Wells Fargo & Company
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 13, 2025), Wells Fargo & Company reported 6,115 stock positions worth $414.6 billion. Its top holding was Apple (AAPL) at 3.5% of the portfolio, followed by Microsoft (MSFT, 3.5%) and iShares Core S&P 500 ETF (IVV, 2.5%). Compared with Q3 2024, it opened 236 new positions, sold out of 188, added to 3,402 and reduced 1,994. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +22%) and the biggest sale Unitedhealth (UNH, shares −14%).
- Most Recent 13F
- Q2 2026
- Location
- SAN FRANCISCO, CA
- CIK
- 0000072971
- Portfolio Value
- $414.6B (Q4 2024)
- SEC Filing
- 0000072971-25-000059 ↗ filed Feb 13, 2025
Holdings Value
Holdings 6,115 stocks · $414.6B
| AAPL Apple Inc. | 3.50% | 57,915,929 | $14.5B | Reduce -2.0% |
| MSFT Microsoft Corp. | 3.46% | 34,078,610 | $14.4B | Reduce -1.6% |
| IVV iShares Core S&P 500 ETF | 2.53% | 17,852,125 | $10.5B | Add +11.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.83% | 12,980,171 | $7.6B | Add +21.8% |
| ITOT iShares Core S&P Total U.S. | 1.72% | 55,286,810 | $7.1B | Add +0.4% |
| NVDA Nvidia Corp. | 1.71% | 52,917,990 | $7.1B | Add +0.6% |
| AMZN Amazon.com Inc. | 1.58% | 29,791,126 | $6.5B | Add +0.1% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.43% | 22,395,761 | $5.9B | Add +0.5% |
| JPM JPMorgan Chase & Co. | 1.40% | 24,236,810 | $5.8B | Reduce -1.0% |
| AVGO Broadcom Inc. | 1.34% | 23,940,584 | $5.6B | Reduce -2.9% |
| AGG iShares Core U.S. Aggregate | 1.26% | 53,836,254 | $5.2B | Add +5.9% |
| IEFA iShares Core MSCI Eafe ETF | 1.11% | 65,745,847 | $4.6B | Add +5.4% |
| IWM iShares Russell 2000 ETF | 1.02% | 19,135,053 | $4.2B | Add +5.9% |
| QQQ Invesco QQQ Trust Series 1 | 0.90% | 7,332,011 | $3.7B | Reduce -5.4% |
| GOOG Alphabet Inc. Class C | 0.86% | 18,819,142 | $3.6B | Reduce -2.4% |
| GOOGL Alphabet Inc. Class A | 0.83% | 18,190,573 | $3.4B | Reduce -2.2% |
| UNH Unitedhealth Group Inc. | 0.83% | 6,799,101 | $3.4B | Reduce -14.3% |
| GSLC Goldman Activebeta US LC ETF | 0.82% | 29,664,957 | $3.4B | Add +5.9% |
| META Meta Platforms Inc. Class A | 0.81% | 5,742,942 | $3.4B | Reduce -0.8% |
| IJH iShares Core S&P Midcap ETF | 0.77% | 51,247,964 | $3.2B | Add +7.3% |
| VEA Vanguard Ftse Developed ETF | 0.75% | 65,258,786 | $3.1B | Add +4.0% |
| IWR iShares Russell Mid-Cap ETF | 0.73% | 34,162,440 | $3.0B | Add +2.7% |
| COST Costco Wholesale Corp. | 0.69% | 3,130,564 | $2.9B | Reduce -4.4% |
| VOO Vanguard S&P 500 ETF | 0.66% | 5,084,100 | $2.7B | Add +10.7% |
| BLK BlackRock Inc. | 0.63% | 2,550,639 | $2.6B | Reduce -1.7% |
| CVX Chevron Corp. | 0.63% | 18,021,245 | $2.6B | Reduce -5.2% |
| LOW Lowe's Cos Inc. | 0.62% | 10,478,177 | $2.6B | Reduce -0.5% |
| JNJ Johnson & Johnson | 0.62% | 17,750,820 | $2.6B | Reduce -4.2% |
| XLK SS Technology Select Sector | 0.62% | 10,999,702 | $2.6B | Add +2.3% |
| IEMG iShares Core MSCI Emerging | 0.61% | 48,341,996 | $2.5B | Add +4.5% |
| V Visa Inc. Class A | 0.60% | 7,920,003 | $2.5B | Reduce -1.0% |
| CSCO Cisco Systems Inc. | 0.58% | 40,950,490 | $2.4B | Reduce -5.0% |
| MCD McDonald's Corp. | 0.58% | 8,287,691 | $2.4B | Reduce -1.2% |
| WMT Walmart Inc. | 0.58% | 26,437,617 | $2.4B | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.57% | 14,156,744 | $2.4B | Reduce -1.4% |
| LLY Eli Lilly & Co. | 0.55% | 2,956,703 | $2.3B | Add +0.5% |
| HD Home Depot Inc. | 0.55% | 5,861,237 | $2.3B | Reduce -1.5% |
| ACN Accenture PLC Class A | 0.55% | 6,441,922 | $2.3B | Reduce -1.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.55% | 4,992,792 | $2.3B | Reduce -0.8% |
| ADP Automatic Data Processing | 0.54% | 7,709,808 | $2.3B | Reduce -2.4% |
| NEE Nextera Energy Inc. | 0.53% | 30,584,020 | $2.2B | Reduce -0.9% |
| VIG Vanguard Dividend Apprec ETF | 0.50% | 10,520,396 | $2.1B | Add +8.6% |
| IJR iShares Core S&P Small-Cap E | 0.48% | 17,170,579 | $2.0B | Add +6.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.46% | 42,531,915 | $1.9B | Add +6.2% |
| VWO Vanguard Ftse Emerging Marke | 0.46% | 42,877,082 | $1.9B | Add +5.8% |
| ADI Analog Devices Inc. | 0.46% | 8,882,636 | $1.9B | Reduce -2.9% |
| ABT Abbott Laboratories | 0.45% | 16,673,221 | $1.9B | Reduce -1.8% |
