Wells Fargo & Company
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Wells Fargo & Company reported 6,045 stock positions worth $411.3 billion. Its top holding was Microsoft (MSFT) at 3.6% of the portfolio, followed by Apple (AAPL, 3.3%) and iShares Core S&P 500 ETF (IVV, 2.2%). Compared with Q2 2024, it opened 174 new positions, sold out of 183, added to 2,836 and reduced 2,530. The biggest buy was Broadcom (AVGO, shares +28%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- SAN FRANCISCO, CA
- CIK
- 0000072971
- Portfolio Value
- $411.3B (Q3 2024)
- SEC Filing
- 0000072971-24-000247 ↗ filed Nov 13, 2024
Holdings Value
Holdings 6,045 stocks · $411.3B
| MSFT Microsoft Corp. | 3.62% | 34,625,975 | $14.9B | Reduce -2.1% |
| AAPL Apple Inc. | 3.35% | 59,122,609 | $13.8B | Reduce -1.3% |
| IVV iShares Core S&P 500 ETF | 2.24% | 15,966,218 | $9.2B | Add +0.9% |
| ITOT iShares Core S&P Total U.S. | 1.68% | 55,081,020 | $6.9B | Add +14.7% |
| NVDA Nvidia Corp. | 1.55% | 52,609,666 | $6.4B | Add +5.7% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.49% | 10,658,617 | $6.1B | Reduce -8.2% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.43% | 22,282,694 | $5.9B | Reduce -3.5% |
| AMZN Amazon.com Inc. | 1.35% | 29,763,766 | $5.5B | Add +7.1% |
| JPM JPMorgan Chase & Co. | 1.26% | 24,483,043 | $5.2B | Reduce -0.9% |
| AGG iShares Core U.S. Aggregate | 1.25% | 50,828,496 | $5.1B | Reduce -12.4% |
| IEFA iShares Core MSCI Eafe ETF | 1.18% | 62,383,809 | $4.9B | Add +3.9% |
| UNH Unitedhealth Group Inc. | 1.13% | 7,934,948 | $4.6B | Reduce -2.9% |
| AVGO Broadcom Inc. | 1.03% | 24,664,234 | $4.3B | Add +28.5% |
| IWM iShares Russell 2000 ETF | 0.97% | 18,067,279 | $4.0B | Reduce -12.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.92% | 7,750,770 | $3.8B | Add +1.1% |
| VEA Vanguard Ftse Developed ETF | 0.81% | 62,780,632 | $3.3B | Add +0.5% |
| META Meta Platforms Inc. Class A | 0.81% | 5,787,279 | $3.3B | Add +1.8% |
| GOOG Alphabet Inc. Class C | 0.78% | 19,273,980 | $3.2B | Add +0.8% |
| GSLC Goldman Activebeta US LC ETF | 0.77% | 28,012,566 | $3.2B | Reduce -0.7% |
| GOOGL Alphabet Inc. Class A | 0.75% | 18,608,268 | $3.1B | Add +1.6% |
| JNJ Johnson & Johnson | 0.73% | 18,520,666 | $3.0B | Add +2.2% |
| IJH iShares Core S&P Midcap ETF | 0.72% | 47,747,941 | $3.0B | Reduce -2.0% |
| IWR iShares Russell Mid-Cap ETF | 0.71% | 33,268,064 | $2.9B | Reduce -0.4% |
| COST Costco Wholesale Corp. | 0.71% | 3,273,248 | $2.9B | Reduce -0.9% |
| LOW Lowe's Cos Inc. | 0.69% | 10,529,816 | $2.9B | Reduce -4.8% |
| CVX Chevron Corp. | 0.68% | 19,004,311 | $2.8B | Reduce -0.2% |
| IEMG iShares Core MSCI Emerging | 0.65% | 46,276,708 | $2.7B | Reduce -0.6% |
| NEE Nextera Energy Inc. | 0.63% | 30,876,396 | $2.6B | Reduce -2.5% |
| LLY Eli Lilly & Co. | 0.63% | 2,943,549 | $2.6B | Reduce -0.8% |
| MCD McDonald's Corp. | 0.62% | 8,391,079 | $2.6B | Add +0.8% |
| PG The Procter & Gamble Co. | 0.60% | 14,359,259 | $2.5B | Reduce -3.1% |
| BLK BlackRock Finance Inc. | 0.60% | 2,593,641 | $2.5B | Reduce -1.3% |
| XLK SS Technology Select Sector | 0.59% | 10,749,305 | $2.4B | Add +0.5% |
| VOO Vanguard S&P 500 ETF | 0.59% | 4,594,054 | $2.4B | Add +2.5% |
| AMGN Amgen Inc. | 0.59% | 7,490,180 | $2.4B | Reduce -2.4% |
| HD Home Depot Inc. | 0.59% | 5,949,930 | $2.4B | Add +0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.56% | 5,033,174 | $2.3B | Add +0.9% |
| ACN Accenture PLC Class A | 0.56% | 6,508,537 | $2.3B | Reduce -1.6% |
| CSCO Cisco Systems Inc. | 0.56% | 43,112,748 | $2.3B | Reduce -2.8% |
| V Visa Inc. Class A | 0.53% | 8,002,036 | $2.2B | Add +1.4% |
| ADP Automatic Data Processing | 0.53% | 7,900,512 | $2.2B | Reduce -1.6% |
| WMT Walmart Inc. | 0.52% | 26,649,678 | $2.2B | Reduce -0.8% |
| PSX Phillips 66 | 0.52% | 16,153,480 | $2.1B | Reduce -2.8% |
| ADI Analog Devices Inc. | 0.51% | 9,152,129 | $2.1B | Reduce -0.7% |
| PEP Pepsico Inc. | 0.51% | 12,265,796 | $2.1B | Reduce -2.4% |
| LIN Linde PLC | 0.50% | 4,338,695 | $2.1B | Add +0.7% |
| SBUX Starbucks Corp. | 0.48% | 20,269,814 | $2.0B | Reduce -0.4% |
| VWO Vanguard Ftse Emerging Marke | 0.47% | 40,515,119 | $1.9B | Reduce -0.4% |
| ABT Abbott Laboratories | 0.47% | 16,983,807 | $1.9B | Add +0.8% |
| VIG Vanguard Dividend Apprec ETF | 0.47% | 9,687,413 | $1.9B | Reduce -4.9% |
| ITW Illinois Tool Works | 0.46% | 7,213,372 | $1.9B | Reduce -2.1% |
| IJR iShares Core S&P Small-Cap E | 0.46% | 16,141,761 | $1.9B | Add +1.4% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.46% | 40,035,274 | $1.9B | Reduce -0.2% |
| GD General Dynamics Corp. | 0.46% | 6,206,844 | $1.9B | Reduce -1.9% |
| ABBV Abbvie Inc. | 0.44% | 9,173,863 | $1.8B | Reduce -1.8% |
| AFL Aflac Inc. | 0.42% | 15,570,644 | $1.7B | Reduce -3.0% |
| CB Chubb Ltd. | 0.42% | 5,934,878 | $1.7B | Reduce -0.1% |
| MRK Merck & Co. Inc. | 0.41% | 14,917,821 | $1.7B | Reduce -4.5% |
| PDBC Invesco Optimum Yield Divers | 0.41% | 125,931,307 | $1.7B | Add +0.4% |
| BND Vanguard Total Bond Market | 0.41% | 22,241,689 | $1.7B | Add +18.3% |
| EMB iShares JP Morgan Usd Emergi | 0.40% | 17,789,771 | $1.7B | Add +1.6% |
| CMCSA Comcast Corp. Class A | 0.40% | 39,147,193 | $1.6B | Reduce -4.2% |
| VTI VG Morningstar TS MKT ETF-US | 0.39% | 5,735,813 | $1.6B | Reduce -3.5% |
| IWF iShares Russell 1000 Growth | 0.38% | 4,115,021 | $1.5B | Reduce -0.7% |
| IVW iShares S&P 500 Growth ETF | 0.36% | 15,602,815 | $1.5B | Add +0.5% |
| LMT Lockheed Martin Corp. | 0.36% | 2,506,156 | $1.5B | Reduce -1.7% |
| XOM Exxon Mobil Corp. | 0.35% | 12,242,963 | $1.4B | Add +4.2% |
| TGT Target Corp. | 0.35% | 9,194,165 | $1.4B | Reduce -0.6% |
| SPGI S&P Global Inc. | 0.34% | 2,670,955 | $1.4B | Add +1.9% |
| IVE iShares S&P 500 Value ETF | 0.33% | 6,948,326 | $1.4B | Reduce -9.5% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.32% | 3,463,992 | $1.3B | Add +0.9% |
| XLE SS Energy Select Sector | 0.32% | 14,917,429 | $1.3B | Add +26.3% |
| USHY iShares Broad Usd High Yield | 0.32% | 34,526,070 | $1.3B | Add +42.0% |
| PAYX Paychex Inc. | 0.31% | 9,575,455 | $1.3B | Reduce -0.3% |
| NKE Nike Inc. Class B | 0.31% | 14,413,540 | $1.3B | Add +7.4% |
| LHX L3HARRIS Technologies Inc. | 0.30% | 5,159,858 | $1.2B | Reduce -2.5% |
| ZTS Zoetis Inc. | 0.30% | 6,273,433 | $1.2B | Reduce -3.6% |
| EMR Emerson Electric Co. | 0.30% | 11,143,369 | $1.2B | Add +1.5% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.30% | 5,129,701 | $1.2B | Add +16.7% |
