Cathay General BancorpCATY

13F holders, Q4 2024 (December 31)
244holders −4
18new positions
28sold out
3famous investors
$47.63avg. 13F price*

At the end of Q4 2024, 244 institutions reported holding Cathay General Bancorp (CATY) in their 13F filings, down 4 from Q3 2024. 18 opened new positions and 28 sold out. The largest holders were BlackRock, Inc. ($500.0M), Vanguard Group Inc. ($380.3M) and Dimensional Fund Advisors LP ($201.4M). 3 famous investors held it, including Ken Griffin (0.0% of Citadel Advisors's portfolio), Israel Englander (0.0% of Millennium Management's portfolio) and Cliff Asness (0.0% of AQR Capital Management's portfolio).

Company
Cathay General Bancorp
CUSIP
149150104
Latest filing quarter
Q2 2026

History

Number of 13F holders

0100200300400 Q1 2024: 255Q1 2024Q2 2024: 237Q2 2024Q3 2024: 248Q3 2024Q4 2024: 244Q4 2024Q1 2025: 259Q1 2025Q2 2025: 272Q2 2025Q3 2025: 260Q3 2025Q4 2025: 269Q4 2025Q1 2026: 289Q1 2026Q2 2026: 305Q2 2026

Total Exit/New Position Q3 2024 → Q4 2024

InstitutionsTotal Value
New Positions18$5.3M
Exits28$17.1M

All 13F filers, Q3 2024 → Q4 2024: 2,323,936 shares bought and 1,381,155 shares sold, net +942,781 shares. Counts holders who added, trimmed, opened or closed a position; split-adjusted.

