRM Salesforce Inc. | 0.42% | 8,707,240 | $2.4B | Reduce -2.6% |
| ELV Elevance Health Inc. | 0.41% | 4,461,585 | $2.3B | Add +6.9% |
| KO The Coca-Cola Co. | 0.40% | 31,615,428 | $2.3B | Add +14.5% |
| TRGP Targa Resources Corp. | 0.39% | 15,106,591 | $2.2B | Add +4.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.39% | 4,798,870 | $2.2B | Add +17.2% |
| UPS United Parcel Service Class B | 0.39% | 16,251,840 | $2.2B | Reduce -15.1% |
| NOC Northrop Grumman Corp. | 0.38% | 4,140,892 | $2.2B | Add +0.4% |
| CNI Canadian Natl Railway Co. | 0.38% | 18,562,189 | $2.2B | Add +4.5% |
| AEP American Electric Power | 0.38% | 20,870,388 | $2.1B | Add +0.2% |
| EW Edwards Lifesciences Corp. | 0.36% | 31,532,725 | $2.1B | Add +86.3% |
| CCI Crown Castle Inc. | 0.36% | 17,528,597 | $2.1B | Add +23.8% |
| KDP Keurig Dr Pepper Inc. | 0.36% | 54,956,602 | $2.1B | Reduce -0.4% |
| PEP Pepsico Inc. | 0.36% | 12,098,551 | $2.1B | Add +2.7% |
| DUK Duke Energy Corp. | 0.36% | 17,829,816 | $2.1B | Reduce -8.6% |
| PM Philip Morris International | 0.36% | 16,760,173 | $2.0B | Reduce -15.7% |
| ORLY O'reilly Automotive Inc. | 0.35% | 1,725,316 | $2.0B | Add +73.0% |
| TSLA Tesla Inc. | 0.34% | 7,344,526 | $1.9B | Add +52.0% |
| MRSH Marsh & McLennan Cos | 0.33% | 8,556,459 | $1.9B | Reduce -5.9% |
| ATO Atmos Energy Corp. | 0.33% | 13,745,352 | $1.9B | Add +10.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 47,195,086 | $1.9B | Add +16.2% |
| AIG American International Group | 0.32% | 25,013,346 | $1.8B | Add +32.4% |
| KVUE Kenvue Inc. | 0.32% | 79,087,472 | $1.8B | Reduce -4.3% |
| QCOM Qualcomm Inc. | 0.32% | 10,662,721 | $1.8B | Reduce -6.6% |
| LMT Lockheed Martin Corp. | 0.32% | 3,074,855 | $1.8B | Add +8.5% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.31% | 9,993,836 | $1.8B | Reduce -12.7% |
| GLW Corning Inc. | 0.31% | 39,225,452 | $1.8B | Add +0.3% |
| JCI Johnson Controls Internation | 0.30% | 22,052,153 | $1.7B | Reduce -22.3% |
| CTRA Coterra Energy Inc. | 0.30% | 71,210,013 | $1.7B | Add +28.4% |
| ADP Automatic Data Processing | 0.29% | 6,010,628 | $1.7B | Reduce -0.7% |
| MDT Medtronic PLC | 0.29% | 18,397,144 | $1.7B | Reduce -13.4% |
| UNP Union Pacific Corp. | 0.29% | 6,629,868 | $1.6B | Reduce -1.1% |
| WMB Williams Cos Inc. | 0.29% | 35,734,666 | $1.6B | Add +19.0% |
| UL Unilever PLC | 0.28% | 25,014,260 | $1.6B | Reduce -28.7% |
| EMR Emerson Electric Co. | 0.28% | 14,552,544 | $1.6B | Add +4.2% |
| CL Colgate-Palmolive Co. | 0.28% | 15,213,825 | $1.6B | Reduce -8.3% |
| TMO Thermo Fisher Scientific Inc. | 0.27% | 2,528,637 | $1.6B | Reduce -16.4% |
| ISRG Intuitive Surgical Inc. | 0.27% | 3,115,024 | $1.5B | Add +1.7% |
| MET Metlife Inc. | 0.27% | 18,548,364 | $1.5B | Reduce -14.3% |
| RIO Rio Tinto PLC-Spon ADR | 0.27% | 21,375,781 | $1.5B | Reduce -3.8% |
| SPOT Spotify Technology SA | 0.26% | 4,070,982 | $1.5B | Reduce -13.9% |
| RJF Raymond James Financial Inc. | 0.26% | 12,114,502 | $1.5B | Add +31.4% |
| SBUX Starbucks Corp. | 0.26% | 15,149,937 | $1.5B | Add +100.6% |
| HUM Humana Inc. | 0.26% | 4,591,160 | $1.5B | Reduce -0.2% |
Options reported separately and not counted above: KRE puts ($6.3M), IWM puts ($5.1M), XLF puts ($5.0M), SYBT puts ($4.9M), QQQ puts ($3.3M), PNC puts ($3.1M), DFS puts ($2.9M), SMH puts ($2.6M), PRK puts ($2.5M), RKT puts ($2.0M), KMX puts ($1.8M), TLT puts ($1.4M), and 10 more.
