Northwestern Mutual Wealth Management Co.
In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 12, 2026), Northwestern Mutual Wealth Management Co. reported 4,060 stock positions worth $187.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 14.0% of the portfolio, followed by Vanguard Total Bond Market (BND, 5.5%) and iShares Core S&P Midcap ETF (IJH, 5.5%). Compared with Q1 2026, it opened 464 new positions, sold out of 496, added to 1,742 and reduced 1,366. The biggest buy was Avantis US Large Cap Value (AVLV, shares +1248%) and the biggest sale iShares MSCI USA Value Facto (VLUE, shares −86%).
- Most Recent 13F
- Q2 2026
- Location
- MILWAUKEE, WI
- CIK
- 0001141802
- Portfolio Value
- $187.2B (Q2 2026)
- SEC Filing
- 0001141802-26-000015 ↗ filed Aug 12, 2026
Holdings Value
Holdings 4,060 stocks · $187.2B
| IVV iShares Core S&P 500 ETF | 14.01% | 35,018,846 | $26.2B | Add +1.2% |
| BND Vanguard Total Bond Market | 5.54% | 141,274,305 | $10.4B | Add +4.8% |
| IJH iShares Core S&P Midcap ETF | 5.47% | 132,841,270 | $10.2B | Add +3.1% |
| SCHF Schwab Intl Equity ETF | 4.58% | 309,394,253 | $8.6B | Add +2.4% |
| IJR iShares Core S&P Small-Cap E | 3.53% | 44,570,998 | $6.6B | Add +2.6% |
| RSP Invesco S&P 500 Equal Weight | 3.21% | 28,221,905 | $6.0B | Add +4.2% |
| VEA Vanguard Ftse Developed ETF | 2.54% | 66,823,471 | $4.8B | Add +4.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 2.49% | 6,238,087 | $4.7B | Add +2.1% |
| VWO Vanguard Ftse Emerging Marke | 2.48% | 77,649,601 | $4.6B | Reduce -3.1% |
| FBND Fidelity Total Bond ETF | 2.47% | 101,656,759 | $4.6B | Add +6.0% |
| IEFA iShares Core MSCI Eafe ETF | 1.92% | 37,299,272 | $3.6B | Add +2.6% |
| TLT iShares 20+ Year Treasury BD | 1.80% | 38,995,705 | $3.4B | Reduce -12.1% |
| AVLV Avantis US Large Cap Value | 1.58% | 32,368,237 | $3.0B | Add +1248.0% |
| IQLT iShares MSCI International Q | 1.56% | 59,026,522 | $2.9B | Add +4.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.25% | 3,173,768 | $2.3B | Reduce -0.3% |
| VOO Vanguard S&P 500 ETF | 1.18% | 3,216,197 | $2.2B | Add +11.4% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.05% | 24,385,742 | $2.0B | Reduce -3.4% |
| VTEB Vanguard Tax-Exempt Bond ETF | 1.03% | 38,222,195 | $1.9B | Reduce -0.9% |
| DFIV Dimensional International Va | 0.97% | 33,545,101 | $1.8B | Add +7.6% |
| IEMG iShares Core MSCI Emerging | 0.89% | 20,134,881 | $1.7B | Add +3.6% |
| VNQ Vanguard Real Estate ETF | 0.87% | 16,949,846 | $1.6B | Add +32.1% |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | 0.82% | 33,421,651 | $1.5B | Add +10.2% |
| AGG iShares Core U.S. Aggregate | 0.68% | 12,874,193 | $1.3B | Reduce -0.7% |
| NVDA Nvidia Corp. | 0.63% | 5,923,023 | $1.2B | Add +2.2% |
| SCHH Schwab US REIT ETF | 0.63% | 49,794,731 | $1.2B | Add +557.8% |
| QQQM Invesco Nasdaq 100 ETF | 0.63% | 3,868,368 | $1.2B | Add +4.7% |
| SCHX Schwab US Large-Cap ETF | 0.59% | 37,819,350 | $1.1B | Add +8.7% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.57% | 21,588,874 | $1.1B | Add +9.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.56% | 4,787,110 | $1.0B | Add +5.4% |
| AAPL Apple Inc. | 0.55% | 3,571,020 | $1.0B | Reduce -2.8% |
| DYNF Ishrs US E F R A ETF-Usd Inc. | 0.55% | 15,169,385 | $1.0B | Add +14.5% |
| MUB iShares National Muni Bond E | 0.54% | 9,354,522 | $1.0B | Add +5.1% |
| GSLC Goldman Activebeta US LC ETF | 0.53% | 6,988,089 | $991.5M | Reduce -1.4% |
| BIV Vanguard Intermediate-Term B | 0.53% | 12,822,370 | $983.5M | Add +6.2% |
