Wellington Management Group LLP
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 12, 2025), Wellington Management Group LLP reported 1,795 stock positions worth $545.2 billion. Its top holding was Apple (AAPL) at 4.1% of the portfolio, followed by Microsoft (MSFT, 4.1%) and Nvidia (NVDA, 3.5%). Compared with Q3 2024, it opened 145 new positions, sold out of 132, added to 731 and reduced 885. The biggest buy was Alphabet Class A (GOOGL, shares +16%) and the biggest sale Unitedhealth (UNH, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- Boston, MA
- CIK
- 0000902219
- Portfolio Value
- $545.2B (Q4 2024)
- SEC Filing
- 0000902219-25-000131 ↗ filed Feb 12, 2025
Holdings Value
Holdings 1,795 stocks · $545.2B
| AAPL Apple Inc. | 4.10% | 89,249,664 | $22.3B | Reduce -7.4% |
| MSFT Microsoft Corp. | 4.10% | 52,992,124 | $22.3B | Reduce -1.9% |
| NVDA Nvidia Corp. | 3.49% | 141,850,570 | $19.0B | Reduce -3.2% |
| AMZN Amazon.com Inc. | 2.67% | 66,385,257 | $14.6B | Reduce -5.7% |
| GOOGL Alphabet Inc. Class A | 2.29% | 66,050,135 | $12.5B | Add +15.9% |
| UNH Unitedhealth Group Inc. | 2.17% | 23,361,101 | $11.8B | Reduce -6.0% |
| AVGO Broadcom Inc. | 1.98% | 46,518,113 | $10.8B | Reduce -6.3% |
| LLY Eli Lilly & Co. | 1.79% | 12,625,925 | $9.7B | Add +19.0% |
| MRK Merck & Co. Inc. | 1.47% | 80,742,030 | $8.0B | Add +6.5% |
| JPM JPMorgan Chase & Co. | 1.29% | 29,330,608 | $7.0B | Reduce -1.6% |
| WFC Wells Fargo & Co. | 1.12% | 87,311,748 | $6.1B | Reduce -4.3% |
| META Meta Platforms Inc. Class A | 1.05% | 9,793,321 | $5.7B | Reduce -8.8% |
| MA Mastercard Inc. Class A | 0.94% | 9,760,740 | $5.1B | Add +9.2% |
| DHR Danaher Corp. | 0.90% | 21,318,827 | $4.9B | Reduce -8.5% |
| AXP American Express Co. | 0.86% | 15,857,117 | $4.7B | Reduce -1.4% |
| GOOG Alphabet Inc. Class C | 0.80% | 23,038,243 | $4.4B | Reduce -0.0% |
| ACN Accenture PLC Class A | 0.79% | 12,175,518 | $4.3B | Add +22.8% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.77% | 34,836,179 | $4.2B | Reduce -7.6% |
| TSLA Tesla Inc. | 0.75% | 10,174,135 | $4.1B | Add +38.5% |
| MCD McDonald's Corp. | 0.75% | 14,016,570 | $4.1B | Reduce -7.1% |
| PG The Procter & Gamble Co. | 0.74% | 24,228,175 | $4.1B | Reduce -10.5% |
| TXN Texas Instruments Inc. | 0.72% | 20,880,014 | $3.9B | Reduce -5.3% |
| SPGI S&P Global Inc. | 0.71% | 7,791,081 | $3.9B | Reduce -12.2% |
| NFLX Netflix Inc. | 0.69% | 4,236,991 | $3.8B | Reduce -13.5% |
| PFE Pfizer Inc. | 0.68% | 139,990,889 | $3.7B | Reduce -14.5% |
| JNJ Johnson & Johnson | 0.65% | 24,356,572 | $3.5B | Add +1.8% |
| SRE Sempra | 0.62% | 38,407,154 | $3.4B | Add +11.9% |
| INTU Intuit Inc. | 0.61% | 5,296,921 | $3.3B | Add +13.3% |