Other holdings (106): bonds, preferreds, convertibles and warrants · $860.6M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 31,707,000 | $37.9M | Reduce -4.9% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 34,822,000 | $35.3M | Reduce -2.7% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 28,537,000 | $26.8M | Reduce -8.3% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 23,081,000 | $26.6M | Reduce -7.1% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 32,245,000 | $25.8M | Reduce -4.2% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 16,304,000 | $24.4M | Reduce -12.2% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 18,730,000 | $21.9M | Reduce -4.4% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 17,515,000 | $21.4M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 22,565,000 | $19.9M | Add +13.2% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 19,470,000 | $19.9M | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 16,010,000 | $19.8M | Add +1.8% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 13,257,000 | $19.1M | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 17,841,000 | $18.6M | Reduce -8.0% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 16,325,000 | $18.0M | Reduce -14.4% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 19,493,000 | $17.8M | Add +1.6% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 19,382,000 | $16.9M | Add +1.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 17,710,000 | $16.9M | Reduce -21.4% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 16,534,000 | $16.2M | Reduce -17.9% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 15,639,000 | $15.9M | Reduce -20.6% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 11,628,000 | $15.1M | Reduce -12.0% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 14,822,000 | $14.0M | Add +2.2% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 11,105,000 | $13.5M | Reduce -18.3% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 14,889,000 | $13.5M | Reduce -2.3% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 16,133,000 | $13.2M | Reduce -27.9% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 14,925,000 | $12.8M | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 11,150,000 | $12.5M | Reduce -66.7% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 12,701,000 | $12.4M | Reduce -0.2% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 15,855,000 | $12.0M | No change |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 11,447,000 | $11.5M | Reduce -22.2% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 10,745,000 | $11.1M | Add +7.9% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 9,202,000 | $10.7M | Reduce -16.0% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 11,155,000 | $10.4M | Reduce -1.3% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 6,955,000 | $9.6M | Reduce -13.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 7,489 | $9.6M | Add +2.9% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,054 | $9.0M | No change |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 200,547 | $9.0M | Add +439.3% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 8,912,000 | $8.6M | Reduce -13.9% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 8,721,000 | $8.3M | Reduce -14.1% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 6,779,000 | $8.2M | Reduce -14.5% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 7,963,000 | $7.4M | Reduce -22.1% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 8,005,000 | $7.1M | Add +48.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 6,766,000 | $6.8M | Reduce -34.