Ownership 244 holders

BlackRock, Inc. 0.01% Reduce -2.0% 10,502,386 $500.0M
Vanguard Group Inc. 0.01% Reduce -1.7% 7,988,343 $380.3M
Dimensional Fund Advisors LP 0.05% Add +0.3% 4,230,722 $201.4M
State Street Corp. 0.01% Add +4.9% 3,803,665 $181.1M
Charles Schwab Investment Management Inc. 0.03% Add +3.7% 2,861,501 $136.2M
Geode Capital Management, LLC 0.01% Reduce -0.4% 1,706,544 $81.3M
Invesco Ltd. 0.01% Add +6.0% 1,519,442 $72.3M
American Century Companies Inc. 0.04% Add +5.2% 1,471,066 $70.0M
T. Rowe Price Investment Management, Inc. 0.04% Add +0.5% 1,268,030 $60.4M
Massachusetts Financial Services Co. 0.02% Add +2.9% 1,116,419 $53.2M
Northern Trust Corp. 0.01% Add +2.4% 957,773 $45.6M
Goldman Sachs Group Inc. 0.01% Add +30.2% 919,795 $43.8M
LSV Asset Management 0.09% Reduce -3.6% 815,793 $38.8M
Morgan Stanley 0.00% Reduce -6.9% 762,679 $36.3M
Norges Bank 0.00% Add +9.7% 760,998 $36.2M
GW&K Investment Management, LLC 0.29% Reduce -2.6% 704,285 $33.5M
Nuveen Asset Management, LLC 0.01% Reduce -4.9% 697,327 $33.2M
Bank of New York Mellon Corp 0.01% Reduce -12.7% 688,435 $32.8M
Boston Trust Walden Corp 0.23% Reduce -1.9% 677,093 $32.2M
Glenmede Trust Co. NA 0.11% Reduce -0.8% 434,687 $20.7M
Assenagon Asset Management S.A. 0.03% Add +821.4% 381,764 $18.2M
Citadel Advisors 0.02% Add +19.3% 377,986 $18.0M
Millennium Management 0.02% Reduce -21.8% 370,367 $17.6M
Principal Financial Group Inc. 0.01% Add +1.5% 345,597 $16.5M
JPMorgan Chase & Co. 0.00% Add +112.6% 331,862 $15.8M
Bank of America Corp. 0.00% Add +4.8% 310,246 $14.8M
Hotchkis & Wiley Capital Management LLC 0.04% Add +77.3% 277,305 $13.2M
Stieven Capital Advisors, L.P. 2.22% Add +2.2% 262,004 $12.5M
First Trust Advisors LP 0.01% Reduce -9.5% 233,928 $11.1M
Rhumbline Advisers 0.01% Add +0.1% 229,067 $10.9M
Ameriprise Financial Inc. 0.00% Reduce -0.8% 214,115 $10.2M
Legal & General Group Plc 0.00% Add +1.0% 196,208 $9.3M
Foundry Partners, LLC 0.46% Add +9.9% 191,651 $9.1M
Public Sector Pension Investment Board 0.04% Add +15.8% 177,409 $8.4M
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% Add +16.7% 174,176 $8.3M
Brandywine Global Investment Management, LLC 0.06% Reduce -4.5% 172,257 $8.2M
UBS Group AG 0.00% Add +192.0% 166,677 $7.9M
Congress Asset Management Co. 0.05% Add +8.2% 163,234 $7.8M
Nordea Investment Management AB 0.01% Add +5.0% 151,459 $7.3M
Pure Portfolios Holdings LLC 2.55% Reduce -1.4% 143,967 $6.9M
Denali Advisors LLC 0.72% Add +339.6% 143,727 $6.8M
Barclays PLC 0.00% Reduce -1.5% 143,506 $6.8M
Citigroup Inc. 0.01% Add +1.2% 137,267 $6.5M
Swiss National Bank 0.00% Reduce -0.2% 134,800 $6.4M
New York State Teachers Retirement System 0.01% Reduce -4.4% 126,260 $6.0M
Prudential Financial Inc. 0.01% Reduce -4.5% 112,460 $5.8M
Universal- Beteiligungs- und Servicegesellschaft mbH 0.01% — 96,348 $4.6M
Deutsche Bank AG 0.00% Add +118.1% 90,721 $4.3M
Alliancebernstein L.P. 0.00% Reduce -4.1% 88,395 $4.2M
Franklin Resources Inc. 0.00% Reduce -4.4% 84,432 $4.0M
Algert Global LLC 0.09% Add +0.8% 77,166 $3.7M
Bridgeway Capital Management, LLC 0.08% No change 75,500 $3.6M
CANADA LIFE ASSURANCE Co 0.01% Reduce -4.9% 67,486 $3.2M
Dean Investment Associates, LLC 0.46% Add +28.4% 67,261 $3.2M
California State Teachers Retirement System 0.00% Reduce -1.9% 64,205 $3.1M
New York State Common Retirement Fund 0.00% Add +194.1% 63,487 $3.0M
Jane Street Group, LLC 0.00% Reduce -34.3% 59,399 $2.8M
Wedge Capital Management L L P 0.05% Reduce -4.6% 59,135 $2.8M
Thrivent Financial for Lutherans 0.01% Reduce -28.1% 58,783 $2.8M