| GILD Gilead Sciences Inc. | 0.60% | 35,659,007 | $3.3B | Add +3.1% |
| HON Honeywell International Inc. | 0.60% | 14,458,814 | $3.3B | Reduce -18.9% |
| KKR KKR & Co. Inc. | 0.60% | 21,944,995 | $3.2B | Reduce -6.3% |
| BSX Boston Scientific Corp. | 0.59% | 36,165,399 | $3.2B | Add +10.2% |
| XOM Exxon Mobil Corp. | 0.59% | 29,906,947 | $3.2B | Add +4.4% |
| NOW ServiceNow Inc. | 0.57% | 2,955,616 | $3.1B | Reduce -6.8% |
| COP Conocophillips | 0.57% | 31,172,899 | $3.1B | Add +0.0% |
| SYK Stryker Corp. | 0.55% | 8,377,750 | $3.0B | Reduce -17.0% |
| ABT Abbott Laboratories | 0.55% | 26,392,302 | $3.0B | Add +2.3% |
| V Visa Inc. Class A | 0.54% | 9,327,766 | $2.9B | Reduce -34.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.53% | 65,900,211 | $2.9B | Add +39.6% |
| DE Deere & Co. | 0.52% | 6,746,148 | $2.9B | Reduce -8.3% |
| CRM Salesforce Inc. | 0.51% | 8,369,826 | $2.8B | Reduce -3.9% |
| TMUS T-Mobile US Inc. | 0.51% | 12,632,715 | $2.8B | Reduce -18.6% |
| NKE Nike Inc. Class B | 0.50% | 36,340,736 | $2.7B | Add +32.4% |
| ARES Ares Management Corp. Class A | 0.50% | 15,379,905 | $2.7B | Reduce -10.3% |
| NDAQ Nasdaq Inc. | 0.50% | 34,956,575 | $2.7B | Reduce -10.0% |
| HD Home Depot Inc. | 0.49% | 6,848,584 | $2.7B | Reduce -18.9% |
| LIN Linde PLC | 0.49% | 6,360,834 | $2.7B | Reduce -3.4% |
| MS Morgan Stanley | 0.48% | 20,895,984 | $2.6B | Reduce -33.0% |
| CSCO Cisco Systems Inc. | 0.47% | 42,991,277 | $2.5B | Reduce -21.3% |
| EQT Eqt Corp. | 0.45% | 53,342,143 | $2.5B | Reduce -28.1% |
| EW Edwards Lifesciences Corp. | 0.45% | 33,210,879 | $2.5B | Add +5.3% |
| AZN Astrazeneca PLC-Spons ADR | 0.45% | 37,038,885 | $2.4B | Reduce -0.6% |
| VRTX Vertex Pharmaceuticals Inc. | 0.44% | 5,916,084 | $2.4B | Add +23.3% |
| NXPI NXP Semiconductors NV | 0.43% | 11,400,570 | $2.4B | Reduce -7.8% |
| CB Chubb Ltd. | 0.43% | 8,536,628 | $2.4B | Reduce -4.3% |
| WELL Welltower Inc. | 0.43% | 18,675,122 | $2.4B | Reduce -0.1% |
| ELV Elevance Health Inc. | 0.43% | 6,355,532 | $2.3B | Add +42.5% |
| TRGP Targa Resources Corp. | 0.42% | 12,828,324 | $2.3B | Reduce -15.1% |
| UBER Uber Technologies Inc. | 0.42% | 37,813,091 | $2.3B | Reduce -13.9% |
| GD General Dynamics Corp. | 0.40% | 8,306,468 | $2.2B | Reduce -41.5% |
| PM Philip Morris International | 0.38% | 17,276,790 | $2.1B | Add +3.1% |
| NOC Northrop Grumman Corp. | 0.36% | 4,164,700 | $2.0B | Add +0.6% |
| AIG American International Group | 0.36% | 26,805,310 | $2.0B | Add +7.2% |
| KDP Keurig Dr Pepper Inc. | 0.36% | 60,602,781 | $1.9B | Add +10.3% |
| HCA HCA Healthcare Inc. | 0.36% | 6,462,339 | $1.9B | Reduce -8.4% |
| KO The Coca-Cola Co. | 0.35% | 31,063,560 | $1.9B | Reduce -1.8% |
| CCI Crown Castle Inc. | 0.35% | 20,849,846 | $1.9B | Add +18.9% |