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 6,659,000 | $6.8M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 5,517,000 | $6.7M | Reduce -14.4% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 7,263,000 | $6.5M | Reduce -10.8% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 6,563,000 | $6.2M | Reduce -14.7% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 6,595,000 | $6.2M | Reduce -23.1% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 7,049,000 | $6.1M | Add +2.9% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 5,584,000 | $5.8M | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 5,315,000 | $5.3M | Reduce -7.9% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,105,000 | $5.0M | Reduce -29.7% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 4,915,000 | $4.9M | Reduce -0.9% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 5,593,000 | $4.9M | Reduce -6.0% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 103,918 | $4.8M | Reduce -17.8% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 3,990,000 | $4.4M | Reduce -1.1% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 4,785,000 | $4.4M | Reduce -69.0% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 4,560,000 | $4.4M | Reduce -14.7% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 4,458,000 | $4.3M | Reduce -78.6% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 4,347,000 | $4.3M | Reduce -5.5% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 4,676,000 | $4.2M | Reduce -6.6% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 3,453,000 | $4.1M | Reduce -28.1% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 4,652,000 | $4.1M | Reduce -0.3% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 2,799,000 | $4.1M | Reduce -26.2% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 4,188,000 | $4.0M | Reduce -20.1% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 4,240,000 | $3.9M | Reduce -28.1% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 2,066,000 | $3.7M | Reduce -26.2% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 4,037,000 | $3.7M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 4,015,000 | $3.5M | Reduce -14.1% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 3,883,000 | $3.4M | Add +15.6% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 2,908,000 | $3.4M | No change |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 2,743,000 | $3.0M | Reduce -90.9% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 2,690,000 | $2.9M | Reduce -26.6% |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 3,905,000 | $2.9M | Reduce -25.2% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,784,000 | $2.8M | Reduce -24.7% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 2,165,000 | $2.8M | No change |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 2,561,000 | $2.8M | No change |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 2,970,000 | $2.7M | Reduce -12.4% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 2,250,000 | $2.6M | Reduce -1.1% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 673,000 | $2.3M | Reduce -27.5% |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 2,293,000 | $2.3M | Add +0.7% |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | 2,385,000 | $2.1M | Reduce -0.8% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 3,207,000 | $2.1M | Reduce -30.0% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 2,120,000 | $2.1M | Reduce -42.1% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 1,245,000 | $2.0M | Reduce -49.1% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 508,000 | $1.8M | Reduce -25.6% |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 1,730,000 | $1.7M | No change |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 1,690,000 | $1.6M | No change |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 1,655,000 | $1.6M | Reduce -18.1% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 1,655,000 | $1.6M | Reduce -31.5% |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 1,738,000 | $1.6M | Add +0.3% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 1,880,000 | $1.5M | Reduce -0.5% |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 1,832,000 | $1.5M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 1,355,000 | $1.4M | Reduce -94.0% |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 1,285,000 | $1.4M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 1,425,000 | $1.4M | Reduce -55.3% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 1,395,000 | $1.3M | Reduce -45.9% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 1,173,000 | $1.1M | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 491,000 | $1.1M | Reduce -67.2% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 1,037,000 | $1.1M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 840,000 | $894K | Reduce -96.1% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 1,010,000 | $841K | Reduce -28.4% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 738,000 | $802K | Reduce -95.0% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 779,000 | $724K | Reduce -41.4% |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 699,000 | $703K | No change |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 3,390,000 | $582K | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 274,000 | $508K | Reduce -88.1% |