| RTX RTX Corp. | 0.29% | 9,980,091 | $1.2B | Reduce -1.4% |
| MA Mastercard Inc. Class A | 0.29% | 2,405,029 | $1.2B | Add +2.1% |
| EFA iShares MSCI Eafe ETF | 0.29% | 14,167,100 | $1.2B | Reduce -0.4% |
| RSP Invesco S&P 500 Equal Weight | 0.28% | 6,533,897 | $1.2B | Add +1.4% |
| ETN Eaton Corp. PLC | 0.28% | 3,495,990 | $1.2B | Reduce -1.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.28% | 28,517,622 | $1.1B | Reduce -1.1% |
| GWW WW Grainger Inc. filed as GRAINGER W W INC | 0.27% | 1,064,446 | $1.1B | Reduce -1.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.27% | 6,276,262 | $1.1B | Add +2.1% |
| XLV SS Health Care Select Sector | 0.26% | 7,015,361 | $1.1B | Add +3.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.24% | 4,522,455 | $999.8M | Add +2.4% |
| MUB iShares National Muni Bond E | 0.24% | 8,998,054 | $977.5M | Reduce -0.6% |
| GLD SPDR Gold Shares | 0.24% | 3,991,848 | $970.3M | Add +7.6% |
| NFLX Netflix Inc. | 0.23% | 1,356,694 | $962.3M | Add +7.6% |
| TMO Thermo Fisher Scientific Inc. | 0.23% | 1,528,045 | $945.2M | Add +2.6% |
| QUAL iShares MSCI USA Quality Fac | 0.23% | 5,249,196 | $941.2M | Add +5.9% |
| UNP Union Pacific Corp. | 0.22% | 3,657,395 | $901.5M | Add +0.1% |
| ORCL Oracle Corp. | 0.22% | 5,289,196 | $901.3M | Add +6.4% |
| TSLA Tesla Inc. | 0.22% | 3,389,277 | $886.7M | Add +21.8% |
| IWD iShares Russell 1000 Value E | 0.21% | 4,600,718 | $873.2M | Add +0.4% |
| WM Waste Management Inc. | 0.20% | 4,058,597 | $842.6M | Reduce -0.8% |
| TXN Texas Instruments Inc. | 0.20% | 3,990,712 | $824.4M | Reduce -0.1% |
Options reported separately and not counted above: QQQ puts ($5.4B), IWM puts ($5.0B), QQQ calls ($2.7B), SPY puts ($1.8B), IWM calls ($1.4B), SPY calls ($992.3M), HYG puts ($802.2M), LLY puts ($393.4M), EEM puts ($385.7M), EFA puts ($368.6M), AAPL puts ($356.5M), GLD puts ($338.2M), and 398 more.
Other holdings (250): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 1,142,157 | $63.3M | Reduce -23.2% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 20,389,000 | $45.7M | Add +24.6% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 29,743,000 | $42.5M | New |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 27,023,000 | $27.4M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 21,118 | $26.9M | Add +0.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 29,851,000 | $25.9M | Add +43.2% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 25,413,000 | $24.3M | Add +54.0% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 26,044,000 | $23.1M | Reduce -11.3% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 24,944,000 | $23.0M | Reduce -10.5% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 23,633,000 | $22.0M | Reduce -19.6% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 26,982,000 | $21.6M | Reduce -11.9% |
| BLOOMIN BRANDS INC (BLMN 5 05/01/25) | NOTE 5.000% 5/0 · principal | 13,908,000 | $21.1M | No change |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 16,835,000 | $20.1M | Add +29.4% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 20,896,000 | $20.0M | Add +114.4% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 18,888,000 | $19.0M | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 19,135,000 | $18.8M | Reduce -21.9% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 18,640,000 | $18.6M | Add +236.2% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 18,392,000 | $18.0M | Add +36.9% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 17,591,000 | $17.8M | Reduce -7.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 16,235,000 | $16.8M | Add +175.3% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 11,465,000 | $15.8M | Add +155.8% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 15,700,000 | $15.6M | Add +780.5% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 12,610,000 | $15.4M | New |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 13,717,000 | $15.1M | Reduce -0.7% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 8,303,000 | $14.9M | Reduce -37.1% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 12,196,000 | $14.5M | Add +5.5% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 13,543,000 | $14.0M | Reduce -11.1% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 13,742,000 | $13.7M | Add +20.9% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 11,878,000 | $13.2M | Add +16.5% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 12,381,000 | $13.0M | Add +75.9% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 5,669,000 | $12.6M | Add +46.8% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 11,843,000 | $12.6M | Reduce -18.5% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 12,581,000 | $12.3M | Add +94.6% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 12,264,000 | $11.9M | Reduce -39.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 11,917,000 | $11.9M | Add +40.9% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 12,413,000 | $11.2M | Reduce -35.5% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 11,350,000 | $10.9M | Reduce -40.3% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 11,364,000 | $10.5M | Add +158.4% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 5,600,000 | $10.4M | Add +78.9% |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | 19,290,000 | $10.3M | New |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 149,951 | $10.2M | Add +341.6% |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | 9,875,000 | $10.1M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 9,601,000 | $9.8M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 158,094 | $9.6M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 10,125,000 | $9.0M | Add +10.0% |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 10,697,000 | $8.9M | Add +0.3% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 9,584,000 | $8.9M | Reduce -1.5% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 9,058,000 | $8.8M | Reduce -6.3% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 9,190,000 | $8.4M | Add +27.9% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 4,985,000 | $7.8M | Reduce -8.8% |
| HAEMONETICS CORP (HAE 0 03/01/26) | NOTE 3/0 · principal | 8,265,000 | $7.7M | Reduce -40.5% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 8,013,000 | $7.6M | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 7,221,000 | $7.6M | Add +107.1% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 7,042,000 | $7.4M | New |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 5,951,000 | $7.1M | Add +17.0% |
