MAI Capital Management

In its 13F for Q2 2026 (holdings as of June 30, 2026, filed August 14, 2026), MAI Capital Management reported 1,884 stock positions worth $26.3 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 7.0% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 3.4%) and Apple (AAPL, 3.3%). Compared with Q1 2026, it opened 49 new positions, sold out of 2,958, added to 1,503 and reduced 284. The biggest buy was SPDR Gold Minishares Trust (GLDM, shares +38849%) and the biggest sale Johnson & Johnson (JNJ, shares −0%).

Most Recent 13F
Q2 2026
Location
INDEPENDENCE, OH
CIK
0001040197
Portfolio Value
$26.3B (Q2 2026)
SEC Filing
0001172661-26-003680 ↗ filed Aug 14, 2026

Holdings Value

0$10.0B$20.0B$30.0B Q1 2024: $9.6B Q1 2024 Q2 2024: $10.2B Q2 2024 Q3 2024: $10.4B Q3 2024 Q4 2024: $13.4B Q4 2024 Q1 2025: $13.2B Q1 2025 Q2 2025: $14.4B Q2 2025 Q3 2025: $16.0B Q3 2025 Q4 2025: $17.3B Q4 2025 Q1 2026: $17.6B Q1 2026 Q2 2026: $26.3B $26.3B Q2 2026

