Wells Fargo & Company
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 10, 2024), Wells Fargo & Company reported 6,656 stock positions worth $378.0 billion. Its top holding was Microsoft (MSFT) at 3.8% of the portfolio, followed by Apple (AAPL, 2.7%) and iShares Core S&P 500 ETF (IVV, 2.2%). Compared with Q4 2023, it opened 178 new positions, sold out of 218, added to 4,018 and reduced 2,049. The biggest buy was Invesco QQQ Trust Series 1 (QQQ, shares +29%) and the biggest sale Apple (AAPL, shares −1%).
- Most Recent 13F
- Q2 2026
- Location
- SAN FRANCISCO, CA
- CIK
- 0000072971
- Portfolio Value
- $378.0B (Q1 2024)
- SEC Filing
- 0000072971-24-000139 ↗ filed May 10, 2024
Holdings Value
Holdings 6,656 stocks · $378.0B
| MSFT Microsoft Corp. | 3.85% | 34,559,780 | $14.5B | Reduce -0.7% |
| AAPL Apple Inc. | 2.65% | 58,469,229 | $10.0B | Reduce -0.6% |
| IVV iShares Core S&P 500 ETF | 2.20% | 15,802,660 | $8.3B | Reduce -2.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.56% | 23,594,455 | $5.9B | Add +0.3% |
| AGG iShares Core U.S. Aggregate | 1.51% | 58,218,886 | $5.7B | Add +7.4% |
| ITOT iShares Core S&P Total U.S. | 1.48% | 48,581,071 | $5.6B | Reduce -1.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.47% | 10,645,396 | $5.6B | Reduce -16.3% |
| JPM JPMorgan Chase & Co. | 1.32% | 24,938,604 | $5.0B | Reduce -0.1% |
| AMZN Amazon.com Inc. | 1.25% | 26,217,374 | $4.7B | Reduce -15.0% |
| NVDA Nvidia Corp. | 1.17% | 4,912,342 | $4.4B | Reduce -4.2% |
| IEFA iShares Core MSCI Eafe ETF | 1.12% | 56,973,317 | $4.2B | Add +1.0% |
| IWM iShares Russell 2000 ETF | 1.10% | 19,810,903 | $4.2B | Reduce -8.3% |
| UNH Unitedhealth Group Inc. | 1.06% | 8,065,354 | $4.0B | Reduce -0.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.99% | 8,407,614 | $3.7B | Add +28.8% |
| VEA Vanguard Ftse Developed ETF | 0.84% | 63,119,363 | $3.2B | Add +1.1% |
| GSLC Goldman Activebeta US LC ETF | 0.80% | 28,986,303 | $3.0B | Reduce -1.3% |
| IJH iShares Core S&P Midcap ETF | 0.79% | 49,042,802 | $3.0B | Reduce -0.7% |
| CVX Chevron Corp. | 0.79% | 18,875,344 | $3.0B | Add +3.9% |
| JNJ Johnson & Johnson | 0.78% | 18,634,187 | $2.9B | Reduce -0.2% |
| LOW Lowe's Cos Inc. | 0.76% | 11,225,109 | $2.9B | Reduce -0.2% |
| IWR iShares Russell Mid-Cap ETF | 0.76% | 33,982,320 | $2.9B | Reduce -1.9% |
| GOOG Alphabet Inc. Class C | 0.73% | 18,217,842 | $2.8B | Reduce -3.1% |
| PSX Phillips 66 | 0.73% | 16,784,293 | $2.7B | Reduce -1.0% |
| GOOGL Alphabet Inc. Class A | 0.70% | 17,644,097 | $2.7B | Reduce -3.0% |
| META Meta Platforms Inc. Class A | 0.67% | 5,204,767 | $2.5B | Add +6.1% |
| PG The Procter & Gamble Co. | 0.65% | 15,143,677 | $2.5B | Reduce -0.1% |
| IEMG iShares Core MSCI Emerging | 0.63% | 46,439,626 | $2.4B | Add +0.8% |
| COST Costco Wholesale Corp. | 0.63% | 3,261,957 | $2.4B | Reduce -1.6% |
| AVGO Broadcom Inc. | 0.62% | 1,767,894 | $2.3B | Add +0.8% |
| ACN Accenture PLC Class A | 0.61% | 6,701,051 | $2.3B | Reduce -0.6% |
| HD Home Depot Inc. | 0.61% | 5,988,584 | $2.3B | Reduce -1.1% |
| MCD McDonald's Corp. | 0.61% | 8,137,286 | $2.3B | Add +2.4% |
| CSCO Cisco Systems Inc. | 0.60% | 45,664,671 | $2.3B | Reduce -0.2% |
| LLY Eli Lilly & Co. | 0.60% | 2,920,700 | $2.3B | Reduce -4.2% |
| XLK SS Technology Select Sector | 0.59% | 10,642,326 | $2.2B | Reduce -0.6% |
| BLK BlackRock Finance Inc. | 0.59% | 2,654,267 | $2.2B | Add +3.6% |
| V Visa Inc. Class A | 0.58% | 7,819,513 | $2.2B | Add +6.8% |
| PEP Pepsico Inc. | 0.58% | 12,464,586 | $2.2B | Add +0.8% |
| MRK Merck & Co. Inc. | 0.57% | 16,376,700 | $2.2B | Add +0.7% |
| AMGN Amgen Inc. | 0.56% | 7,502,682 | $2.1B | Add +0.2% |
| VOO Vanguard S&P 500 ETF | 0.56% | 4,383,615 | $2.1B | Add +4.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.54% | 4,872,423 | $2.0B | Add +2.1% |
| ITW Illinois Tool Works | 0.53% | 7,511,817 | $2.0B | Reduce -0.2% |
| ADP Automatic Data Processing | 0.53% | 8,010,948 | $2.0B | Add +0.0% |
| VIG Vanguard Dividend Apprec ETF | 0.51% | 10,561,201 | $1.9B | Reduce -0.8% |
| NEE Nextera Energy Inc. | 0.51% | 30,104,147 | $1.9B | Add +4.7% |
| ABT Abbott Laboratories | 0.50% | 16,788,491 | $1.9B | Add +1.9% |
| LIN Linde PLC | 0.50% | 4,044,586 | $1.9B | Add +3.9% |
| IJR iShares Core S&P Small-Cap E | 0.49% | 16,627,764 | $1.8B | Add +0.5% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.48% | 40,060,823 | $1.8B | Add +10.8% |
| SBUX Starbucks Corp. | 0.48% | 19,957,057 | $1.8B | Add +85.0% |
| CMCSA Comcast Corp. Class A | 0.48% | 41,462,467 | $1.8B | Reduce -1.2% |
| GD General Dynamics Corp. | 0.47% | 6,343,888 | $1.8B | Add +0.3% |
| PDBC Invesco Optimum Yield Divers | 0.46% | 124,472,012 | $1.7B | Add +3.1% |
| VWO Vanguard Ftse Emerging Marke | 0.46% | 41,303,158 | $1.7B | Reduce -1.4% |
| ADI Analog Devices Inc. | 0.46% | 8,706,295 | $1.7B | Add +2.3% |
| TGT Target Corp. | 0.44% | 9,304,936 | $1.6B | Reduce -0.2% |
| ABBV Abbvie Inc. | 0.43% | 9,021,645 | $1.6B | Reduce -1.1% |
| WMT Walmart Inc. | 0.43% | 27,287,765 | $1.6B | Add +0.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.42% | 6,107,611 | $1.6B | Add +0.6% |
| CB Chubb Ltd. | 0.41% | 5,982,741 | $1.6B | Reduce -0.2% |
| EMB iShares JP Morgan Usd Emergi | 0.40% | 16,756,916 | $1.5B | Add +4.2% |
| IWF iShares Russell 1000 Growth | 0.37% | 4,193,723 | $1.4B | Reduce -3.9% |
| BND Vanguard Total Bond Market | 0.37% | 19,347,583 | $1.4B | Add +0.6% |
| IVE iShares S&P 500 Value ETF | 0.37% | 7,511,971 | $1.4B | Reduce -0.7% |
| AFL Aflac Inc. | 0.37% | 16,275,339 | $1.4B | Add +0.5% |
| NKE Nike Inc. Class B | 0.35% | 14,039,939 | $1.3B | Add +2.3% |
| IVW iShares S&P 500 Growth ETF | 0.34% | 15,129,386 | $1.3B | Reduce -3.0% |
| XOM Exxon Mobil Corp. | 0.33% | 10,826,608 | $1.3B | Add +7.9% |
| EMR Emerson Electric Co. | 0.33% | 10,942,946 | $1.2B | Add +2.7% |
| PAYX Paychex Inc. | 0.31% | 9,635,226 | $1.2B | Add +0.1% |
| LMT Lockheed Martin Corp. | 0.31% | 2,572,964 | $1.2B | Reduce -0.7% |
| EFA iShares MSCI Eafe ETF | 0.31% | 14,461,919 | $1.2B | Reduce -3.2% |
| MA Mastercard Inc. Class A | 0.30% | 2,376,726 | $1.1B | Reduce -2.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.30% | 3,311,008 | $1.1B | Add +2.0% |
| ETN Eaton Corp. PLC | 0.30% | 3,609,142 | $1.1B | Reduce -1.2% |
| RSP Invesco S&P 500 Equal Weight | 0.30% | 6,644,148 | $1.1B | Add +7.3% |
| SPGI S&P Global Inc. | 0.30% | 2,637,602 | $1.1B | Add +0.5% |
| LHX L3HARRIS Technologies Inc. | 0.30% | 5,265,428 | $1.1B | Add +2.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.30% | 29,513,268 | $1.1B | Add +18.6% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.29% | 1,086,569 | $1.1B | Add +1.5% |
| NSC Norfolk Southern Corp. | 0.28% | 4,194,354 | $1.1B | Add +1.0% |
| UPS United Parcel Service Class B | 0.28% | 7,169,276 | $1.1B | Add +4.0% |
| CRM Salesforce Inc. | 0.28% | 3,457,421 | $1.0B | Add +1.9% |
| XLV SS Health Care Select Sector | 0.27% | 6,981,605 | $1.0B | Add +1.6% |
| ZTS Zoetis Inc. | 0.27% | 6,064,902 | $1.0B | Add +133.6% |
| APD Air Products & Chemicals Inc. | 0.27% | 4,156,661 | $1.0B | Add +3.2% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.27% | 4,384,225 | $1.0B | Add +2.3% |
| RTX RTX Corp. | 0.26% | 10,239,164 | $998.6M | Add +0.6% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.26% | 6,008,025 | $978.5M | Reduce -3.6% |
| XLE SS Energy Select Sector | 0.25% | 10,049,100 | $948.7M | Add +6.7% |
| MUB iShares National Muni Bond E | 0.25% | 8,762,791 | $942.9M | Add +9.8% |
| UNP Union Pacific Corp. | 0.24% | 3,727,015 | $916.6M | Reduce -4.1% |
| USHY iShares Broad Usd High Yield | 0.24% | 24,464,223 | $895.1M | Add +0.8% |
| WM Waste Management Inc. | 0.24% | 4,174,797 | $889.9M | Reduce -1.6% |
| TMO Thermo Fisher Scientific Inc. | 0.23% | 1,517,285 | $881.9M | Add +0.2% |
| MINT PIMCO Enhanced Short Maturit | 0.23% | 8,759,712 | $880.7M | Add +6.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 4,397,166 | $839.7M | Add +2.2% |
| FTGC First Trust Global Tactical | 0.22% | 34,415,580 | $816.3M | Add +7.5% |
| IWD iShares Russell 1000 Value E | 0.22% | 4,544,968 | $814.0M | Reduce -7.4% |
Options reported separately and not counted above: SPY puts ($13.6B), QQQ puts ($3.9B), IWM puts ($3.4B), QQQ calls ($3.2B), IWM calls ($1.9B), SPY calls ($712.2M), HYG puts ($631.0M), EFA puts ($540.9M), HYG calls ($504.3M), EEM puts ($467.4M), GLD calls ($378.1M), AAPL puts ($233.5M), and 381 more.
