Wellington Management Group LLP
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 14, 2025), Wellington Management Group LLP reported 1,807 stock positions worth $570.0 billion. Its top holding was Nvidia (NVDA) at 4.7% of the portfolio, followed by Microsoft (MSFT, 4.7%) and Apple (AAPL, 3.7%). Compared with Q2 2025, it opened 187 new positions, sold out of 160, added to 765 and reduced 816. The biggest buy was Apple (AAPL, shares +10%) and the biggest sale Boston Scientific (BSX, shares −55%).
- Most Recent 13F
- Q2 2026
- Location
- Boston, MA
- CIK
- 0000902219
- Portfolio Value
- $570.0B (Q3 2025)
- SEC Filing
- 0000902219-25-000462 ↗ filed Nov 14, 2025
Holdings Value
Holdings 1,807 stocks · $570.0B
| NVDA Nvidia Corp. | 4.69% | 143,372,591 | $26.8B | Reduce -2.0% |
| MSFT Microsoft Corp. | 4.69% | 51,614,635 | $26.7B | Reduce -3.2% |
| AAPL Apple Inc. | 3.74% | 83,753,174 | $21.3B | Add +9.6% |
| GOOGL Alphabet Inc. Class A | 2.80% | 65,608,960 | $15.9B | Reduce -0.7% |
| AVGO Broadcom Inc. | 2.70% | 46,619,327 | $15.4B | Reduce -19.0% |
| AMZN Amazon.com Inc. | 2.25% | 58,513,340 | $12.8B | Reduce -5.4% |
| LLY Eli Lilly & Co. | 1.95% | 14,563,780 | $11.1B | Add +4.1% |
| META Meta Platforms Inc. Class A | 1.38% | 10,698,201 | $7.9B | Reduce -2.5% |
| MA Mastercard Inc. Class A | 1.23% | 12,300,287 | $7.0B | Add +0.1% |
| WFC Wells Fargo & Co. | 1.21% | 82,414,032 | $6.9B | Add +10.3% |
| MRK Merck & Co. Inc. | 1.11% | 75,279,104 | $6.3B | Reduce -2.0% |
| UNH Unitedhealth Group Inc. | 1.00% | 16,515,927 | $5.7B | Reduce -31.8% |
| JNJ Johnson & Johnson | 0.84% | 25,832,777 | $4.8B | Add +3.8% |
| SRE Sempra | 0.80% | 50,405,763 | $4.5B | Reduce -3.9% |
| JPM JPMorgan Chase & Co. | 0.76% | 13,816,828 | $4.4B | Reduce -32.7% |
| AXP American Express Co. | 0.76% | 12,972,534 | $4.3B | Reduce -12.9% |
| GOOG Alphabet Inc. Class C | 0.73% | 17,166,129 | $4.2B | Add +5.6% |
| HD Home Depot Inc. | 0.72% | 10,143,089 | $4.1B | Add +60.8% |
| TSLA Tesla Inc. | 0.71% | 9,082,638 | $4.0B | Add +6.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.69% | 76,551,609 | $3.9B | Reduce -12.3% |
| NFLX Netflix Inc. | 0.67% | 3,188,831 | $3.8B | Reduce -19.8% |
| WELL Welltower Inc. | 0.63% | 20,017,966 | $3.6B | Reduce -0.8% |
| NDAQ Nasdaq Inc. | 0.62% | 39,802,892 | $3.5B | Reduce -3.5% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.61% | 24,037,493 | $3.5B | Reduce -26.4% |
| LIN Linde PLC | 0.61% | 7,267,777 | $3.5B | Reduce -3.6% |
| TRGP Targa Resources Corp. | 0.58% | 19,643,139 | $3.3B | Add +9.0% |
| V Visa Inc. Class A | 0.57% | 9,474,640 | $3.2B | Reduce -4.8% |
| TMUS T-Mobile US Inc. | 0.57% | 13,461,669 | $3.2B | Add +47.5% |
| TXN Texas Instruments Inc. | 0.55% | 17,093,498 | $3.1B | Reduce -11.3% |
| KKR KKR & Co. Inc. | 0.55% | 24,064,520 | $3.1B | Add +1.3% |
| ABT Abbott Laboratories | 0.55% | 23,246,144 | $3.1B | Reduce -7.2% |
| WMB Williams Cos Inc. | 0.54% | 48,586,299 | $3.1B | Add +15.9% |
| MRSH Marsh & McLennan Cos | 0.53% | 15,091,478 | $3.0B | Add +9.1% |
| SPGI S&P Global Inc. | 0.53% | 6,231,644 | $3.0B | Add +4.6% |
| MS Morgan Stanley | 0.52% | 18,732,898 | $3.0B | Reduce -2.0% |
| PM Philip Morris International | 0.51% | 17,992,693 | $2.9B | Reduce -13.7% |
| NXPI NXP Semiconductors NV | 0.50% | 12,583,718 | $2.9B | Add +11.9% |
| GILD Gilead Sciences Inc. | 0.50% | 25,618,534 | $2.8B | Reduce -31.7% |
| HON Honeywell International Inc. | 0.48% | 13,090,401 | $2.8B | Reduce -14.2% |
| INTU Intuit Inc. | 0.48% | 4,028,552 | $2.8B | Reduce -31.2% |
| DHR Danaher Corp. | 0.47% | 13,558,892 | $2.7B | Reduce -20.6% |
| COP Conocophillips | 0.47% | 28,337,549 | $2.7B | Reduce -9.6% |
| XOM Exxon Mobil Corp. | 0.47% | 23,722,687 | $2.7B | Reduce -4.9% |
| NOC Northrop Grumman Corp. | 0.46% | 4,269,997 | $2.6B | Reduce -22.4% |
| UBS UBS Group AG-Reg | 0.46% | 63,671,310 | $2.6B | Add +254.9% |
| ACN Accenture PLC Class A | 0.45% | 10,477,794 | $2.6B | Reduce -5.3% |
| CAT Caterpillar Inc. | 0.44% | 5,228,058 | $2.5B | Add +3949.8% |
| AZN Astrazeneca PLC-Spons ADR | 0.43% | 32,299,561 | $2.5B | Reduce -5.9% |
| ABBV Abbvie Inc. | 0.43% | 10,536,901 | $2.4B | Add +457.4% |
| MAR Marriott International Class A | 0.42% | 9,175,377 | $2.4B | Add +21.7% |
| KO The Coca-Cola Co. | 0.41% | 35,389,406 | $2.3B | Reduce -22.2% |
| CSCO Cisco Systems Inc. | 0.41% | 33,748,414 | $2.3B | Add +19.5% |
| EQT Eqt Corp. | 0.40% | 42,174,853 | $2.3B | Reduce -1.4% |
| CB Chubb Ltd. | 0.40% | 8,131,921 | $2.3B | Reduce -0.4% |