| AMGN Amgen Inc. | 0.45% | 7,134,605 | $1.9B | Reduce -4.8% |
| PSX Phillips 66 | 0.44% | 16,030,294 | $1.8B | Reduce -0.8% |
| IWF iShares Russell 1000 Growth | 0.44% | 4,514,226 | $1.8B | Add +9.7% |
| ITW Illinois Tool Works | 0.44% | 7,117,464 | $1.8B | Reduce -1.3% |
| SBUX Starbucks Corp. | 0.43% | 19,742,071 | $1.8B | Reduce -2.6% |
| PEP Pepsico Inc. | 0.42% | 11,503,559 | $1.7B | Reduce -6.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.41% | 5,885,820 | $1.7B | Add +2.6% |
| BND Vanguard Total Bond Market | 0.41% | 23,618,391 | $1.7B | Add +6.2% |
| IVW iShares S&P 500 Growth ETF | 0.41% | 16,602,697 | $1.7B | Add +6.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.40% | 3,993,557 | $1.6B | Add +15.3% |
| ABBV Abbvie Inc. | 0.39% | 9,166,133 | $1.6B | Reduce -0.1% |
| CB Chubb Ltd. | 0.39% | 5,867,039 | $1.6B | Reduce -1.1% |
| GD General Dynamics Corp. | 0.39% | 6,091,831 | $1.6B | Reduce -1.9% |
| LIN Linde PLC | 0.38% | 3,807,874 | $1.6B | Reduce -12.2% |
| AFL Aflac Inc. | 0.38% | 15,333,836 | $1.6B | Reduce -1.5% |
| PDBC Invesco Optimum Yield Divers | 0.38% | 121,584,516 | $1.6B | Reduce -3.5% |
| EMB iShares JP Morgan Usd Emergi | 0.36% | 16,983,653 | $1.5B | Reduce -4.5% |
| MRK Merck & Co. Inc. | 0.36% | 14,865,788 | $1.5B | Reduce -0.3% |
| XOM Exxon Mobil Corp. | 0.33% | 12,733,194 | $1.4B | Add +4.0% |
| USHY iShares Broad Usd High Yield | 0.33% | 37,109,803 | $1.4B | Add +7.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.33% | 5,672,249 | $1.4B | Add +10.6% |
| CMCSA Comcast Corp. Class A | 0.33% | 36,314,334 | $1.4B | Reduce -7.2% |
| EMR Emerson Electric Co. | 0.33% | 10,978,574 | $1.4B | Reduce -1.5% |
| TSLA Tesla Inc. | 0.33% | 3,337,416 | $1.3B | Reduce -1.5% |
| SPGI S&P Global Inc. | 0.32% | 2,666,256 | $1.3B | Reduce -0.2% |
| PAYX Paychex Inc. | 0.32% | 9,379,731 | $1.3B | Reduce -2.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.32% | 29,792,447 | $1.3B | Add +4.5% |
| MA Mastercard Inc. Class A | 0.31% | 2,453,245 | $1.3B | Add +2.0% |
| IVE iShares S&P 500 Value ETF | 0.30% | 6,486,094 | $1.2B | Reduce -6.7% |
| XLE SS Energy Select Sector | 0.29% | 14,266,374 | $1.2B | Reduce -4.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.29% | 7,177,299 | $1.2B | Add +14.4% |
| TGT Target Corp. | 0.29% | 8,838,006 | $1.2B | Reduce -3.9% |
| IWD iShares Russell 1000 Value E | 0.28% | 6,284,015 | $1.2B | Add +36.6% |
| RSP Invesco S&P 500 Equal Weight | 0.28% | 6,570,717 | $1.2B | Add +0.6% |
| RTX RTX Corp. | 0.28% | 9,936,779 | $1.1B | Reduce -0.4% |
| NFLX Netflix Inc. | 0.28% | 1,281,682 | $1.1B | Reduce -5.5% |
| MUB iShares National Muni Bond E | 0.27% | 10,606,146 | $1.1B | Add +17.9% |
| EFA iShares MSCI Eafe ETF | 0.27% | 14,943,890 | $1.1B | Add +5.5% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.27% | 1,063,893 | $1.1B | Reduce -0.1% |
| ETN Eaton Corp. PLC | 0.26% | 3,252,468 | $1.1B | Reduce -7.0% |
| LHX L3HARRIS Technologies Inc. | 0.26% | 5,114,428 | $1.1B | Reduce -0.9% |
| CRM Salesforce Inc. | 0.25% | 3,159,383 | $1.1B | Add +7.1% |
| NKE Nike Inc. Class B | 0.24% | 13,060,325 | $988.3M | Reduce -9.4% |
| GLD SPDR Gold Shares | 0.24% | 4,045,197 | $979.5M | Add +1.3% |
| GE General Electric filed as GE AEROSPACE | 0.23% | 5,811,828 | $969.4M | Add +92.6% |
| ZTS Zoetis Inc. | 0.23% | 5,932,698 | $966.6M | Reduce -5.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 4,373,582 | $961.4M | Reduce -3.3% |
| XLF SS Financial Select Sector | 0.23% | 19,785,740 | $956.2M | Add +12.4% |
| QUAL iShares MSCI USA Quality Fac | 0.23% | 5,349,439 | $952.6M | Add +1.9% |
| LMT Lockheed Martin Corp. | 0.23% | 1,955,497 | $950.3M | Reduce -22.0% |
| VGT Vanguard Info Tech ETF | 0.23% | 1,514,592 | $941.8M | Add +10.5% |
| ORCL Oracle Corp. | 0.23% | 5,612,674 | $935.3M | Add +6.1% |
| BIV Vanguard Intermediate-Term B | 0.22% | 12,256,214 | $915.9M | Add +58.5% |
Options reported separately and not counted above: SPY puts ($3.9B), IWM puts ($2.5B), QQQ puts ($2.3B), QQQ calls ($1.7B), SPY calls ($1.6B), HYG puts ($708.1M), IWM calls ($654.7M), APO puts ($534.3M), AAPL puts ($509.8M), COR puts ($449.4M), AMD puts ($446.2M), NVDA puts ($430.5M), and 492 more.