| NCL CORPORATION LTD (NCLH 5.375 08/01/25) | NOTE 5.375% 8/0 · principal | 5,746,000 | $7.1M | Add +305.2% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 7,271,000 | $7.0M | Add +15.5% |
| MGP INGREDIENTS INC (MGPI 1.875 11/15/41) | NOTE 1.875%11/1 · principal | 6,555,000 | $7.0M | Add +10.3% |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 6,299,000 | $6.8M | Add +104.4% |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 4,660,000 | $6.8M | Reduce -13.5% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 9,690,000 | $6.8M | Reduce -13.4% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 6,939,000 | $6.7M | Add +18.1% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 6,448,000 | $6.7M | Add +53.0% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 17,388,000 | $6.5M | No change |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 6,633,000 | $6.4M | Add +44.6% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 7,307,000 | $6.3M | Reduce -44.3% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 4,886 | $6.3M | Reduce -0.6% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 4,210,000 | $6.2M | Add +17.4% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 132,670 | $6.2M | Add +9.1% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 3,653,000 | $6.1M | Add +233.6% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 6,566,000 | $6.0M | Add +704.7% |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 5,818,000 | $5.8M | Reduce -22.3% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 14,322,000 | $5.7M | Reduce -12.9% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 5,515,000 | $5.6M | Reduce -62.4% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 6,017,000 | $5.5M | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 6,750,000 | $5.3M | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 5,212,000 | $5.2M | Reduce -72.6% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 4,228,000 | $5.2M | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 5,145,000 | $4.9M | Reduce -46.4% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 3,112,000 | $4.8M | Reduce -55.2% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 4,675,000 | $4.7M | Reduce -68.3% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 1,838,000 | $4.6M | Add +213.7% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 5,059,000 | $4.6M | Reduce -46.7% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 3,759,000 | $4.5M | Add +137.5% |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 4,261,000 | $4.4M | Add +3203.1% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 4,089,000 | $4.3M | Add +11.4% |
| OMEROS CORP (OMER 5.25 02/15/26) | NOTE 5.250% 2/1 · principal | 6,064,000 | $4.1M | No change |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 3,388,000 | $4.1M | Add +56.6% |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 12,260,000 | $4.0M | Add +5.2% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 81,939 | $4.0M | Reduce -1.8% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 4,170,000 | $3.9M | Add +24.9% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 3,662,000 | $3.8M | Add +66.5% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 3,123,000 | $3.8M | Add +2.0% |
| NEW MOUNTAIN FINANCE COR (NMFC 7.5 10/15/25) | NOTE 7.500%10/1 · principal | 3,691,000 | $3.7M | Reduce -3.1% |
| PERMIAN RESOURC OPTG LLC (PR 3.25 04/01/28) | NOTE 3.250% 4/0 · principal | 1,595,000 | $3.7M | Reduce -20.8% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 3,153,000 | $3.7M | Reduce -1.6% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 2,885,000 | $3.6M | Add +45.9% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 3,488,000 | $3.5M | Reduce -62.3% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 3,023,000 | $3.5M | Add +8.7% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 1,284,000 | $3.4M | Reduce -65.2% |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 2,344,000 | $3.4M | Reduce -58.5% |
| FUBOTV INC (FUBO 3.25 02/15/26) | NOTE 3.250% 2/1 · principal | 3,938,000 | $3.0M | No change |
| PATRICK INDUSTRIES INC (PATK 1.75 12/01/28) | NOTE 1.750%12/0 · principal | 1,945,000 | $3.0M | Reduce -43.4% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 3,021,000 | $2.8M | Add +631.5% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 2,873,000 | $2.8M | Reduce -80.6% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 2,749,000 | $2.6M | Reduce -4.0% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 2,759,000 | $2.6M | Reduce -4.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 2,223,000 | $2.5M | Reduce -64.8% |
| VIAVI SOLUTIONS INC (VIAV 1.625 03/15/26) | NOTE 1.625% 3/1 · principal | 2,373,000 | $2.4M | Reduce -0.5% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 2,312,000 | $2.3M | New |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 2,154,000 | $2.3M | Add +471.4% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 1,796,000 | $2.2M | Add +64.6% |
| CERENCE INC (CRNC 3 06/01/25) | NOTE 3.000% 6/0 · principal | 2,563,000 | $2.1M | No change |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,725,000 | $2.0M | Add +9.3% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 2,069,000 | $2.0M | Add +72.7% |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 5,522,430 | $1.9M | Add +3.4% |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 76,295 | $1.9M | Reduce -2.6% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 1,034,000 | $1.9M | Reduce -44.0% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 2,781,000 | $1.9M | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 1,444,000 | $1.9M | Reduce -23.3% |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 1,971,000 | $1.9M | Reduce -23.1% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 1,615,000 | $1.8M | Add +14.4% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 529,000 | $1.8M | Reduce -51.5% |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 1,384,000 | $1.8M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,904,000 | $1.8M | Reduce -5.2% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 2,039,000 | $1.8M | Reduce -52.8% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 1,921,000 | $1.7M | Add +0.3% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 1,169,000 | $1.7M | Reduce -23.2% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 1,846,000 | $1.7M | Reduce -51.8% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 1,497,000 | $1.7M | Reduce -22.7% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 1,762,000 | $1.6M | Reduce -11.1% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 1,495,000 | $1.6M | Add +1.9% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 1,428,000 | $1.6M | Reduce -85.1% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 1,855,000 | $1.6M | Reduce -3.8% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 33,118 | $1.5M | Reduce -73.5% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 1,274,000 | $1.5M | Reduce -87.3% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 48,354 | $1.4M | Add +1.0% |