| MCD McDonald's Corp. | 0.40% | 7,428,824 | $2.3B | Reduce -17.4% |
| KR Kroger Co. | 0.39% | 33,367,551 | $2.2B | Add +61.1% |
| ELV Elevance Health Inc. | 0.38% | 6,621,297 | $2.1B | Add +4.8% |
| NOW ServiceNow Inc. | 0.37% | 2,287,300 | $2.1B | Add +5.4% |
| QCOM Qualcomm Inc. | 0.36% | 12,437,240 | $2.1B | Add +141.8% |
| UL Unilever PLC | 0.36% | 34,665,544 | $2.1B | Add +9.3% |
| AIG American International Group | 0.36% | 26,046,055 | $2.0B | Add +7.9% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.35% | 10,236,066 | $2.0B | Add +2.8% |
| ADP Automatic Data Processing | 0.35% | 6,830,294 | $2.0B | Add +47.8% |
| SYK Stryker Corp. | 0.34% | 5,294,611 | $2.0B | Reduce -4.8% |
| PCAR Paccar Inc. | 0.33% | 19,380,273 | $1.9B | Reduce -11.9% |
| D Dominion Energy Inc. | 0.33% | 30,746,146 | $1.9B | Add +4.4% |
| VRTX Vertex Pharmaceuticals Inc. | 0.33% | 4,772,042 | $1.9B | Reduce -0.9% |
| AEP American Electric Power | 0.33% | 16,597,887 | $1.9B | Reduce -6.1% |
| ORCL Oracle Corp. | 0.33% | 6,609,564 | $1.9B | Add +193.4% |
| EMR Emerson Electric Co. | 0.32% | 13,935,263 | $1.8B | Reduce -6.3% |
| MPC Marathon Petroleum Corp. | 0.32% | 9,368,219 | $1.8B | Reduce -19.8% |
| ATO Atmos Energy Corp. | 0.31% | 10,467,828 | $1.8B | Reduce -8.1% |
| CTRA Coterra Energy Inc. | 0.31% | 74,645,572 | $1.8B | Reduce -14.3% |
| PG The Procter & Gamble Co. | 0.31% | 11,354,955 | $1.7B | Reduce -17.9% |
| ICE Intercontinental Exchange Inc. | 0.31% | 10,354,224 | $1.7B | Add +64.7% |
| HCA HCA Healthcare Inc. | 0.29% | 3,880,196 | $1.7B | Reduce -5.6% |
| TSM Taiwan Semiconductor-SP ADR | 0.29% | 5,861,474 | $1.6B | Reduce -8.4% |
| EW Edwards Lifesciences Corp. | 0.28% | 20,804,416 | $1.6B | Add +4.9% |
| DUK Duke Energy Corp. | 0.28% | 13,045,528 | $1.6B | Reduce -1.4% |
| ADM Archer-Daniels-Midland Co. | 0.28% | 26,897,602 | $1.6B | Reduce -4.3% |
| PPG PPG Industries Inc. | 0.28% | 15,159,770 | $1.6B | Add +19.9% |
| RJF Raymond James Financial Inc. | 0.27% | 9,018,292 | $1.6B | Reduce -5.8% |
| PFE Pfizer Inc. | 0.27% | 60,461,953 | $1.5B | Reduce -21.5% |
| ARES Ares Management Corp. Class A | 0.26% | 9,382,767 | $1.5B | Reduce -25.7% |
| TSCO Tractor Supply Company | 0.26% | 25,931,699 | $1.5B | Add +1.6% |
| DKS Dick's Sporting Goods Inc. | 0.26% | 6,606,860 | $1.5B | Add +83.9% |
| GE General Electric filed as GE AEROSPACE | 0.25% | 4,803,811 | $1.4B | Reduce -7.9% |
| ANET Arista Networks Inc. | 0.25% | 9,913,964 | $1.4B | Reduce -21.1% |
| LHX L3HARRIS Technologies Inc. | 0.25% | 4,727,961 | $1.4B | Reduce -11.8% |
| FCX Freeport-McMoran Inc. | 0.25% | 36,494,793 | $1.4B | Add +190.9% |
| BSX Boston Scientific Corp. | 0.25% | 14,653,441 | $1.4B | Reduce -55.1% |
| GS Goldman Sachs Group Inc. | 0.25% | 1,780,620 | $1.4B | Add +110.8% |
| NKE Nike Inc. Class B | 0.25% | 20,330,675 | $1.4B | Reduce -37.1% |
| ISRG Intuitive Surgical Inc. | 0.25% | 3,151,229 | $1.4B | Reduce -0.2% |
| SPG Simon Property Group Inc. | 0.24% | 7,370,089 | $1.4B | Add +634.5% |
| JCI Johnson Controls Internation | 0.24% | 12,503,976 | $1.4B | Reduce -10.4% |
| GLW Corning Inc. | 0.24% | 16,557,489 | $1.4B | Add +30.3% |
| CCI Crown Castle Inc. | 0.23% | 13,606,433 | $1.3B | Reduce -28.4% |
| TMO Thermo Fisher Scientific Inc. | 0.23% | 2,699,460 | $1.3B | Add +88.9% |
| CLH Clean Harbors Inc. | 0.23% | 5,574,152 | $1.3B | Reduce -3.3% |
Options reported separately and not counted above: IWM puts ($28.2M), QQQ puts ($23.6M), SPY puts ($18.6M), UPST puts ($7.3M), HYG puts ($6.8M), XYZ puts ($6.8M), SEDG calls ($2.3M), IEF puts ($2.1M), MRVL calls ($2.0M), SOFI puts ($1.8M), BABA calls ($1.7M), CRCL calls ($1.7M), and 39 more.
Other holdings (111): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 51,494,000 | $52.1M | Add +495.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 39,108 | $50.1M | Add +216.8% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 48,523,000 | $49.9M | Add +77.8% |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | 45,637,000 | $47.0M | Add +6.7% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 36,158 | $44.7M | Add +517.0% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 29,468,000 | $43.5M | Reduce -36.7% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 27,954,000 | $38.7M | Reduce -2.6% |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | 30,159,000 | $35.9M | New |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 12,657,000 | $30.6M | Reduce -28.0% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 435,802 | $30.0M | Add +26.5% |