Other holdings (249): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 31,827,000 | $84.1M | Add +56.1% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 12,485,000 | $32.7M | Add +50.4% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 24,294,000 | $29.1M | Reduce -18.3% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 21,355 | $26.0M | Add +1.1% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 27,554,000 | $25.9M | Add +16.6% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 25,826,000 | $24.9M | Reduce -13.5% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 483,512 | $24.1M | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 18,830,000 | $22.7M | Add +37.3% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 23,318,000 | $22.6M | Add +21.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 22,064,000 | $22.4M | Add +85.2% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 24,158,000 | $21.5M | Reduce -7.2% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 23,409,000 | $21.1M | Reduce -6.2% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 24,602,000 | $20.1M | Reduce -8.8% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 18,475,000 | $20.1M | New |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 17,848,000 | $18.7M | Reduce -4.3% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 17,823,000 | $18.2M | Reduce -34.0% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 358,490 | $17.5M | Reduce -68.6% |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | 13,908,000 | $16.2M | No change |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 17,972,000 | $16.2M | Add +77.5% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 6,888,000 | $15.2M | Add +21.5% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 16,323,000 | $14.8M | Add +31.5% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 12,568,000 | $14.7M | Add +194.9% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 353,209 | $14.5M | Add +166.2% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 11,761,000 | $13.8M | Reduce -3.6% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 13,546,000 | $13.6M | Reduce -16.6% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 13,932,000 | $13.4M | Reduce -33.3% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 12,479,000 | $13.1M | Add +93.5% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 14,578,000 | $13.0M | Add +50.4% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 15,111,000 | $12.9M | Add +41.3% |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 19,290,000 | $12.8M | No change |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 12,655,000 | $12.6M | Reduce -31.2% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 12,353,000 | $12.5M | Reduce -34.6% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 12,974,000 | $12.3M | Add +35.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 12,364,000 | $12.1M | Add +28.8% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 12,352,000 | $11.6M | Add +124.0% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 11,726,000 | $11.6M | Reduce -5.3% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 11,110,000 | $11.4M | Add +52.8% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 11,577,000 | $11.2M | Add +125.0% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 11,813,000 | $11.1M | Add +4.0% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 9,610,000 | $10.7M | Reduce -23.8% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 9,733,000 | $10.3M | Add +21.5% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 3,216,000 | $9.7M | Add +75.0% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 8,961,000 | $9.3M | Reduce -26.9% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 9,230,000 | $9.2M | Add +39.1% |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 9,107,000 | $9.0M | New |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 6,228,000 | $9.0M | Add +8.4% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 8,763,000 | $9.0M | Reduce -26.0% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 8,507,000 | $8.8M | Reduce -51.6% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 6,078,000 | $8.6M | Reduce -7.4% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 5,177,000 | $8.4M | Add +3.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 7,961,000 | $7.9M | Reduce -36.7% |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 7,175,154 | $7.6M | New |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 7,789,000 | $7.5M | Add +33.9% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 7,550,000 | $7.0M | Add +7.2% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 5,491,000 | $6.9M | Reduce -12.8% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 15,700,000 | $6.6M | Reduce -9.7% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 2,588,000 | $6.5M | Add +62.3% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 73,718 | $6.4M | Reduce -50.8% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 7,307,000 | $6.4M | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 6,546,000 | $6.2M | Add +40.0% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 6,662,000 | $6.2M | Reduce -27.5% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 5,904,000 | $6.0M | Reduce -50.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 5,774,000 | $5.9M | Add +14.1% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 6,064,000 | $5.8M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 4,849 | $5.8M | Reduce -0.8% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 5,345,000 | $5.8M | Reduce -68.3% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 5,643,000 | $5.6M | Reduce -42.9% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 4,479,000 | $5.6M | Add +2139.5% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 78,552 | $5.5M | Add +310.4% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 5,090,000 | $5.5M | New |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 6,024,000 | $5.4M | Add +0.1% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 4,254,000 | $5.4M | New |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 4,325,000 | $5.4M | Add +2.7% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 5,444,000 | $5.0M | Reduce -16.9% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 3,869,000 | $4.9M | Reduce -8.5% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 79,991 | $4.9M | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 4,830,000 | $4.8M | Reduce -46.7% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 4,155,000 | $4.7M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 4,405,000 | $4.7M | Add +112.9% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 990,000 | $4.6M | Add +1880.0% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 4,900,000 | $4.6M | New |
| TECHTARGET HOLDINGS INC (TTGT 0 12/15/26) | NOTE 12/1 · principal | 4,509,000 | $4.5M | Add +37475.0% |
| LIVENT CORP (LTHM 4.125 07/15/25) | NOTE 4.125% 7/1 · principal | 3,362,000 | $4.4M | Add +47928.6% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 3,426,000 | $4.3M | Reduce -42.4% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 86,961 | $4.2M | Add +6.1% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,884,000 | $4.1M | Add +74.7% |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 2,344,000 | $4.0M | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 3,085,000 | $4.0M | Reduce -2.2% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 12,297,000 | $3.9M | Add +0.3% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 5,550,000 | $3.9M | Reduce -17.8% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 2,844,000 | $3.9M | Add +46.2% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 3,910,000 | $3.8M | Add +69.1% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 3,900,000 | $3.7M | New |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 2,744,000 | $3.6M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 3,833,000 | $3.6M | Reduce -44.8% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 7,473,000 | $3.5M | Reduce -47.8% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 53,205 | $3.3M | Reduce -66.3% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 3,721,000 | $3.2M | Add +82.5% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,000,000 | $3.2M | New |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 3,938,000 | $3.2M | No change |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 1,334,000 | $3.1M | Add +3.9% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 3,066,000 | $3.1M | Add +1.5% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 3,093,000 | $3.1M | Reduce -87.8% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 3,147,000 | $3.0M | Add +59.7% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 2,155,000 | $2.9M | Reduce -25.3% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 2,914,000 | $2.9M | Reduce -28.7% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 50,346 | $2.8M | New |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 2,451,000 | $2.7M | Add +245000.0% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 2,304,000 | $2.5M | Reduce -19.8% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 2,700,000 | $2.5M | Reduce -2.1% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 2,666,000 | $2.5M | Reduce -3.0% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 2,309,000 | $2.4M | Reduce -83.0% |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 2,350,000 | $2.4M | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 648,000 | $2.4M | Add +22.5% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 1,464,000 | $2.3M | Add +1.4% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 2,116,000 | $2.3M | Reduce -84.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 51,866 | $2.1M | Add +56.6% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 2,384,000 | $2.1M | Add +28.5% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 2,003,000 | $2.0M | Reduce -52.0% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 1,586,000 | $2.0M | Reduce -49.2% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 1,898,000 | $1.9M | Reduce -83.3% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,422,000 | $1.9M | Reduce -17.6% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 2,017,000 | $1.9M | Reduce -75.6% |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 2,000,000 | $1.8M | Add +33.3% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 1,915,000 | $1.8M | Add +478.6% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 1,429,000 | $1.8M | Reduce -62.0% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,439,000 | $1.8M | Reduce -3.8% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 1,309,000 | $1.7M | Reduce -57.9% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 5,522,430 | $1.6M | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 1,679,000 | $1.6M | Reduce -67.8% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 1,821,000 | $1.6M | Add +3.4% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 1,627,000 | $1.6M | New |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 1,321,000 | $1.6M | Reduce -4.5% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 1,864,000 | $1.5M | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 1,678,000 | $1.5M | Add +629.6% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 1,500,000 | $1.5M | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 1,373,000 | $1.5M | Reduce -3.9% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 1,276,000 | $1.5M | Reduce -21.0% |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 3,081,000 | $1.4M | No change |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 1,446,000 | $1.4M | Add +61.4% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 1,535,000 | $1.4M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 48,975 | $1.3M | Add +1.3% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1,423,000 | $1.3M | Add +6087.0% |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 1,353,000 | $1.1M | Reduce -6.2% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 2,781,000 | $1.1M | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 1,048,000 | $1.1M | Add +1.4% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 43,577 | $1.1M | Reduce -1.6% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 1,361,000 | $1.0M | Reduce -25.1% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 1,135,000 | $968K | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 45,043 | $937K | Reduce -4.1% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 5,939,000 | $917K | No change |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 937,000 | $914K | Add +15.0% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 919,000 | $907K | Add +144.4% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 588,000 | $896K | Reduce -4.8% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 761,000 | $813K | Reduce -74.8% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 783,000 | $805K | Reduce -89.2% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 785,000 | $773K | No change |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 668,000 | $735K | New |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 746,000 | $722K | No change |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 636,000 | $693K | New |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 650,000 | $688K | New |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 703,000 | $685K | New |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 620,000 | $644K | Add +91.4% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 574,000 | $632K | Add +4.0% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 645,000 | $601K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 570,000 | $568K | Reduce -6.7% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 625,000 | $555K | No change |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 538,000 | $534K | Reduce -77.3% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 10,825 | $528K | Add +4.0% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 210,000 | $522K | New |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 20,961 | $503K | Reduce -1.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 380,000 | $458K | No change |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 150,000 | $445K | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 446,000 | $444K | No change |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 8,325 | $440K | Reduce -2.4% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 373,000 | $433K | No change |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 514,000 | $428K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 398,000 | $395K | Reduce -62.2% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 10,312 | $387K | Reduce -22.3% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 358,000 | $333K | Add +258.0% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 337,000 | $330K | Reduce -59.7% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 307,000 | $323K | Reduce -79.5% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 329,000 | $320K | Add +3.1% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 20,281 | $284K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 290,000 | $271K | Reduce -84.8% |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 98,000 | $254K | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 296,000 | $244K | New |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 8,515 | $232K | Reduce -0.2% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 227,000 | $217K | No change |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 275,000 | $214K | No change |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 224,000 | $213K | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 200,000 | $208K | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 150,000 | $196K | No change |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 90,000 | $164K | No change |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 154,000 | $161K | Reduce -92.8% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 150,000 | $144K | Reduce -91.9% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 90,000 | $119K | No change |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 111,000 | $107K | Reduce -15.3% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 6,808 | $94K | No change |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 88,000 | $86K | No change |
Largest 200 of 249 shown.