Holdings 1,884 stocks · $26.3B
IVV iShares Core S&P 500 ETF 7.04% 2,471,229 $1.9B Add +42.9%
SPY SS SPDR S&P 500 ETF Trust-US 3.40% 1,195,510 $893.0M Add +24.6%
AAPL Apple Inc. 3.27% 2,971,008 $859.7M Add +20.7%
GLDM SPDR Gold Minishares Trust 2.27% 7,497,358 $595.4M Add +38849.3%
NVDA Nvidia Corp. 1.98% 2,595,858 $519.4M Add +55.0%
VEA Vanguard Ftse Developed ETF 1.91% 7,043,460 $501.8M Add +52.3%
MSFT Microsoft Corp. 1.82% 1,278,730 $477.0M Add +17.0%
VTI VG Morningstar TS MKT ETF-US 1.67% 1,183,594 $438.0M Add +129.7%
IJH iShares Core S&P Midcap ETF 1.65% 5,616,598 $433.1M Add +2.5%
GOOGL Alphabet Inc. Class A 1.41% 1,034,127 $369.6M Add +26.0%
AMZN Amazon.com Inc. 1.32% 1,458,599 $347.6M Add +20.6%
VWO Vanguard Ftse Emerging Marke 1.32% 5,797,638 $346.1M Add +53.3%
QQQ Invesco QQQ Trust Series 1 1.19% 422,826 $311.4M Add +3.7%
SCHP Schwab U.S. Tips ETF 1.16% 11,540,399 $305.8M Add +100216.4%
IJR iShares Core S&P Small-Cap E 1.16% 2,048,983 $303.9M Add +4.0%
VIG Vanguard Dividend Apprec ETF 1.12% 1,238,223 $293.0M Add +26.9%
GOOG Alphabet Inc. Class C 1.10% 815,842 $288.3M Add +26.7%
IVE iShares S&P 500 Value ETF 1.06% 1,225,815 $278.3M Add +21.6%
AVGO Broadcom Inc. 0.96% 666,214 $251.7M Add +9.8%
GUNR NT Mstar GLBL NR ETF 0.96% 5,103,843 $251.5M Add +2609.9%
VOO Vanguard S&P 500 ETF 0.93% 355,449 $244.1M Add +104.0%
IEFA iShares Core MSCI Eafe ETF 0.93% 2,521,994 $243.6M Add +4.8%
RPAR Rpar Risk Parity ETF 0.84% 9,891,779 $220.2M New
BRK.B Berkshire Hathaway Inc. Class B 0.78% 409,615 $205.0M Add +10.2%
IEMG iShares Core MSCI Emerging 0.77% 2,449,784 $202.9M Add +3.8%
IWF iShares Russell 1000 Growth 0.76% 1,603,274 $199.1M Add +2.0%
MDY State Street SPDR S&P Midcap 0.73% 271,019 $190.6M Add +2.6%
RSP Invesco S&P 500 Equal Weight 0.71% 870,981 $185.3M Add +13.2%
JPM JPMorgan Chase & Co. 0.68% 549,021 $179.7M Add +16.5%
DFAI Dimensional International Co. 0.65% 4,171,293 $172.1M Add +250.0%
DFAU Dimensional US Core Equity M 0.64% 3,277,574 $169.4M Add +370.4%
IWM iShares Russell 2000 ETF 0.64% 555,936 $167.0M Add +9.3%
VTV Vanguard Mrngstr Val ETF-Aui 0.60% 719,031 $156.7M Add +143.2%
ABBV Abbvie Inc. 0.59% 616,940 $155.2M Add +6.8%
IVW iShares S&P 500 Growth ETF 0.59% 1,124,765 $154.7M Add +1.5%
LLY Eli Lilly & Co. 0.58% 127,320 $152.7M Add +32.5%
SDY SS SPDR S&P Dividend ETF 0.58% 1,002,472 $152.6M Add +1.0%
OEF iShares S&P 100 ETF 0.57% 411,508 $150.6M Add +4046.2%
SGOV iShares 0-3 Month Treasury B 0.54% 1,408,479 $141.8M Add +7.2%
META Meta Platforms Inc. Class A 0.53% 249,508 $140.5M Add +32.5%
JNJ Johnson & Johnson 0.53% 548,420 $139.3M Reduce -0.1%
V Visa Inc. Class A 0.53% 404,286 $138.7M Add +7.4%
CSCO Cisco Systems Inc. 0.48% 1,080,805 $127.0M Add +4.7%
ACWI iShares MSCI Acwi ETF 0.48% 806,928 $126.7M Add +3941.5%
TSM Taiwan Semiconductor-SP ADR 0.45% 246,513 $117.7M Reduce -1.2%
VTIP Vanguard Short-Term Tips 0.45% 2,338,765 $117.5M Add +62651.9%
VGSH Vanguard Short-Term Treasury 0.45% 2,010,515 $117.0M Add +6.6%
VCSH Vanguard S/T Corp. Bond ETF 0.43% 1,441,743 $113.9M Add +4.1%
TIP iShares Tips Bond ETF 0.43% 1,025,179 $112.2M Add +2493.5%