| GUARDANT HEALTH INC (GH 1.25 02/15/31) | DEBT 1.250% 2/1 · principal | 22,886,000 | $29.8M | New |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | 24,572,000 | $28.1M | Reduce -4.0% |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | 28,406,000 | $26.0M | Reduce -0.9% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 21,515,000 | $25.6M | Reduce -4.6% |
| IMMUNOCORE HOLDINGS (IMCR 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | 27,422,000 | $24.8M | Reduce -4.1% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 26,162,000 | $24.3M | Add +4.1% |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/29) | NOTE 4.375% 6/0 · principal | 19,380,000 | $24.1M | Add +25.4% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 23,829,000 | $20.6M | Add +12.6% |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | 18,547,000 | $19.9M | Reduce -0.7% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 15,190,000 | $19.9M | Reduce -31.3% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 19,115,000 | $17.9M | Reduce -1.9% |
| NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) | NOTE 3.000% 3/0 · principal | 15,059,000 | $17.8M | Add +25.0% |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | 14,009,000 | $17.6M | Reduce -0.5% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 10,680,000 | $17.4M | Reduce -1.0% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 16,253,000 | $17.2M | Add +10.5% |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | 14,065,000 | $15.8M | Reduce -2.3% |
| ALARM.COM HLDGS INC (ALRM 2.25 06/01/29) | NOTE 2.250% 6/0 · principal | 14,980,000 | $14.5M | Add +0.1% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 13,592,000 | $14.1M | Reduce -0.6% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 12,265,000 | $14.0M | Reduce -0.6% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 15,184,000 | $13.6M | Reduce -8.0% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 4,569,000 | $13.1M | Reduce -70.4% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 13,355,000 | $12.3M | Reduce -10.5% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 238,350 | $11.9M | Reduce -3.5% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 12,440,000 | $11.7M | Reduce -4.3% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 11,445,000 | $11.7M | Reduce -5.7% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 12,590,000 | $11.5M | Reduce -7.1% |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 13,660,000 | $11.2M | Reduce -4.9% |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | 5,762,000 | $10.6M | Add +36.0% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 9,402,000 | $10.0M | Add +5.6% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | 9,749,000 | $9.5M | Reduce -1.2% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 7,561,000 | $9.4M | Reduce -4.8% |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | 8,520,000 | $9.4M | Reduce -4.1% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 9,054,000 | $8.5M | Reduce -0.2% |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | 7,378,000 | $8.5M | Add +42.5% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 197,007 | $7.6M | Reduce -4.1% |
| FIVE9 INC (FIVN 1 03/15/29) | NOTE 1.000% 3/1 · principal | 8,505,000 | $7.5M | Reduce -5.2% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 5,685,000 | $7.4M | Reduce -6.0% |
| GRANITE CONSTRUCTION INC (GVA 3.25 06/15/30) | NOTE 3.250% 6/1 · principal | 4,388,000 | $6.8M | Reduce -7.1% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 5,690,000 | $6.5M | Reduce -1.4% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 6,244,000 | $6.5M | Reduce -9.0% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 160,749 | $6.3M | Add +86.5% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 5,627,000 | $6.2M | Reduce -5.5% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 4,375,000 | $6.0M | Reduce -44.9% |
| HAEMONETICS CORP (HAE 2.5 06/01/29) | NOTE 2.500% 6/0 · principal | 6,349,000 | $5.9M | Reduce -5.0% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 1,797,000 | $5.8M | Reduce -22.6% |
| SNOWFLAKE INC (SNOW 0 10/01/29) | NOTE 10/0 · principal | 3,553,000 | $5.6M | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 5,620,000 | $5.5M | Reduce -3.9% |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 5,418,000 | $5.5M | Reduce -4.8% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 2,731,000 | $5.5M | Reduce -10.4% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 5,565,000 | $5.1M | Add +7.5% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 3,461,000 | $4.6M | Reduce -15.2% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 4,412,000 | $4.5M | Reduce -14.9% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 3,855,000 | $4.3M | Reduce -9.9% |