Rafferty Asset Management, LLC 0.01% Reduce -22.5% 57,048 $2.7M
Victory Capital Management Inc. 0.00% Reduce -9.8% 56,132 $2.7M
NorthCrest Asset Manangement, LLC 0.08% Add +11.1% 55,191 $2.6M
Royce & Associates LP 0.02% Add +10.3% 54,489 $2.6M
Kondo Wealth Advisors, Inc. 1.28% — 53,062 $2.5M
Mirae Asset Global Investments Co., Ltd. 0.01% Add +17.6% 52,236 $2.5M
Susquehanna International Group, LLP 0.00% Reduce -9.4% 48,008 $2.3M
T. Rowe Price Associates Inc. 0.00% Add +11.6% 47,864 $2.3M
Comerica Bank 0.01% Reduce -4.1% 45,494 $2.2M
Dean Capital Management 0.92% Add +39.7% 45,330 $2.2M
Dana Investment Advisors, Inc. 0.07% Reduce -11.6% 44,821 $2.1M
Wells Fargo & Company 0.00% Add +27.0% 44,179 $2.1M
Willner & Heller, LLC 1.84% No change 44,173 $2.1M
MetLife Investment Management, LLC 0.01% Add +4.7% 41,923 $2.0M
State of Alaska, Department of Revenue 0.02% Reduce -1.8% 40,464 $1.9M
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% Add +4.1% 39,635 $1.9M
Illinois Municipal Retirement Fund 0.03% Reduce -3.1% 38,859 $1.9M
Amundi 0.00% Add +161.4% 38,422 $1.8M
Corebridge Financial, Inc. 0.01% Reduce -7.3% 37,120 $1.8M
Alberta Investment Management Corp 0.01% No change 37,100 $1.8M
Manufacturers Life Insurance Company, The 0.00% Reduce -3.0% 36,996 $1.8M
HSBC Holdings PLC 0.00% Add +109.0% 36,749 $1.8M
Intech Investment Management LLC 0.02% Add +191.4% 35,558 $1.7M
Russell Investments Group, Ltd. 0.00% Reduce -7.1% 35,355 $1.7M
Osaic Holdings, Inc. 0.00% Add +166.1% 35,674 $1.7M
Louisiana State Employees Retirement System 0.03% Reduce -1.4% 34,400 $1.6M
FMR LLC 0.00% Add +35.1% 34,204 $1.6M
AQR Capital Management 0.00% Add +8.2% 33,716 $1.6M
Marshall Wace, LLP 0.00% New 33,342 $1.6M
Janus Henderson Group PLC 0.00% No change 32,092 $1.5M
Cetera Investment Advisers 0.00% Add +0.8% 31,770 $1.5M
Envestnet Asset Management Inc. 0.00% Add +4.3% 31,575 $1.5M
State of Tennessee, Department of Treasury 0.01% Add +44.8% 30,872 $1.5M
Iron Gate Global Advisors LLC 0.21% Add +19.1% 31,126 $1.5M
ORG Partners LLC 0.20% No change 30,287 $1.4M
Macquarie Group Ltd. 0.00% No change 30,000 $1.4M
Citizens Business Bank 0.33% No change 14,520 $1.4M
Legato Capital Management LLC 0.18% Add +39.0% 28,504 $1.4M
Yousif Capital Management, LLC 0.01% Reduce -3.1% 26,993 $1.3M
HRT Financial LP 0.01% Reduce -57.5% 26,781 $1.3M
Ensign Peak Advisors, Inc 0.00% No change 26,425 $1.3M
Mercer Global Advisors Inc. 0.00% Reduce -19.1% 26,112 $1.2M
Canada Pension Plan Investment Board 0.00% Reduce -4.8% 25,700 $1.2M
Teachers Retirement System of the State of Kentucky 0.01% No change 25,130 $1.2M
Pathstone Holdings, LLC 0.01% Add +16.2% 24,777 $1.2M
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.03% Add +11.0% 24,575 $1.2M
Maryland State Retirement & Pension System 0.02% Reduce -1.6% 23,977 $1.1M
Captrust Financial Advisors 0.00% Add +0.9% 23,486 $1.1M
WINTON GROUP Ltd 0.07% Add +32.1% 21,847 $1.0M
Sanctuary Advisors, LLC 0.01% Add +4.2% 21,599 $1.0M
Trexquant Investment LP 0.01% Add +299.6% 21,500 $1.0M
Two Sigma Investments, LP 0.00% Reduce -7.3% 21,311 $1.0M
Voya Investment Management LLC 0.00% Reduce -6.4% 21,187 $1.0M
ProShare Advisors LLC 0.00% Add +44.2% 21,010 $1.0M
Amalgamated Bank 0.01% Reduce -1.5% 20,865 $993K
Access Investment Management LLC 0.28% Add +0.6% 20,655 $983K
Squarepoint Ops LLC 0.00% New 20,634 $982K
Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% Add +36.9% 20,581 $980K
SummerHaven Investment Management, LLC 0.60% No change 20,444 $973K