AGG iShares Core U.S. Aggregate 0.42% 1,113,048 $110.2M Add +120.5%
COST Costco Wholesale Corp. 0.41% 114,078 $106.7M Add +7.0%
RTX RTX Corp. 0.40% 559,638 $106.2M Add +2.8%
DFAE Dimensional Emerging Core Eq 0.40% 2,587,135 $104.0M Add +553.7%
IGSB iShares 1-5Y Inv Grade Corp. 0.37% 1,835,731 $96.2M Add +6.6%
VUG Vanguard Mrngstar GR ETF-Sui 0.37% 1,114,224 $96.0M Add +42.2%
SHW The Sherwin-Williams Co. 0.36% 278,226 $95.8M Add +4.7%
MBB iShares MBS ETF 0.36% 1,006,787 $95.2M Add +394.0%
IWD iShares Russell 1000 Value E 0.35% 382,514 $92.7M Add +5.9%
EMXC iShares MSCI Emr MRK Ex Chna 0.35% 891,372 $91.2M Add +329.9%
XLK SS Technology Select Sector 0.34% 466,772 $88.9M Add +9.2%
PG The Procter & Gamble Co. 0.33% 597,391 $87.6M Add +2.2%
VONE Vanguard Russell 1000 0.33% 256,565 $86.9M Add +58.4%
XOM Exxon Mobil Corp. 0.33% 630,969 $86.3M Add +12.7%
HD Home Depot Inc. 0.33% 243,286 $85.8M Add +8.3%
IJK iShares S&P Mid-Cap 400 Grow 0.33% 728,317 $85.6M Add +0.8%
VT Vanguard Tot World STK ETF 0.32% 540,619 $84.9M Add +1361.5%
WMT Walmart Inc. 0.30% 686,633 $77.8M Add +9.7%
VGT Vanguard Info Tech ETF 0.29% 646,089 $77.2M Add +8.9%
VTWO Vanguard Russell 2000 ETF 0.29% 627,845 $76.2M Add +7430.8%
IAU iShares Gold Trust 0.28% 977,186 $73.8M Add +30.0%
SCHD Schwab US DVD Equity ETF 0.28% 2,289,163 $72.6M Reduce -0.7%
BINC iShares Flex I A ETF-Usd Inc. 0.27% 1,370,765 $71.7M Add +2.0%
PULS Pgim Ultra Short Bond ETF 0.27% 1,443,174 $71.5M Reduce -0.8%
SCHG Schwab US Large-Cap Growth 0.27% 2,095,721 $70.9M Reduce -0.5%
AMD Advanced Micro Devices 0.26% 119,373 $69.3M Add +32.1%
CAT Caterpillar Inc. 0.26% 65,076 $69.3M Add +12.5%
LRCX Lam Research Corp. 0.26% 158,471 $68.7M Add +108.9%
VB Vanguard Most SM-Cap ETF-Usd 0.26% 224,136 $67.9M Add +6.1%
BAC Bank of America Corp. 0.26% 1,192,229 $67.9M Add +10.0%
USMV iShares MSCI USA Min Vol Fac 0.25% 686,315 $66.2M Reduce -1.7%
SLQD iShares 0-5 YR Inv GRD Corp. 0.24% 1,274,393 $64.2M Add +17.6%
ETN Eaton Corp. PLC 0.24% 150,471 $64.1M Add +15.5%
AMAT Applied Materials Inc. 0.24% 88,673 $64.1M Add +5.1%
IGIB iShares 5-10Y Inv Grade Corp. 0.24% 1,196,329 $63.6M Add +10.2%
MA Mastercard Inc. Class A 0.24% 123,715 $63.5M Add +17.1%
MU Micron Technology Inc. 0.24% 54,792 $63.2M Add +42.1%
QCOM Qualcomm Inc. 0.24% 340,268 $62.9M Add +5.8%
BSCR Invesco Bulletshares 2027 CB 0.24% 3,152,593 $61.8M Add +3.2%
TSLA Tesla Inc. 0.23% 145,539 $61.2M Add +21.7%
VHT Vanguard Health Care ETF 0.23% 201,925 $60.4M Add +8.6%
QLTA iShares Aaa - A Rated Corpor 0.23% 1,258,329 $59.8M Add +8.5%
ORCL Oracle Corp. 0.23% 406,171 $59.5M Add +38.2%
CVX Chevron Corp. 0.22% 354,342 $58.7M Add +22.3%
IWN iShares Russell 2000 Value E 0.22% 257,908 $57.0M Add +0.1%
SPAB SS SPDR P Agg Bond ETF 0.22% 2,226,732 $56.8M Add +7.9%
GS Goldman Sachs Group Inc. 0.21% 55,352 $56.0M Add +58.0%
CB Chubb Ltd. 0.21% 162,529 $55.4M Add +5.4%
IWR iShares Russell Mid-Cap ETF 0.21% 500,852 $55.3M Add +14.1%
SCHF Schwab Intl Equity ETF 0.21% 1,969,550 $54.6M Add +3.2%
KO The Coca-Cola Co. 0.20% 641,776 $52.2M Add +8.4%