| TRIP.COM GROUP LTD (TCOM 0.75 06/15/29) | NOTE 0.750% 6/1 · principal | 3,288,000 | $4.2M | Reduce -8.1% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 2,504,000 | $4.1M | Reduce -86.3% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 4,140,000 | $4.1M | Reduce -59.1% |
| SUNRUN INC (RUN 4 03/01/30) | NOTE 4.000% 3/0 · principal | 2,910,000 | $3.9M | No change |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 3,478,000 | $3.9M | No change |
| SNOWFLAKE INC (SNOW 0 10/01/27) | NOTE 10/0 · principal | 2,563,000 | $3.9M | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 2,504,000 | $3.8M | Reduce -6.4% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 3,350,000 | $3.6M | Add +123.3% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 3,223,000 | $3.5M | No change |
| KKR & CO INC (KKR 6.25 03/01/28 D) | 6.25 CON SER D | 66,986 | $3.5M | Reduce -27.1% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 2,971,000 | $3.4M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 3,299,000 | $3.3M | Reduce -51.7% |
| AEROVIRONMENT INC (AVAV 0 07/15/30) | NOTE 7/1 · principal | 2,478,000 | $3.1M | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 2,500,000 | $3.0M | No change |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 1,197,923 | $3.0M | Reduce -78.7% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 2,966,000 | $2.9M | Reduce -26.9% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 2,616,000 | $2.5M | Reduce -15.3% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 2,553,000 | $2.4M | Reduce -62.9% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 2,431,000 | $2.4M | Reduce -15.1% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 1,810,000 | $2.3M | New |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 2,300,000 | $2.2M | Reduce -5.0% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 1,590,000 | $2.2M | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 2,436,000 | $2.2M | Reduce -67.4% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 2,125,000 | $2.1M | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 2,235,000 | $2.0M | Reduce -5.3% |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 1,770,000 | $1.7M | Reduce -24.0% |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 1,700,000 | $1.7M | No change |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 1,775,000 | $1.7M | No change |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 1,415,000 | $1.5M | No change |
| VARONIS SYSTEM INC (VRNS 1 09/15/29) | NOTE 1.000% 9/1 · principal | 1,375,000 | $1.5M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 1,375,000 | $1.3M | No change |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 1,130,000 | $1.2M | Reduce -12.1% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 1,179,000 | $1.1M | Reduce -41.5% |
| SUPER MICRO COMPUTER INC (SMCI 3.5 03/01/29) | NOTE 3.500% 3/0 · principal | 1,085,000 | $1.1M | No change |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 950,000 | $1.1M | No change |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 1,030,000 | $1.0M | Reduce -39.0% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 865,000 | $915K | No change |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 763,000 | $847K | No change |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 860,000 | $833K | No change |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 750,000 | $753K | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 645,000 | $624K | Reduce -44.9% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 3,045,000 | $602K | Reduce -10.2% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 393,000 | $549K | Reduce -78.4% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 515,000 | $484K | No change |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 466,000 | $402K | Reduce -42.2% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 375,000 | $367K | Reduce -18.5% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 338,000 | $356K | Add +14.6% |
| PROGRESS SOFTWARE CORP (PRGS 3.5 03/01/30) | NOTE 3.500% 3/0 · principal | 250,000 | $252K | No change |
Total filed on the 13F, all lines: $571.2B.