Other holdings (252): bonds, preferreds, convertibles and warrants · $992.7M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 31,077,000 | $29.0M | Add +12.2% |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | 10,921,000 | $27.9M | Add +61.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 21,395 | $25.5M | Add +7.5% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 13,159,000 | $25.4M | Add +40.3% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 24,004,000 | $24.9M | Add +64.1% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 188,665 | $23.0M | No change |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 23,474,000 | $21.0M | Add +39.0% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 36,512,000 | $20.7M | Reduce -22.4% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 23,803,000 | $20.2M | Add +1.0% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 20,232,000 | $20.0M | Reduce -0.0% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 313,500 | $18.5M | New |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 18,847,000 | $16.2M | Add +2.9% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 14,933,000 | $16.1M | Reduce -13.1% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 18,789,000 | $15.8M | Add +0.3% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 17,118,000 | $15.7M | Reduce -12.5% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 19,832,000 | $15.1M | Add +17.5% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 10,320,000 | $15.1M | New |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 17,285,000 | $14.7M | Add +141.7% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 8,815,000 | $14.6M | Add +44.8% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 12,618,000 | $13.8M | Add +35.7% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 9,263,000 | $13.8M | Add +52.9% |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 463,170 | $13.8M | No change |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 15,399,000 | $13.7M | Add +3.2% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 17,229,000 | $13.4M | Reduce -10.4% |
| GRANITE CONSTRUCTION INC (GVA 2.75 11/01/24) | NOTE 2.750%11/0 · principal | 7,824,000 | $12.7M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 8,184,000 | $11.9M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 13,406,000 | $11.8M | Add +8.9% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 9,971,000 | $11.8M | Reduce -14.5% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 12,269,000 | $11.3M | Reduce -7.5% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 9,694,000 | $10.7M | Add +41.3% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 10,663,000 | $10.6M | New |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 9,424,000 | $10.6M | Add +2.3% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 11,518,000 | $10.6M | Reduce -31.8% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 10,973,000 | $10.4M | Add +365666.7% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 12,372,000 | $10.2M | Reduce -25.6% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 9,882,000 | $9.7M | Add +653.2% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 8,262,000 | $9.1M | Reduce -31.5% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 8,663,000 | $8.8M | No change |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 8,867,000 | $8.8M | New |
| INTERDIGITAL INC (IDCC 2 06/01/24) | NOTE 2.000% 6/0 · principal | 6,740,000 | $8.7M | Add +21.6% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 9,456,000 | $8.7M | Add +9.2% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 8,271,000 | $8.6M | Reduce -44.0% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 8,544,000 | $8.3M | Add +18.9% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 9,928,000 | $8.0M | Reduce -8.7% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 8,533,000 | $8.0M | Add +1.7% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 7,996,000 | $7.8M | Add +137.8% |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 5,686,000 | $7.3M | Add +12.9% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 5,485,000 | $7.3M | Add +246.5% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 7,407,000 | $7.1M | Add +49.6% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 7,410,000 | $7.1M | Add +108.2% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 7,193,000 | $6.7M | New |
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 112,387 | $6.5M | Reduce -3.6% |
| PIONEER NATURAL RESOURCE (PXD 0.25 05/15/25) | NOTE 0.250% 5/1 · principal | 2,232,000 | $6.4M | Add +15.3% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 5,814,000 | $6.2M | Reduce -49.6% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 6,558,000 | $6.1M | Reduce -38.5% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 5,973,000 | $6.0M | Add +16.2% |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 6,067,000 | $5.9M | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 4,864 | $5.9M | Add +45.2% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 5,839,000 | $5.5M | Reduce -70.6% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 5,806,000 | $5.5M | Reduce -23.5% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 5,673,000 | $5.4M | Reduce -4.3% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 5,582,000 | $5.1M | Add +127.9% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 4,259,000 | $5.1M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 5,201,500 | $5.1M | Add +50.3% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 4,838,000 | $4.9M | Reduce -71.5% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 122,857 | $4.8M | Add +7.6% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 4,744,000 | $4.6M | New |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 3,991,000 | $4.5M | Reduce -60.5% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 3,123,000 | $4.5M | Add +14.8% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 11,632,000 | $4.4M | Reduce -14.2% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 6,064,000 | $4.4M | No change |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 4,633,000 | $4.4M | Add +456.9% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 3,978,000 | $4.3M | Add +45.3% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 3,150,000 | $4.3M | Reduce -24.3% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 3,400,000 | $4.3M | Add +79.0% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 84,285 | $4.0M | Reduce -11.3% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 3,377,000 | $4.0M | Reduce -39.4% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 4,025,000 | $3.9M | Add +7.3% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 3,312,000 | $3.9M | Add +278.5% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 3,282,000 | $3.6M | New |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 1,237,000 | $3.5M | Reduce -1.1% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 4,197,000 | $3.5M | Add +47.5% |
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | 3,441,000 | $3.4M | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 3,536,000 | $3.4M | New |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 2,952,000 | $3.4M | Reduce -18.1% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 3,559,000 | $3.4M | Reduce -25.2% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 1,104,000 | $3.4M | Add +120.4% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 3,709,000 | $3.3M | Add +93.7% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 2,320,000 | $3.3M | Add +42.0% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 3,231,000 | $3.3M | Reduce -73.3% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 2,958,000 | $3.1M | Reduce -0.8% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 2,944,000 | $2.9M | Reduce -30.8% |
| ACORDA THERAPEUTICS INC (ACOR 6 12/01/24) | NOTE 6.000%12/0 · principal | 5,018,000 | $2.9M | No change |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 3,335,000 | $2.7M | New |