Headlands Technologies LLC 0.10% Add +457.4% 20,428 $973K
Arizona State Retirement System 0.01% Reduce -0.1% 19,909 $948K
State Board of Administration of Florida Retirement System 0.00% No change 19,857 $945K
Mitsubishi UFJ Trust & Banking Corp 0.00% Add +11.8% 19,818 $944K
Gsa Capital Partners LLP 0.06% Add +61.3% 18,029 $858K
Oregon Public Employees Retirement Fund 0.01% Reduce -1.5% 16,739 $797K
Handelsbanken Fonder AB 0.00% Add +11.0% 16,088 $766K
BNP Paribas Financial Markets 0.00% Reduce -47.6% 16,036 $763K
Unison Advisors LLC 0.09% Add +0.8% 15,892 $757K
O'shaughnessy Asset Management, LLC 0.01% Add +0.4% 15,499 $738K
Commonwealth of Pennsylvania Public School Empls Retrmt SYS 0.00% Reduce -1.5% 15,200 $724K
Police & Firemen's Retirement System of New Jersey 0.01% — 14,825 $706K
Sterling Capital Management LLC 0.01% Add +15.8% 14,717 $701K
Sei Investments Co. 0.00% Add +31.2% 14,674 $699K
Choreo, LLC 0.01% Reduce -4.1% 14,183 $677K
KLP Kapitalforvaltning As 0.00% — 14,200 $676K
Snowden Capital Advisors LLC 0.02% No change 14,011 $667K
Natixis Advisors, LLC 0.00% Add +16.8% 13,916 $663K
Two Sigma Securities, LLC 0.12% Add +51.2% 13,730 $654K
Advantage Alpha Capital Partners LP 0.15% Add +12.9% 13,520 $644K
Royal Bank of Canada 0.00% Add +15.7% 11,731 $557K
Mutual of America Capital Management LLC 0.01% Reduce -0.6% 10,786 $514K
Creative Planning 0.00% Add +0.3% 10,563 $503K
Verition Fund Management LLC 0.00% New 10,554 $502K
EMC Capital Management 0.28% Add +954.4% 10,544 $502K
Wealth Enhancement Advisory Services, LLC 0.00% Add +5.6% 10,293 $490K
IFG Advisory, LLC 0.03% No change 10,189 $485K
Bank of Montreal 0.00% Add +4.1% 9,961 $474K
Pictet Asset Management Holding SA 0.00% No change 9,611 $458K
Profund Advisors LLC 0.02% Add +30.0% 9,501 $452K
Engineers Gate Manager LP 0.01% Add +41.5% 9,463 $451K
Coldstream Capital Management Inc. 0.01% Reduce -5.7% 8,846 $421K
Commerce Bank 0.00% Reduce -0.9% 8,825 $420K
NewEdge Wealth, LLC 0.01% New 8,752 $417K
Commonwealth Equity Services, LLC 0.00% Reduce -14.9% 8,371 $399K
Raymond James Financial Inc. 0.00% — 8,326 $396K
Jain Global LLC 0.01% — 8,181 $389K
Voloridge Investment Management, LLC 0.00% New 7,800 $371K
Ameritas Investment Partners, Inc. 0.01% No change 7,052 $336K
Atria Wealth Solutions, Inc. 0.00% Add +0.1% 6,824 $325K
City Center Advisors, LLC 0.36% Reduce -15.4% 6,814 $324K
Mariner, LLC 0.00% Add +20.4% 6,789 $323K
Savant Capital, LLC 0.00% Reduce -0.0% 6,790 $323K
Cibc World Markets Corp. 0.00% New 6,514 $310K
State of Wisconsin Investment Board 0.00% Add +7.1% 6,313 $301K
Prime Capital Investment Advisors, LLC 0.00% Reduce -0.6% 6,070 $289K
Caxton Associates LP 0.01% Reduce -68.3% 5,979 $285K
Allianz Asset Management GmbH 0.00% Reduce -55.3% 5,900 $281K
PNC Financial Services Group, Inc. 0.00% Reduce -10.7% 5,849 $278K
Centiva Capital, LP 0.01% New 5,564 $265K
SG Americas Securities, LLC 0.00% Add +96.6% 5,411 $258K
Evergreen Capital Management LLC 0.01% Reduce -0.7% 5,069 $241K
Xponance LLC 0.00% New 5,023 $239K
Vanguard Personalized Indexing Management, LLC 0.00% Add +6.6% 5,017 $239K
Two Sigma Advisers, LP 0.00% Add +2.1% 4,900 $233K
CIBC Asset Management Inc 0.00% Reduce -0.2% 4,673 $222K
Mackenzie Financial Corp. 0.00% New 4,459 $212K
Tiaa Trust, National Association 0.00% New 4,279 $204K
KBC Group NV 0.00% Add +68.5% 3,730 $178K
Parallel Advisors, LLC 0.00% Reduce -0.8% 3,302 $157K
US Bancorp \de 0.00% Reduce -2.0% 3,178 $151K
Quadrant Capital Group LLC 0.01% Reduce -2.6% 2,940 $140K