Portfolio Sells Q2 2025 → Q3 2025
| BSX Boston Scientific Corp. | Reduce -55.1% | 0.25% | −0.39 |
| UNH Unitedhealth Group Inc. | Reduce -31.8% | 1.00% | −0.37 |
| INTU Intuit Inc. | Reduce -31.2% | 0.48% | −0.36 |
| JPM JPMorgan Chase & Co. | Reduce -32.7% | 0.76% | −0.32 |
| NFLX Netflix Inc. | Reduce -19.8% | 0.67% | −0.30 |
| CRM Salesforce Inc. | Reduce -85.2% | 0.04% | −0.27 |
| DE Deere & Co. | Reduce -59.0% | 0.15% | −0.27 |
| GILD Gilead Sciences Inc. | Reduce -31.7% | 0.50% | −0.26 |
| UBER Uber Technologies Inc. | Reduce -61.8% | 0.15% | −0.24 |
| CNI Canadian Natl Railway Co. | Reduce -48.1% | 0.19% | −0.23 |
| AMT American Tower Corp. | Reduce -65.7% | 0.09% | −0.22 |
| AMZN Amazon.com Inc. | Reduce -5.4% | 2.25% | −0.21 |
| SBUX Starbucks Corp. | Reduce -75.0% | 0.06% | −0.21 |
| AVGO Broadcom Inc. | Reduce -19.0% | 2.70% | −0.19 |
| PM Philip Morris International | Reduce -13.7% | 0.51% | −0.18 |
| TXN Texas Instruments Inc. | Reduce -11.3% | 0.55% | −0.18 |
| B Barrick Mining Corp. | Reduce -76.0% | 0.10% | −0.18 |
| KO The Coca-Cola Co. | Reduce -22.2% | 0.41% | −0.17 |
| UNP Union Pacific Corp. | Reduce -75.1% | 0.06% | −0.17 |
| NKE Nike Inc. Class B | Reduce -37.1% | 0.25% | −0.17 |
| HON Honeywell International Inc. | Reduce -14.2% | 0.48% | −0.16 |
| ORLY O'reilly Automotive Inc. | Reduce -49.5% | 0.22% | −0.16 |
| ECL Ecolab Inc. | Reduce -64.6% | 0.08% | −0.15 |
| ROP Roper Technologies Inc. | Reduce -72.5% | 0.05% | −0.15 |
| ACN Accenture PLC Class A | Reduce -5.3% | 0.45% | −0.15 |
| SPOT Spotify Technology SA | Reduce -49.4% | 0.12% | −0.14 |
| DHR Danaher Corp. | Reduce -20.6% | 0.47% | −0.14 |
| ARES Ares Management Corp. Class A | Reduce -25.7% | 0.26% | −0.13 |
| MSFT Microsoft Corp. | Reduce -3.2% | 4.69% | −0.13 |
| CCI Crown Castle Inc. | Reduce -28.4% | 0.23% | −0.12 |
| TJX TJX Companies Inc. | Reduce -26.4% | 0.61% | −0.12 |
| KDP Keurig Dr Pepper Inc. | Reduce -18.4% | 0.19% | −0.12 |
| PH Parker Hannifin Corp. | Reduce -41.1% | 0.19% | −0.12 |
| AZEK The Azek Co. Inc. | Sold out | 0.00% | −0.12 |
| AXP American Express Co. | Reduce -12.9% | 0.76% | −0.11 |
| PG The Procter & Gamble Co. | Reduce -17.9% | 0.31% | −0.09 |
| META Meta Platforms Inc. Class A | Reduce -2.5% | 1.38% | −0.09 |
| CTRA Coterra Energy Inc. | Reduce -14.3% | 0.31% | −0.09 |
| GDDY GoDaddy Inc. Class A | Reduce -89.4% | 0.01% | −0.09 |
| JBL Jabil Inc. | Reduce -30.7% | 0.17% | −0.08 |
| BMY Bristol-Myers Squibb Co. | Reduce -33.6% | 0.14% | −0.08 |
| MCD McDonald's Corp. | Reduce -17.4% | 0.40% | −0.08 |
| KVUE Kenvue Inc. | Reduce -27.1% | 0.10% | −0.08 |
| MOH Molina Healthcare Inc. | Reduce -48.8% | 0.04% | −0.08 |
| VNOM Viper Energy Inc. | Sold out | 0.00% | −0.08 |
| V Visa Inc. Class A | Reduce -4.8% | 0.57% | −0.07 |
| ABT Abbott Laboratories | Reduce -7.2% | 0.55% | −0.07 |
| FLR Fluor Corp. | Reduce -53.9% | 0.04% | −0.07 |
| SCHW Schwab (charles) Corp. | Reduce -35.2% | 0.14% | −0.07 |
| PFE Pfizer Inc. | Reduce -21.5% | 0.27% | −0.07 |
Portfolio Buys Q2 2025 → Q3 2025
| AAPL Apple Inc. | Add +9.6% | 3.74% | +0.89 |
| CAT Caterpillar Inc. | Add +3949.8% | 0.44% | +0.43 |
| ABBV Abbvie Inc. | Add +457.4% | 0.43% | +0.36 |
| UBS UBS Group AG-Reg | Add +254.9% | 0.46% | +0.35 |
| HD Home Depot Inc. | Add +60.8% | 0.72% | +0.30 |
| ORCL Oracle Corp. | Add +193.4% | 0.33% | +0.24 |
| TSLA Tesla Inc. | Add +6.6% | 0.71% | +0.22 |
| QCOM Qualcomm Inc. | Add +141.8% | 0.36% | +0.21 |
| SPG Simon Property Group Inc. | Add +634.5% | 0.24% | +0.21 |
| GOOG Alphabet Inc. Class C | Add +5.6% | 0.73% | +0.21 |
| BDX Becton Dickinson and Co. | Add +9056.3% | 0.17% | +0.17 |