| ORLY O'reilly Automotive Inc. | 0.35% | 1,593,639 | $1.9B | Reduce -7.6% |
| UPS United Parcel Service Class B | 0.35% | 14,937,261 | $1.9B | Reduce -8.1% |
| CTRA Coterra Energy Inc. | 0.34% | 72,528,767 | $1.9B | Add +1.9% |
| ATO Atmos Energy Corp. | 0.34% | 13,130,717 | $1.8B | Reduce -4.5% |
| PEP Pepsico Inc. | 0.33% | 11,768,344 | $1.8B | Reduce -2.7% |
| CNI Canadian Natl Railway Co. | 0.33% | 17,476,898 | $1.8B | Reduce -5.8% |
| EMR Emerson Electric Co. | 0.33% | 14,300,298 | $1.8B | Reduce -1.7% |
| MRSH Marsh & McLennan Cos | 0.32% | 8,309,240 | $1.8B | Reduce -2.9% |
| PCAR Paccar Inc. | 0.32% | 16,798,765 | $1.7B | Add +25.1% |
| DUK Duke Energy Corp. | 0.32% | 16,098,656 | $1.7B | Reduce -9.7% |
| EQIX Equinix Inc. | 0.31% | 1,804,227 | $1.7B | Add +28.7% |
| ADP Automatic Data Processing | 0.30% | 5,674,467 | $1.7B | Reduce -5.6% |
| AEP American Electric Power | 0.30% | 17,778,968 | $1.6B | Reduce -14.8% |
| RJF Raymond James Financial Inc. | 0.29% | 10,328,261 | $1.6B | Reduce -14.7% |
| ISRG Intuitive Surgical Inc. | 0.29% | 3,041,972 | $1.6B | Reduce -2.4% |
| PGR Progressive Corp. | 0.28% | 6,392,367 | $1.5B | Reduce -34.2% |
| WMB Williams Cos Inc. | 0.28% | 27,943,627 | $1.5B | Reduce -21.8% |
| JCI Johnson Controls Internation | 0.28% | 19,099,320 | $1.5B | Reduce -13.4% |
| AMT American Tower Corp. | 0.27% | 8,084,243 | $1.5B | Reduce -29.0% |
| QCOM Qualcomm Inc. | 0.27% | 9,567,386 | $1.5B | Reduce -10.3% |
| KVUE Kenvue Inc. | 0.27% | 68,363,434 | $1.5B | Reduce -13.6% |
| SBUX Starbucks Corp. | 0.27% | 15,868,817 | $1.4B | Add +4.8% |
| UL Unilever PLC | 0.26% | 24,679,388 | $1.4B | Reduce -1.3% |
| MTB M & T Bank Corp. filed as M & T BK CORP | 0.26% | 7,433,750 | $1.4B | Reduce -25.6% |
| MPC Marathon Petroleum Corp. | 0.25% | 9,961,503 | $1.4B | Add +78.1% |
| MRVL Marvell Technology Inc. | 0.25% | 12,442,302 | $1.4B | Add +43.1% |
| GLW Corning Inc. | 0.25% | 28,646,175 | $1.4B | Reduce -27.0% |
| BA The Boeing Co. | 0.25% | 7,631,683 | $1.4B | Add +224.7% |
| CL Colgate-Palmolive Co. | 0.25% | 14,807,731 | $1.3B | Reduce -2.7% |
| UNP Union Pacific Corp. | 0.24% | 5,788,688 | $1.3B | Reduce -12.7% |
| MAR Marriott International Class A | 0.24% | 4,661,101 | $1.3B | Add +50.8% |
| TW Tradeweb Markets Inc. Class A | 0.24% | 9,911,642 | $1.3B | Reduce -4.0% |
| EXC Exelon Corp. | 0.24% | 34,455,914 | $1.3B | Reduce -47.0% |
Options reported separately and not counted above: QQQ puts ($14.0M), KRE puts ($12.9M), IWM puts ($8.5M), SOFI puts ($8.4M), SYBT puts ($4.9M), DFS puts ($4.7M), IYR puts ($4.0M), TLT puts ($2.9M), SMH puts ($2.0M), XLF puts ($1.9M), EWZ puts ($1.9M), XYZ puts ($1.7M), and 16 more.