| CHEFS' WAREHOUSE THE (CHEF 1.875 12/01/24) | NOTE 1.875%12/0 · principal | 1,364,000 | $1.4M | No change |
| LIVEPERSON INC (LPSN 0 12/15/26) | NOTE 12/1 · principal | 3,081,000 | $1.4M | No change |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 1,818,000 | $1.3M | Add +2.6% |
| FIRST MAJESTIC SILVER (AGCN 0.375 01/15/27) | NOTE 0.375% 1/1 · principal | 1,500,000 | $1.3M | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 4,171,000 | $1.3M | No change |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 1,116,000 | $1.2M | New |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | 1,443,000 | $1.2M | Reduce -59.6% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 44,263 | $1.2M | Add +0.1% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 46,990 | $1.1M | Reduce -1.5% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 1,053,000 | $990K | Add +1.9% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 19,142 | $962K | Reduce -52.5% |
| BEYOND MEAT INC (BYND 0 03/15/27) | NOTE 3/1 · principal | 5,939,000 | $950K | Add +7.6% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 975,000 | $920K | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 927,000 | $914K | Reduce -28.5% |
| MIRUM PHARMACEUTICALS (MIRM 4 05/01/29) | NOTE 4.000% 5/0 · principal | 618,000 | $910K | New |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 1,200,000 | $890K | Add +27.8% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 896,000 | $855K | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 785,000 | $819K | Add +61.9% |
| LIVONGO HEALTH (TDOC 0.875 06/01/25) | NOTE 0.875% 6/0 · principal | 837,000 | $813K | Add +55.9% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 815,000 | $788K | Add +43.2% |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 746,000 | $712K | No change |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 552,000 | $636K | Reduce -82.5% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 645,000 | $633K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 611,000 | $608K | Reduce -3.3% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 10,413 | $552K | Reduce -0.5% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 625,000 | $522K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 13,267 | $514K | Reduce -2.6% |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 512,000 | $507K | Add +4166.7% |
| SPECIAL OPPORTUNITY FUND (SPE 2.75 01/27/27 C) | 2.75% CNV PFD C | 21,200 | $504K | No change |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 380,000 | $493K | No change |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 446,000 | $465K | No change |
| HECLA MINING CO (HL 7 PERP B) | PFD CV SER B | 8,525 | $455K | Reduce -4.1% |
| GREEN PLAINS INC (GPRE 2.25 03/15/27) | NOTE 2.250% 3/1 · principal | 514,000 | $434K | No change |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 373,000 | $418K | Reduce -1.8% |
| CNX RESOURCES CORP (CNX 2.25 05/01/26) | NOTE 2.250% 5/0 · principal | 150,000 | $384K | New |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 407,000 | $372K | Reduce -19.7% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 376,000 | $367K | Add +69.4% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 250,000 | $353K | New |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 324,000 | $337K | Add +1.3% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 319,000 | $321K | Reduce -92.0% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 331,000 | $302K | Add +25.9% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 295,000 | $278K | Add +247.1% |
| NOVA LTD (NVMI 0 10/15/25) | NOTE 10/1 · principal | 98,000 | $273K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 8,533 | $261K | Add +7.6% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 20,281 | $239K | Add +0.4% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 244,000 | $238K | Reduce -0.8% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 200,000 | $218K | Reduce -88.7% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 227,000 | $217K | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 200,000 | $216K | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 230,000 | $214K | New |
| NOVOCURE LTD (NVCR 0 11/01/25) | NOTE 11/0 · principal | 224,000 | $213K | Add +15.5% |
| PENNYMAC CORP (PMT 5.5 11/01/24) | NOTE 5.500%11/0 · principal | 208,000 | $208K | Add +25.3% |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 275,000 | $206K | New |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 150,000 | $188K | No change |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 100,000 | $184K | Reduce -16.7% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 50,000 | $179K | New |
| VAREX IMAGING CORPORATIO (VREX 4 06/01/25) | NOTE 4.000% 6/0 · principal | 145,000 | $143K | No change |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 140,000 | $138K | No change |
| PAR TECHNOLOGY CORP (PAR 2.875 04/15/26) | NOTE 2.875% 4/1 · principal | 90,000 | $127K | No change |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 131,000 | $125K | Reduce -92.7% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 90,000 | $107K | Reduce -21.7% |
| BRAEMAR HOTELS & RESORTS (BHR 5.5 PERP b) | 5.5 CUM CV PFD B | 6,808 | $99K | Add +0.5% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 103,000 | $95K | Reduce -17.6% |
Largest 200 of 250 shown.
Lines left out (190) · $2K — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| SMLV SS SPDR US SC Low Vol Idx | ST STR R2K LOWV | 0 | $61 |
| VLU SS SPDR S&P 1500 Value Tilt | ST STR SP1500VT | 0 | $53 |
| ONEO SS SPDR R1000 Mom Foc ETF | ST STR R1K MOM | 0 | $50 |
| USD Proshares Ultra Semiconduct | PSHS ULT SEMICDT | 0 | $43 |