Show all 1,884 holdings

Options reported separately and not counted above: NVDA puts ($87.7M), SPY puts ($38.4M), LRCX puts ($30.9M), AAPL puts ($29.3M), GOOG puts ($26.9M), GOOGL puts ($20.7M), AMAT puts ($5.8M), CDNS puts ($5.2M), MSFT puts ($5.1M), SHW puts ($4.8M), LECO puts ($4.5M), UNM puts ($4.4M), and 207 more.

Other holdings (5): bonds, preferreds, convertibles and warrants · $36K (not counted above)
SecurityClassShares / PrincipalValueChange
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal 15,000$17KNew
HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) NOTE 0.250% 3/0 · principal 15,000$17KNew
MLECW Moolec Science SA *W EXP 01/30/202 100,000$1KNew
CINGW Cingulate -CW23 *W EXP 12/10/202 26,021$497New
COHEN & STEERS QUALITY-R RIGHT 07/15/2026 10,769$161Add +81.3%

Total filed on the 13F, all lines: $26.3B.

Portfolio Sells Q1 2026 → Q2 2026
JNJ Johnson & Johnson Reduce -0.1% 0.53% −0.23
IEF iShares 7-10 Year Treasury B Reduce -27.4% 0.16% −0.18
PULS Pgim Ultra Short Bond ETF Reduce -0.8% 0.27% −0.14
SCHD Schwab US DVD Equity ETF Reduce -0.7% 0.28% −0.13
USMV iShares MSCI USA Min Vol Fac Reduce -1.7% 0.25% −0.12
BSCQ Invesco Bulletshares 2026 CB Reduce -8.8% 0.18% −0.11
ACN Accenture PLC Class A Reduce -12.2% 0.05% −0.09
SCHG Schwab US Large-Cap Growth Reduce -0.5% 0.27% −0.08
BKNG Booking Holdings Inc. Reduce -0.6% 0.16% −0.07
PFF iShares Preferred & Income S Reduce -9.8% 0.10% −0.07
PPA Invesco Aerospace & Defense Reduce -1.2% 0.14% −0.06
GSEP FT Vest US Equity Moderate B Reduce -85.5% 0.01% −0.06
AVUV Avantis US Small Cap Value Reduce -0.3% 0.16% −0.05
DLN Wisdomtree US Largecap Divid Reduce -12.0% 0.08% −0.05
ZTS Zoetis Inc. Reduce -69.0% 0.01% −0.05
ACIO Aptus Collared Invest Opp Reduce -22.3% 0.05% −0.04
HONA Honeywell Aerospace Inc. Reduce -2.6% 0.07% −0.04
AMT American Tower Corp. Reduce -1.8% 0.06% −0.04
IWP iShares Russell Mid-Cap Grow Reduce -6.0% 0.09% −0.03
USFR Wisdomtree Floating Rate Tre Reduce -8.7% 0.05% −0.03
OWL Blue Owl Capital Inc. Reduce -72.3% 0.01% −0.03
EW Edwards Lifesciences Corp. Reduce -70.5% 0.01% −0.03
TSM Taiwan Semiconductor-SP ADR Reduce -1.2% 0.45% −0.03
MDLZ Mondelez International Inc. Class A Reduce -3.4% 0.06% −0.03
COR Cencora Inc. Reduce -29.2% 0.02% −0.03
LQD Ishr Ibx Usd Invgd CB ETF-Ui Reduce -0.8% 0.06% −0.03
DON Wisdomtree US Midcap Dividen Reduce -1.5% 0.07% −0.03
MOAT Vaneck Morningstar Wide Moat Reduce -3.1% 0.06% −0.03
JKHY Jack Henry & Associates Inc. Reduce -5.3% 0.03% −0.02
VLU SS SPDR S&P 1500 Value Tilt Reduce -7.7% 0.05% −0.02
NOCT Innovator Growth-100 Power B Reduce -63.7% 0.01% −0.02
PGR Progressive Corp. Reduce -2.6% 0.05% −0.02
NKE Nike Inc. Class B Reduce -3.9% 0.02% −0.02
LECO Lincoln Electric Holdings Reduce -3.9% 0.04% −0.02
VV Vngrd Mrgstr LRG-Cap ETF-Usd Reduce -3.8% 0.06% −0.02
ADSK Autodesk Inc. Reduce -4.1% 0.02% −0.02
KR Kroger Co. Reduce -1.1% 0.02% −0.02
MINT PIMCO Enhanced Short Maturit Reduce -2.5% 0.03% −0.02
VRP Invesco Variable Rate Prefer Reduce -0.3% 0.04% −0.02
NDEC In Gro-100 PWR Buf ETF - Dec Reduce -80.2% 0.00% −0.02
LH Labcorp Holdings Inc. Reduce -0.3% 0.04% −0.02
MUNI PIMCO Intermediate Municipal Reduce -0.2% 0.03% −0.02
PNOV Innovator U.S. Equity Power Reduce -52.8% 0.01% −0.02
RSPH Invesco S&P 500 Equal Weight Reduce -0.1% 0.04% −0.01
DLS Wisdomtree Intl S/C DVD Fund Reduce -1.5% 0.03% −0.01
SPIB SS SPDR P Int C Corp. ETF Reduce -1.4% 0.03% −0.01
VRSK Verisk Analytics Inc. Reduce -0.9% 0.02% −0.01
CAVA Cava Group Inc. Reduce -7.2% 0.02% −0.01
BND Vanguard Total Bond Market Reduce -3.8% 0.02% −0.01
POCT Innovator U.S. Equity Power Reduce -47.2% 0.01% −0.01