Lines left out (180) · $2K — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| XITK SS SPDR F Inno Tech ETF | ST STR FACTSET | 0 | $58 |
| VLU SS SPDR S&P 1500 Value Tilt | ST STR SP1500VT | 0 | $50 |
| ESG NT Stoxx US ESG ETF | STOX US ESG SLCT | 0 | $38 |
| RAVI NT Ultrashrt Fi ETF | ULTR SHO INC FD | 0 | $32 |
| MVV Proshares Ultra MIDCAP400 | PSHS ULT MCAP400 | 0 | $32 |
| HYGH iShares Int Rate Hedg HY ETF | IT RT HDG HGYL | 0 | $31 |
| TLTD NT Dev Exus Ftilt ETF | M STAR DEV MKT | 0 | $27 |
| EQWL Invesco S&P 100 Equal Weight | S&P 100 EQL WIGH | 0 | $26 |
| FDIQ Inv BLB Fin Data PRV ETF-Usi | BLOOM DATA ETF | 0 | $25 |
| PBUS Invesco MSCI USA ETF | PURBTA MSCI US | 0 | $24 |
| SMIN iShares MSCI India Small-Cap | MSCI INDIA SM CP | 0 | $24 |
| SDG Ish MSCI Glob Sust Deve Goal | MSCI GBL SUS DEV | 0 | $24 |
| WDIV St STR SPD S&P Glo Div-US Inc. | ST STR SP GLBDIV | 0 | $24 |
| CSB Victoryshares US Small Cap H | VCSHS US SMCP HG | 0 | $24 |
| ETHO Amplify Etho Climate Leaders | ETHO CLI LEA ETF | 0 | $23 |
| OPY Oppenheimer Holdings Class A | CL A NON VTG | 0 | $23 |
| RTH Vaneck Retail ETF | RETAIL ETF | 0 | $23 |
| AVSF Avantis Short-Term Fixed Inc. | AVANTIS SHFXDINC | 0 | $22 |
| MILN Global X Millennial Consumer | MILLE CONSU ETF | 0 | $22 |
| JPIE JPMorgan Income ETF | INCOME ETF | 0 | $21 |
| OILK Pros K-1 Free CR Oil ETF-Usd | K-1 FREE CRD OIL | 0 | $21 |
| BUFF Innovator Laddered Allocatio | LADERD ALCTN PWR | 0 | $19 |
| GENZ Vaneck Digital Native Econom | DIGITAL NATIVE | 0 | $19 |
| AUSF Global X Adaptive US Factor | ADAPTIVE US | 0 | $18 |
| CLIP Global X 1-3 Month T-Bill | 1 3 MO T BI ET | 0 | $18 |
| GRPM Invesco S&P Midcap 400 Garp | S&P MIDCAP 400 | 0 | $18 |
| CHAT Roundhill Gen AI & Tech ETF | ROUNDHILL GENER | 0 | $18 |
| STXD Strive 1000 Dividend Growth | STRIVE 1000 DIV | 0 | $16 |
| SVAL iShares US Small Cap Val Fac | US SML CP VALUE | 0 | $16 |
| MOTG Vaneck Mstar GL Wide Moat | MRNGSTR GBL WIDE | 0 | $16 |
| GHYB Goldman Sachs Access HY Corp. | ACCESS HIG YLD | 0 | $15 |
| SMLV SS SPDR US SC Low Vol Idx | ST STR R2K LOWV | 0 | $15 |
| VICE Advisorshares Vice ETF | VICE E T F | 0 | $14 |
| BLCR iShares LRG CP CR Act ETF-Ui | ISHA LA CORE ETF | 0 | $14 |
| QLV NT US Qual Lowvol ETF | US QT LW VLTY | 0 | $14 |
| POWA Invesco Bloomberg Pricing Po | BLOO PRI PWR ETF | 0 | $14 |
| DDM Proshares Ultra DOW30 | PSHS ULTRA DOW30 | 0 | $14 |
| GTIP Goldman Sachs Access Inflati | ACCESS INFLATI | 0 | $13 |
| PHDG Invesco S&P 500 Downside Hed | S&P500 DOWNSID | 0 | $13 |
| CNYA iShares MSCI China A ETF | MSCI CHINA A | 0 | $13 |
| HSCZ iShares Cur HDG MSCI Eafe SM | MSCI EAFE SMCP | 0 | $13 |
| BKHY BNY Mellon High Yield ETF | HIGH YIELD ETF | 0 | $12 |
| ASET Flexshares RL Assts All Indx | REAL ASST IDX | 0 | $12 |
| IMTB iShares Core 5-10 Year Usd | CR 5 10 YR ETF | 0 | $12 |
| LRFC Logan Ridge Finance Corp. | COM | 0 | $12 |
| VFVA Vanguard U.S. Value Factor | US VALUE FACTR | 0 | $12 |
| DIT Amcon Distributing Co. | COM NEW | 0 | $11 |
| ETF OPPORTUNITIES TRUST | LAFFER TEN EQ IN | 0 | $11 |
| FORTY Formula Systems 1985-SP ADR | SPONSORED ADS | 0 | $11 |
| GHYG iShares Us&intl High Yield C | US INTL HGH YLD | 0 | $11 |
| IBD Inspire Corporate Bond ETF | INSPIRE CORP BD | 0 | $11 |
| SFYF Sofi Social 50 ETF | SOFI SOCIAL 50 | 0 | $11 |
| BRRR Coinshares Bitcoin ETF | COM | 0 | $11 |
| RSPC Invesco S&P 500 Equal Weig C | S&P 500A EQL | 0 | $10 |
| DVYA iShares Asia/Pacific Dividen | ASIA/PAC DIV ETF | 0 | $10 |
| PWS Pacer Wealthshield ETF | WEALTHSHIELD | 0 | $10 |
| TMFE Motley Fool Capital Efficie | MOTL FOO CAP ETF | 0 | $10 |
| QUS SS SPDR MSCI U Stratfact ETF | ST STR MSCI USAQ | 0 | $10 |
| FIVA Fidelity Intl Val Fact ETF | INT VL FCT ETF | 0 | $9 |
| INCE Franklin Income Equity Focus | INCOME EQT FOCUS | 0 | $9 |
| QVMT Invesco S&P 500 Concentrated | S&P 500 CONC ETF | 0 | $9 |
| LQDI iShares Inflation Hedged Cor | INFLATION HEDG | 0 | $9 |
| WCEO Hypatia Women Ceo ETF | HYPATIA WOMEN | 0 | $9 |
| BDCZ Etracs Marketvector Business | ETRACS MARKETVEC | 0 | $9 |
| WTV Wisdomtree U.S. Value Fund | US VALUE FD | 0 | $9 |
| BTAL Agf US Market Neutral Anti-B | US MARKET NETRL | 0 | $8 |
| CGNG Cap Group New Geography Eq | SHS | 0 | $8 |
| QLVE NT Emg MKTS QLV ETF | EMRG MKT QT LW | 0 | $8 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | SMALL & MID CAP | 0 | $8 |
| BBCB JPMorgan Betabuilders Usd Inc. | BETA US GRAD ETF | 0 | $8 |
| WINC Western Asset St Dur Inc. ETF | WESTN AST SHRT | 0 | $8 |
| RWM Proshares Short RUSSELL2000 | SHRT RUSSELL2000 | 0 | $8 |
| ULST SS Ultra Short TM Bond ETF | ST STR UL BD ETF | 0 | $8 |
| EEMX State Street SPDR MSCI Emerg | ST STR MSCI EMRG | 0 | $8 |
| VTC Vanguard Total Corporate BND | TOTAL CORP BND | 0 | $8 |
| HYZD Wisdomtree Interest Rate Hed | HEDGED HI YLD BD | 0 | $8 |
| EUDG Wisdomtree Europe Quality Di | EURO QTLY DIV GR | 0 | $8 |
| FSGS First Trust Smid Growth Stre | TR SM GR ST ETF | 0 | $7 |
| FLMX Franklin Ftse Mexico ETF | FTSE MEXICO | 0 | $7 |
| COLO Global X MSCI Colombia ETF | GLBX MSCI COLUM | 0 | $7 |