| QWLD State Street SPDR MSCI World | ST STR MSCI WLD | 0 | $43 |
| PEZ Invesco Dorsey Wright Consum | DORSEY WRGT CSMR | 0 | $42 |
| GQRE NT GLBL Qual Re ETF | GLB QLT R/E IDX | 0 | $31 |
| PSCM Invesco S&P Smallcap Materia | S&P SMLCP MATL | 0 | $31 |
| WDIV St STR SPD S&P Glo Div-US Inc. | ST STR SP GLBDIV | 0 | $31 |
| FVAL Fidelity Value Factor ETF | VLU FACTOR ETF | 0 | $29 |
| HYGH iShares Int Rate Hedg HY ETF | IT RT HDG HGYL | 0 | $28 |
| SDG Ish MSCI Glob Sust Deve Goal | MSCI GBL SUS DEV | 0 | $28 |
| IDGT iShares US DGTL Infra & R/E | US DIGI REAL ETF | 0 | $27 |
| CSB Victoryshares US Small Cap H | VCSHS US SMCP HG | 0 | $27 |
| UPGD Invesco Bloomberg Analyst Ra | BLOO AN RATI ETF | 0 | $26 |
| JGRO JPMorgan Active Growth ETF | ACTIVE GROWTH | 0 | $23 |
| DDM Proshares Ultra DOW30 | PSHS ULTRA DOW30 | 0 | $23 |
| AVSF Avantis Short-Term Fixed Inc. | AVANTIS SHFXDINC | 0 | $22 |
| GAMR Amplify Video Game LDRS ETF | VIDE GAME LE ETF | 0 | $22 |
| MIDU Dirxn DLY Mid Cap BL 3XE-Usi | DAIL MID CAP ETF | 0 | $22 |
| ETF SER SOLUTIONS | POINT BRIDGE AMR | 0 | $22 |
| J P MORGAN EXCHANGE TRADED F | BETABLDRS 1-5YR | 0 | $22 |
| AIRR First Trust Rba American Ind | RBA INDL ETF | 0 | $20 |
| HLAL Wahed Ftse USA Shariah ETF | WAHED FTSE ETF | 0 | $20 |
| ONEY SS SPDR R1000 Yield Foc ETF | ST STR R1K YLD | 0 | $20 |
| TECL Dire Dai Tec Bull 3X ETF-Usd | DA TE BU 3X ETF | 0 | $19 |
| FDTS First Trust Developed Market | EX US SML CP | 0 | $19 |
| IPAY Amplify Digital Payments ETF | AMPLIFY DGTL PAY | 0 | $18 |
| DWLD Davis Select Worldwide ETF | SELECT WRLD WI | 0 | $18 |
| SOXL Direx Dail Semi Bu 3X Et-Usd | DAI SEM BUL ETF | 0 | $18 |
| FLTW Franklin Ftse Taiwan ETF | FTSE TAIWAN | 0 | $18 |
| BUFF Innovator Laddered Allocatio | LADERD ALCTN PWR | 0 | $18 |
| KCE SS SPDR S&P Cap MKTS ETF | ST STR SP CAPMKT | 0 | $18 |
| BKHY BNY Mellon High Yield ETF | HIGH YIELD ETF | 0 | $17 |
| QLV NT US Qual Lowvol ETF | US QT LW VLTY | 0 | $17 |
| MILN Global X Millennial Consumer | MILLE CONSU ETF | 0 | $17 |
| GPIQ GS Nasdaq-100 PR Inc. ETF-Usd | NASDA 100 ETF | 0 | $17 |
| DIG Proshares Ultra Energy | ULTRA ENERGY | 0 | $17 |
| OILK Pros K-1 Free CR Oil ETF-Usd | K-1 FREE CRD OIL | 0 | $17 |
| CHAT Roundhill Gen AI & Tech ETF | ROUNDHILL GENER | 0 | $17 |
| TPHD Timothy Plan High DVD STCK | HIG DV STK ETF | 0 | $17 |
| ACGP Associated Capital Group - A | CL A | 0 | $16 |
| GPIX GLDM SA S&P 500 PR in ETF-US | S&P 500 PREMIUM | 0 | $16 |
| IEDI iShares U.S. Consumer Focuse | US CONSUMER FOC | 0 | $16 |
| EMXF iShares ESG Adv MSCI Em ETF | EGSADVNCDMSCI EM | 0 | $16 |
| GAA Cambria Global Asset Allocat | GLB ASSET ALLO | 0 | $15 |
| DUSA Davis Select US Equity ETF | SELECT US EQTY | 0 | $15 |
| FUNC First United Corp. | COM | 0 | $15 |
| EWJV iShares MSCI Japan Value ETF | MSCI JP VALUE | 0 | $15 |
| SYSB iShares Systematic Bond ETF | SYSTEMATIC BD ET | 0 | $15 |
| TBLU Managed Portfolio Series | TORTOISE GLOBAL | 0 | $15 |
| BLCR iShares LRG CP CR Act ETF-Ui | ISHA LA CORE ETF | 0 | $14 |
| QDIV Global X S&P 500 QLTY Div | S&P 500 QLT ETF | 0 | $14 |
| VEGI iShares MSCI Agriculture Pro | MSCI AGR PRO ETF | 0 | $14 |
| EMCS Xtracke MSCI Emer Ms ETF-Usd | XTRACKERS MSCI E | 0 | $13 |
| DTRE First Trust Alerian Disrupti | ALERIAN DISRUPT | 0 | $13 |
| HYGV NT HY Val-SCRD BD ETF | HIG YLD VL ETF | 0 | $13 |
| LKOR NT Crdscr US Lcorp ETF | CR SCORED LONG | 0 | $13 |
| CEMB iShares JP Morgan Em Corpora | JP MRG EM CRP BD | 0 | $13 |
| INDS Pacer Industrial Real Estate | INDUSTRIAL RELET | 0 | $13 |
| STOT SS DL St Dur TR Tact ETF | ST STR TOTAL ETF | 0 | $13 |
| GENZ Vaneck Digital Native Econom | DIGITAL NATIVE | 0 | $13 |
| ITEQ Amplify Bluestar Israel Tech | BLUE ISRA TE ETF | 0 | $12 |
| EWUS iShares MSCI United Kingdom | MSCI UK SM ETF | 0 | $12 |
| HERD Pacer Cash Cows Fund of Fund | CASH COWS ETF | 0 | $12 |
| ICAP Infrastructure Capital Equit | INFRASTRCTUR CAP | 0 | $12 |
| FYLD Cambria Foreign Shareholder | CAMBRIA FGN SHR | 0 | $11 |
| FORTY Formula Systems 1985-SP ADR | SPONSORED ADS | 0 | $10 |
| HSCZ iShares Cur HDG MSCI Eafe SM | MSCI EAFE SMCP | 0 | $10 |
| JPSE JPM Diversified RT Small Cap | DIVERSFD EQT ETF | 0 | $10 |
| VTC Vanguard Total Corporate BND | TOTAL CORP BND | 0 | $10 |
| VPC Virtus Private Credit Strate | VIRTUS PVT CR | 0 | $9 |
| DVOL First Trust DW Momtm & Low | DORSY WR MOMNT | 0 | $9 |
| MBSD NT Disc Dur MBS ETF | DISCP DUR MBS | 0 | $9 |
| JMEE JPM Sma & Mid Cap En Eq Et-U | SMALL & MID CAP | 0 | $9 |
| LARK Landmark Bancorp Inc. | COM | 0 | $9 |
| CRAK Vaneck Oil Refiners ETF | OIL REFINERS ETF | 0 | $9 |
| BTAL Agf US Market Neutral Anti-B | US MARKET NETRL | 0 | $8 |
| ACR Acres Commercial Realty Corp. | COM NEW | 0 | $8 |
| FAS Dirx DLY Finacial B3X ETF-Ui | DAILY FINANCIAL | 0 | $8 |
| FTXH First Trust Nasdaq Pharmaceu | NASDQ PHRMTCLS | 0 | $8 |
| POWA Invesco Bloomberg Pricing Po | BLOO PRI PWR ETF | 0 | $8 |
| BLCN Siren NXGN Ecnmy ETF-Usd Inc. | NEXGEN ECONOMY | 0 | $8 |
| NFLY Yieldmax NFLX Option Is ETF | YIELDMAX NFLX | 0 | $8 |
| ETF SER SOLUTIONS | RANGE CANCER THE | 0 | $7 |
| FLKR Franklin Ftse South Korea | FTSE SOUTH KOREA | 0 | $7 |
| ASEA Global X Ftse Southeast Asia | GBL X FTSE ETF | 0 | $7 |
| LQDI iShares Inflation Hedged Cor | INFLATION HEDG | 0 | $7 |
| SSO Proshares Ultra S&P500 | PSHS ULT S&P 500 | 0 | $7 |
| PROSHARES SHORT MSCI EAFE | PSHS SH MSCI EAF | 0 | $7 |
| EQIN Columbia US Eqty Inc. ETF | US EQUI INCO ETF | 0 | $6 |
| SKOR NT Crdscr US Corp. BD ETF | CR SCD US BD | 0 | $6 |
| COMB Graniteshares Bcom Broad STR | BBG COMMD K 1 | 0 | $6 |
| EMIF iShares Emerging Markets Inf | EMGR MKT INF ETF | 0 | $6 |
| ISCF iShares International Small | INTERNATIONAL SL | 0 | $6 |
| HAWX iShares Cur HDG MSCI Acwi-X | MSCI ACWI EXUS | 0 | $6 |
| IG Prin Invest Grad Corp. ETF-Ui | PRNC INVT GRAD | 0 | $6 |
| TIDAL TRUST II | YIELDMAX MSTR OP | 0 | $6 |
| BRF Vaneck Brazil Small-Cap ETF | BRAZIL SMALL CAP | 0 | $6 |
| EDC Dir Da Ms Em Ma Bul 3X ETF-U | DAI MAR BUL ETF | 0 | $5 |
| DGICB Donegal Group Inc. Class B | CL B | 0 | $5 |
| FCOR Fidelity Corporate Bond ETF | CORP BOND ETF | 0 | $5 |
| FLTB Fidelity Ltd. TRM BND ETF | LTD TRM BD ETF | 0 | $5 |
| LDSF First TR Low Duration St-ETF | LOW DUR STRTGC | 0 | $5 |
| INVESTMENT MANAGERS SER TR I | AXS CHANGE FINAN | 0 | $5 |
| POWR iShares US Power Infrastruct | US PWR INFRA ETF | 0 | $5 |
| WINC Western Asset St Dur Inc. ETF | WESTN AST SHRT | 0 | $5 |
| MVV Proshares Ultra MIDCAP400 | PSHS ULT MCAP400 | 0 | $5 |
