First Trust Aaa CMBS ETF-UsdCAAAETF
13F holders, Q4 2024 (December 31)11holders +2
4new positions
1sold out
$20.18avg. 13F price*
At the end of Q4 2024, 11 institutions reported holding First Trust Aaa CMBS ETF-Usd (CAAA) in their 13F filings, up 2 from Q3 2024. 4 opened new positions and 1 sold out. The largest holders were Goldman Sachs Group Inc. ($3.0M), Bank of America Corp. ($3.0M) and JPMorgan Chase & Co. ($3.0M).
- Company
- First Trust Aaa CMBS ETF-Usd
- CUSIP
- 33738D762
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q3 2024 → Q4 2024
| Institutions | Total Value | |
|---|---|---|
| New Positions | 4 | $1.4M |
| Exits | 1 | $312K |
All 13F filers, Q3 2024 → Q4 2024: 67,830 shares bought and 81,152 shares sold, net −13,322 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 11 holders
| Goldman Sachs Group Inc. | 0.00% | No change | 150,000 | $3.0M |
| Bank of America Corp. | 0.00% | No change | 150,000 | $3.0M |
| JPMorgan Chase & Co. | 0.00% | No change | 147,833 | $3.0M |
| Royal Bank of Canada | 0.00% | Reduce -5.1% | 120,073 | $2.4M |
| Mizuho Securities USA LLC | 0.02% | Reduce -54.9% | 48,226 | $973K |
| Platform Technology Partners | 0.26% | New | 41,784 | $843K |
| Inspirion Wealth Advisors, LLC | 0.09% | Reduce -2.8% | 32,759 | $660K |
| Avantax Advisory Services, Inc. | 0.00% | New | 23,426 | $473K |
| Belpointe Asset Management LLC | 0.02% | Add +1.0% | 12,609 | $259K |
| Geneos Wealth Management Inc. | 0.00% | New | 1,500 | $30K |
| Osaic Holdings, Inc. | 0.00% | New | 1,000 | $20K |
"% of holder's portfolio" is CAAA's weight in each manager's 13F, not the share of First Trust Aaa CMBS ETF-Usd the manager owns.