| MODEL N INC (MODN 2.625 06/01/25) | NOTE 2.625% 6/0 · principal | 2,450,000 | $2.7M | No change |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 3,938,000 | $2.5M | No change |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | 2,563,000 | $2.5M | Reduce -18.3% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 4,188,000 | $2.5M | Reduce -18.7% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 2,717,000 | $2.4M | Add +1.1% |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 2,386,000 | $2.4M | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 35,817 | $2.3M | Add +1.7% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 2,108,000 | $2.2M | Reduce -4.1% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 1,206,000 | $2.2M | Add +1118.2% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 1,980,000 | $2.2M | New |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 1,973,000 | $2.1M | Reduce -1.4% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 732,000 | $2.1M | Reduce -83.3% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 83,031 | $2.1M | Reduce -3.4% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 5,339,430 | $2.0M | Reduce -26.8% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 1,654,000 | $2.0M | New |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 4,171,000 | $2.0M | Reduce -23.2% |
| IRONWOOD PHARMACEUTICALS (IRWD 0.75 06/15/24) | NOTE 0.750% 6/1 · principal | 2,000,000 | $2.0M | New |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 1,495,000 | $2.0M | Reduce -1.0% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 2,079,000 | $1.9M | Add +3.7% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 29,601 | $1.9M | Reduce -32.7% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 1,500,000 | $1.9M | New |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 1,493,000 | $1.8M | Reduce -1.4% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 1,881,000 | $1.8M | Reduce -88.8% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,660,000 | $1.8M | Reduce -3.9% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 1,935,000 | $1.8M | Reduce -72.4% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 1,849,000 | $1.7M | Reduce -0.2% |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 1,794,000 | $1.7M | Add +36.5% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 1,778,000 | $1.6M | Add +0.3% |
| XOMETRY INC (XMTR 1 02/01/27) | NOTE 1.000% 2/0 · principal | 2,100,000 | $1.6M | New |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 35,200 | $1.5M | Add +75.2% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 1,615,000 | $1.5M | Reduce -60.7% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,422,000 | $1.5M | New |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 1,518,000 | $1.4M | Add +112.6% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 1,450,000 | $1.4M | Reduce -3.3% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 1,207,000 | $1.4M | Reduce -81.7% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 1,463,000 | $1.4M | Reduce -68.3% |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 1,324,000 | $1.4M | Add +4.8% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 1,413,000 | $1.3M | Add +0.9% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 5,519,000 | $1.3M | No change |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 57,986 | $1.2M | Reduce -1.4% |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 1,303,000 | $1.2M | Reduce -56.3% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 2,781,000 | $1.1M | Reduce -39.1% |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 3,081,000 | $1.1M | Reduce -32.7% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 45,459 | $1.1M | Reduce -3.5% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 1,000,000 | $1.0M | New |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 1,029,000 | $985K | Reduce -82.3% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 975,000 | $985K | Reduce -13.3% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 936,000 | $957K | Reduce -76.8% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 48,948 | $928K | Add +4.9% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 884,000 | $859K | Reduce -93.4% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 891,000 | $810K | New |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 746,000 | $707K | New |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 645,000 | $668K | Add +0.5% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 630,000 | $630K | Add +4.3% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 45,447 | $624K | Add +0.4% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 380,000 | $603K | New |
| CHART INDUSTRIES INC (GTLS 1 11/15/24) | NOTE 1.000%11/1 · principal | 215,000 | $600K | No change |
| CENTURY ALUMINUM COMPANY (CENX 2.75 05/01/28) | NOTE 2.750% 5/0 · principal | 600,000 | $597K | No change |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 841,000 | $566K | Add +0.1% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 569,000 | $548K | Reduce -51.3% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 514,000 | $520K | No change |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 537,000 | $508K | Add +10.3% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 446,000 | $498K | Reduce -40.2% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 21,200 | $495K | No change |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 625,000 | $491K | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 10,508 | $487K | Reduce -4.2% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 636,000 | $479K | Reduce -78.2% |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 8,993 | $462K | Reduce -6.0% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 507,000 | $456K | Reduce -82.9% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 495,000 | $449K | Reduce -29.0% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 12,526 | $411K | Reduce -84.1% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 214,000 | $394K | Reduce -87.0% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 412,000 | $356K | Add +60.9% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 350,000 | $339K | No change |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 323,000 | $331K | No change |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 363,000 | $319K | Reduce -6.4% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 315,000 | $285K | Reduce -41.7% |
| CINEMARK HOLDINGS INC (CNK 4.5 08/15/25) | NOTE 4.500% 8/1 · principal | 200,000 | $279K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 246,000 | $241K | No change |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 98,000 | $233K | No change |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 194,000 | $228K | Reduce -87.4% |
| 2U INC (TWOU 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 478,000 | $225K | Reduce -17.3% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 201,000 | $224K | Reduce -64.1% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 7,382 | $200K | Add +26.6% |
| JAZZ INVESTMENTS I LTD (JAZZ 1.5 08/15/24) | NOTE 1.500% 8/1 · principal | 200,000 | $197K | Reduce -90.9% |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 154,500 | $178K | Reduce -0.6% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 100,000 | $173K | Reduce -96.3% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 166,000 | $166K | No change |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 145,000 | $158K | No change |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 177,000 | $154K | Add +38.3% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 115,000 | $153K | No change |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 150,000 | $141K | Reduce -43.4% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 126,000 | $125K | No change |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 123,000 | $114K | Reduce -95.1% |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 90,000 | $111K | No change |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 125,000 | $108K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 100,000 | $105K | Reduce -93.5% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 7,275 | $100K | Add +15.9% |
| OIL STATES INTL INC (OIS 4.75 04/01/26) | NOTE 4.750% 4/0 · principal | 88,000 | $85K | No change |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 97,000 | $84K | No change |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 85,000 | $78K | New |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 139,000 | $72K | No change |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 71,000 | $66K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/25) | NOTE 1.625% 2/1 · principal | 17,000 | $65K | No change |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 58,000 | $61K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 20,204 | $48K | New |
Largest 200 of 252 shown.