Portfolio Buys Q1 2026 → Q2 2026
GLDM SPDR Gold Minishares Trust Add +38849.3% 2.27% +2.26
SCHP Schwab U.S. Tips ETF Add +100216.4% 1.16% +1.16
GUNR NT Mstar GLBL NR ETF Add +2609.9% 0.96% +0.90
RPAR Rpar Risk Parity ETF New 0.84% +0.84
VTI VG Morningstar TS MKT ETF-US Add +129.7% 1.67% +0.73
IVV iShares Core S&P 500 ETF Add +42.9% 7.04% +0.63
OEF iShares S&P 100 ETF Add +4046.2% 0.57% +0.56
ACWI iShares MSCI Acwi ETF Add +3941.5% 0.48% +0.47
DFAU Dimensional US Core Equity M Add +370.4% 0.64% +0.47
VTIP Vanguard Short-Term Tips Add +62651.9% 0.45% +0.45
TIP iShares Tips Bond ETF Add +2493.5% 0.43% +0.40
DFAI Dimensional International Co. Add +250.0% 0.65% +0.39
VOO Vanguard S&P 500 ETF Add +104.0% 0.93% +0.34
DFAE Dimensional Emerging Core Eq Add +553.7% 0.40% +0.32
NVDA Nvidia Corp. Add +55.0% 1.98% +0.32
VT Vanguard Tot World STK ETF Add +1361.5% 0.32% +0.29
VTWO Vanguard Russell 2000 ETF Add +7430.8% 0.29% +0.29
VTV Vanguard Mrngstr Val ETF-Aui Add +143.2% 0.60% +0.27
EMXC iShares MSCI Emr MRK Ex Chna Add +329.9% 0.35% +0.25
MBB iShares MBS ETF Add +394.0% 0.36% +0.25
VEA Vanguard Ftse Developed ETF Add +52.3% 1.91% +0.23
LRCX Lam Research Corp. Add +108.9% 0.26% +0.17
MU Micron Technology Inc. Add +42.1% 0.24% +0.17
AMD Advanced Micro Devices Add +32.1% 0.26% +0.16
VWO Vanguard Ftse Emerging Marke Add +53.3% 1.32% +0.16
AGG iShares Core U.S. Aggregate Add +120.5% 0.42% +0.13
AVTM Avantis Total Equity ETF New 0.13% +0.13
UPAR Ultra Risk Parity ETF New 0.13% +0.13
LTPZ PIMCO 15+ YR US Tips Indx New 0.10% +0.10
AMAT Applied Materials Inc. Add +5.1% 0.24% +0.08
XLU St Sr Utl SL SE SPDR ETF-Usd Add +193.5% 0.16% +0.08
LLY Eli Lilly & Co. Add +32.5% 0.58% +0.08
ET Energy Transfer LP Add +183.5% 0.16% +0.08
PANW Palo Alto Networks Inc. Add +14.1% 0.19% +0.07
GOOGL Alphabet Inc. Class A Add +26.0% 1.41% +0.07
VONE Vanguard Russell 1000 Add +58.4% 0.33% +0.06
IGOV iShares International Treasu Add +14776.5% 0.06% +0.06
STIP iShares 0-5 Year Tips Bond E Add +109.8% 0.19% +0.05
UNH Unitedhealth Group Inc. Add +52.6% 0.15% +0.05
NJUN Innovator G-100 P B ETF - Ju New 0.05% +0.05
GOOG Alphabet Inc. Class C Add +26.7% 1.10% +0.05
GLW Corning Inc. Add +24.6% 0.13% +0.05
GS Goldman Sachs Group Inc. Add +58.0% 0.21% +0.04
KLAC KLA Corp. Add +7.5% 0.13% +0.04
IEI iShares 3-7 Year Treasury Bo Add +170.3% 0.09% +0.04
VUG Vanguard Mrngstar GR ETF-Sui Add +42.2% 0.37% +0.04
VNQ Vanguard Real Estate ETF Add +76.8% 0.17% +0.04
TILT NT Mstar US Ftilt ETF New 0.04% +0.04
VTEC Vanguard Ca Tax-Ex Bond New 0.04% +0.04
VSGX Vanguard ESG Intl Stock ETF Add +2312.8% 0.04% +0.04