| TMUS T-Mobile US Inc. | Add +47.5% | 0.57% | +0.17 |
| FCX Freeport-McMoran Inc. | Add +190.9% | 0.25% | +0.15 |
| JNJ Johnson & Johnson | Add +3.8% | 0.84% | +0.15 |
| GS Goldman Sachs Group Inc. | Add +110.8% | 0.25% | +0.14 |
| DKS Dick's Sporting Goods Inc. | Add +83.9% | 0.26% | +0.13 |
| PLTR Palantir Technologies Inc. Class A | Add +227.8% | 0.17% | +0.13 |
| KR Kroger Co. | Add +61.1% | 0.39% | +0.12 |
| TMO Thermo Fisher Scientific Inc. | Add +88.9% | 0.23% | +0.12 |
| CHRW C.H. Robinson Worldwide Inc. | Add +198.6% | 0.17% | +0.12 |
| WFC Wells Fargo & Co. | Add +10.3% | 1.21% | +0.12 |
| GLW Corning Inc. | Add +30.3% | 0.24% | +0.12 |
| AMD Advanced Micro Devices | Add +335.9% | 0.14% | +0.11 |
| JHX James Hardie Ind PLC | Add +259.7% | 0.17% | +0.10 |
| LOW Lowe's Cos Inc. | Add +102.0% | 0.19% | +0.10 |
| ICE Intercontinental Exchange Inc. | Add +64.7% | 0.31% | +0.10 |
| SNPS Synopsys Inc. | Add +132.8% | 0.18% | +0.10 |
| SNOW Snowflake Inc. | Add +208.7% | 0.14% | +0.09 |
| SUI Sun Communities Inc. | Add +1224.1% | 0.10% | +0.09 |
| ADP Automatic Data Processing | Add +47.8% | 0.35% | +0.09 |
| EVR Evercore Inc. Class A | Add +259.0% | 0.12% | +0.09 |
| CHWY Chewy Inc. Class A | Add +295.9% | 0.13% | +0.09 |
| CAH Cardinal Health Inc. | Add +153.2% | 0.16% | +0.09 |
| TFC Truist Financial Corp. | Add +13511.7% | 0.08% | +0.08 |
| U Unity Software Inc. | Add +58.7% | 0.13% | +0.08 |
| VONV Vanguard Russell 1000 Value | Add +1284.2% | 0.08% | +0.08 |
| MU Micron Technology Inc. | Add +19.9% | 0.21% | +0.08 |
| DELL Dell Technologies -C | Add +4279.1% | 0.07% | +0.07 |
| VNOM Viper Energy Inc. Class A | New | 0.07% | +0.07 |
| MUB iShares National Muni Bond E | New | 0.07% | +0.07 |
| CVS CVS Health Corp. | Add +391.6% | 0.08% | +0.07 |
| EXPE Expedia Group Inc. | Add +24899.5% | 0.07% | +0.07 |
| AAON Aaon Inc. | Add +512.5% | 0.08% | +0.07 |
| SYY Sysco Corp. | Add +3977.1% | 0.07% | +0.07 |
| IPG Interpublic Group of Cos Inc. | Add +2197.6% | 0.07% | +0.07 |
| TCOM Trip.com Group Ltd.-ADR | Add +3496.7% | 0.06% | +0.06 |
| ASML ASML Holding NV-NY Reg SHS | Add +25.2% | 0.20% | +0.06 |
| KLAR Klarna Group PLC | New | 0.06% | +0.06 |
| WMB Williams Cos Inc. | Add +15.9% | 0.54% | +0.06 |
| VTEB Vanguard Tax-Exempt Bond ETF | New | 0.06% | +0.06 |
Options Activity Q2 2025 → Q3 2025
| IWM iShares Russell 2000 ETF | put | Add +47.5% | 78,991 | $28.2M |
| QQQ Invesco QQQ Trust Series 1 | put | Add +175.6% | 19,088 | $23.6M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +99.3% | 17,943 | $18.6M |
| UPST Upstart Holdings Inc. | put | New | 30,021 | $7.3M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Add +258.6% | 225,909 | $6.8M |
| XYZ Block Inc. | put | New | 14,799 | $6.8M |
| AFRM Affirm Holdings Inc. | call | Sold out | 10,660 | $6.3Mbefore exit |
| SEDG Solaredge Technologies Inc. | call | New | 3,093 | $2.3M |
| IEF iShares 7-10 Year Treasury B | put | New | 31,054 | $2.1M |
| MRVL Marvell Technology Inc. | call | New | 1,918 | $2.0M |
| SOFI Sofi Technologies Inc. | put | Reduce -54.4% | 24,588 | $1.8M |
| BABA Alibaba Group Holding-SP ADR | call | New | 2,010 | $1.7M |
| CRCL Circle Internet Group Inc. | call | New | 3,171 | $1.7M |
| RUN Sunrun Inc. | call | New | 5,305 | $1.7M |
| NFLX Netflix Inc. | put | New | 203 | $1.3M |
| EFA iShares MSCI Eafe ETF | put | Reduce -98.3% | 17,612 | $1.2M |
| INTC Intel Corp. | call | New | 7,106 | $1.1M |
| BILL Bill Holdings Inc. | call | New | 8,735 | $1.1M |
| TLT iShares 20+ Year Treasury BD | put | Reduce -44.8% | 4,945 | $1.0M |
| ARKK ARK Innovation ETF | put | Reduce -54.3% | 11,966 | $998K |