Lines left out (178) · $2K — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| RTH Vaneck Retail ETF | RETAIL ETF | 0 | $79 |
| USD Proshares Ultra Semiconduct | PSHS ULT SEMICDT | 0 | $49 |
| SPXL Direxion Daily S&P 500 Bull | DA 500 BU 3X ETF | 0 | $48 |
| PSCD Invesco S&P Smallcap Consume | S&P SMLCP DISC | 0 | $46 |
| VLU SS SPDR S&P 1500 Value Tilt | ST STR SP1500VT | 0 | $43 |
| PEZ Invesco Dorsey Wright Consum | DORSEY WRGT CSMR | 0 | $39 |
| SYSB iShares Systematic Bond ETF | SYSTEMATIC BD ET | 0 | $33 |
| QLV NT US Qual Lowvol ETF | US QT LW VLTY | 0 | $30 |
| WTV Wisdomtree U.S. Value Fund | US VALUE FD | 0 | $29 |
| SPXB Proshares S&P 500 Bond ETF | S&P 500 BD ETF | 0 | $28 |
| CSB Victoryshares US Small Cap H | VCSHS US SMCP HG | 0 | $28 |
| INCE Franklin Income Equity Focus | INCOME EQT FOCUS | 0 | $26 |
| JMOM JPMorgan US Momentum Factor | US MOMENTUM | 0 | $26 |
| ONEO SS SPDR R1000 Mom Foc ETF | ST STR R1K MOM | 0 | $26 |
| FDLO Fidelity Low Volat Fact ETF | LOW VOLITY ETF | 0 | $25 |
| LEAD Siren Divcon Leaders Dividen | DIVCN LDRS ETF | 0 | $25 |
| UPGD Invesco Bloomberg Analyst Ra | BLOO AN RATI ETF | 0 | $24 |
| JMUB JPMorgan Municipal ETF | MUNICIPAL ETF | 0 | $24 |
| IUS Invesco Rafi Strategic US Et | RAFI STRATGIC US | 0 | $23 |
| FVAL Fidelity Value Factor ETF | VLU FACTOR ETF | 0 | $22 |
| SKOR NT Crdscr US Corp. BD ETF | CR SCD US BD | 0 | $21 |
| BGRN iShares Usd Green Bond ETF | USD GRN BOND ETF | 0 | $21 |
| WDIV St STR SPD S&P Glo Div-US Inc. | ST STR SP GLBDIV | 0 | $21 |
| PBJ Invesco Food & Beverage ETF | FOOD & BEVERAGE | 0 | $20 |
| USTB Victoryshares Short-Term Bon | SHORT TRM BD ETF | 0 | $20 |
| JSML Janus Hender SM Cap GRW Alph | HENDERSN CAP ETF | 0 | $19 |
| SHYL Xtrackers SHRT Dur High Yiel | XTRACKERS SHRT | 0 | $18 |
| TECL Dire Dai Tec Bull 3X ETF-Usd | DA TE BU 3X ETF | 0 | $18 |
| AMZA Infracap MLP ETF | INFRAC ACT MLP | 0 | $18 |
| FEUZ First Trust Eurozone Alphade | EURO ALPHADEX | 0 | $18 |
| BUFF Innovator Laddered Allocatio | LADERD ALCTN PWR | 0 | $17 |
| SSO Proshares Ultra S&P500 | PSHS ULT S&P 500 | 0 | $17 |
| TPLC Timothy PLN US LRG/Mid Cap | US LRGMD CP CORE | 0 | $17 |
| FLSW Franklin Ftse Switzerland | FRANKLN SWZLND | 0 | $16 |
| EQWL Invesco S&P 100 Equal Weight | S&P 100 EQL WIGH | 0 | $16 |
| KCE SS SPDR S&P Cap MKTS ETF | ST STR SP CAPMKT | 0 | $16 |
| DUSA Davis Select US Equity ETF | SELECT US EQTY | 0 | $15 |
| FDRR Fidelity Div ETF Rise Rates | DIVID ETF RISI | 0 | $15 |
| GNMA iShares Gnma Bond ETF | GNMA BOND ETF | 0 | $15 |
| SSGA ACTIVE TR | ST STR MARKE ETF | 0 | $15 |
| EVX Vaneck Environmental Service | ENVIRONMENTAL SR | 0 | $15 |
| ISHARES TR | CUR HED MSCI GER | 0 | $14 |
| TXS Texas Equity Index ETF | CAP TE EQ IN ETF | 0 | $14 |
| CRAK Vaneck Oil Refiners ETF | OIL REFINERS ETF | 0 | $14 |
| ETHO Amplify Etho Climate Leaders | ETHO CLI LEA ETF | 0 | $13 |
| ITEQ Amplify Bluestar Israel Tech | BLUE ISRA TE ETF | 0 | $13 |
| SPDV Aam S&P 500 High Div Val ETF | AAM S&P 500 | 0 | $13 |
| UTES Virtus Reaves Utilities ETF | VIRTUS REAVES UT | 0 | $13 |
| IPKW Invesco International Buybac | INTL BUYBACK | 0 | $13 |
| MMTM SS SPDR S&P 1500 Mom Tilt | ST STR 1500MOM | 0 | $13 |
| RDOG Alps REIT Dividend Dogs ETF | REIT DIVIDE DOGS | 0 | $12 |
| DJP Ipath Bloomberg Commodity Inc. | DJUBS CMDT ETN36 | 0 | $12 |
| FSMD Fidelity Small-Mid Multifact | SML MID MLTFCT | 0 | $12 |
| DDIV First Trust Dorsey Wright Mo | DORSEYWRIGHT MOM | 0 | $12 |
| FTXH First Trust Nasdaq Pharmaceu | NASDQ PHRMTCLS | 0 | $12 |
| CPTL GBL X MRST CP Alc LDR ETF-Ui | CONSCIOUS COS | 0 | $12 |
| ABFL Abacus FCF Leaders ETF | LEADERS ETF | 0 | $12 |
| AIEQ Amplify AI Powered Eqty ETF | AI POWE EQUI ETF | 0 | $11 |
| HDEF Xtrackers MSCI Eafe High Div | XTRACK MSCI EAFE | 0 | $11 |
| COM Direxion Auspice BRD Cmdty | AUSPCE CMD STG | 0 | $11 |
| HOMZ Hoya Capital Housing ETF | HOYA CAP HOUSI | 0 | $11 |
| FDEM Fidelity Emrg MRKT Multifact | EMERG MKTS MLTFT | 0 | $11 |
| POWR iShares US Power Infrastruct | US PWR INFRA ETF | 0 | $11 |
| TBLU Managed Portfolio Series | TORTOISE GLOBAL | 0 | $11 |
| SAA Proshares Ultra SMALLCAP600 | PSHS ULT SCAP600 | 0 | $11 |
| FYLD Cambria Foreign Shareholder | CAMBRIA FGN SHR | 0 | $10 |
| GMOM Cambria Global Momentum ETF | GLB MOMENT ETF | 0 | $10 |
| TRTY Cambria Trinity ETF | TRINITY | 0 | $10 |
| FDMO Fidelity Momentum Factor ETF | MOMENTUM FACTR | 0 | $10 |
| FDNI First Trust Dow Jones Intl | DJ INTL INTRNT | 0 | $10 |
| FORTY Formula Systems 1985-SP ADR | SPONSORED ADS | 0 | $10 |
| SRET Global X Superdividend REIT | SUPERDVDND REIT | 0 | $10 |
| NANR Sta STR SP S&P Nor An Res-Ui | ST STR SP N AM | 0 | $10 |
| XITK SS SPDR F Inno Tech ETF | ST STR FACTSET | 0 | $10 |
| TIDAL TRUST II | YIELDMAX COIN OP | 0 | $10 |
| RFCI Alps Dynamic Core Income ETF | DYNA CORE IN ETF | 0 | $9 |
| EDOG Alps Emerging Sector Dividen | EM SECT DIV DG | 0 | $9 |
| ETF SER SOLUTIONS | POINT BRIDGE AMR | 0 | $9 |
| PXJ Invesco Oil & Gas Services E | OIL GAS SVC ETF | 0 | $9 |
| BLES Inspire Global Hope ETF | INSPIRE GBL HOPE | 0 | $9 |
| IG Prin Invest Grad Corp. ETF-Ui | PRNC INVT GRAD | 0 | $9 |