| PEX Proshares Global Listed Priv | PRIV EQTY-LSTD | 0 | $5 |
| LEAD Siren Divcon Leaders Dividen | DIVCN LDRS ETF | 0 | $5 |
| STCN Steel Connect Inc. | COM | 0 | $5 |
| TGS Transportador Gas-ADR SP B | SPONSORED ADS B | 0 | $5 |
| HODL Vaneck Bitcoin ETF | SH BEN INT | 0 | $5 |
| SEIX Virtus Seix Senior Loan ETF | SEIX SR LN ETF | 0 | $5 |
| KEN Kenon Holdings Ltd. | SHS | 0 | $5 |
| LUCK Lucky Strike Entertainment C | CL A COM | 0 | $4 |
| CGO Calamos Global Total Return | COM SH BEN INT | 0 | $4 |
| GRF Eagle Capital Growth Fund | COM | 0 | $4 |
| INCE Franklin Income Equity Focus | INCOME EQT FOCUS | 0 | $4 |
| FLBR Franklin Ftse Brazil ETF | FTSE BRAZIL | 0 | $4 |
| PGZ Principal Real Estate Income | SHS BEN INT | 0 | $4 |
| SGML Sigma Lithium Corp. | COM | 0 | $4 |
| SFYX Sofi Next 500 ETF | SOFI NEXT 500 | 0 | $4 |
| SDCI Uscf Summerhaven Dynamic ETF | SUMMERHAVEN K1 | 0 | $4 |
| MOTG Vaneck Mstar GL Wide Moat | MRNGSTR GBL WIDE | 0 | $4 |
| USTB Victoryshares Short-Term Bon | SHORT TRM BD ETF | 0 | $4 |
| CYD China Yuchai Intl Ltd. | COM | 0 | $4 |
| EDOG Alps Emerging Sector Dividen | EM SECT DIV DG | 0 | $3 |
| BNED Barnes & Noble Education Inc. | COM NEW | 0 | $3 |
| BHV BlackRock Virginia Muni BND | COM | 0 | $3 |
| XEGFX BlackRock Enhanced Govern | COM | 0 | $3 |
| BRID Bridgford Foods Corp. | COM | 0 | $3 |
| TRTY Cambria Trinity ETF | TRINITY | 0 | $3 |
| AXICY Centrais Eletricas Brasileir | SPON ADR PFD B | 0 | $3 |
| CVR Chicago Rivet & Machine Co. | COM | 0 | $3 |
| CZWI Citizens Community Bancorp I | COM | 0 | $3 |
| TBRG Trubridge Inc. | COM | 0 | $3 |
| GOAU US GLB GLD & Metal MNRS ETF | US GBL GLD PRE | 0 | $3 |
| FLCA Franklin Ftse Canada ETF | FTSE CANADA | 0 | $3 |
| FLAU Franklin Ftse Australia ETF | FTSE AUSTRALIA | 0 | $3 |
| EFAS Global X MSCI Superdividend | MSCI SUPDIV EA | 0 | $3 |
| CCRD Corecard Corp. | COM | 0 | $3 |
| EFNL iShares MSCI Finland ETF | MSCI FINLAND ETF | 0 | $3 |
| BYLD iShares Yield Optimized Bond | YLD OPTIM BD | 0 | $3 |
| XNOMX Nuveen Mo QLTY Muni Inc. | COM | 0 | $3 |
| SFYF Sofi Social 50 ETF | SOFI SOCIAL 50 | 0 | $3 |
| ASA ASA Gold and Precious Metals | SHS | 0 | $3 |
| FCO Abrdn Global Income Fund Inc. | COM | 0 | $2 |
| ARKR ARK Restaurants Corp. | COM | 0 | $2 |
| COM Direxion Auspice BRD Cmdty | AUSPCE CMD STG | 0 | $2 |
| HOMZ Hoya Capital Housing ETF | HOYA CAP HOUSI | 0 | $2 |
| GLBZ Glen Burnie Bancorp | COM | 0 | $2 |
| GSJY Goldman Activebeta JP Eq ETF | ACTIVEBETA JAP | 0 | $2 |
| KGRN Kraneshares MSCI China Clean | MSCI CHINA CLEAN | 0 | $2 |
| IBD Inspire Corporate Bond ETF | INSPIRE CORP BD | 0 | $2 |
| RAND Rand Capital Corp. | COM NEW | 0 | $2 |
| IPOS Renaissance Intl Ipo ETF | INTNTL IPO ETF | 0 | $2 |
| EDF VSH Emerging Markets Income | COM | 0 | $2 |
| TIDAL TRUST II | YIELDMAX COIN OP | 0 | $2 |
| GRNB Vaneck Green Bond ETF | GREEN BOND ETF | 0 | $2 |
| OEFA Alps O'shares Intl Dev QLTY | O SHARES INTL D | 0 | $1 |
| ARTW Art's-Way Manufacturing Co. | COM | 0 | $1 |
| AWX Avalon Holdings Corp. Class A | CL A | 0 | $1 |
| BFIN Bankfinancial Corp. | COM | 0 | $1 |
| SID Cia Siderurgica Nacl-SP ADR | SPONSORED ADR | 0 | $1 |
| ELP Companhia Paranaense DE Ener | SPON ADS | 0 | $1 |
| CXDO Crexendo Inc. | COM | 0 | $1 |
| DALN Dallasnews Corp. | COM SER A | 0 | $1 |
| DXR Daxor Corp. | COM | 0 | $1 |
| EDUC Educational Development Corp. | COM | 0 | $1 |
| FDHY Fidelity Enh Hi YLD ETF | ENHA HIGH YI ETF | 0 | $1 |
| GCV Gabelli Convert & Inc. Sec | COM | 0 | $1 |
| GNOM Global X Genomics & Biotechn | GENOMIC BIOTECH | 0 | $1 |
| XRLV Invesco S&P 500 Ex-Rate Sens | S&P 500 EX RAT | 0 | $1 |
| JSML Janus Hender SM Cap GRW Alph | HENDERSN CAP ETF | 0 | $1 |
| JOF Japan Smaller Capitalization | COM | 0 | $1 |
| KFFB Kentucky First Federal Banco | COM | 0 | $1 |
| KINS Kingstone Cos Inc. | COM | 0 | $1 |
| OMCC Old Market Capital Corp. | COM | 0 | $1 |
| PYN PIMCO New York Muni FND III | COM | 0 | $1 |
| YLD Principal Act Hi YLD ETF | ACTIVE HIGH YL | 0 | $1 |
| TBF Proshares Short 20+ Treasury | SHRT 20+YR TRE | 0 | $1 |
| SIEB Siebert Financial Corp. | COM | 0 | $1 |
| SSBI Summit State Bank | COM | 0 | $1 |
| TIDAL TRUST II | YIELDMAX ULTRA O | 0 | $1 |
| BDCZ Etracs Marketvector Business | ETRACS MARKETVEC | 0 | $1 |
| RAAX Vaneck Real Assets ETF | REAL ASSETS ETF | 0 | $1 |
| ERC Allspring Multi-Sector Inc. | COM | 0 | $1 |
| CVAC Curevac NV | COM | 0 | $1 |
| DLNG Dynagas LNG Partners LP | COM UNIT LTD PT | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $412.5B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -2.1% | 3.62% | −0.47 |
| AGG iShares Core U.S. Aggregate | Reduce -12.4% | 1.25% | −0.21 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.2% | 1.49% | −0.15 |
| MINT PIMCO Enhanced Short Maturit | Reduce -52.7% | 0.11% | −0.13 |
| IWM iShares Russell 2000 ETF | Reduce -12.8% | 0.97% | −0.12 |
| NSC Norfolk Southern Corp. | Reduce -50.1% | 0.12% | −0.11 |
| PSX Phillips 66 | Reduce -2.8% | 0.52% | −0.09 |
| CVX Chevron Corp. | Reduce -0.2% | 0.68% | −0.09 |
| MRK Merck & Co. Inc. | Reduce -4.5% | 0.41% | −0.09 |
| LLY Eli Lilly & Co. | Reduce -0.8% | 0.63% | −0.06 |
| LRCX Lam Research Corp. | Reduce -5.0% | 0.12% | −0.06 |
| SHM SS SPDR N Ice St Muni ETF | Reduce -44.0% | 0.06% | −0.05 |
| INTC Intel Corp. | Reduce -18.4% | 0.06% | −0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Reduce -0.7% | 0.09% | −0.04 |
| VGSH Vanguard Short-Term Treasury | Reduce -44.3% | 0.05% | −0.04 |
| JPM JPMorgan Chase & Co. | Reduce -0.9% | 1.26% | −0.04 |
| AMGN Amgen Inc. | Reduce -2.4% | 0.59% | −0.03 |
| CRM Salesforce Inc. | Reduce -14.6% | 0.20% | −0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -0.4% | 0.12% | −0.03 |
| ADI Analog Devices Inc. | Reduce -0.7% | 0.51% | −0.03 |
| PEP Pepsico Inc. | Reduce -2.4% | 0.51% | −0.03 |
| IVE iShares S&P 500 Value ETF | Reduce -9.5% | 0.33% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -3.1% | 0.60% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -2.6% | 0.10% | −0.03 |
| INTU Intuit Inc. | Reduce -1.8% | 0.18% | −0.03 |
| BKNG Booking Holdings Inc. | Reduce -23.9% | 0.08% | −0.02 |
| UPS United Parcel Service Class B | Reduce -4.2% | 0.19% | −0.02 |
| APD Air Products & Chemicals Inc. | Reduce -20.2% | 0.14% | −0.02 |
| SCHW Schwab (charles) Corp. | Reduce -18.0% | 0.05% | −0.02 |
| BAC Bank of America Corp. | Reduce -1.1% | 0.28% | −0.02 |
| WM Waste Management Inc. | Reduce -0.8% | 0.20% | −0.02 |