| FISV Fiserv Inc. | put | New | 5,260 | $973K |
| SHLS Shoals Technologies Group -A | call | New | 8,274 | $910K |
| NVDA Nvidia Corp. | call | Reduce -16.5% | 1,718 | $857K |
| ORCL Oracle Corp. | put | New | 895 | $785K |
| AMZN Amazon.com Inc. | put | New | 2,615 | $697K |
| SHLS Shoals Technologies Group -A | put | New | 8,494 | $680K |
| XLF SS Financial Select Sector | put | Reduce -99.9% | 8,743 | $595K |
| ARM Arm Holdings PLC-ADR | call | Add +24.2% | 1,433 | $545K |
| CHTR Charter Communications Inc. Class A | put | New | 480 | $518K |
| SNPS Synopsys Inc. | call | New | 777 | $516K |
| PLTR Palantir Technologies Inc. Class A | put | Sold out | 1,099 | $503Kbefore exit |
| DUOL Duolingo | put | Add +84.2% | 617 | $494K |
| LITE Lumentum Holdings Inc. | call | Reduce -4.3% | 834 | $484K |
| CDNS Cadence Design SYS Inc. | put | New | 637 | $446K |
| WDAY Workday Inc. Class A | call | New | 829 | $424K |
| FSLR First Solar Inc. | put | New | 307 | $414K |
| META Meta Platforms Inc. Class A | put | New | 460 | $413K |
| TSLA Tesla Inc. | put | New | 741 | $400K |
| SMH Vaneck Semiconductor ETF | put | New | 998 | $398K |
| RDDT Reddit Inc. Class A | put | New | 206 | $391K |
| COHR Coherent Corp. | put | New | 1,220 | $387K |
| HPE Hewlett Packard Enterprise | call | New | 4,061 | $374K |
| UBER Uber Technologies Inc. | call | Sold out | 1,779 | $368Kbefore exit |
| TTWO Take-Two Interactive Softwre | call | Sold out | 691 | $366Kbefore exit |
| LULU Lululemon Athletica Inc. | call | New | 317 | $360K |
| SOXX iShares Semiconductor ETF | put | Sold out | 1,143 | $354Kbefore exit |
| AAPL Apple Inc. | call | Sold out | 993 | $353Kbefore exit |
| TGT Target Corp. | call | New | 871 | $348K |
| U Unity Software Inc. | call | Sold out | 3,392 | $339Kbefore exit |
| AS Amer Sports Inc. | put | New | 2,090 | $334K |
Showing the first 50 of 66.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2025 → Q3 2025
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | Add +495.4% | 51,494,000 | $52.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +216.8% | 39,108 | $50.1M |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | Add +77.8% | 48,523,000 | $49.9M |
| MERITAGE HOMES CORP (MTH 1.75 05/15/28) | NOTE 1.750% 5/1 · principal | Add +6.7% | 45,637,000 | $47.0M |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +517.0% | 36,158 | $44.7M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | Reduce -36.7% | 29,468,000 | $43.5M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Sold out | 38,839,000 | $39.1Mbefore exit |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Reduce -2.6% | 27,954,000 | $38.7M |
| JAZZ INVESTMENTS I LTD (JAZZ 3.125 09/15/30) | NOTE 3.125% 9/1 · principal | New | 30,159,000 | $35.9M |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | Reduce -28.0% | 12,657,000 | $30.6M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | Add +26.5% | 435,802 | $30.0M |
| GUARDANT HEALTH INC (GH 1.25 02/15/31) | DEBT 1.250% 2/1 · principal | New | 22,886,000 | $29.8M |
| PARSONS CORP (PSN 2.625 03/01/29) | NOTE 2.625% 3/0 · principal | Reduce -4.0% | 24,572,000 | $28.1M |
| GLOBAL PAYMENTS INC (GPN 1.5 03/01/31) | NOTE 1.500% 3/0 · principal | Reduce -0.9% | 28,406,000 | $26.0M |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | Reduce -4.6% | 21,515,000 | $25.6M |
| IMMUNOCORE HOLDINGS (IMCR 2.5 02/01/30) | NOTE 2.500% 2/0 · principal | Reduce -4.1% | 27,422,000 | $24.8M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +4.1% | 26,162,000 | $24.3M |
| WEC ENERGY GROUP INC (WEC 4.375 06/01/29) | NOTE 4.375% 6/0 · principal | Add +25.4% | 19,380,000 | $24.1M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Add +12.6% | 23,829,000 | $20.6M |
