First Trust Aaa CMBS ETF-UsdCAAAETF
13F holders, Q3 2024 (September 30)9holders +2
3new positions
1sold out
$20.72avg. 13F price*
At the end of Q3 2024, 9 institutions reported holding First Trust Aaa CMBS ETF-Usd (CAAA) in their 13F filings, up 2 from Q2 2024. 3 opened new positions and 1 sold out. The largest holders were Goldman Sachs Group Inc. ($3.1M), Bank of America Corp. ($3.1M) and JPMorgan Chase & Co. ($3.1M).
- Company
- First Trust Aaa CMBS ETF-Usd
- CUSIP
- 33738D762
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q2 2024 → Q3 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 3 | $1.0M |
| Exits | 1 | $161 |
All 13F filers, Q2 2024 → Q3 2024: 49,360 shares bought and 50,386 shares sold, net −1,026 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 9 holders
| Goldman Sachs Group Inc. | 0.00% | No change | 150,000 | $3.1M |
| Bank of America Corp. | 0.00% | No change | 150,000 | $3.1M |
| JPMorgan Chase & Co. | 0.00% | Reduce -1.4% | 147,833 | $3.1M |
| Royal Bank of Canada | 0.00% | Reduce -14.5% | 126,490 | $2.6M |
| Mizuho Securities USA LLC | 0.05% | Reduce -20.0% | 106,972 | $2.2M |
| Inspirion Wealth Advisors, LLC | 0.10% | New | 33,708 | $698K |
| Flow Traders U.S. LLC | 0.02% | New | 15,040 | $312K |
| Belpointe Asset Management LLC | 0.02% | Add +0.5% | 12,489 | $259K |
| VitalStone Financial, LLC | 0.01% | New | 553 | $11K |
"% of holder's portfolio" is CAAA's weight in each manager's 13F, not the share of First Trust Aaa CMBS ETF-Usd the manager owns.