Options Activity Q1 2026 → Q2 2026
NVDA Nvidia Corp. put Add +219050.0% 438,300 $87.7M
SPY SS SPDR S&P 500 ETF Trust-US put Add +20.4% 51,400 $38.4M
LRCX Lam Research Corp. put New 71,300 $30.9M
AAPL Apple Inc. put Add +268.7% 101,400 $29.3M
GOOG Alphabet Inc. Class C put Add +1072.3% 76,200 $26.9M
GOOGL Alphabet Inc. Class A put Add +990.6% 57,800 $20.7M
MSFT Microsoft Corp. put Add +13.3% 13,600 $5.1M
SHW The Sherwin-Williams Co. put Reduce -6.8% 13,800 $4.8M
AMZN Amazon.com Inc. put Add +790.0% 17,800 $4.2M
QQQ Invesco QQQ Trust Series 1 put New 2,900 $2.1M
LLY Eli Lilly & Co. put Reduce -11.8% 1,500 $1.8M
TER Teradyne Inc. put Reduce -8.3% 3,300 $1.6M
HD Home Depot Inc. put Reduce -4.7% 4,100 $1.4M
SPY SS SPDR S&P 500 ETF Trust-US call Add +375.0% 1,900 $1.4M
XOM Exxon Mobil Corp. put New 10,300 $1.4M
ANET Arista Networks Inc. put New 8,000 $1.4M
AVGO Broadcom Inc. call Reduce -2.8% 3,500 $1.3M
UBER Uber Technologies Inc. call Add +1850.0% 15,600 $1.1M
TMUS T-Mobile US Inc. put Reduce -14.1% 6,700 $1.1M
ISRG Intuitive Surgical Inc. put Reduce -40.4% 2,800 $1.1M
QCOM Qualcomm Inc. put Reduce -53.9% 5,900 $1.1M
SMH Vaneck Semiconductor ETF put New 1,600 $1.0M
META Meta Platforms Inc. Class A call Add +60.0% 1,600 $901K
SMH Vaneck Semiconductor ETF call Add +18.2% 1,300 $853K
LLY Eli Lilly & Co. call Add +40.0% 700 $840K
QQQ Invesco QQQ Trust Series 1 call Add +10.0% 1,100 $810K
TQQQ Proshares Ultrapro QQQ call New 9,300 $753K
SOXX iShares Semiconductor ETF put New 1,100 $705K
AVGO Broadcom Inc. put New 1,600 $604K
PLTR Palantir Technologies Inc. Class A put Reduce -44.4% 5,000 $583K
MU Micron Technology Inc. put New 500 $577K
TSLA Tesla Inc. put Add +18.2% 1,300 $547K
MRK Merck & Co. Inc. put Reduce -65.5% 3,800 $488K
MSFT Microsoft Corp. call Reduce -29.4% 1,200 $448K
IVV iShares Core S&P 500 ETF put New 500 $374K
SNOW Snowflake Inc. put Sold out 2,200 $332Kbefore exit
U Unity Software Inc. put Sold out 14,700 $323Kbefore exit
BRK.B Berkshire Hathaway Inc. Class B call Add +50.0% 600 $300K
GLW Corning Inc. put New 1,100 $281K
CVX Chevron Corp. put New 1,500 $249K
IBIT iShares Bitcoin Trust ETF call Add +9.0% 7,300 $243K
AMD Advanced Micro Devices put New 400 $232K
CBRS Cerebras Systems Inc. Class A put New 1,000 $221K
NOW ServiceNow Inc. call Add +4.8% 2,200 $218K
LMT Lockheed Martin Corp. call Reduce -33.3% 400 $204K
IBM Intl Business Machines Corp. call Reduce -12.5% 700 $197K
GLD SPDR Gold Shares put New 500 $184K
ASTS Ast Spacemobile Inc. call Add +185.7% 2,000 $178K
AAPL Apple Inc. call Add +20.0% 600 $174K
SPCX Space Exploration Techn Class A put New 1,000 $171K