Shell Asset Management Co. 0.01% Add +3.6% 2,898 $138K
STRS Ohio 0.00% Add +62.5% 2,600 $124K
Tower Research Capital LLC (TRC) 0.00% Reduce -49.2% 2,565 $122K
GAMMA Investing LLC 0.01% Add +42.9% 2,188 $104K
Cwm, LLC 0.00% Add +42.7% 2,165 $103K
State of Wyoming 0.01% Reduce -2.1% 2,086 $99K
Palouse Capital Management, Inc. 0.06% Reduce -20.0% 2,000 $95K
Public Employees Retirement Association of Colorado 0.00% No change 1,965 $94K
Smartleaf Asset Management LLC 0.01% Add +189.8% 1,794 $86K
Venturi Wealth Management, LLC 0.00% New 1,725 $82K
Signaturefd, LLC 0.00% Reduce -6.6% 1,339 $64K
Public Employees Retirement System of Ohio 0.00% Reduce -1.9% 1,319 $63K
Nisa Investment Advisors, LLC 0.00% Reduce -7.3% 1,268 $60K
Physician Wealth Advisors, Inc. 0.01% New 1,161 $55K
Assetmark, Inc. 0.00% Add +0.7% 976 $46K
Lindbrook Capital, LLC 0.00% Reduce -0.7% 915 $44K
Nomura Asset Management Co. Ltd. 0.00% Add +63.5% 850 $40K
Fifth Third Bancorp 0.00% Reduce -7.6% 587 $28K
Allworth Financial LP 0.00% Reduce -0.6% 532 $26K
V-Square Quantitative Management LLC 0.00% New 485 $23K
Caitong International Asset Management Co., Ltd 0.02% — 437 $21K
Harbor Capital Advisors, Inc. 0.00% Add +22.9% 408 $19K
CIBC Private Wealth Group LLC 0.00% Add +2.7% 386 $18K
Quarry LP 0.00% New 301 $14K
Smithfield Trust Co 0.00% No change 280 $14K
First Horizon Advisors, Inc. 0.00% No change 276 $13K
Bessemer Group Inc. 0.00% Reduce -92.0% 263 $13K
Investment Management Corp. /Va/ 0.01% — 235 $11K
UMB Bank, n.a. 0.00% No change 198 $9K
Cetera Trust Company, N.A 0.01% No change 184 $9K
Wilmington Savings Fund Society, FSB 0.00% Reduce -1.1% 175 $8K
MassMutual Private Wealth & Trust, FSB 0.00% No change 172 $8K
Bell Investment Advisors, Inc 0.00% No change 151 $7K
Manchester Capital Management LLC 0.00% No change 105 $5K
Johnson Financial Group, Inc. 0.00% Reduce -20.8% 103 $5K
Mather Group, Llc. 0.00% No change 102 $5K
Rothschild Investment LLC 0.00% Add +20.0% 90 $4K
LGT Financial Advisors LLC 0.01% No change 81 $4K
Private Wealth Management Group, LLC 0.00% No change 78 $4K
JFS Wealth Advisors, LLC 0.00% Add +33.3% 60 $3K
Farther Finance Advisors, LLC 0.00% Reduce -18.3% 58 $3K
Huntington National Bank 0.00% Add +533.3% 57 $3K
High Note Wealth, LLC 0.00% New 53 $3K
Geneos Wealth Management Inc. 0.00% Reduce -7.0% 53 $3K
Jones Financial Companies LLLP 0.00% No change 50 $2K
Parkside Financial Bank & Trust 0.00% No change 47 $2K
Spire Wealth Management 0.00% No change 44 $2K
Hemington Wealth Management 0.00% Add +37.2% 59 $2K
EverSource Wealth Advisors, LLC 0.00% Add +48.0% 37 $2K
Farmers & Merchants Investments Inc. 0.00% No change 33 $2K
Versant Capital Management, Inc 0.00% No change 31 $1K
Glen Eagle Advisors, LLC 0.00% Add +4.2% 25 $1K
Covestor Ltd 0.00% Add +16.7% 14 $1K
Continuum Advisory, LLC 0.00% Reduce -5.9% 16 $762
SJS Investment Consulting Inc. 0.00% Reduce -15.8% 16 $762
DiNuzzo Private Wealth, Inc. 0.00% No change 13 $619
Arax Advisory Partners 0.00% No change 13 $619
Larson Financial Group LLC 0.00% No change 11 $524
Bruce G. Allen Investments, LLC 0.00% No change 9 $428
Global Financial Private Client, LLC 0.00% New 5 $238
Principal Securities, Inc. 0.00% Reduce -16.7% 5 $238
MAI Capital Management 0.00% New 4 $191
Parkworth Wealth Management, Inc. 0.00% — 3 $143
Global Retirement Partners, LLC 0.00% Reduce -96.0% 1 $48

"% of holder's portfolio" is CATY's weight in each manager's 13F, not the share of Cathay General Bancorp the manager owns.