| VV Vngrd Mrgstr LRG-Cap ETF-Usd | 0.52% | 2,831,461 | $973.8M | Reduce -0.4% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.50% | 10,888,180 | $937.9M | Add +2.2% |
| INTF iShares International Equity | 0.48% | 21,882,011 | $896.3M | Add +8.2% |
| AMZN Amazon.com Inc. | 0.47% | 3,664,707 | $873.4M | Add +0.6% |
| MSFT Microsoft Corp. | 0.46% | 2,300,016 | $858.0M | Add +2.4% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.46% | 2,813,902 | $852.9M | Add +0.0% |
| GOOGL Alphabet Inc. Class A | 0.42% | 2,213,803 | $791.1M | Reduce -2.1% |
| IVLU iShares MSCI International V | 0.42% | 18,638,395 | $779.5M | Add +2.5% |
| VLUE iShares MSCI USA Value Facto | 0.35% | 3,302,880 | $659.9M | Reduce -85.7% |
| MDY State Street SPDR S&P Midcap | 0.34% | 903,341 | $635.4M | Add +4.5% |
| CGGR Cap Group Growth Equity | 0.33% | 13,105,474 | $618.6M | Add +1.2% |
| VGT Vanguard Info Tech ETF | 0.30% | 4,731,562 | $565.5M | Reduce -5.3% |
| IWB iShares Russell 1000 ETF | 0.29% | 1,337,416 | $547.7M | Reduce -3.1% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.29% | 5,351,025 | $547.4M | Add +4.1% |
| FMDE Fidelity Enhanced Mid Cap Co. | 0.29% | 13,272,880 | $538.6M | Add +20.3% |
| AVEM Avantis Emerging Markets Eq | 0.28% | 5,376,383 | $518.8M | Add +8.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.28% | 5,860,444 | $515.0M | Add +9.1% |
| FENI Fidelity Enhanced Intl ETF | 0.27% | 12,623,230 | $506.6M | Add +8.6% |
| IEF iShares 7-10 Year Treasury B | 0.26% | 5,068,013 | $479.3M | Add +4.5% |
| IAU iShares Gold Trust | 0.25% | 6,320,401 | $477.3M | Reduce -2.0% |
| SCHM Schwab US Mid Cap ETF | 0.25% | 12,568,632 | $463.4M | Add +8.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.24% | 7,353,591 | $457.4M | Reduce -3.8% |
| CGGO Cap Group Global Growth filed as CAPITAL GROUP GBL GROWTH EQT | 0.24% | 10,795,701 | $457.0M | Reduce -0.6% |
| AVGO Broadcom Inc. | 0.24% | 1,201,650 | $453.9M | Add +8.7% |
| META Meta Platforms Inc. Class A | 0.23% | 757,472 | $426.7M | Add +9.4% |
| SCHD Schwab US DVD Equity ETF | 0.23% | 13,398,710 | $424.9M | Reduce -2.5% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.22% | 7,558,741 | $412.9M | Reduce -0.2% |
| GOOG Alphabet Inc. Class C | 0.21% | 1,119,936 | $395.7M | Reduce -0.6% |
| IOO iShares Global 100 ETF | 0.20% | 2,809,336 | $383.8M | Add +0.3% |
| JPM JPMorgan Chase & Co. | 0.20% | 1,170,524 | $383.1M | Add +2.9% |
| VFLO Victoryshares Free Cash Flow | 0.20% | 8,117,217 | $371.4M | Add +7.2% |
| SCHG Schwab US Large-Cap Growth | 0.20% | 10,969,343 | $371.2M | Add +8.1% |
| AVDE Avantis International Equity | 0.20% | 4,148,065 | $370.0M | Add +17.2% |
| VT Vanguard Tot World STK ETF | 0.20% | 2,343,448 | $367.8M | Add +1.4% |
| VIG Vanguard Dividend Apprec ETF | 0.19% | 1,519,922 | $359.6M | Reduce -4.3% |
| QUAL iShares MSCI USA Quality Fac | 0.19% | 1,613,234 | $354.0M | Reduce -15.1% |
| SMH Vaneck Semiconductor ETF | 0.19% | 539,026 | $353.5M | Add +0.7% |
| PVAL Putnam Focused LRG Cap Value | 0.18% | 6,620,755 | $337.3M | Add +20.6% |
| IWF iShares Russell 1000 Growth | 0.18% | 2,701,639 | $335.5M | Add +1.4% |
| FNDF Schwab Fndmn Intl LRG Co. ETF | 0.18% | 6,322,811 | $333.6M | Add +3.3% |
| AVUV Avantis US Small Cap Value | 0.17% | 2,613,184 | $326.0M | Add +9.2% |
| AMAT Applied Materials Inc. | 0.17% | 433,796 | $313.6M | Reduce -4.6% |
| CGSM Cap Group Short Muni Income | 0.16% | 11,567,287 | $305.2M | Add +947.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.16% | 820,003 | $303.4M | Add +0.3% |
| LLY Eli Lilly & Co. | 0.16% | 242,271 | $290.6M | Reduce -0.2% |
| RDVY First Trust Rising Dividend | 0.15% | 3,492,637 | $283.1M | Add +12.2% |