| DURA Vaneck Durable High Dividend | DURABLE HGH DIV | 0 | $9 |
| ETF SER SOLUTIONS | RANGE CANCER THE | 0 | $8 |
| FLTW Franklin Ftse Taiwan ETF | FTSE TAIWAN | 0 | $8 |
| FLAU Franklin Ftse Australia ETF | FTSE AUSTRALIA | 0 | $8 |
| EBIZ Global X E-Commerce ETF | E COMMERCE ETF | 0 | $8 |
| XRLV Invesco S&P 500 Ex-Rate Sens | S&P 500 EX RAT | 0 | $8 |
| EWK iShares MSCI Belgium ETF | MSCI BELGIUM ETF | 0 | $8 |
| HSCZ iShares Cur HDG MSCI Eafe SM | MSCI EAFE SMCP | 0 | $8 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | SMALL & MID CAP | 0 | $8 |
| HLAL Wahed Ftse USA Shariah ETF | WAHED FTSE ETF | 0 | $8 |
| YLD Principal Act Hi YLD ETF | ACTIVE HIGH YL | 0 | $8 |
| NZAC State Street SPDR MSCI Acwi | SST SPDR MSCI | 0 | $8 |
| SPBO SS SPDR P Corp. Bond ETF | ST STR CORPO ETF | 0 | $8 |
| ICAP Infrastructure Capital Equit | INFRASTRCTUR CAP | 0 | $8 |
| VAMO Cambria Value & Momentum ETF | VALUE MOMENTUM | 0 | $7 |
| QYLG Global X Nasdaq 100 Covc GRW | NASDQ 100 CVRDGW | 0 | $7 |
| BBAG JPMorgan Betabuilders US Agg | BETABUILDERS US | 0 | $7 |
| ROKT SS SPDR S&P Kensho FF ETF | SP KENSHO FINAL | 0 | $7 |
| TPHD Timothy Plan High DVD STCK | HIG DV STK ETF | 0 | $7 |
| CBON Vaneck China Bond ETF | CHINA BOND ETF | 0 | $7 |
| IDX Vaneck Indonesia Index ETF | INDONESIA INDEX | 0 | $7 |
| EDRY Eurodry Ltd. | COM | 0 | $7 |
| FDEV Fidelity Intl Multifact ETF | INTL MULTIFACTOR | 0 | $6 |
| RFEU First TR Dynamic Europe ETF | RIVRFRNT DYN EUR | 0 | $6 |
| LDSF First TR Low Duration St-ETF | LOW DUR STRTGC | 0 | $6 |
| COLO Global X MSCI Colombia ETF | GLBX MSCI COLUM | 0 | $6 |
| UFO Procure Space ETF | SPACE ETF | 0 | $6 |
| STOT SS DL St Dur TR Tact ETF | ST STR TOTAL ETF | 0 | $6 |
| APLY Yieldmax Aapl Option Income | YIELDMAX AAPL | 0 | $6 |
| GRNB Vaneck Green Bond ETF | GREEN BOND ETF | 0 | $6 |
| SEIX Virtus Seix Senior Loan ETF | SEIX SR LN ETF | 0 | $6 |
| ALTY Global X Alternative Income | ALTERNATIVE INCM | 0 | $5 |
| GOEX Global X Gold Explorers ETF | GLOBAL X GOLD EX | 0 | $5 |
| PHDG Invesco S&P 500 Downside Hed | S&P500 DOWNSID | 0 | $5 |
| INVESTMENT MANAGERS SER TR I | AXS CHANGE FINAN | 0 | $5 |
| EMIF iShares Emerging Markets Inf | EMGR MKT INF ETF | 0 | $5 |
| KGRN Kraneshares MSCI China Clean | MSCI CHINA CLEAN | 0 | $5 |
| BUYW Main Buywrite ETF | MAIN BUYWRITE | 0 | $5 |
| XNOMX Nuveen Mo QLTY Muni Inc. | COM | 0 | $5 |
| VALQ American Century US Quality | US QUALITY VAL | 0 | $4 |
| MIDU Dirxn DLY Mid Cap BL 3XE-Usi | DAIL MID CAP ETF | 0 | $4 |
| EDC Dir Da Ms Em Ma Bul 3X ETF-U | DAI MAR BUL ETF | 0 | $4 |
| GRF Eagle Capital Growth Fund | COM | 0 | $4 |
| AKO.B Embotelladora Andina-ADR B | SPON ADR B | 0 | $4 |
| LKOR NT Crdscr US Lcorp ETF | CR SCORED LONG | 0 | $4 |
| LRFC Logan Ridge Finance Corp. | COM | 0 | $4 |
| EEMX State Street SPDR MSCI Emerg | ST STR MSCI EMRG | 0 | $4 |
| GOOY Yieldmax Googl Option Income | YIELDMAX GOOGL | 0 | $4 |
| TIDAL ETF TR | SOFI SELCT 500 | 0 | $4 |
| TDW.WS Tidewater Inc.-CW24 | *W EXP 11/14/202 | 0 | $4 |
| TGS Transportador Gas-ADR SP B | SPONSORED ADS B | 0 | $4 |
| SDCI Uscf Summerhaven Dynamic ETF | SUMMERHAVEN K1 | 0 | $4 |
| RAAX Vaneck Real Assets ETF | REAL ASSETS ETF | 0 | $4 |
| GRINDROD SHIPPING HOLDINGS L | SHS | 0 | $4 |
| IVAL Alpha Archi Intl QT Vlu ETF | INTL QUAN VALUE | 0 | $3 |
| GAMR Amplify Video Game LDRS ETF | VIDE GAME LE ETF | 0 | $3 |
| BHV BlackRock Virginia Muni BND | COM | 0 | $3 |
| GVAL Cambria Global Value ETF | GLOBAL VALUE ETF | 0 | $3 |
| AXICY Centrais Eletricas Brasileir | SPON ADR PFD B | 0 | $3 |
| AKO.A Embotelladora Andina-ADR A | SPON ADR A | 0 | $3 |
| DVLU First Trust DRSY Wright Mome | DORSY WRGH VLU | 0 | $3 |
| DIEM Franklin Emerging Market Cor | EMER MKT COR DIV | 0 | $3 |
| FLKR Franklin Ftse South Korea | FTSE SOUTH KOREA | 0 | $3 |
| GGME Invesco Next Gen Media and G | NEXT GEN MEDIA | 0 | $3 |
| PFIG Invesco Fundamental Investme | FNDMNTL IG CRP | 0 | $3 |
| BYLD iShares Yield Optimized Bond | YLD OPTIM BD | 0 | $3 |
| IPOS Renaissance Intl Ipo ETF | INTNTL IPO ETF | 0 | $3 |
| SOHU Sohu.com Ltd.-ADR | SPONSORED ADS | 0 | $3 |
| BRF Vaneck Brazil Small-Cap ETF | BRAZIL SMALL CAP | 0 | $3 |
| VTC Vanguard Total Corporate BND | TOTAL CORP BND | 0 | $3 |
| CCIF Carlyle Credit Income Fund | SHS BEN INT | 0 | $3 |
| VICTORY PORTFOLIOS II | VCSHS INTL HG DV | 0 | $3 |
| XEGFX BlackRock Enhanced Govern | COM | 0 | $2 |
| LND Brasilagro-Cia Bra - SPN ADR | SPONSORED ADR | 0 | $2 |
| ADME Aptus Drwdwn MGD Eqty ETF | APTUS DRAWDOWN | 0 | $2 |
| ETF SER SOLUTIONS | DEFIANCE NEXT | 0 | $2 |
| FMY First Trust Mortgage Income | COM SHS | 0 | $2 |
| AFEM FRST Trust Ac Fact Em ETF-US | RIVR FRNT DYN | 0 | $2 |
| GNOM Global X Genomics & Biotechn | GENOMIC BIOTECH | 0 | $2 |
| IBD Inspire Corporate Bond ETF | INSPIRE CORP BD | 0 | $2 |
| QIWI Qiwi PLC-Sponsored ADR | SPON ADR REP B | 0 | $2 |
| QEMM State Street SPDR MSCI Emerg | ST STR MSCI EM | 0 | $2 |
| GLIF Agf Global Infrastructure Et | GLOBAL INFRASTR | 0 | $1 |
| RFDA Alps Dynamic US Dividend Adv | DYNAM US ETF | 0 | $1 |
| IMOS Chipmos Technologies Inc.-ADR | SPONSORD ADS NEW | 0 | $1 |