Showing the first 50 of 133.

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q1 2026 → Q2 2026
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Sold out 122 $141Kbefore exit
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Sold out 91 $108Kbefore exit
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Sold out 1,630 $70Kbefore exit
EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) PFD CV TR SEC 28 Sold out 800 $41Kbefore exit
GREENBRIER COS INC (GBX 2.875 04/15/28) NOTE 2.875% 4/1 · principal New 15,000 $17K
HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) NOTE 0.250% 3/0 · principal New 15,000 $17K
BOEING CO/THE (BA 6 10/15/27) DEP CONV PFD A Sold out 36 $2Kbefore exit
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Sold out 23 $2Kbefore exit
MLECW Moolec Science SA *W EXP 01/30/202 New 100,000 $1K
CINGW Cingulate -CW23 *W EXP 12/10/202 New 26,021 $497
GME.WS Gamestop Corp. *W EXP 10/30/202 Sold out 101 $390before exit
VAL.WS Valaris Ltd. -CW28 *W EXP 04/29/202 Sold out 21 $336before exit
COHEN & STEERS QUALITY-R RIGHT 07/15/2026 Add +81.3% 10,769 $161
HTZWW Hertz Global Hldgs Inc. -CW51 *W EXP 06/30/205 Sold out 65 $149before exit
GABELLI EQUITY TRUST-RT RIGHT 04/14/2026 Sold out 4,980 $35before exit
OPENW Opendoor Technologies Inc.-26 *W EXP 11/20/202 Sold out 24 $15before exit
OPENL Opendoor Technologies Inc.-26 *W EXP 11/20/202 Sold out 24 $6before exit
OPENZ Opendoor Technologies Inc.-26 *W EXP 11/20/202 Sold out 24 $6before exit
XRXDW Xerox Holdings Corp. *W EXP 02/11/202 Sold out 55 $5before exit
BLACKROCK UTILITIES INFR- RT RIGHT 04/02/2026 Sold out 165 $2before exit
TBLAW Taboola.com Ltd. -CW27 *W EXP 99/99/999 Sold out 200 $2before exit
GOLD RESOURCE CORP COM Sold out 0 $1before exit
SLRC SLR Investment Corp. COM Sold out 0 $1before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 1,884$26.3BIVV, SPY, AAPL, GLDM, NVDA
Q1 2026 4,791$17.6BIVV, AAPL, SPY, MSFT, IJH
Q4 2025 4,124$17.3BIVV, SPY, AAPL, MSFT, IJH
Q3 2025 3,587$16.0BIVV, SPY, AAPL, MSFT, IJH
Q2 2025 3,760$14.4BIVV, SPY, MSFT, AAPL, IJH
Q1 2025 3,248$13.2BIVV, SPY, AAPL, MSFT, IJH
Q4 2024 3,305$13.4BIVV, AAPL, SPY, MSFT, IJH
Q3 2024 1,095$10.4BIVV, SPY, AAPL, MSFT, IJH
Q2 2024 1,257$10.2BIVV, MSFT, SPY, AAPL, IJH
Q1 2024 1,219$9.6BIVV, SPY, MSFT, AAPL, IJH