Other holdings (104): bonds, preferreds, convertibles and warrants · $904.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 1,184,535 | $65.8M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 29,985,000 | $31.8M | Add +510.1% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 26,827,000 | $29.6M | New |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 32,717,000 | $27.9M | Add +68.8% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 27,907,000 | $27.0M | Reduce -2.2% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 20,945,000 | $26.5M | Reduce -33.9% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 31,000,000 | $25.4M | Reduce -3.9% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 23,164,000 | $25.3M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 26,747,000 | $25.2M | Reduce -23.2% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 19,812,000 | $22.2M | Reduce -14.2% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 17,522,000 | $22.2M | Add +0.0% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 21,366,000 | $21.1M | Add +19.8% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 19,075,000 | $20.4M | Add +1.8% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 19,470,000 | $20.2M | No change |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 20,323,000 | $18.9M | Add +4.3% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 16,328,000 | $16.5M | Add +0.0% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 15,814,000 | $16.3M | Add +1.1% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 11,155,000 | $15.1M | Add +0.5% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 14,967,000 | $14.8M | Add +1.0% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 15,434,000 | $14.0M | Add +3.7% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 213,872 | $13.1M | New |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 14,925,000 | $12.9M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 14,913,000 | $12.2M | Reduce -33.9% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 11,150,000 | $12.1M | Add +3.8% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 11,440,000 | $12.1M | Add +2.6% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 12,115,000 | $12.0M | Reduce -4.6% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 7,629,000 | $11.8M | Reduce -34.4% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 9,084,000 | $11.5M | Add +34.0% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 8,370,000 | $11.5M | Reduce -47.7% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 10,720,000 | $11.4M | Add +165.5% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 11,272,000 | $11.0M | Reduce -1.5% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 11,230,000 | $10.6M | Add +0.7% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 10,674,000 | $10.3M | Reduce -35.4% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 8,160,000 | $9.9M | Reduce -38.5% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 10,574,000 | $9.5M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 7,791 | $9.4M | Add +4.0% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 15,855,000 | $9.4M | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 7,892,000 | $9.3M | Reduce -14.2% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 10,270,000 | $9.2M | Add +28.3% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 8,712,000 | $8.9M | Reduce -2.2% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 9,744,000 | $8.5M | Add +38.2% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 7,012 | $8.3M | Reduce -0.6% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 158,430 | $7.8M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 5,442,000 | $6.8M | Reduce -1.