First Trust Aaa CMBS ETF-UsdCAAAETF
13F holders, Q1 2026 (March 31)21holders +2
5new positions
3sold out
$20.30avg. 13F price*
At the end of Q1 2026, 21 institutions reported holding First Trust Aaa CMBS ETF-Usd (CAAA) in their 13F filings, up 2 from Q4 2025. 5 opened new positions and 3 sold out. The largest holders were STAR Financial Bank ($11.2M), Prospera Financial Services Inc ($5.8M) and Platform Technology Partners ($1.9M).
- Company
- First Trust Aaa CMBS ETF-Usd
- CUSIP
- 33738D762
- Latest filing quarter
- Q2 2026
History
Number of 13F holders
Total Exit/New Position Q4 2025 → Q1 2026
| Institutions | Total Value | |
|---|---|---|
| New Positions | 5 | $2.5M |
| Exits | 3 | $1.5M |
All 13F filers, Q4 2025 → Q1 2026: 309,524 shares bought and 109,568 shares sold, net +199,956 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.
Ownership 21 holders
| STAR Financial Bank | 5.28% | Add +25.0% | 551,112 | $11.2M |
| Prospera Financial Services Inc | 0.09% | Reduce -3.1% | 287,744 | $5.8M |
| Platform Technology Partners | 0.37% | Add +58.3% | 94,307 | $1.9M |
| Kestra Advisory Services, LLC | 0.01% | New | 85,910 | $1.7M |
| First Trust Advisors LP | 0.00% | No change | 67,790 | $1.4M |
| Farther Finance Advisors, LLC | 0.01% | Reduce -16.4% | 63,228 | $1.3M |
| Goldman Sachs Group Inc. | 0.00% | Add +56.5% | 55,744 | $1.1M |
| Inspirion Wealth Advisors, LLC | 0.08% | Reduce -0.1% | 30,359 | $616K |
| Belpointe Asset Management LLC | 0.02% | Add +28.6% | 28,007 | $569K |
| Flow Traders U.S. LLC | 0.01% | Reduce -41.0% | 23,056 | $468K |
| Fearless Solutions, LLC dba Best Invest | 0.27% | Add +108.8% | 21,912 | $445K |
| Jane Street Group, LLC | 0.00% | New | 13,568 | $275K |
| Commonwealth Equity Services, LLC | 0.00% | New | 13,134 | $267K |
| United Advisor Group, LLC | 0.02% | New | 9,876 | $200K |
| Ashton Thomas Private Wealth, LLC | 0.00% | No change | 9,818 | $199K |
| Osaic Holdings, Inc. | 0.00% | Add +69.5% | 5,020 | $102K |
| Financial Network Wealth Advisors LLC | 0.07% | Add +215.2% | 3,426 | $70K |
| Geneos Wealth Management Inc. | 0.00% | No change | 3,000 | $61K |
| Harbour Investments, Inc. | 0.00% | Reduce -21.6% | 968 | $20K |
| Rossby Financial, LCC | 0.00% | New | 49 | $995 |
| UBS Group AG | 0.00% | Reduce -91.4% | 12 | $244 |
"% of holder's portfolio" is CAAA's weight in each manager's 13F, not the share of First Trust Aaa CMBS ETF-Usd the manager owns.