| JD.COM INC (JD 0.25 06/01/29) | NOTE 0.250% 6/0 · principal | Reduce -0.7% | 18,547,000 | $19.9M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -31.3% | 15,190,000 | $19.9M |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | Reduce -1.9% | 19,115,000 | $17.9M |
| NEXTERA ENERGY CAPITAL (NEE 3 03/01/27) | NOTE 3.000% 3/0 · principal | Add +25.0% | 15,059,000 | $17.8M |
| COINBASE GLOBAL INC (COIN 0.25 04/01/30) | NOTE 0.250% 4/0 · principal | Reduce -0.5% | 14,009,000 | $17.6M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -1.0% | 10,680,000 | $17.4M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +10.5% | 16,253,000 | $17.2M |
| SOUTHERN CO (SO 4.5 06/15/27) | NOTE 4.500% 6/1 · principal | Reduce -2.3% | 14,065,000 | $15.8M |
| ALARM.COM HLDGS INC (ALRM 2.25 06/01/29) | NOTE 2.250% 6/0 · principal | Add +0.1% | 14,980,000 | $14.5M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -0.6% | 13,592,000 | $14.1M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Reduce -0.6% | 12,265,000 | $14.0M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -8.0% | 15,184,000 | $13.6M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Sold out | 13,424,000 | $13.3Mbefore exit |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -70.4% | 4,569,000 | $13.1M |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | Reduce -10.5% | 13,355,000 | $12.3M |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | Reduce -3.5% | 238,350 | $11.9M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Reduce -4.3% | 12,440,000 | $11.7M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -5.7% | 11,445,000 | $11.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Reduce -7.1% | 12,590,000 | $11.5M |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | Reduce -4.9% | 13,660,000 | $11.2M |
| ALIBABA GROUP HOLDING (BABA 0.5 06/01/31) | NOTE 0.500% 6/0 · principal | Add +36.0% | 5,762,000 | $10.6M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +5.6% | 9,402,000 | $10.0M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Sold out | 10,180,000 | $9.6Mbefore exit |
| MICROCHIP TECHNOLOGY INC (MCHP 0.75 06/01/30) | NOTE 0.750% 6/0 · principal | Reduce -1.2% | 9,749,000 | $9.5M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Reduce -4.8% | 7,561,000 | $9.4M |
| MKS INC (MKSI 1.25 06/01/30) | NOTE 1.250% 6/0 · principal | Reduce -4.1% | 8,520,000 | $9.4M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Reduce -0.2% | 9,054,000 | $8.5M |
| ITRON INC (ITRI 1.375 07/15/30) | NOTE 1.375% 7/1 · principal | Add +42.5% | 7,378,000 | $8.5M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Reduce -4.1% | 197,007 | $7.6M |
| FIVE9 INC (FIVN 1 03/15/29) | NOTE 1.000% 3/1 · principal | Reduce -5.2% | 8,505,000 | $7.5M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Reduce -6.0% | 5,685,000 | $7.4M |
Showing the first 50 of 115.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,811 | $579.2B | NVDA, AVGO, MSFT, AAPL, GOOGL |
| Q1 2026 | 1,759 | $534.6B | NVDA, MSFT, AAPL, AVGO, GOOGL |
| Q4 2025 | 1,764 | $569.5B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q3 2025 | 1,807 | $570.0B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q2 2025 | 1,780 | $549.8B | MSFT, NVDA, AVGO, AAPL, AMZN |
| Q1 2025 | 1,802 | $518.8B | MSFT, AAPL, NVDA, UNH, AMZN |
| Q4 2024Amended | 1,795 | $545.2B | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q3 2024 | 1,782 | $570.1B | MSFT, AAPL, NVDA, UNH, AMZN |
| Q2 2024 | 1,754 | $559.1B | MSFT, AAPL, NVDA, AMZN, UNH |
| Q1 2024 | 1,761 | $563.6B | MSFT, AMZN, UNH, MRK, NVDA |