| EWUS iShares MSCI United Kingdom | MSCI UK SM ETF | 0 | $7 |
| IEDI iShares U.S. Consumer Focuse | US CONSUMER FOC | 0 | $7 |
| TIDAL TRUST II | YIELDMAX ABNB OP | 0 | $7 |
| ACU Acme United Corp. | COM | 0 | $6 |
| EYLD Cambria Emerg Shrhldr Yield | EMRG SHAREHLDR | 0 | $6 |
| CGCB Cap Group Core Bond | CORE BOND ETF | 0 | $6 |
| EQIN Columbia US Eqty Inc. ETF | US EQUI INCO ETF | 0 | $6 |
| CRESY Cresud S.A.-Spons ADR | SPONSORED ADR | 0 | $6 |
| GOAU US GLB GLD & Metal MNRS ETF | US GBL GLD PRE | 0 | $6 |
| FIDI Fidelity Intl Hi Div ETF | INT HG DIV ETF | 0 | $6 |
| FSFG First Savings Financial Grp | COM | 0 | $6 |
| FUSB First US Bancshares Inc. | COM | 0 | $6 |
| FLLA Franklin Ftse Latin America | FTSE LATN AMRC | 0 | $6 |
| ASEA Global X Ftse Southeast Asia | GBL X FTSE ETF | 0 | $6 |
| JPSE JPM Diversified RT Small Cap | DIVERSFD EQT ETF | 0 | $6 |
| KALL Kraneshares MSCI All China I | MSCI ALL CHINA | 0 | $6 |
| PROSHARES SHORT SMALLCAP600 | SHRT SMALLCAP60 | 0 | $6 |
| SEIX Virtus Seix Senior Loan ETF | SEIX SR LN ETF | 0 | $6 |
| VPC Virtus Private Credit Strate | VIRTUS PVT CR | 0 | $5 |
| FLKR Franklin Ftse South Korea | FTSE SOUTH KOREA | 0 | $5 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | NASDA 100 ETF | 0 | $5 |
| INNOVATOR IBD BREAKOUT OPPS | IBD BREAKOUT | 0 | $5 |
| PFIG Invesco Fundamental Investme | FNDMNTL IG CRP | 0 | $5 |
| FM iShares Frontier and Select | FRONTIER AND SEL | 0 | $5 |
| EWK iShares MSCI Belgium ETF | MSCI BELGIUM ETF | 0 | $5 |
| CLSE Convergence Long/Short Eqy | CONVERGENCE LNG | 0 | $5 |
| USTB Victoryshares Short-Term Bon | SHORT TRM BD ETF | 0 | $5 |
| BHV BlackRock Virginia Muni BND | COM | 0 | $4 |
| TBRG Trubridge Inc. | COM | 0 | $4 |
| EDC Dir Da Ms Em Ma Bul 3X ETF-U | DAI MAR BUL ETF | 0 | $4 |
| FDHY Fidelity Enh Hi YLD ETF | ENHA HIGH YI ETF | 0 | $4 |
| FLMI Franklin Dynamic Municipal B | FRANKLIN DYN MUN | 0 | $4 |
| CCRD Corecard Corp. | COM | 0 | $4 |
| ECOW Pacer Emerging Markets Cash | EMRG MKT CASH | 0 | $4 |
| FNDB Schwab Fndmntl US BRD Mr ETF | FUNDAMENTAL US B | 0 | $4 |
| STCN Steel Connect Inc. | COM | 0 | $4 |
| TIDAL TRUST II | YIELDMAX MSTR OP | 0 | $4 |
| CYD China Yuchai Intl Ltd. | COM | 0 | $4 |
| ASA ASA Gold and Precious Metals | SHS | 0 | $4 |
| EDRY Eurodry Ltd. | COM | 0 | $4 |
| EDOG Alps Emerging Sector Dividen | EM SECT DIV DG | 0 | $3 |
| BRID Bridgford Foods Corp. | COM | 0 | $3 |
| CGCV Cap Group Conservative Eq | SHS | 0 | $3 |
| CZWI Citizens Community Bancorp I | COM | 0 | $3 |
| SLVO UBS AG Etracs SL SH Co. C ETN | ETRA SILV SHS CO | 0 | $3 |
| FSMD Fidelity Small-Mid Multifact | SML MID MLTFCT | 0 | $3 |
| FCOR Fidelity Corporate Bond ETF | CORP BOND ETF | 0 | $3 |
| INTT Intest Corp. | COM | 0 | $3 |
| XSHD Invesco S&P Smallcap High Di | S&P SMLCAP HIG | 0 | $3 |
| JSML Janus Hender SM Cap GRW Alph | HENDERSN CAP ETF | 0 | $3 |
| BUYW Main Buywrite ETF | MAIN BUYWRITE | 0 | $3 |
| PBHC Pathfinder Bancorp Inc. | COM | 0 | $3 |
| RAND Rand Capital Corp. | COM NEW | 0 | $3 |
| IPOS Renaissance Intl Ipo ETF | INTNTL IPO ETF | 0 | $3 |
| IDX Vaneck Indonesia Index ETF | INDONESIA INDEX | 0 | $3 |
| XAI OCTAGN FLT RAT & ALT INM | COM | 0 | $3 |
| KEN Kenon Holdings Ltd. | SHS | 0 | $3 |
| RDOG Alps REIT Dividend Dogs ETF | REIT DIVIDE DOGS | 0 | $2 |
| ARKR ARK Restaurants Corp. | COM | 0 | $2 |
| BKIE BNY Mellon Intl Eqty ETF | INTERNATIONL EQT | 0 | $2 |
| AXICY Centrais Eletricas Brasileir | SPON ADR PFD B | 0 | $2 |
| IMOS Chipmos Technologies Inc.-ADR | SPONSORD ADS NEW | 0 | $2 |
| DALN Dallasnews Corp. | COM SER A | 0 | $2 |
| DGICB Donegal Group Inc. Class B | CL B | 0 | $2 |
| FDEV Fidelity Intl Multifact ETF | INTL MULTIFACTOR | 0 | $2 |
| FTK Flotek Industries Inc. | COM NEW | 0 | $2 |
| RAIL Freightcar America Inc. | COM | 0 | $2 |
| GLBZ Glen Burnie Bancorp | COM | 0 | $2 |
| GOEX Global X Gold Explorers ETF | GLOBAL X GOLD EX | 0 | $2 |
| PSCM Invesco S&P Smallcap Materia | S&P SMLCP MATL | 0 | $2 |
| UAE iShares MSCI Uae ETF | MSCI UAE ETF | 0 | $2 |
| EDF VSH Emerging Markets Income | COM | 0 | $2 |
| DLNG Dynagas LNG Partners LP | COM UNIT LTD PT | 0 | $2 |
| ARTW Art's-Way Manufacturing Co. | COM | 0 | $1 |
| AWX Avalon Holdings Corp. Class A | CL A | 0 | $1 |
| SHYM iShares Short Duration High | SHOR DURA HI ETF | 0 | $1 |
| BAK Braskem SA Class A- ADR | SP ADR PFD A | 0 | $1 |
| CHMI Cherry Hill Mortgage Investm | COM | 0 | $1 |
| JVA Coffee Holding Co. Inc. | COM | 0 | $1 |
| CXDO Crexendo Inc. | COM | 0 | $1 |
| DXR Daxor Corp. | COM | 0 | $1 |
| EDUC Educational Development Corp. | COM | 0 | $1 |
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | 0 | $1 |
| GUT Gabelli Utility Trust | COM | 0 | $1 |
| HWBK Hawthorn Bancshares Inc. | COM | 0 | $1 |
| KFFB Kentucky First Federal Banco | COM | 0 | $1 |
| MTR Mesa Royalty Trust | UNIT BEN INT | 0 | $1 |
| CIF MFS Intermediate High Income | SH BEN INT | 0 | $1 |
| NHTC Natural Health Trends Corp. | COM | 0 | $1 |
| OMCC Old Market Capital Corp. | COM | 0 | $1 |