| EZU iShares MSCI Eurozone ETF | 0.15% | 4,029,838 | $280.1M | Reduce -2.1% |
| AMD Advanced Micro Devices | 0.15% | 480,509 | $279.1M | Reduce -24.9% |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | 0.15% | 905,608 | $277.4M | Add +3.9% |
| LRCX Lam Research Corp. | 0.15% | 635,416 | $275.3M | Add +4.0% |
| TSM Taiwan Semiconductor-SP ADR | 0.15% | 575,918 | $275.0M | Add +0.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 0.15% | 2,295,436 | $273.1M | Add +65.2% |
| CGMU Cap Group Municipal Income | 0.15% | 9,893,297 | $271.8M | Add +12.9% |
| CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT | 0.14% | 7,711,530 | $267.0M | Reduce -0.4% |
| SPMO Invesco S&P 500 Momentum ETF | 0.14% | 1,651,011 | $266.7M | Add +6.8% |
| JMUB JPMorgan Municipal ETF | 0.14% | 5,262,506 | $266.6M | Add +10.3% |
| TFI SS SPDR N Ice Muni Bond ETF | 0.14% | 5,815,223 | $266.3M | Add +4.3% |
| EFA iShares MSCI Eafe ETF | 0.14% | 2,541,735 | $264.0M | Add +3.5% |
| XMMO Invesco S&P Midcap Momentum | 0.12% | 1,371,946 | $233.4M | Add +17.7% |
| SPHQ Invesco S&P 500 Quality ETF | 0.12% | 2,541,105 | $229.0M | Add +21.5% |
| BAI Ishrs AI in and Tech Act ETF | 0.12% | 4,331,839 | $228.4M | Add +52.7% |
| IVW iShares S&P 500 Growth ETF | 0.12% | 1,657,682 | $228.0M | Add +0.3% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.12% | 445,157 | $222.8M | Add +0.8% |
| JCPB JPMorgan Core Plus Bond ETF | 0.12% | 4,729,235 | $222.0M | Add +53.9% |
| SCHA Schwab US Small-Cap ETF | 0.12% | 6,100,987 | $220.4M | Add +5.1% |
| VOE Vngrd Mrngstr MD-Cap Val ETF | 0.12% | 1,109,433 | $219.2M | Add +6.1% |
Other holdings (24): bonds, preferreds, convertibles and warrants · $333K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 80 | $100K | Add +40.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 2,434 | $65K | Reduce -2.3% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 2,000 | $49K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 40 | $46K | Add +73.9% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 500 | $21K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 15,761 | $17K | Add +20.2% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 274 | $17K | No change |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | 95 | $7K | New |
| AIRJW Power & Digital Acq -CW24 | *W EXP 03/15/202 | 2,962 | $4K | No change |
| PEBBLEBROOK HOTEL TRUST (PEB 6.375 PERP E) | 6.375 PFD SER E | 125 | $2K | No change |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 59 | $2K | No change |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | 215 | $601 | Reduce -10.4% |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | 200 | $572 | New |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | 26,004 | $388 | Reduce -55.9% |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 371 | $183 | Reduce -40.6% |
| NPWR.WS Rice Acquisition Corp. II-CW | *W EXP 06/08/202 | 375 | $109 | No change |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 371 | $105 | Reduce -40.6% |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | 371 | $88 | Reduce -40.6% |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | 10 | $84 | Add +11.1% |
| PIIIW P3 Health Partne -CW27 | *W EXP 11/19/202 | 6,333 | $65 | New |
| BRISTOL MYERS - CELGENE CVR | RIGHT 12/30/2030 | 341 | $31 | No change |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | 13 | $4 | Add +550.0% |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | 1 | $1 | New |
| DSX.WS Diana Shipping Inc.-28 | *W EXP 12/14/202 | 3 | $0 | No change |
Total filed on the 13F, all lines: $187.2B.