| EMCS Xtracke MSCI Emer Ms ETF-Usd | XTRACKERS MSCI E | 0 | $1 |
| DXR Daxor Corp. | COM | 0 | $1 |
| DFSV Dimensional US Small Cap Val | US SMALL CAP ETF | 0 | $1 |
| TLTE NT Emg MKTS Ftilt ETF | MSTAR EMKT FAC | 0 | $1 |
| IQDY NT Intl Qual Div DYN ETF | INT QLTDVDYNAM | 0 | $1 |
| ICMB Investcorp Credit Management | COM | 0 | $1 |
| QAT iShares MSCI Qatar ETF | MSCI QATAR ETF | 0 | $1 |
| MGIC Magic Software Enterprises | ORD | 0 | $1 |
| TBF Proshares Short 20+ Treasury | SHRT 20+YR TRE | 0 | $1 |
| BDCZ Etracs Marketvector Business | ETRACS MARKETVEC | 0 | $1 |
| MORT Vaneck Mortgage REIT Income | MORTGAGE REIT | 0 | $1 |
| DLNG Dynagas LNG Partners LP | COM UNIT LTD PT | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $379.0B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -0.6% | 2.65% | −0.56 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -16.3% | 1.47% | −0.24 |
| UNH Unitedhealth Group Inc. | Reduce -0.3% | 1.06% | −0.15 |
| BDX Becton Dickinson and Co. | Reduce -54.4% | 0.11% | −0.15 |
| IWM iShares Russell 2000 ETF | Reduce -8.3% | 1.10% | −0.13 |
| MDT Medtronic PLC | Reduce -39.5% | 0.18% | −0.12 |
| BLV Vanguard Long-Term Bond ETF | Reduce -54.1% | 0.08% | −0.12 |
| ES Eversource Energy | Reduce -76.0% | 0.02% | −0.09 |
| AMZN Amazon.com Inc. | Reduce -15.0% | 1.25% | −0.08 |
| ARKK ARK Innovation ETF | Reduce -72.3% | 0.03% | −0.08 |
| BA The Boeing Co. | Reduce -5.4% | 0.13% | −0.07 |
| TSLA Tesla Inc. | Reduce -2.4% | 0.11% | −0.06 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -56.8% | 0.04% | −0.06 |
| ACN Accenture PLC Class A | Reduce -0.6% | 0.61% | −0.06 |
| AMT American Tower Corp. | Reduce -7.8% | 0.21% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -0.2% | 0.60% | −0.05 |
| DLR Digital Realty Trust Inc. | Reduce -74.6% | 0.02% | −0.05 |
| JNJ Johnson & Johnson | Reduce -0.2% | 0.78% | −0.05 |
| CMCSA Comcast Corp. Class A | Reduce -1.2% | 0.48% | −0.05 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -19.9% | 0.14% | −0.05 |
| ADBE Adobe Inc. | Reduce -0.5% | 0.17% | −0.05 |
| HDV iShares Core High Dividend E | Reduce -51.5% | 0.04% | −0.04 |
| XEL Xcel Energy Inc. | Reduce -12.3% | 0.09% | −0.04 |
| VNQ Vanguard Real Estate ETF | Reduce -13.3% | 0.12% | −0.03 |
| VWO Vanguard Ftse Emerging Marke | Reduce -1.4% | 0.46% | −0.03 |
| MS Morgan Stanley | Reduce -19.5% | 0.10% | −0.03 |
| AOR iShares Core 60/40 Balanced | Reduce -83.0% | 0.01% | −0.03 |
| UNP Union Pacific Corp. | Reduce -4.1% | 0.24% | −0.03 |
| GILD Gilead Sciences Inc. | Reduce -0.8% | 0.14% | −0.03 |
| ITW Illinois Tool Works | Reduce -0.2% | 0.53% | −0.03 |
| FDS Factset Research Systems Inc. | Reduce -1.4% | 0.18% | −0.03 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -9.4% | 0.13% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -0.7% | 0.31% | −0.02 |
| FVD First Trust Value Line DVD | Reduce -18.0% | 0.09% | −0.02 |
| AOA iShares Core 80/20 Aggressiv | Reduce -94.4% | 0.00% | −0.02 |
| NXPI NXP Semiconductors NV | Reduce -40.5% | 0.03% | −0.02 |
| TLT iShares 20+ Year Treasury BD | Reduce -6.6% | 0.11% | −0.02 |
| HON Honeywell International Inc. | Reduce -1.0% | 0.18% | −0.02 |
| BSV Vanguard Short-Term Bond ETF | Reduce -6.4% | 0.12% | −0.02 |
| GOOG Alphabet Inc. Class C | Reduce -3.1% | 0.73% | −0.02 |
| HLT Hilton Worldwide Holdings Inc. | Reduce -31.2% | 0.06% | −0.02 |
| FTSM First Trust Enh Short Mat FD | Reduce -5.5% | 0.13% | −0.02 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -8.6% | 0.10% | −0.02 |
| GOOGL Alphabet Inc. Class A | Reduce -3.0% | 0.70% | −0.02 |
| GLD SPDR Gold Shares | Reduce -7.6% | 0.20% | −0.02 |
| VCIT Vanguard Int-Term Corporate | Reduce -0.6% | 0.17% | −0.02 |
| IWD iShares Russell 1000 Value E | Reduce -7.4% | 0.22% | −0.01 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -9.9% | 0.12% | −0.01 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -11.1% | 0.07% | −0.01 |
| DEO Diageo PLC-Sponsored ADR | Reduce -12.5% | 0.07% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | Add +28.8% | 0.99% | +0.23 |
| SBUX Starbucks Corp. | Add +85.0% | 0.48% | +0.19 |
| META Meta Platforms Inc. Class A | Add +6.1% | 0.67% | +0.18 |
| ZTS Zoetis Inc. | Add +133.6% | 0.27% | +0.13 |
| MRK Merck & Co. Inc. | Add +0.7% | 0.57% | +0.07 |
| AVGO Broadcom Inc. | Add +0.8% | 0.62% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.1% | 0.54% | +0.06 |
| BAC Bank of America Corp. | Add +18.6% | 0.30% | +0.06 |
| XOM Exxon Mobil Corp. | Add +7.9% | 0.33% | +0.05 |
| QUAL iShares MSCI USA Quality Fac | Add +23.8% | 0.21% | +0.05 |
| LIN Linde PLC | Add +3.9% | 0.50% | +0.04 |
| DIS The Walt Disney Co. | Add +2.4% | 0.18% | +0.04 |
| GWW WW Grainger Inc. | Add +1.5% | 0.29% | +0.04 |
| C Citigroup Inc. | Add +17.8% | 0.14% | +0.04 |
| V Visa Inc. Class A | Add +6.8% | 0.58% | +0.04 |
| PH Parker Hannifin Corp. | Add +27.5% | 0.12% | +0.04 |
| OIH Vaneck Oil Services ETF | Add +109.9% | 0.07% | +0.04 |
| AMD Advanced Micro Devices | Add +6.1% | 0.20% | +0.03 |
| XBI SS SPDR S&P Biotech ETF | Add +290.6% | 0.05% | +0.03 |
| VOO Vanguard S&P 500 ETF | Add +4.0% | 0.56% | +0.03 |
| EMR Emerson Electric Co. | Add +2.7% | 0.33% | +0.03 |