| FTGC First Trust Global Tactical | Reduce -2.8% | 0.20% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -0.9% | 0.71% | −0.02 |
| TER Teradyne Inc. | Reduce -32.5% | 0.03% | −0.02 |
| VXF Vanguard Extended Market ETF | Reduce -52.0% | 0.02% | −0.02 |
| GD General Dynamics Corp. | Reduce -1.9% | 0.46% | −0.02 |
| ABNB Airbnb Inc. Class A | Reduce -17.5% | 0.03% | −0.02 |
| COP Conocophillips | Reduce -4.5% | 0.09% | −0.02 |
| DIS The Walt Disney Co. | Reduce -3.8% | 0.12% | −0.02 |
| SHV iShares 0-1 Year Treasury Bo | Reduce -9.3% | 0.10% | −0.02 |
| DLB Dolby Laboratories Inc. Class A | Reduce -82.7% | 0.00% | −0.02 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -3.5% | 1.43% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -4.2% | 0.40% | −0.02 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -3.5% | 0.39% | −0.02 |
| EOG EOG Resources Inc. | Reduce -2.9% | 0.13% | −0.02 |
| IWF iShares Russell 1000 Growth | Reduce -0.7% | 0.38% | −0.02 |
| MCK McKesson Corp. | Reduce -2.3% | 0.05% | −0.01 |
| TTE Totalenergies SE -Spon ADR | Reduce -4.2% | 0.10% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Reduce -4.9% | 0.47% | −0.01 |
| IJH iShares Core S&P Midcap ETF | Reduce -2.0% | 0.72% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| AVGO Broadcom Inc. | Add +28.5% | 1.03% | +0.24 |
| ITOT iShares Core S&P Total U.S. | Add +14.7% | 1.68% | +0.21 |
| USHY iShares Broad Usd High Yield | Add +42.0% | 0.32% | +0.09 |
| TSLA Tesla Inc. | Add +21.8% | 0.22% | +0.07 |
| MCD McDonald's Corp. | Add +0.8% | 0.62% | +0.07 |
| VTWO Vanguard Russell 2000 ETF | Add +469.8% | 0.08% | +0.07 |
| META Meta Platforms Inc. Class A | Add +1.8% | 0.81% | +0.06 |
| HD Home Depot Inc. | Add +0.3% | 0.59% | +0.06 |
| BND Vanguard Total Bond Market | Add +18.3% | 0.41% | +0.06 |
| IEFA iShares Core MSCI Eafe ETF | Add +3.9% | 1.18% | +0.06 |
| VMBS Vanguard Mortgage-Backed Sec | Add +131.1% | 0.09% | +0.05 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +55.0% | 0.15% | +0.05 |
| NKE Nike Inc. Class B | Add +7.4% | 0.31% | +0.05 |
| VB Vanguard Most SM-Cap ETF-Usd | Add +16.7% | 0.30% | +0.05 |
| XLF SS Financial Select Sector | Add +26.6% | 0.19% | +0.05 |
| IBM Intl Business Machines Corp. | Add +2.4% | 0.24% | +0.05 |
| GE General Electric | Add +33.3% | 0.14% | +0.05 |
| JNJ Johnson & Johnson | Add +2.2% | 0.73% | +0.04 |
| XLE SS Energy Select Sector | Add +26.3% | 0.32% | +0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.9% | 0.56% | +0.04 |
| ORCL Oracle Corp. | Add +6.4% | 0.22% | +0.04 |
| CTVA Corteva Inc. | Add +53.1% | 0.10% | +0.03 |
| SPGI S&P Global Inc. | Add +1.9% | 0.34% | +0.03 |
| TMUS T-Mobile US Inc. | Add +54.7% | 0.07% | +0.03 |
| BX Blackstone Inc. | Add +1.4% | 0.20% | +0.03 |
| GLD SPDR Gold Shares | Add +7.6% | 0.24% | +0.03 |
| WEC WEC Energy Group Inc. | Add +1.5% | 0.19% | +0.03 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +31.3% | 0.12% | +0.03 |
| DHI D.R. Horton Inc. | Add +39.1% | 0.06% | +0.03 |
| PH Parker Hannifin Corp. | Add +4.3% | 0.14% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +113.0% | 0.04% | +0.02 |
| ARKK ARK Innovation ETF | Add +88.0% | 0.04% | +0.02 |
| OLED Universal Display Corp. | Add +1397.5% | 0.02% | +0.02 |
| MA Mastercard Inc. Class A | Add +2.1% | 0.29% | +0.02 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +22.9% | 0.11% | +0.02 |
| IJR iShares Core S&P Small-Cap E | Add +1.4% | 0.46% | +0.02 |
| PHM Pultegroup Inc. | Add +67.2% | 0.04% | +0.02 |
| ABT Abbott Laboratories | Add +0.8% | 0.47% | +0.02 |
| PLD Prologis Inc. | Add +15.9% | 0.10% | +0.02 |
| LEN Lennar Corp. Class A | Add +30.8% | 0.05% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +2.6% | 0.23% | +0.02 |
| SDVY First Trust Smid Cap Rising | Add +17.5% | 0.09% | +0.02 |
| PYPL PayPal Holdings Inc. | Add +7.8% | 0.05% | +0.01 |
| UCON First Trust Smith Unconstrai | Add +257.4% | 0.02% | +0.01 |
| NFLX Netflix Inc. | Add +7.6% | 0.23% | +0.01 |
| UBER Uber Technologies Inc. | Add +16.8% | 0.12% | +0.01 |
| LIN Linde PLC | Add +0.7% | 0.50% | +0.01 |
| AXP American Express Co. | Add +3.1% | 0.11% | +0.01 |
| KKR KKR & Co. Inc. | Add +4.9% | 0.07% | +0.01 |
| CGCP Cap Group Core Plus Income | Add +42.8% | 0.05% | +0.01 |
Options Activity Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | put | Add +7.0% | 11,068,200 | $5.4B |
| IWM iShares Russell 2000 ETF | put | Add +62.8% | 22,520,000 | $5.0B |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -1.1% | 5,560,200 | $2.7B |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -37.5% | 3,131,400 | $1.8B |
| IWM iShares Russell 2000 ETF | call | Add +6.0% | 6,498,700 | $1.4B |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +32.2% | 1,729,500 | $992.3M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | put | Reduce -31.4% | 9,989,700 | $802.2M |
| LLY Eli Lilly & Co. | put | Add +32.5% | 444,100 | $393.4M |
| EEM iShares MSCI Emerging Market | put | Add +6.0% | 8,411,000 | $385.7M |
| EFA iShares MSCI Eafe ETF | put | Add +0.0% | 4,407,500 | $368.6M |
| AAPL Apple Inc. | put | Add +18.0% | 1,530,200 | $356.5M |
| GLD SPDR Gold Shares | put | Add +470.7% | 1,391,400 | $338.2M |
| GLD SPDR Gold Shares | call | Add +49.2% | 1,354,800 | $329.3M |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | call | Add +67.2% | 3,343,000 | $268.4M |
| XLF SS Financial Select Sector | put | Add +1850.1% | 5,850,200 | $265.1M |
| NVDA Nvidia Corp. | call | Add +128.8% | 1,980,700 | $240.5M |
| AMD Advanced Micro Devices | put | Add +34.5% | 1,434,200 | $235.3M |
| NVDA Nvidia Corp. | put | Add +92.2% | 1,747,800 | $212.3M |
| GOOGL Alphabet Inc. Class A | put | Add +264.4% | 1,279,500 | $212.2M |
| EEM iShares MSCI Emerging Market | call | Add +127.3% | 4,545,000 | $208.4M |
| EFA iShares MSCI Eafe ETF | call | Add +73.6% | 2,418,700 | $202.3M |
| TLT iShares 20+ Year Treasury BD | call | Add +12.4% | 2,030,000 | $199.1M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | Sold out | 1,856,200 | $198.8Mbefore exit |
| TSLA Tesla Inc. | put | Add +186.3% | 637,500 | $166.8M |
| TLT iShares 20+ Year Treasury BD | put | Reduce -30.8% | 1,610,000 | $157.9M |
| KWEB Kranesh Csi China Internet | call | New | 4,449,700 | $151.4M |
| AAPL Apple Inc. | call | Reduce -34.4% | 640,900 | $149.3M |
| IQV Iqvia Holdings Inc. | put | Add +19.3% | 626,300 | $148.4M |
| MSFT Microsoft Corp. | put | Add +497.1% | 323,600 | $139.2M |