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 6,709,000 | $6.6M | Add +0.8% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 7,038,000 | $6.4M | Reduce -3.1% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 7,340,000 | $6.0M | Reduce -54.5% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 5,634,000 | $5.6M | Add +0.9% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 5,598,000 | $5.2M | Add +33.7% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 5,500,000 | $5.2M | Reduce -16.6% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,155,000 | $4.7M | Add +1.2% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 5,413,000 | $4.7M | Reduce -3.2% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 3,825,000 | $4.6M | Reduce -4.1% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 4,395,000 | $4.5M | Reduce -3.6% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 4,610,000 | $4.3M | Reduce -3.7% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 3,915,000 | $4.2M | Reduce -26.3% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 2,958,000 | $4.1M | Add +1.7% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 3,478,000 | $4.1M | Add +0.7% |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 4,552,000 | $4.0M | Reduce -2.1% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 4,115,000 | $4.0M | Reduce -5.3% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 4,451,000 | $4.0M | Reduce -4.8% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 4,253,000 | $4.0M | Reduce -4.6% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 96,838 | $3.9M | Reduce -6.8% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 4,190,000 | $3.9M | Reduce -1.2% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 3,885,000 | $3.8M | Reduce -3.2% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 2,749,000 | $3.6M | Reduce -1.8% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 3,783,000 | $3.4M | Reduce -2.6% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 2,561,000 | $3.1M | No change |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 3,715,000 | $2.9M | Reduce -4.9% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 2,668,000 | $2.8M | Reduce -2.7% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 2,862,000 | $2.8M | Reduce -83.8% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 31,126 | $2.7M | New |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 2,715,000 | $2.7M | Add +0.9% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,684,000 | $2.7M | Reduce -5.6% |
| BANDWIDTH INC (BAND 0.25 03/01/26) | NOTE 0.250% 3/0 · principal | 2,880,000 | $2.6M | Reduce -3.0% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 2,165,000 | $2.6M | No change |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 2,500,000 | $2.5M | Reduce -63.0% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 673,000 | $2.5M | No change |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 2,125,000 | $2.3M | Reduce -5.6% |
| HEALTH CATALYST INC (HCAT 2.5 04/15/25) | NOTE 2.500% 4/1 · principal | 2,280,000 | $2.3M | Reduce -0.6% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 808,000 | $2.1M | Reduce -60.9% |
| CARDLYTICS INC (CDLX 1 09/15/25) | NOTE 1.000% 9/1 · principal | 2,245,000 | $2.0M | Reduce -5.9% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 1,500,000 | $2.0M | New |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 1,690,000 | $1.7M | No change |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 1,615,000 | $1.6M | Reduce -2.4% |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 1,738,000 | $1.6M | No change |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 1,425,000 | $1.6M | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 1,515,000 | $1.5M | Reduce -28.5% |
| APELLIS PHARMACEUTICALS (APLS 3.5 09/15/26) | NOTE 3.500% 9/1 · principal | 1,285,000 | $1.5M | No change |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 1,780,000 | $1.5M | Reduce -5.3% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 1,415,000 | $1.5M | Add +4.4% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 1,350,000 | $1.3M | Reduce -18.4% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 1,370,000 | $1.3M | Reduce -1.8% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 1,037,000 | $1.0M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 865,000 | $874K | Add +3.0% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 980,000 | $866K | Reduce -3.0% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 763,000 | $796K | Add +3.4% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 296,000 | $782K | Reduce -39.7% |
| PAR TECHNOLOGY CORP (PAR 1.5 10/15/27) | NOTE 1.500%10/1 · principal | 674,000 | $777K | Reduce -3.6% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 714,045 | $760K | New |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 1,820,000 | $733K | Reduce -43.3% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 679,000 | $697K | Reduce -12.8% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 3,390,000 | $516K | No change |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 60,000 | $280K | Reduce -88.2% |