| SPIB SS SPDR P Int C Corp. ETF | Add +98.7% | 0.07% | +0.03 |
| NFLX Netflix Inc. | Add +4.3% | 0.19% | +0.03 |
| WMT Walmart Inc. | Add +0.3% | 0.43% | +0.03 |
| SYK Stryker Corp. | Add +3.6% | 0.20% | +0.03 |
| XLE SS Energy Select Sector | Add +6.7% | 0.25% | +0.03 |
| SDVY First Trust Smid Cap Rising | Add +64.4% | 0.07% | +0.03 |
| ASML ASML Holding NV-NY Reg SHS | Add +0.4% | 0.15% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +1.6% | 0.12% | +0.02 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +4.1% | 0.13% | +0.02 |
| BMY Bristol-Myers Squibb Co. | Add +22.0% | 0.14% | +0.02 |
| IBM Intl Business Machines Corp. | Add +2.2% | 0.22% | +0.02 |
| CRM Salesforce Inc. | Add +1.9% | 0.28% | +0.02 |
| SOXX iShares Semiconductor ETF | Add +40.6% | 0.06% | +0.02 |
| RTX RTX Corp. | Add +0.6% | 0.26% | +0.02 |
| CALF PCR US SM CP CSH CWS ETF-Usd | Add +32.7% | 0.10% | +0.02 |
| RSP Invesco S&P 500 Equal Weight | Add +7.3% | 0.30% | +0.02 |
| AMAT Applied Materials Inc. | Add +4.2% | 0.10% | +0.02 |
| JEPQ JPM Nasdaq Equity Premium | Add +48.1% | 0.06% | +0.02 |
| AXP American Express Co. | Add +7.7% | 0.10% | +0.02 |
| CVX Chevron Corp. | Add +3.9% | 0.79% | +0.02 |
| COWZ Pacer US Cash Cows 100 ETF | Add +8.3% | 0.16% | +0.02 |
| ORCL Oracle Corp. | Add +1.3% | 0.16% | +0.02 |
| CGGR Cap Group Growth Equity | Add +72.8% | 0.03% | +0.02 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +1.1% | 0.10% | +0.02 |
| CGDV Cap Group Dividend Value | Add +41.1% | 0.05% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.0% | 0.30% | +0.01 |
| ISRG Intuitive Surgical Inc. | Add +6.1% | 0.10% | +0.01 |
| XLI SS Industrial Select Sector | Add +5.4% | 0.18% | +0.01 |
| CL Colgate-Palmolive Co. | Add +2.6% | 0.19% | +0.01 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +244.9% | 25,917,200 | $13.6B |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -23.7% | 8,768,600 | $3.9B |
| IWM iShares Russell 2000 ETF | put | Reduce -11.1% | 16,296,600 | $3.4B |
| QQQ Invesco QQQ Trust Series 1 | call | Add +11.7% | 7,150,800 | $3.2B |
| IWM iShares Russell 2000 ETF | call | Reduce -31.0% | 8,845,500 | $1.9B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -22.0% | 1,361,500 | $712.2M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -75.5% | 8,117,700 | $631.0M |
| EFA iShares MSCI Eafe ETF | put | Add +63.8% | 6,773,400 | $540.9M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +44.4% | 6,488,100 | $504.3M |
| EEM iShares MSCI Emerging Market | put | Add +12.7% | 11,377,900 | $467.4M |
| GLD SPDR Gold Shares | call | Reduce -20.9% | 1,838,000 | $378.1M |
| AAPL Apple Inc. | put | Add +34.1% | 1,361,400 | $233.5M |
| LLY Eli Lilly & Co. | put | Add +108.5% | 293,700 | $228.5M |
| AMD Advanced Micro Devices | put | Add +169.3% | 1,036,200 | $187.0M |
| XLE SS Energy Select Sector | put | Add +203.4% | 1,908,700 | $180.2M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Add +27.3% | 1,375,000 | $149.8M |
| EFA iShares MSCI Eafe ETF | call | Reduce -24.3% | 1,873,400 | $149.6M |
| AMZN Amazon.com Inc. | put | Reduce -88.3% | 770,000 | $138.9M |
| AMZN Amazon.com Inc. | call | Reduce -30.7% | 741,700 | $133.8M |
| IQV Iqvia Holdings Inc. | put | Reduce -0.9% | 525,000 | $132.8M |
| XLE SS Energy Select Sector | call | Reduce -43.7% | 1,294,200 | $122.2M |
| NEE Nextera Energy Inc. | call | Add +472.6% | 1,830,000 | $117.0M |
| MSFT Microsoft Corp. | put | Reduce -8.5% | 266,700 | $112.2M |
| TSLA Tesla Inc. | put | Add +164.6% | 607,800 | $106.8M |
| CVX Chevron Corp. | call | Reduce -12.1% | 620,500 | $97.9M |
| XLY SS Consumer Disc Select Sect | put | Sold out | 540,000 | $96.6Mbefore exit |
| GOOGL Alphabet Inc. Class A | call | Add +42.7% | 631,700 | $95.3M |
| EEM iShares MSCI Emerging Market | call | Reduce -74.2% | 2,150,000 | $88.3M |
| NVDA Nvidia Corp. | call | Add +13.2% | 94,500 | $85.4M |
| PEP Pepsico Inc. | put | Add +545.3% | 477,500 | $83.6M |
| JNJ Johnson & Johnson | call | Add +1017.8% | 522,000 | $82.6M |
| XLI SS Industrial Select Sector | put | New | 652,400 | $82.2M |
| MTCH Match Group Inc. | put | Add +35.4% | 2,083,700 | $75.6M |
| JNJ Johnson & Johnson | put | Reduce -5.7% | 477,600 | $75.6M |
| GOOGL Alphabet Inc. Class A | put | Reduce -37.3% | 498,700 | $75.3M |
| GOOG Alphabet Inc. Class C | call | Sold out | 525,100 | $74.0Mbefore exit |
| COR Cencora Inc. | put | New | 300,000 | $72.9M |
| XLI SS Industrial Select Sector | call | New | 552,400 | $69.6M |
| TLT iShares 20+ Year Treasury BD | call | Reduce -26.8% | 729,900 | $69.1M |
| XOM Exxon Mobil Corp. | call | Reduce -41.8% | 549,700 | $63.9M |
| KLAC KLA Corp. | put | New | 90,000 | $62.9M |
| DIA SS SPDR Dow Jones Indus Avg | put | Reduce -28.6% | 150,000 | $59.7M |
| UBER Uber Technologies Inc. | put | Add +175.2% | 755,000 | $58.1M |
| APO Apollo Global Management Inc. | put | New | 500,000 | $56.2M |
| ADBE Adobe Inc. | put | Add +178.3% | 110,200 | $55.6M |
| XRT SS SPDR S&P Retail ETF | put | Add +250.0% | 700,000 | $55.3M |
| BMY Bristol-Myers Squibb Co. | call | Reduce -16.6% | 1,011,100 | $54.8M |
| BMRN Biomarin Pharmaceutical Inc. | put | New | 622,500 | $54.4M |