Portfolio Sells Q1 2026 → Q2 2026
| VLUE iShares MSCI USA Value Facto | Reduce -85.7% | 0.35% | −1.66 |
| TLT iShares 20+ Year Treasury BD | Reduce -12.1% | 1.80% | −0.57 |
| VWO Vanguard Ftse Emerging Marke | Reduce -3.1% | 2.48% | −0.19 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -0.9% | 1.03% | −0.15 |
| AGG iShares Core U.S. Aggregate | Reduce -0.7% | 0.68% | −0.11 |
| IAU iShares Gold Trust | Reduce -2.0% | 0.25% | −0.10 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -3.4% | 1.05% | −0.07 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -3.8% | 0.24% | −0.05 |
| QGRO American Century US Quality | Reduce -69.9% | 0.02% | −0.04 |
| QUAL iShares MSCI USA Quality Fac | Reduce -15.1% | 0.19% | −0.04 |
| GLD SPDR Gold Shares | Reduce -0.8% | 0.10% | −0.03 |
| SCHD Schwab US DVD Equity ETF | Reduce -2.5% | 0.23% | −0.03 |
| XOM Exxon Mobil Corp. | Reduce -13.5% | 0.04% | −0.03 |
| ROKU Roku Inc. | Reduce -94.2% | 0.00% | −0.03 |
| MTZ Mastec Inc. | Reduce -90.5% | 0.00% | −0.03 |
| PNR Pentair PLC | Reduce -95.3% | 0.00% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -1.4% | 0.09% | −0.02 |
| SNPS Synopsys Inc. | Reduce -85.4% | 0.00% | −0.02 |
| AAPL Apple Inc. | Reduce -2.8% | 0.55% | −0.02 |
| IDEV iShares Core MSCI Dev MKTS | Reduce -28.8% | 0.04% | −0.02 |
| ITM Vaneck Intermediate Muni ETF | Reduce -5.5% | 0.09% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Reduce -4.3% | 0.19% | −0.02 |
| JMST JPM Ultra-Short Muni Income | Reduce -1.1% | 0.10% | −0.02 |
| GSLC Goldman Activebeta US LC ETF | Reduce -1.4% | 0.53% | −0.02 |
| WMT Walmart Inc. | Reduce -2.7% | 0.05% | −0.02 |
| EFAV iShares MSCI Eafe Min Vol Fa | Reduce -8.0% | 0.05% | −0.02 |
| BPRE Bluerock Private Real Estate | Reduce -18.5% | 0.02% | −0.02 |
| GWRE Guidewire Software Inc. | Reduce -92.7% | 0.00% | −0.02 |
| VGLT Vanguard Long-Term Treasury | Reduce -68.2% | 0.01% | −0.01 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -13.3% | 0.06% | −0.01 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -9.1% | 0.05% | −0.01 |
| BSX Boston Scientific Corp. | Reduce -1.7% | 0.02% | −0.01 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -5.5% | 0.06% | −0.01 |
| CRM Salesforce Inc. | Reduce -0.8% | 0.04% | −0.01 |
| DVY iShares Select Dividend ETF | Reduce -27.5% | 0.03% | −0.01 |
| SOFI Sofi Technologies Inc. | Reduce -82.4% | 0.00% | −0.01 |
| CGCP Cap Group Core Plus Income | Reduce -1.5% | 0.08% | −0.01 |
| THRO iShares U.S. Thematic Rotati | Reduce -21.5% | 0.05% | −0.01 |
| IBHF iShares Ibond 2026 HY & Inc. | Reduce -79.4% | 0.00% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -4.7% | 0.07% | −0.01 |
| PRF Invesco Rafi US 1000 ETF | Reduce -18.2% | 0.05% | −0.01 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -53.5% | 0.01% | −0.01 |
| SGOV iShares 0-3 Month Treasury B | Reduce -1.7% | 0.06% | −0.01 |
| IWB iShares Russell 1000 ETF | Reduce -3.1% | 0.29% | −0.01 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -0.2% | 0.22% | −0.01 |