| FLRT Pacer Aristotle Pacific Floa | ARIST HIGH ETF | 0 | $1 |
| TBF Proshares Short 20+ Treasury | SHRT 20+YR TRE | 0 | $1 |
| SIEB Siebert Financial Corp. | COM | 0 | $1 |
| NSLR Neostellar Capital Corp. | COM NEW | 0 | $1 |
| TPHD Timothy Plan High DVD STCK | HIG DV STK ETF | 0 | $1 |
| XEADX Allspring Income Opport | INC OPPTY FD | 0 | $1 |
| EOD Allspring Global Dividend Op | COM | 0 | $1 |
| WNEB Western New England Bancorp | COM | 0 | $1 |
| CVAC Curevac NV | COM | 0 | $1 |
| NVGS Navigator Holdings Ltd. | SHS | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $415.9B.
Portfolio Sells Q3 2024 → Q4 2024
| UNH Unitedhealth Group Inc. | Reduce -14.3% | 0.83% | −0.30 |
| MSFT Microsoft Corp. | Reduce -1.6% | 3.46% | −0.16 |
| AMGN Amgen Inc. | Reduce -4.8% | 0.45% | −0.14 |
| LMT Lockheed Martin Corp. | Reduce -22.0% | 0.23% | −0.13 |
| LIN Linde PLC | Reduce -12.2% | 0.38% | −0.12 |
| JNJ Johnson & Johnson | Reduce -4.2% | 0.62% | −0.11 |
| NEE Nextera Energy Inc. | Reduce -0.9% | 0.53% | −0.11 |
| PEP Pepsico Inc. | Reduce -6.2% | 0.42% | −0.09 |
| PSX Phillips 66 | Reduce -0.8% | 0.44% | −0.08 |
| NKE Nike Inc. Class B | Reduce -9.4% | 0.24% | −0.07 |
| LOW Lowe's Cos Inc. | Reduce -0.5% | 0.62% | −0.07 |
| CMCSA Comcast Corp. Class A | Reduce -7.2% | 0.33% | −0.07 |
| GD General Dynamics Corp. | Reduce -1.9% | 0.39% | −0.07 |
| XLV SS Health Care Select Sector | Reduce -16.5% | 0.19% | −0.07 |
| XEL Xcel Energy Inc. | Reduce -70.8% | 0.03% | −0.07 |
| ZTS Zoetis Inc. | Reduce -5.4% | 0.23% | −0.06 |
| TGT Target Corp. | Reduce -3.9% | 0.29% | −0.06 |
| ADI Analog Devices Inc. | Reduce -2.9% | 0.46% | −0.06 |
| AMT American Tower Corp. | Reduce -8.6% | 0.14% | −0.06 |
| MRK Merck & Co. Inc. | Reduce -0.3% | 0.36% | −0.06 |
| CVX Chevron Corp. | Reduce -5.2% | 0.63% | −0.05 |
| NSC Norfolk Southern Corp. | Reduce -36.8% | 0.07% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -5.6% | 0.18% | −0.05 |
| ABBV Abbvie Inc. | Reduce -0.1% | 0.39% | −0.05 |
| SBUX Starbucks Corp. | Reduce -2.6% | 0.43% | −0.05 |
| MCD McDonald's Corp. | Reduce -1.2% | 0.58% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -9.7% | 0.08% | −0.04 |
| CE Celanese Corp. | Reduce -28.1% | 0.02% | −0.04 |
| AFL Aflac Inc. | Reduce -1.5% | 0.38% | −0.04 |
| EMB iShares JP Morgan Usd Emergi | Reduce -4.5% | 0.36% | −0.04 |
| LHX L3HARRIS Technologies Inc. | Reduce -0.9% | 0.26% | −0.04 |
| DHR Danaher Corp. | Reduce -7.7% | 0.12% | −0.04 |
| HD Home Depot Inc. | Reduce -1.5% | 0.55% | −0.04 |
| MDLZ Mondelez International Inc. Class A | Reduce -0.4% | 0.15% | −0.04 |
| IVE iShares S&P 500 Value ETF | Reduce -6.7% | 0.30% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -1.4% | 0.57% | −0.03 |
| ADBE Adobe Inc. | Reduce -4.5% | 0.14% | −0.03 |
| KO The Coca-Cola Co. | Reduce -3.0% | 0.16% | −0.03 |
| CVS CVS Health Corp. | Reduce -28.1% | 0.03% | −0.03 |
| PDBC Invesco Optimum Yield Divers | Reduce -3.5% | 0.38% | −0.03 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -23.6% | 0.09% | −0.03 |
| CL Colgate-Palmolive Co. | Reduce -2.2% | 0.17% | −0.03 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -7.2% | 0.10% | −0.03 |
| UBER Uber Technologies Inc. | Reduce -6.3% | 0.09% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -13.4% | 0.09% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -12.4% | 0.07% | −0.03 |
| XLB SS Materials Select Sector | Reduce -32.8% | 0.04% | −0.03 |
| TXN Texas Instruments Inc. | Reduce -4.6% | 0.17% | −0.03 |
| DHI D.R. Horton Inc. | Reduce -25.0% | 0.03% | −0.03 |
| VRTX Vertex Pharmaceuticals Inc. | Reduce -16.9% | 0.07% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +21.8% | 1.83% | +0.35 |
| IVV iShares Core S&P 500 ETF | Add +11.8% | 2.53% | +0.30 |
| AMZN Amazon.com Inc. | Add +0.1% | 1.58% | +0.23 |
| NVDA Nvidia Corp. | Add +0.6% | 1.71% | +0.16 |
| GE General Electric | Add +92.6% | 0.23% | +0.10 |
| BIV Vanguard Intermediate-Term B | Add +58.5% | 0.22% | +0.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +15.3% | 0.40% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +10.7% | 0.66% | +0.07 |
| IWD iShares Russell 1000 Value E | Add +36.6% | 0.28% | +0.07 |
| AEE Ameren Corporation | Add +1732.4% | 0.07% | +0.06 |
| IWF iShares Russell 1000 Growth | Add +9.7% | 0.44% | +0.06 |
| CRM Salesforce Inc. | Add +7.1% | 0.25% | +0.06 |
| GSLC Goldman Activebeta US LC ETF | Add +5.9% | 0.82% | +0.05 |
| IWM iShares Russell 2000 ETF | Add +5.9% | 1.02% | +0.05 |
| IJH iShares Core S&P Midcap ETF | Add +7.3% | 0.77% | +0.05 |
| CSL Carlisle Cos Inc. | Add +692.0% | 0.05% | +0.05 |
| PNC PNC Financial Services Group | Add +39.7% | 0.15% | +0.05 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +49.4% | 0.15% | +0.04 |
| IVW iShares S&P 500 Growth ETF | Add +6.4% | 0.41% | +0.04 |
| SNOW Snowflake Inc. | Add +164.4% | 0.06% | +0.04 |
| BAC Bank of America Corp. | Add +4.5% | 0.32% | +0.04 |
| SLB SLB Ltd. | Add +112.3% | 0.08% | +0.04 |
| XLF SS Financial Select Sector | Add +12.4% | 0.23% | +0.04 |