| NVDA Nvidia Corp. | put | Reduce -14.5% | 60,000 | $54.2M |
| AMD Advanced Micro Devices | call | Add +70.9% | 290,500 | $52.4M |
Showing the first 50 of 527.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Add +12.2% | 31,077,000 | $29.0M |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | Add +61.5% | 10,921,000 | $27.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +7.5% | 21,395 | $25.5M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +40.3% | 13,159,000 | $25.4M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Add +64.1% | 24,004,000 | $24.9M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Add +39.0% | 23,474,000 | $21.0M |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | Reduce -22.4% | 36,512,000 | $20.7M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Add +1.0% | 23,803,000 | $20.2M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Reduce -0.0% | 20,232,000 | $20.0M |
| HELIX ENERGY SOLUTIONS (HOS 6.75 02/15/26) | NOTE 6.750% 2/1 · principal | Sold out | 12,124,000 | $19.3Mbefore exit |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 313,500 | $18.5M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +2.9% | 18,847,000 | $16.2M |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | Reduce -13.1% | 14,933,000 | $16.1M |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Add +0.3% | 18,789,000 | $15.8M |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | Reduce -12.5% | 17,118,000 | $15.7M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Add +17.5% | 19,832,000 | $15.1M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | New | 10,320,000 | $15.1M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Add +141.7% | 17,285,000 | $14.7M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +44.8% | 8,815,000 | $14.6M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Add +35.7% | 12,618,000 | $13.8M |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | Add +52.9% | 9,263,000 | $13.8M |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | Add +3.2% | 15,399,000 | $13.7M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Reduce -10.4% | 17,229,000 | $13.4M |
| ATI INC (ATI 3.5 06/15/25) | NOTE 3.500% 6/1 · principal | Sold out | 4,388,000 | $12.9Mbefore exit |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | New | 8,184,000 | $11.9M |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | Add +8.9% | 13,406,000 | $11.8M |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | Reduce -14.5% | 9,971,000 | $11.8M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Reduce -7.5% | 12,269,000 | $11.3M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | Add +41.3% | 9,694,000 | $10.7M |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | New | 10,663,000 | $10.6M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +2.3% | 9,424,000 | $10.6M |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | Reduce -31.8% | 11,518,000 | $10.6M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 10,047,000 | $10.4Mbefore exit |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +365666.7% | 10,973,000 | $10.4M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Reduce -25.6% | 12,372,000 | $10.2M |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | Add +653.2% | 9,882,000 | $9.7M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Reduce -31.5% | 8,262,000 | $9.1M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 8,867,000 | $8.8M |
| INTERDIGITAL INC (IDCC 2 06/01/24) | NOTE 2.000% 6/0 · principal | Add +21.6% | 6,740,000 | $8.7M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +9.2% | 9,456,000 | $8.7M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Reduce -44.0% | 8,271,000 | $8.6M |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | Add +18.9% | 8,544,000 | $8.3M |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | Reduce -8.7% | 9,928,000 | $8.0M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Add +1.7% | 8,533,000 | $8.0M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +137.8% | 7,996,000 | $7.8M |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | Add +12.9% | 5,686,000 | $7.3M |
| WESTERN DIGITAL CORP (WDC 1.5 02/01/24) | NOTE 1.500% 2/0 · principal | Sold out | 7,328,000 | $7.3Mbefore exit |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +246.5% | 5,485,000 | $7.3M |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | Add +49.6% | 7,407,000 | $7.1M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Add +108.2% | 7,410,000 | $7.1M |
Showing the first 50 of 342.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 6,378 | $574.2B | AAPL, IVV, MSFT, NVDA, ITOT |
| Q1 2026Amended | 6,284 | $499.1B | AAPL, IVV, MSFT, NVDA, ITOT |
| Q4 2025 | 6,224 | $510.2B | MSFT, AAPL, SPY, IVV, NVDA |
| Q3 2025 | 6,181 | $488.7B | MSFT, AAPL, IVV, NVDA, ITOT |
| Q2 2025 | 6,201 | $453.0B | MSFT, SPY, AAPL, IVV, NVDA |
| Q1 2025 | 6,097 | $413.5B | AAPL, MSFT, IVV, SPY, ITOT |
| Q4 2024 | 6,115 | $414.6B | AAPL, MSFT, IVV, SPY, ITOT |
| Q3 2024 | 6,045 | $411.3B | MSFT, AAPL, IVV, ITOT, NVDA |
| Q2 2024 | 6,038 | $386.5B | MSFT, AAPL, IVV, SPY, NVDA |
| Q1 2024 | 6,656 | $378.0B | MSFT, AAPL, IVV, VO, AGG |