Total filed on the 13F, all lines: $546.1B.
Portfolio Sells Q3 2024 → Q4 2024
| UNH Unitedhealth Group Inc. | Reduce -6.0% | 2.17% | −0.38 |
| GD General Dynamics Corp. | Reduce -41.5% | 0.40% | −0.35 |
| DHR Danaher Corp. | Reduce -8.5% | 0.90% | −0.24 |
| EXC Exelon Corp. | Reduce -47.0% | 0.24% | −0.22 |
| CE Celanese Corp. | Reduce -85.4% | 0.02% | −0.21 |
| AMT American Tower Corp. | Reduce -29.0% | 0.27% | −0.19 |
| UBER Uber Technologies Inc. | Reduce -13.9% | 0.42% | −0.16 |
| PGR Progressive Corp. | Reduce -34.2% | 0.28% | −0.15 |
| PFE Pfizer Inc. | Reduce -14.5% | 0.68% | −0.15 |
| V Visa Inc. Class A | Reduce -34.8% | 0.54% | −0.15 |
| HCA HCA Healthcare Inc. | Reduce -8.4% | 0.36% | −0.15 |
| TMO Thermo Fisher Scientific Inc. | Reduce -43.5% | 0.14% | −0.14 |
| ADBE Adobe Inc. | Reduce -56.7% | 0.09% | −0.14 |
| HUM Humana Inc. | Reduce -44.0% | 0.12% | −0.14 |
| AMD Advanced Micro Devices | Reduce -93.8% | 0.01% | −0.13 |
| HD Home Depot Inc. | Reduce -18.9% | 0.49% | −0.11 |
| MDT Medtronic PLC | Reduce -32.6% | 0.18% | −0.11 |
| CPAY Corpay Inc. | Reduce -65.9% | 0.06% | −0.10 |
| SPGI S&P Global Inc. | Reduce -12.2% | 0.71% | −0.09 |
| MS Morgan Stanley | Reduce -33.0% | 0.48% | −0.09 |
| MPWR Monolithic Power Systems Inc. | Reduce -22.8% | 0.09% | −0.09 |
| SYK Stryker Corp. | Reduce -17.0% | 0.55% | −0.09 |
| NXPI NXP Semiconductors NV | Reduce -7.8% | 0.43% | −0.09 |
| PSX Phillips 66 | Reduce -85.9% | 0.01% | −0.08 |
| MDB Mongodb Inc. | Reduce -50.5% | 0.07% | −0.08 |
| LMT Lockheed Martin Corp. | Reduce -15.0% | 0.23% | −0.08 |
| TXN Texas Instruments Inc. | Reduce -5.3% | 0.72% | −0.08 |
| ROST Ross Stores Inc. | Reduce -77.1% | 0.02% | −0.08 |
| PG The Procter & Gamble Co. | Reduce -10.5% | 0.74% | −0.08 |
| AEP American Electric Power | Reduce -14.8% | 0.30% | −0.07 |
| ICLR Icon PLC | Reduce -31.4% | 0.08% | −0.07 |
| KLAC KLA Corp. | Reduce -17.1% | 0.17% | −0.07 |
| WEX Wex Inc. | Reduce -68.2% | 0.03% | −0.07 |
| DXCM Dexcom Inc. | Reduce -99.5% | 0.00% | −0.07 |
| PNC PNC Financial Services Group | Reduce -84.9% | 0.01% | −0.07 |
| RIO Rio Tinto PLC-Spon ADR | Reduce -12.1% | 0.20% | −0.06 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -0.6% | 0.45% | −0.06 |
| LIN Linde PLC | Reduce -3.4% | 0.49% | −0.06 |
| REGN Regeneron Pharmaceuticals | Reduce -66.2% | 0.02% | −0.06 |
| GLW Corning Inc. | Reduce -27.0% | 0.25% | −0.06 |
| MCD McDonald's Corp. | Reduce -7.1% | 0.75% | −0.06 |
| HST Host Hotels & Resorts Inc. | Reduce -92.9% | 0.00% | −0.06 |
| BLDR Builders Firstsource Inc. | Reduce -34.7% | 0.06% | −0.06 |
| CNC Centene Corp. | Reduce -11.5% | 0.17% | −0.06 |
| ALNY Alnylam Pharmaceuticals Inc. | Reduce -15.3% | 0.18% | −0.06 |
| CNI Canadian Natl Railway Co. | Reduce -5.8% | 0.33% | −0.06 |
| MTB M & T Bank Corp. | Reduce -25.6% | 0.26% | −0.06 |
| FLEX Flex Ltd. | Reduce -39.6% | 0.15% | −0.06 |
| SPOT Spotify Technology SA | Reduce -37.7% | 0.21% | −0.06 |
| FMC FMC Corp. | Reduce -14.1% | 0.11% | −0.05 |
Portfolio Buys Q3 2024 → Q4 2024
| GOOGL Alphabet Inc. Class A | Add +15.9% | 2.29% | +0.63 |
| TSLA Tesla Inc. | Add +38.5% | 0.75% | +0.42 |
| BAC Bank of America Corp. | Add +39.6% | 0.53% | +0.20 |
| BA The Boeing Co. | Add +224.7% | 0.25% | +0.19 |
| ACN Accenture PLC Class A | Add +22.8% | 0.79% | +0.17 |
| MA Mastercard Inc. Class A | Add +9.2% | 0.94% | +0.17 |
| TEL Te Connectivity PLC | New | 0.17% | +0.17 |
| JBL Jabil Inc. | Add +70781.4% | 0.15% | +0.15 |
| MRVL Marvell Technology Inc. | Add +43.1% | 0.25% | +0.14 |
| LLY Eli Lilly & Co. | Add +19.0% | 1.79% | +0.14 |
| SRE Sempra | Add +11.9% | 0.62% | +0.11 |
| WEC WEC Energy Group Inc. | Add +134.2% | 0.19% | +0.11 |
| BSX Boston Scientific Corp. | Add +10.2% | 0.59% | +0.11 |
| MAR Marriott International Class A | Add +50.8% | 0.24% | +0.10 |
| INTU Intuit Inc. | Add +13.3% | 0.61% | +0.10 |
| GILD Gilead Sciences Inc. | Add +3.1% | 0.60% | +0.10 |
| MPC Marathon Petroleum Corp. | Add +78.1% | 0.25% | +0.10 |
| AJG Arthur J Gallagher & Co. | Add +162.1% | 0.15% | +0.09 |
| EQIX Equinix Inc. | Add +28.7% | 0.31% | +0.09 |
| PCAR Paccar Inc. | Add +25.1% | 0.32% | +0.09 |
| EW Edwards Lifesciences Corp. | Add +5.3% | 0.45% | +0.09 |