| FXI iShares China Large-Cap ETF | call | Add +39.4% | 4,152,800 | $132.0M |
| XLF SS Financial Select Sector | call | New | 2,846,800 | $129.0M |
| AMZN Amazon.com Inc. | put | Add +160.7% | 663,300 | $123.6M |
| CVX Chevron Corp. | call | Add +19.6% | 836,600 | $123.2M |
| BAC Bank of America Corp. | put | Add +2996.4% | 2,740,300 | $108.7M |
| XLE SS Energy Select Sector | put | Reduce -35.8% | 1,191,100 | $104.6M |
| XLV SS Health Care Select Sector | call | Sold out | 705,200 | $102.8Mbefore exit |
| MMM 3M Co. | call | New | 748,500 | $102.3M |
| AMZN Amazon.com Inc. | call | Add +2.7% | 495,200 | $92.3M |
| APO Apollo Global Management Inc. | put | Add +46.0% | 730,000 | $91.2M |
| XOM Exxon Mobil Corp. | call | Add +56.4% | 777,100 | $91.1M |
| PG The Procter & Gamble Co. | put | Add +2987.9% | 512,600 | $88.8M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | Reduce -58.3% | 749,900 | $84.7M |
| DIA SS SPDR Dow Jones Indus Avg | call | New | 200,000 | $84.6M |
| IEI iShares 3-7 Year Treasury Bo | put | Sold out | 699,900 | $80.8Mbefore exit |
| XOM Exxon Mobil Corp. | put | Add +134.3% | 666,200 | $78.1M |
| WYNN WYNN Resorts Ltd. | call | New | 790,200 | $75.8M |
| SIRI Sirius XM Holdings Inc. | put | New | 2,997,400 | $70.9M |
| PLNT Planet Fitness Inc. Class A | call | Sold out | 927,900 | $68.3Mbefore exit |
| TSLA Tesla Inc. | call | Add +2183.0% | 255,700 | $66.9M |
| FXI iShares China Large-Cap ETF | put | Add +64.1% | 2,100,000 | $66.7M |
Showing the first 50 of 448.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q2 2024 → Q3 2024
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -23.2% | 1,142,157 | $63.3M |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | Add +24.6% | 20,389,000 | $45.7M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 29,743,000 | $42.5M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | New | 27,023,000 | $27.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +0.9% | 21,118 | $26.9M |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | Add +43.2% | 29,851,000 | $25.9M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +54.0% | 25,413,000 | $24.3M |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | Sold out | 198,369 | $24.3Mbefore exit |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | Reduce -11.3% | 26,044,000 | $23.1M |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | Reduce -10.5% | 24,944,000 | $23.0M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -19.6% | 23,633,000 | $22.0M |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | Reduce -11.9% | 26,982,000 | $21.6M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +29.4% | 16,835,000 | $20.1M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Add +114.4% | 20,896,000 | $20.0M |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | New | 18,888,000 | $19.0M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -21.9% | 19,135,000 | $18.8M |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | Add +236.2% | 18,640,000 | $18.6M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Add +36.9% | 18,392,000 | $18.0M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -7.9% | 17,591,000 | $17.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | Add +175.3% | 16,235,000 | $16.8M |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | Add +155.8% | 11,465,000 | $15.8M |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | Add +780.5% | 15,700,000 | $15.6M |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | Sold out | 17,959,000 | $15.5Mbefore exit |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | New | 12,610,000 | $15.4M |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | Reduce -0.7% | 13,717,000 | $15.1M |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | Reduce -37.1% | 8,303,000 | $14.9M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +5.5% | 12,196,000 | $14.5M |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | Reduce -11.1% | 13,543,000 | $14.0M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +20.9% | 13,742,000 | $13.7M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +16.5% | 11,878,000 | $13.2M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Add +75.9% | 12,381,000 | $13.0M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Add +46.8% | 5,669,000 | $12.6M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Reduce -18.5% | 11,843,000 | $12.6M |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Add +94.6% | 12,581,000 | $12.3M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -39.9% | 12,264,000 | $11.9M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +40.9% | 11,917,000 | $11.9M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Reduce -35.5% | 12,413,000 | $11.2M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Reduce -40.3% | 11,350,000 | $10.9M |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | Add +158.4% | 11,364,000 | $10.5M |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | Add +78.9% | 5,600,000 | $10.4M |
| CERENCE INC (CRNC 1.5 07/01/28) | NOTE 1.500% 7/0 · principal | New | 19,290,000 | $10.3M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +341.6% | 149,951 | $10.2M |
| AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) | NOTE 3.625% 6/1 · principal | New | 9,875,000 | $10.1M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 9,601,000 | $9.8M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 158,094 | $9.6M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +10.0% | 10,125,000 | $9.0M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Add +0.3% | 10,697,000 | $8.9M |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | Reduce -1.5% | 9,584,000 | $8.9M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -6.3% | 9,058,000 | $8.8M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +27.9% | 9,190,000 | $8.4M |
Showing the first 50 of 327.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 6,378 | $574.2B | AAPL, IVV, MSFT, NVDA, ITOT |
| Q1 2026Amended | 6,284 | $499.1B | AAPL, IVV, MSFT, NVDA, ITOT |
| Q4 2025 | 6,224 | $510.2B | MSFT, AAPL, SPY, IVV, NVDA |
| Q3 2025 | 6,181 | $488.7B | MSFT, AAPL, IVV, NVDA, ITOT |
| Q2 2025 | 6,201 | $453.0B | MSFT, SPY, AAPL, IVV, NVDA |
| Q1 2025 | 6,097 | $413.5B | AAPL, MSFT, IVV, SPY, ITOT |
| Q4 2024 | 6,115 | $414.6B | AAPL, MSFT, IVV, SPY, ITOT |
| Q3 2024 | 6,045 | $411.3B | MSFT, AAPL, IVV, ITOT, NVDA |
| Q2 2024 | 6,038 | $386.5B | MSFT, AAPL, IVV, SPY, NVDA |
| Q1 2024 | 6,656 | $378.0B | MSFT, AAPL, IVV, VO, AGG |