Total filed on the 13F, all lines: $570.9B.
Portfolio Sells Q2 2024 → Q3 2024
| EOG EOG Resources Inc. | Reduce -76.6% | 0.10% | −0.34 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -85.2% | 0.04% | −0.25 |
| PSX Phillips 66 | Reduce -67.3% | 0.10% | −0.23 |
| GOOGL Alphabet Inc. Class A | Reduce -0.1% | 1.66% | −0.20 |
| JPM JPMorgan Chase & Co. | Reduce -17.0% | 1.10% | −0.20 |
| PNC PNC Financial Services Group | Reduce -74.1% | 0.08% | −0.18 |
| RTX RTX Corp. | Reduce -79.5% | 0.06% | −0.18 |
| FTV Fortive Corp. | Reduce -85.7% | 0.03% | −0.17 |
| TEL Te Connectivity Ltd. | Sold out | 0.00% | −0.16 |
| ZTS Zoetis Inc. | Reduce -58.7% | 0.13% | −0.16 |
| NXPI NXP Semiconductors NV | Reduce -12.3% | 0.52% | −0.16 |
| KLAC KLA Corp. | Reduce -33.9% | 0.24% | −0.16 |
| AMZN Amazon.com Inc. | Reduce -1.0% | 2.30% | −0.16 |
| PG The Procter & Gamble Co. | Reduce -17.9% | 0.82% | −0.15 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -56.0% | 0.08% | −0.14 |
| MU Micron Technology Inc. | Reduce -47.6% | 0.10% | −0.14 |
| COST Costco Wholesale Corp. | Reduce -83.9% | 0.03% | −0.13 |
| V Visa Inc. Class A | Reduce -18.0% | 0.69% | −0.13 |
| LEN Lennar Corp. Class A | Reduce -65.8% | 0.09% | −0.12 |
| REGN Regeneron Pharmaceuticals | Reduce -58.5% | 0.08% | −0.12 |
| HCA HCA Healthcare Inc. | Reduce -34.6% | 0.50% | −0.12 |
| EG Everest Group Ltd. | Reduce -43.3% | 0.15% | −0.11 |
| GOOG Alphabet Inc. Class C | Reduce -4.1% | 0.68% | −0.11 |
| AER Aercap Holdings NV | Reduce -40.1% | 0.16% | −0.10 |
| ALL Allstate Corp. | Reduce -79.7% | 0.03% | −0.10 |
| MS Morgan Stanley | Reduce -19.1% | 0.57% | −0.10 |
| FANG Diamondback Energy Inc. | Reduce -44.3% | 0.09% | −0.10 |
| AMD Advanced Micro Devices | Reduce -41.0% | 0.14% | −0.10 |
| TJX TJX Companies Inc. | Reduce -15.2% | 0.78% | −0.10 |
| SCHW Schwab (charles) Corp. | Reduce -70.4% | 0.03% | −0.10 |
| LLY Eli Lilly & Co. | Reduce -1.5% | 1.65% | −0.10 |
| EL Estee Lauder Companies Class A | Reduce -58.2% | 0.06% | −0.09 |
| QCOM Qualcomm Inc. | Reduce -6.6% | 0.32% | −0.09 |
| BA The Boeing Co. | Reduce -47.9% | 0.06% | −0.08 |
| UPS United Parcel Service Class B | Reduce -15.1% | 0.39% | −0.08 |
| CDW CDW Corp. | Reduce -48.6% | 0.08% | −0.07 |
| ELF Elf Beauty Inc. | Reduce -22.0% | 0.05% | −0.07 |
| LH Labcorp Holdings Inc. | Reduce -85.3% | 0.01% | −0.07 |
| TXN Texas Instruments Inc. | Reduce -11.2% | 0.80% | −0.07 |
| INTC Intel Corp. | Reduce -85.8% | 0.01% | −0.06 |
| IQV Iqvia Holdings Inc. | Reduce -99.5% | 0.00% | −0.06 |
| UL Unilever PLC | Reduce -28.7% | 0.28% | −0.06 |
| MCK McKesson Corp. | Reduce -98.7% | 0.00% | −0.06 |
| CPRT Copart Inc. | Reduce -30.1% | 0.11% | −0.06 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -8.2% | 0.51% | −0.06 |
| INTU Intuit Inc. | Reduce -2.7% | 0.51% | −0.06 |
| RMBS Rambus Inc. | Reduce -76.5% | 0.01% | −0.05 |
| SQSP Squarespace Inc. Class A | Reduce -57.0% | 0.04% | −0.05 |
| HUM Humana Inc. | Reduce -0.2% | 0.26% | −0.05 |
| DHI D.R. Horton Inc. | Reduce -97.9% | 0.00% | −0.05 |
Portfolio Buys Q2 2024 → Q3 2024
| AVGO Broadcom Inc. | Add +31.6% | 1.50% | +0.42 |
| NDAQ Nasdaq Inc. | Add +163.3% | 0.50% | +0.34 |
| GILD Gilead Sciences Inc. | Add +50.9% | 0.51% | +0.23 |
| DE Deere & Co. | Add +32.0% | 0.54% | +0.17 |
| TSLA Tesla Inc. | Add +52.0% | 0.34% | +0.17 |
| ORLY O'reilly Automotive Inc. | Add +73.0% | 0.35% | +0.16 |
| SBUX Starbucks Corp. | Add +100.6% | 0.26% | +0.15 |
| ES Eversource Energy | New | 0.14% | +0.14 |
| WFC Wells Fargo & Co. | Add +27.0% | 0.90% | +0.14 |
| NOW ServiceNow Inc. | Add +24.1% | 0.50% | +0.14 |
| CRL Charles River Laboratories | Add +135927.9% | 0.13% | +0.13 |
| MCD McDonald's Corp. | Add +0.9% | 0.81% | +0.12 |
| EQT Eqt Corp. | Add +38.7% | 0.48% | +0.12 |
| MPC Marathon Petroleum Corp. | Add +342.1% | 0.16% | +0.12 |