| NKE Nike Inc. Class B | Add +32.4% | 0.50% | +0.08 |
| APH Amphenol Corp. Class A | Add +619.9% | 0.09% | +0.08 |
| APP AppLovin Corp. Class A | Add +7932.0% | 0.08% | +0.08 |
| ZTS Zoetis Inc. | Add +78.5% | 0.21% | +0.07 |
| OKE Oneok Inc. | Add +433.4% | 0.08% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +3880.0% | 0.06% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | Add +504.0% | 0.07% | +0.06 |
| COF Capital One Financial Corp. | Add +164.8% | 0.08% | +0.06 |
| HUBS HubSpot Inc. | Add +5.3% | 0.19% | +0.06 |
| WTW Willis Towers Watson PLC | Add +6676.1% | 0.06% | +0.06 |
| IEX Idex Corp. | Add +49.0% | 0.16% | +0.06 |
| WIX Wix.com Ltd. | Add +518.3% | 0.06% | +0.05 |
| IBKR Interactive Brokers Gro Class A | Add +8249.3% | 0.05% | +0.05 |
| VRTX Vertex Pharmaceuticals Inc. | Add +23.3% | 0.44% | +0.05 |
| ANET Arista Networks Inc. | Add +3.5% | 0.22% | +0.04 |
| CTRA Coterra Energy Inc. | Add +1.9% | 0.34% | +0.04 |
| FCX Freeport-McMoran Inc. | Add +237.4% | 0.06% | +0.04 |
| GEV GE Vernova Inc. | Add +45.8% | 0.08% | +0.04 |
| AR Antero Resources Corp. | Add +12.6% | 0.13% | +0.04 |
| DIS The Walt Disney Co. | Add +5.6% | 0.18% | +0.04 |
| WCC Wesco International Inc. | New | 0.04% | +0.04 |
| AIG American International Group | Add +7.2% | 0.36% | +0.04 |
| EQH Equitable Holdings Inc. | Add +59.9% | 0.08% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +31.1% | 0.14% | +0.04 |
| ROK Rockwell Automation Inc. | Add +85513.1% | 0.04% | +0.04 |
| CPRT Copart Inc. | Add +14.4% | 0.15% | +0.04 |
| AVB Avalonbay Communities Inc. | Add +49.9% | 0.10% | +0.03 |
| SHOP Shopify Inc. Class A | Add +9.1% | 0.10% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +25.3% | 0.10% | +0.03 |
Options Activity Q3 2024 → Q4 2024
| QQQ Invesco QQQ Trust Series 1 | put | Add +85.5% | 18,012 | $14.0M |
| KRE SS SPDR S&P Regional Bank | put | Add +1.3% | 10,282,500 | $12.9M |
| IWM iShares Russell 2000 ETF | put | Reduce -4.5% | 36,906 | $8.5M |
| SOFI Sofi Technologies Inc. | put | New | 6,324,040 | $8.4M |
| SYBT Stock Yards Bancorp Inc. | put | Reduce -8.3% | 1,360,000 | $4.9M |
| DFS Discover Financial Services | put | Add +18.7% | 6,082 | $4.7M |
| IYR iShares US Real Estate ETF | put | New | 42,474 | $4.0M |
| PNC PNC Financial Services Group | put | Sold out | 423,601 | $3.1Mbefore exit |
| TLT iShares 20+ Year Treasury BD | put | Add +0.6% | 7,232 | $2.9M |
| PRK Park National Corp. | put | Sold out | 249,760 | $2.5Mbefore exit |
| SMH Vaneck Semiconductor ETF | put | Add +100.0% | 7,861 | $2.0M |
| RKT Rocket Cos Inc. Class A | put | Sold out | 1,600,371 | $2.0Mbefore exit |
| XLF SS Financial Select Sector | put | Reduce -25.1% | 7,814,250 | $1.9M |
| EWZ iShares MSCI Brazil ETF | put | New | 41,531 | $1.9M |
| KMX Carmax Inc. | put | Sold out | 698,417 | $1.8Mbefore exit |
| XYZ Block Inc. | put | New | 5,697 | $1.7M |
| BFH Bread Financial Holdings Inc. | put | New | 370,000 | $1.2M |
| TPL Texas Pacific Land Corp. | put | New | 107 | $1.1M |
| GABC German American Bancorp | put | New | 520,000 | $1.0M |
| ARKK ARK Innovation ETF | put | New | 5,377 | $908K |
| COF Capital One Financial Corp. | put | New | 4,302 | $645K |
| DVN Devon Energy Corp. | put | Reduce -68.7% | 1,510 | $634K |
| META Meta Platforms Inc. Class A | call | Sold out | 260 | $465Kbefore exit |
| APP AppLovin Corp. Class A | put | New | 110 | $440K |
| EFA iShares MSCI Eafe ETF | put | Add +11.9% | 8,097 | $413K |
| SHOP Shopify Inc. Class A | put | New | 1,248 | $306K |
| SOXX iShares Semiconductor ETF | put | Add +157.5% | 2,799 | $280K |
| NVDA Nvidia Corp. | put | Reduce -29.4% | 1,291 | $232K |
| UBER Uber Technologies Inc. | call | Sold out | 1,520 | $225Kbefore exit |
| FOUR SHIFT4 Payments Inc. Class A | put | New | 2,403 | $216K |