| IYW iShares Ustechnology ETF | Reduce -35.0% | 0.03% | −0.01 |
| SLV iShares Silver Trust | Reduce -4.1% | 0.02% | −0.01 |
| LHX L3HARRIS Technologies Inc. | Reduce -1.7% | 0.02% | −0.01 |
| EZU iShares MSCI Eurozone ETF | Reduce -2.1% | 0.15% | −0.01 |
| ORCL Oracle Corp. | Reduce -3.7% | 0.04% | −0.01 |
Portfolio Buys Q1 2026 → Q2 2026
| AVLV Avantis US Large Cap Value | Add +1248.0% | 1.58% | +1.46 |
| SCHH Schwab US REIT ETF | Add +557.8% | 0.63% | +0.53 |
| IJR iShares Core S&P Small-Cap E | Add +2.6% | 3.53% | +0.21 |
| VNQ Vanguard Real Estate ETF | Add +32.1% | 0.87% | +0.17 |
| CGSM Cap Group Short Muni Income | Add +947.1% | 0.16% | +0.15 |
| VOO Vanguard S&P 500 ETF | Add +11.4% | 1.18% | +0.12 |
| IJH iShares Core S&P Midcap ETF | Add +3.1% | 5.47% | +0.12 |
| IVV iShares Core S&P 500 ETF | Add +1.2% | 14.01% | +0.09 |
| QQQM Invesco Nasdaq 100 ETF | Add +4.7% | 0.63% | +0.09 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +14.5% | 0.55% | +0.08 |
| LRCX Lam Research Corp. | Add +4.0% | 0.15% | +0.07 |
| MU Micron Technology Inc. | Add +0.0% | 0.10% | +0.07 |
| BAI Ishrs AI in and Tech Act ETF | Add +52.7% | 0.12% | +0.06 |
| SMH Vaneck Semiconductor ETF | Add +0.7% | 0.19% | +0.06 |
| SPYG SS SPDR P S&P 500 Growth ETF | Add +65.2% | 0.15% | +0.06 |
| IEMG iShares Core MSCI Emerging | Add +3.6% | 0.89% | +0.06 |
| CGDV Cap Group Dividend Value | Add +9.0% | 0.57% | +0.05 |
| SCHX Schwab US Large-Cap ETF | Add +8.7% | 0.59% | +0.04 |
| FMDE Fidelity Enhanced Mid Cap Co. | Add +20.3% | 0.29% | +0.04 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +4.1% | 0.29% | +0.04 |
| MKSI MKS Inc. | Add +76880.9% | 0.04% | +0.04 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +2.1% | 2.49% | +0.04 |
| ONTO Onto Innovation Inc. | Add +23351.9% | 0.04% | +0.04 |
| SPMO Invesco S&P 500 Momentum ETF | Add +6.8% | 0.14% | +0.04 |
| FORM Formfactor Inc. | Add +583368.6% | 0.03% | +0.03 |
| AVGO Broadcom Inc. | Add +8.7% | 0.24% | +0.03 |
| AVEM Avantis Emerging Markets Eq | Add +8.4% | 0.28% | +0.03 |
| JCPB JPMorgan Core Plus Bond ETF | Add +53.9% | 0.12% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +0.5% | 0.15% | +0.03 |
| FESM Fidelity Enhanced Small Cap | Add +18.6% | 0.11% | +0.03 |
| GBIL Goldman Sachs Access Treasur | Add +135.2% | 0.05% | +0.03 |
| STM Stmicroelectronics NV-NY SHS | Add +9248.9% | 0.03% | +0.03 |
| CAT Caterpillar Inc. | Add +2.3% | 0.10% | +0.03 |
| SCHM Schwab US Mid Cap ETF | Add +8.0% | 0.25% | +0.03 |
| SPHQ Invesco S&P 500 Quality ETF | Add +21.5% | 0.12% | +0.03 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +2.2% | 0.50% | +0.02 |
| PVAL Putnam Focused LRG Cap Value | Add +20.6% | 0.18% | +0.02 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Add +9.1% | 0.28% | +0.02 |
| XMMO Invesco S&P Midcap Momentum | Add +17.7% | 0.12% | +0.02 |