| SPGI S&P Global Inc. | Add +3.4% | 0.80% | +0.12 |
| CCI Crown Castle Inc. | Add +23.8% | 0.36% | +0.12 |
| WELL Welltower Inc. | Add +10.6% | 0.42% | +0.10 |
| KKR KKR & Co. Inc. | Add +0.3% | 0.54% | +0.10 |
| TMUS T-Mobile US Inc. | Add +4.0% | 0.56% | +0.09 |
| PH Parker Hannifin Corp. | Add +39.9% | 0.22% | +0.09 |
| LNG Cheniere Energy Inc. | Add +195.1% | 0.13% | +0.09 |
| EW Edwards Lifesciences Corp. | Add +86.3% | 0.36% | +0.09 |
| KO The Coca-Cola Co. | Add +14.5% | 0.40% | +0.08 |
| UBER Uber Technologies Inc. | Add +15.2% | 0.58% | +0.08 |
| QGEN Qiagen NV | Add +77.7% | 0.17% | +0.08 |
| WEC WEC Energy Group Inc. | Add +17270.5% | 0.08% | +0.08 |
| LMT Lockheed Martin Corp. | Add +8.5% | 0.32% | +0.08 |
| ATO Atmos Energy Corp. | Add +10.8% | 0.33% | +0.08 |
| NKE Nike Inc. Class B | Add +5.2% | 0.43% | +0.07 |
| PCAR Paccar Inc. | Add +53.3% | 0.23% | +0.07 |
| AIG American International Group | Add +32.4% | 0.32% | +0.07 |
| TW Tradeweb Markets Inc. Class A | Add +25.5% | 0.22% | +0.07 |
| VLO Valero Energy Corp. | Add +4908.0% | 0.07% | +0.07 |
| NOC Northrop Grumman Corp. | Add +0.4% | 0.38% | +0.06 |
| TRGP Targa Resources Corp. | Add +4.4% | 0.39% | +0.06 |
| ABNB Airbnb Inc. Class A | Add +224.0% | 0.09% | +0.06 |
| MELI MercadoLibre Inc. | Add +52.9% | 0.13% | +0.06 |
| WMB Williams Cos Inc. | Add +19.0% | 0.29% | +0.06 |
| IEX Idex Corp. | Add +108.4% | 0.11% | +0.06 |
| RJF Raymond James Financial Inc. | Add +31.4% | 0.26% | +0.06 |
| ADM Archer-Daniels-Midland Co. | Add +41.5% | 0.20% | +0.06 |
| VRT Vertiv Holdings Co. Class A | Add +271.0% | 0.07% | +0.05 |
| WY Weyerhaeuser Co. | Add +12.7% | 0.21% | +0.05 |
| NVDA Nvidia Corp. | Add +5.4% | 3.12% | +0.05 |
| AEP American Electric Power | Add +0.2% | 0.38% | +0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Add +17.2% | 0.39% | +0.05 |
| LINE Lineage Inc. | New | 0.05% | +0.05 |
| CE Celanese Corp. | Add +27.4% | 0.23% | +0.05 |
| COP Conocophillips | Add +20.2% | 0.58% | +0.05 |
| NTRA Natera Inc. | Add +205.4% | 0.06% | +0.04 |
Options Activity Q2 2024 → Q3 2024
| KRE SS SPDR S&P Regional Bank | put | Add +13.0% | 10,150,750 | $6.3M |
| IWM iShares Russell 2000 ETF | put | New | 38,652 | $5.1M |
| XLF SS Financial Select Sector | put | Reduce -33.4% | 10,431,000 | $5.0M |
| SYBT Stock Yards Bancorp Inc. | put | New | 1,482,735 | $4.9M |
| GTM Zoominfo Technologies Inc. | call | Sold out | 55,225 | $3.4Mbefore exit |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -11.6% | 9,708 | $3.3M |
| PNC PNC Financial Services Group | put | New | 423,601 | $3.1M |
| DFS Discover Financial Services | put | New | 5,123 | $2.9M |
| XYZ Block Inc. | put | Sold out | 7,270 | $2.7Mbefore exit |
| SMH Vaneck Semiconductor ETF | put | New | 3,930 | $2.6M |
| PRK Park National Corp. | put | New | 249,760 | $2.5M |
| RKT Rocket Cos Inc. Class A | put | New | 1,600,371 | $2.0M |
| SOFI Sofi Technologies Inc. | put | Sold out | 68,846 | $1.9Mbefore exit |
| KMX Carmax Inc. | put | New | 698,417 | $1.8M |
| TLT iShares 20+ Year Treasury BD | put | New | 7,188 | $1.4M |
| DVN Devon Energy Corp. | put | New | 4,819 | $1.4M |
| SU Suncor Energy Inc. | put | New | 5,425 | $1.1M |
| OVV Ovintiv Inc. | put | New | 2,560 | $909K |
| FANG Diamondback Energy Inc. | put | New | 552 | $638K |
| SOXX iShares Semiconductor ETF | put | New | 1,087 | $551K |
| META Meta Platforms Inc. Class A | call | New | 260 | $465K |
| NVDA Nvidia Corp. | put | Add +62.5% | 1,830 | $384K |
| EFA iShares MSCI Eafe ETF | put | Reduce -48.1% | 7,234 | $376K |
| AVGO Broadcom Inc. | put | New | 639 | $308K |
| UBER Uber Technologies Inc. | call | New | 1,520 | $225K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -4.9% | 31,707,000 | $37.9M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -2.7% | 34,822,000 | $35.3M |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -8.3% | 28,537,000 | $26.8M |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Reduce -7.1% | 23,081,000 | $26.6M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -4.2% | 32,245,000 | $25.8M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Reduce -12.2% | 16,304,000 | $24.4M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -4.4% | 18,730,000 | $21.9M |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | New | 17,515,000 | $21.4M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +13.2% | 22,565,000 | $19.9M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | New | 19,470,000 | $19.9M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Add +1.8% | 16,010,000 | $19.8M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 13,257,000 | $19.1M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Reduce -8.0% | 17,841,000 | $18.6M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Reduce -14.4% | 16,325,000 | $18.0M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Sold out | 18,470,000 | $17.8Mbefore exit |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Add +1.6% | 19,493,000 | $17.8M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +1.0% | 19,382,000 | $16.9M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Reduce -21.4% | 17,710,000 | $16.9M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -17.9% | 16,534,000 | $16.2M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -20.6% | 15,639,000 | $15.9M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -12.0% | 11,628,000 | $15.1M |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Sold out | 15,902,000 | $14.0Mbefore exit |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Add +2.2% | 14,822,000 | $14.0M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Reduce -18.3% | 11,105,000 | $13.5M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -2.3% | 14,889,000 | $13.5M |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -27.9% | 16,133,000 | $13.2M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Reduce -66.7% | 11,150,000 | $12.5M |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Reduce -0.2% | 12,701,000 | $12.4M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Reduce -22.2% | 11,447,000 | $11.5M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Add +7.9% | 10,745,000 | $11.1M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -16.0% | 9,202,000 | $10.7M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Reduce -1.3% | 11,155,000 | $10.4M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Reduce -13.9% | 6,955,000 | $9.6M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +2.9% | 7,489 | $9.6M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +439.3% | 200,547 | $9.0M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Reduce -13.9% | 8,912,000 | $8.6M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Reduce -14.1% | 8,721,000 | $8.3M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Reduce -14.5% | 6,779,000 | $8.2M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Reduce -22.1% | 7,963,000 | $7.4M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +48.9% | 8,005,000 | $7.1M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -34.4% | 6,766,000 | $6.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 6,659,000 | $6.8M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -14.4% | 5,517,000 | $6.7M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -10.8% | 7,263,000 | $6.5M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Reduce -14.7% | 6,563,000 | $6.2M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -23.1% | 6,595,000 | $6.2M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Add +2.9% | 7,049,000 | $6.1M |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 5,584,000 | $5.8M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Reduce -7.9% | 5,315,000 | $5.3M |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | Sold out | 4,710,000 | $5.1Mbefore exit |
Showing the first 50 of 104.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,811 | $579.2B | NVDA, AVGO, MSFT, AAPL, GOOGL |
| Q1 2026 | 1,759 | $534.6B | NVDA, MSFT, AAPL, AVGO, GOOGL |
| Q4 2025 | 1,764 | $569.5B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q3 2025 | 1,807 | $570.0B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q2 2025 | 1,780 | $549.8B | MSFT, NVDA, AVGO, AAPL, AMZN |
| Q1 2025 | 1,802 | $518.8B | MSFT, AAPL, NVDA, UNH, AMZN |
| Q4 2024Amended | 1,795 | $545.2B | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q3 2024 | 1,782 | $570.1B | MSFT, AAPL, NVDA, UNH, AMZN |
| Q2 2024 | 1,754 | $559.1B | MSFT, AAPL, NVDA, AMZN, UNH |
| Q1 2024 | 1,761 | $563.6B | MSFT, AMZN, UNH, MRK, NVDA |