| AVGO Broadcom Inc. | put | Reduce -1.7% | 628 | $203K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | New | 1,184,535 | $65.8M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Add +510.1% | 29,985,000 | $31.8M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | New | 26,827,000 | $29.6M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +68.8% | 32,717,000 | $27.9M |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -2.2% | 27,907,000 | $27.0M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -33.9% | 20,945,000 | $26.5M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -3.9% | 31,000,000 | $25.4M |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | New | 23,164,000 | $25.3M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Reduce -23.2% | 26,747,000 | $25.2M |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | Sold out | 16,304,000 | $24.4Mbefore exit |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | Reduce -14.2% | 19,812,000 | $22.2M |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | Add +0.0% | 17,522,000 | $22.2M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Add +19.8% | 21,366,000 | $21.1M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Add +1.8% | 19,075,000 | $20.4M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Add +4.3% | 20,323,000 | $18.9M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +0.0% | 16,328,000 | $16.5M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +1.1% | 15,814,000 | $16.3M |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | Add +0.5% | 11,155,000 | $15.1M |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | Add +1.0% | 14,967,000 | $14.8M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +3.7% | 15,434,000 | $14.0M |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | New | 213,872 | $13.1M |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | Reduce -33.9% | 14,913,000 | $12.2M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Add +3.8% | 11,150,000 | $12.1M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Add +2.6% | 11,440,000 | $12.1M |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Reduce -4.6% | 12,115,000 | $12.0M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -34.4% | 7,629,000 | $11.8M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +34.0% | 9,084,000 | $11.5M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | Reduce -47.7% | 8,370,000 | $11.5M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Add +165.5% | 10,720,000 | $11.4M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Reduce -1.5% | 11,272,000 | $11.0M |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | Add +0.7% | 11,230,000 | $10.6M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -35.4% | 10,674,000 | $10.3M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -38.5% | 8,160,000 | $9.9M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Sold out | 6,955,000 | $9.6Mbefore exit |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | New | 10,574,000 | $9.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +4.0% | 7,791 | $9.4M |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | Reduce -14.2% | 7,892,000 | $9.3M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +28.3% | 10,270,000 | $9.2M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Sold out | 200,547 | $9.0Mbefore exit |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Reduce -2.2% | 8,712,000 | $8.9M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Add +38.2% | 9,744,000 | $8.5M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | Sold out | 8,721,000 | $8.3Mbefore exit |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.6% | 7,012 | $8.3M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 158,430 | $7.8M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Sold out | 7,963,000 | $7.4Mbefore exit |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -1.4% | 5,442,000 | $6.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Add +0.8% | 6,709,000 | $6.6M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Reduce -3.1% | 7,038,000 | $6.4M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Sold out | 6,563,000 | $6.2Mbefore exit |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | Reduce -54.5% | 7,340,000 | $6.0M |
Showing the first 50 of 103.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,811 | $579.2B | NVDA, AVGO, MSFT, AAPL, GOOGL |
| Q1 2026 | 1,759 | $534.6B | NVDA, MSFT, AAPL, AVGO, GOOGL |
| Q4 2025 | 1,764 | $569.5B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q3 2025 | 1,807 | $570.0B | NVDA, MSFT, AAPL, GOOGL, AVGO |
| Q2 2025 | 1,780 | $549.8B | MSFT, NVDA, AVGO, AAPL, AMZN |
| Q1 2025 | 1,802 | $518.8B | MSFT, AAPL, NVDA, UNH, AMZN |
| Q4 2024Amended | 1,795 | $545.2B | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q3 2024 | 1,782 | $570.1B | MSFT, AAPL, NVDA, UNH, AMZN |
| Q2 2024 | 1,754 | $559.1B | MSFT, AAPL, NVDA, AMZN, UNH |
| Q1 2024 | 1,761 | $563.6B | MSFT, AMZN, UNH, MRK, NVDA |