| MUB iShares National Muni Bond E | Add +17.9% | 0.27% | +0.03 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +10.6% | 0.33% | +0.03 |
| ITOT iShares Core S&P Total U.S. | Add +0.4% | 1.72% | +0.03 |
| VGT Vanguard Info Tech ETF | Add +10.5% | 0.23% | +0.03 |
| GS Goldman Sachs Group Inc. | Add +4.1% | 0.19% | +0.03 |
| EVTR Eaton Vance Total Return | New | 0.03% | +0.03 |
| VIG Vanguard Dividend Apprec ETF | Add +8.6% | 0.50% | +0.03 |
| DIA SS SPDR Dow Jones Indus Avg | Add +27.4% | 0.14% | +0.03 |
| BCI Abrdn Bloomberg All Commodit | Add +72.8% | 0.07% | +0.03 |
| HLT Hilton Worldwide Holdings Inc. | Add +28.2% | 0.10% | +0.03 |
| XLK SS Technology Select Sector | Add +2.3% | 0.62% | +0.03 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +14.4% | 0.29% | +0.03 |
| KMI Kinder Morgan Inc. | Add +7.3% | 0.10% | +0.03 |
| C Citigroup Inc. | Add +5.6% | 0.16% | +0.02 |
| CMG Chipotle Mexican Grill Inc. | Add +38.8% | 0.08% | +0.02 |
| TSM Taiwan Semiconductor-SP ADR | Add +2.1% | 0.18% | +0.02 |
| MA Mastercard Inc. Class A | Add +2.0% | 0.31% | +0.02 |
| XLY SS Consumer Disc Select Sect | Add +4.9% | 0.16% | +0.02 |
| MS Morgan Stanley | Add +0.8% | 0.13% | +0.02 |
| BA The Boeing Co. | Add +1.6% | 0.15% | +0.02 |
| HDV iShares Core High Dividend E | Add +74.6% | 0.06% | +0.02 |
| AOR iShares Core 60/40 Balanced | Add +424.8% | 0.03% | +0.02 |
| XLRE SS Real Estate Select Sector | Add +155.4% | 0.04% | +0.02 |
| JEPI JPMorgan Equity Premium Inco | Add +16.4% | 0.20% | +0.02 |
| XLC SS Comm Select Sector SPDR | Add +5.7% | 0.19% | +0.02 |
| JCPB JPMorgan Core Plus Bond ETF | Add +25307.5% | 0.02% | +0.02 |
| XYZ Block Inc. | Add +126.6% | 0.03% | +0.02 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +111.8% | 6,630,600 | $3.9B |
| IWM iShares Russell 2000 ETF | put | Reduce -49.4% | 11,393,400 | $2.5B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -60.0% | 4,425,200 | $2.3B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -41.5% | 3,250,100 | $1.7B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +56.1% | 2,699,400 | $1.6B |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -9.9% | 9,003,300 | $708.1M |
| IWM iShares Russell 2000 ETF | call | Reduce -54.4% | 2,963,000 | $654.7M |
| APO Apollo Global Management Inc. | put | Add +343.1% | 3,235,000 | $534.3M |
| AAPL Apple Inc. | put | Add +33.0% | 2,035,800 | $509.8M |
| COR Cencora Inc. | put | Add +53.9% | 2,000,000 | $449.4M |
| AMD Advanced Micro Devices | put | Add +157.6% | 3,693,900 | $446.2M |
| NVDA Nvidia Corp. | put | Add +83.4% | 3,205,400 | $430.5M |
| LLY Eli Lilly & Co. | put | Add +20.1% | 533,200 | $411.6M |
| AMZN Amazon.com Inc. | put | Add +161.2% | 1,732,700 | $380.1M |
| TSLA Tesla Inc. | call | Add +231.4% | 847,500 | $342.3M |
| TSLA Tesla Inc. | put | Add +19.6% | 762,500 | $307.9M |
| APO Apollo Global Management Inc. | call | New | 1,825,000 | $301.4M |
| AMZN Amazon.com Inc. | call | Add +144.9% | 1,212,900 | $266.1M |
| KR Kroger Co. | put | New | 4,200,000 | $256.8M |
| NVDA Nvidia Corp. | call | Reduce -11.9% | 1,745,500 | $234.4M |
| EEM iShares MSCI Emerging Market | call | Add +22.9% | 5,584,000 | $233.5M |
| EFA iShares MSCI Eafe ETF | put | Reduce -32.6% | 2,969,100 | $224.5M |
| EFA iShares MSCI Eafe ETF | call | Add +4.2% | 2,521,100 | $190.6M |
| KR Kroger Co. | call | New | 3,050,000 | $186.5M |
| TMUS T-Mobile US Inc. | put | Add +249.0% | 688,900 | $152.1M |
| EEM iShares MSCI Emerging Market | put | Reduce -57.0% | 3,620,400 | $151.4M |
| TLT iShares 20+ Year Treasury BD | put | Add +6.6% | 1,716,500 | $149.9M |
| IQV Iqvia Holdings Inc. | put | Add +14.2% | 715,000 | $140.5M |
| BAC Bank of America Corp. | put | Add +16.6% | 3,194,500 | $140.4M |
| XLF SS Financial Select Sector | put | Reduce -52.7% | 2,768,600 | $133.8M |
| AVGO Broadcom Inc. | call | Add +215.2% | 558,500 | $129.5M |
| GLD SPDR Gold Shares | put | Reduce -62.9% | 516,900 | $125.2M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -30.9% | 1,403,200 | $122.5M |
| HLT Hilton Worldwide Holdings Inc. | put | Add +84.8% | 461,900 | $114.2M |
| XLI SS Industrial Select Sector | call | New | 788,800 | $103.9M |
| OKTA Okta Inc. | call | Add +62.7% | 1,301,600 | $102.6M |
| MMM 3M Co. | call | Sold out | 748,500 | $102.3Mbefore exit |
| PFE Pfizer Inc. | put | Add +499.5% | 3,742,600 | $99.3M |
| CVX Chevron Corp. | call | Reduce -18.6% | 680,600 | $98.6M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Reduce -64.1% | 1,200,000 | $94.4M |
| SNOW Snowflake Inc. | put | Add +262.5% | 580,000 | $89.6M |
| KMI Kinder Morgan Inc. | put | Add +75253.5% | 3,240,200 | $88.8M |
| SPOT Spotify Technology SA | put | Add +38.6% | 194,000 | $86.8M |
| XLE SS Energy Select Sector | put | Reduce -15.7% | 1,004,000 | $86.0M |
| META Meta Platforms Inc. Class A | put | Add +27.3% | 145,100 | $85.0M |
| DIA SS SPDR Dow Jones Indus Avg | call | Sold out | 200,000 | $84.6Mbefore exit |
| BDX Becton Dickinson and Co. | call | New | 362,500 | $82.2M |
| MSFT Microsoft Corp. | put | Reduce -41.1% | 190,700 | $80.4M |
| GOOGL Alphabet Inc. Class A | put | Reduce -67.7% | 413,400 | $78.3M |