| RDVY First Trust Rising Dividend | Add +12.2% | 0.15% | +0.02 |
| CGNG Cap Group New Geography Eq | Add +29.2% | 0.08% | +0.02 |
| MAS Masco Corp. | Add +4851.0% | 0.02% | +0.02 |
| FEOE First Eagle Overseas Eq ETF | Add +92.1% | 0.05% | +0.02 |
| STX Seagate Technology Holdings | Add +41.6% | 0.03% | +0.02 |
| GLW Corning Inc. | Add +84.4% | 0.03% | +0.02 |
| NEAR iShares SH Dba ETF Usd Inc. | Add +354.1% | 0.02% | +0.02 |
| GRID First TRST Nasd Class Edg Sgiif | Add +77.4% | 0.04% | +0.02 |
| VEU Vanguard Ftse All-World Ex-U | Add +38.3% | 0.07% | +0.02 |
| UNH Unitedhealth Group Inc. | Add +4.1% | 0.06% | +0.02 |
| SMTC Semtech Corp. | Add +10182.9% | 0.02% | +0.02 |
Notes & Other Activity Q1 2026 → Q2 2026
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +40.4% | 80 | $100K |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -2.3% | 2,434 | $65K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +73.9% | 40 | $46K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +20.2% | 15,761 | $17K |
| MICROCHIP TECHNOLOGY INC (MCHP 7.5 03/15/28) | DEP SHS REPSTG | New | 95 | $7K |
| SKYH.WS Yellowstone Acquisit A -CW25 | *W EXP 01/25/202 | Sold out | 10,000 | $7Kbefore exit |
| GME.WS Gamestop Corp. | *W EXP 10/30/202 | Reduce -10.4% | 215 | $601 |
| PCTTW Purecycle Techno-CW26 | *W EXP 03/17/202 | New | 200 | $572 |
| COHEN & STEERS QUALITY-R | RIGHT 07/15/2026 | Reduce -55.9% | 26,004 | $388 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -40.6% | 371 | $183 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -40.6% | 371 | $105 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Reduce -40.6% | 371 | $88 |
| VAL.WS Valaris Ltd. -CW28 | *W EXP 04/29/202 | Add +11.1% | 10 | $84 |
| GABELLI EQUITY TRUST-RT | RIGHT 04/14/2026 | Sold out | 10,120 | $71before exit |
| PIIIW P3 Health Partne -CW27 | *W EXP 11/19/202 | New | 6,333 | $65 |
| BLACKROCK UTILITIES INFR- RT | RIGHT 04/02/2026 | Sold out | 1,732 | $14before exit |
| AUROW Aurora Innovation Inc. -CW28 | *W EXP 11/03/202 | Sold out | 50 | $10before exit |
| XRXDW Xerox Holdings Corp. | *W EXP 02/11/202 | Add +550.0% | 13 | $4 |
| NEUBERGER HIGH YIELD-RT | RIGHT 04/15/2026 | Sold out | 281 | $2before exit |
| GENVR Gen Digital Inc. - CVR | RIGHT 99/99/9999 | New | 1 | $1 |
| BITW Bitwise 10 Crypto Index ETF | UNIT BENEFICIAL | New | 0 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 4,060 | $187.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2026 | 4,088 | $162.4B | IVV, BND, IJH, SCHF, IJR |
| Q4 2025Amended | 3,985 | $158.1B | IVV, BND, IJH, SCHF, IJR |
| Q3 2025 | 3,767 | $150.0B | IVV, BND, IJH, SCHF, IJR |
| Q2 2025 | 3,638 | $137.2B | IVV, BND, IJH, SCHF, IJR |
| Q1 2025 | 3,629 | $122.3B | IVV, BND, SCHF, IJH, IJR |
| Q4 2024 | 3,571 | $118.5B | IVV, BND, IJH, SCHF, IJR |
| Q3 2024 | 3,568 | $112.6B | IVV, BND, IJH, SCHF, IJR |
| Q2 2024 | 3,470 | $101.4B | IVV, BND, IJH, SCHF, IJR |
| Q1 2024 | 3,541 | $97.3B | IVV, BND, IJH, SCHF, IJR |