| GOOGL Alphabet Inc. Class A | call | Add +48.7% | 409,400 | $77.5M |
Showing the first 50 of 505.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q3 2024 → Q4 2024
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +56.1% | 31,827,000 | $84.1M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Add +50.4% | 12,485,000 | $32.7M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Reduce -18.3% | 24,294,000 | $29.1M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +1.1% | 21,355 | $26.0M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +16.6% | 27,554,000 | $25.9M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Reduce -13.5% | 25,826,000 | $24.9M |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 483,512 | $24.1M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +37.3% | 18,830,000 | $22.7M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +21.9% | 23,318,000 | $22.6M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +85.2% | 22,064,000 | $22.4M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -7.2% | 24,158,000 | $21.5M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Reduce -6.2% | 23,409,000 | $21.1M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -8.8% | 24,602,000 | $20.1M |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | New | 18,475,000 | $20.1M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Reduce -4.3% | 17,848,000 | $18.7M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | Reduce -34.0% | 17,823,000 | $18.2M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -68.6% | 358,490 | $17.5M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +77.5% | 17,972,000 | $16.2M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Sold out | 11,465,000 | $15.8Mbefore exit |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Sold out | 15,700,000 | $15.6Mbefore exit |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +21.5% | 6,888,000 | $15.2M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +31.5% | 16,323,000 | $14.8M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +194.9% | 12,568,000 | $14.7M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +166.2% | 353,209 | $14.5M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -3.6% | 11,761,000 | $13.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Reduce -16.6% | 13,546,000 | $13.6M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Reduce -33.3% | 13,932,000 | $13.4M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Add +93.5% | 12,479,000 | $13.1M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Add +50.4% | 14,578,000 | $13.0M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Add +41.3% | 15,111,000 | $12.9M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Reduce -31.2% | 12,655,000 | $12.6M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | Reduce -34.6% | 12,353,000 | $12.5M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +35.4% | 12,974,000 | $12.3M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Add +28.8% | 12,364,000 | $12.1M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +124.0% | 12,352,000 | $11.6M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Reduce -5.3% | 11,726,000 | $11.6M |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | Add +52.8% | 11,110,000 | $11.4M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +125.0% | 11,577,000 | $11.2M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +4.0% | 11,813,000 | $11.1M |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | Reduce -23.8% | 9,610,000 | $10.7M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Sold out | 5,600,000 | $10.4Mbefore exit |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | Add +21.5% | 9,733,000 | $10.3M |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | Add +75.0% | 3,216,000 | $9.7M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -26.9% | 8,961,000 | $9.3M |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | Add +39.1% | 9,230,000 | $9.2M |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | New | 9,107,000 | $9.0M |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | Add +8.4% | 6,228,000 | $9.0M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Reduce -26.0% | 8,763,000 | $9.0M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -51.6% | 8,507,000 | $8.8M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Reduce -7.4% | 6,078,000 | $8.6M |
Showing the first 50 of 342.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 6,378 | $574.2B | AAPL, IVV, MSFT, NVDA, ITOT |
| Q1 2026Amended | 6,284 | $499.1B | AAPL, IVV, MSFT, NVDA, ITOT |
| Q4 2025 | 6,224 | $510.2B | MSFT, AAPL, SPY, IVV, NVDA |
| Q3 2025 | 6,181 | $488.7B | MSFT, AAPL, IVV, NVDA, ITOT |
| Q2 2025 | 6,201 | $453.0B | MSFT, SPY, AAPL, IVV, NVDA |
| Q1 2025 | 6,097 | $413.5B | AAPL, MSFT, IVV, SPY, ITOT |
| Q4 2024 | 6,115 | $414.6B | AAPL, MSFT, IVV, SPY, ITOT |
| Q3 2024 | 6,045 | $411.3B | MSFT, AAPL, IVV, ITOT, NVDA |
| Q2 2024 | 6,038 | $386.5B | MSFT, AAPL, IVV, SPY, NVDA |
| Q1 2024 | 6,656 | $378.0B | MSFT, AAPL, IVV, VO, AGG |